Reasonable Contract Or Arrangement Under Section 408(b)(2) Fee Disclosure

Proposed Regulation

• James F. Podheiser
  December 21, 2007

• Gerald C. Schneider
  Judith M. Schneider
  January 10, 2008

• Fred Reish
  January 3, 2008

• Deschutes Investment Advisors
  Tim Wood
  January 14, 2008

• Paul Altman
  January 30, 2008

• Sachs Waldman
  Patricia Tarini
  January 30, 2008

• Donald Cull
  February 1, 2008

• Ian Pinto
  February 2, 2008

• Sheila Walkup
  February 2, 2008

• Rose Voigt
  February 2, 2008

• Tom Ruehle
  February 2, 2008

• Diana Redfern
  February 3, 2008

• Dan Oldman
  February 3, 2008

• J. Wilson
  February 3, 2008

• Jeffrey Harris
  February 7, 2008

• Paula Hungar
  February 3, 2008

• Ajit Ghorpade
  February 3, 2008

• Damon Kelly
  February 3, 2008

• Brett Barndt
  February 4, 2008

• Leslie Bornowsky
  February 4, 2008

• Bruce IIjima
  February 7, 2008

• Brian C. Quinn
  February 3, 2008

• Emir Ibrahimpasic
  February 4, 2008

• Valinda Stuebinger
  February 4, 2008

• Marie-Joele Ingalls
  February 5, 2008

• John Sutton
  February 5. 2008

• Miller Johnson
  Mary V. Bauman
  Sara B. Tountas
  February 5, 2008

• Edelman Financial Services
  Ric Edelman
  February 5, 2008

• Kathryn Lechausse
  February 5, 2008

• Troutman Sanders LLP
  Edie Lindsay
  February 5, 2008

• Morrison Cohen LLP
  Todd K. Garvelink
  February 6, 2008

• William Radford
  February 6, 2008

• Society of Professional Benefit Administrators
  Anne C. Lennan
  February 6, 2008

• Michael McGuire
  February 6, 2008

• Jamie Diamandopoulos
  February 7, 2007

• Carl Pattison
  February 7, 2008

• Douglas Silk
  February 7, 2008

• Kenneth Knight
  February 7, 2008

• Richard Wetzell
  February 8, 2008

• Marcia Joslyn Sill
  February 8, 2008

• John
  February 8, 2008

• NEPC
  Ross Bremen • Steve Charlton
  February 8, 2008

• Standard Insurance Company, Retirement Services Division
  Miriam Lohmann
  February 8, 2008

• Ray Clark
  February 8, 2008

• Jerry and Judy Schneider
  February 8, 2008

• Reish Luftman Reicher & Cohen
  Frederick Reish • Bruce L. Ashton
  Debra A. Davis
  February 11, 2008

• The SPARK Institute, Inc.
  Larry H. Goldbrum
  February 11, 2008

• National Coordinating Committee for Multiemployer Plans (NCCMP)
  Randy G. DeFrehn
  February 11, 2008

• Investment Adviser Association
  Karen L. Barr
  February 11, 2008

• The Bank of New York Mellon
  Leonard R. Heinz
  February 11, 2008

• Standard Insurance Company, Insurance Services Group Legal Department
  Phillip David
  February 11, 2008

• Northern Trust Corporation
  Dale K. Nichols
  February 11, 2008

• Matthew D. Hutcheson
  February 11, 2008

• Tuggle Duggins
  Kenneth M. Johnson
  February 11, 2008

• AARP
  David Certner
  February 11, 2008

• Investment Company Institute
  Mary Podesta
  February 11, 2008

• American Society of Pension Professionals & Actuaries (ASPPA) and Council of Independent 401(k) Recordkeepers (CIKR)
  Brian H. Graff • Tommy Thomasson
  Teresa T. Bloom • Robert M. Richter
  Debra A. Davis
  February 11, 2008

• TIAA-CREF
  Daniel J. Keniry
  February 11, 2008

• Independent Insurance Agents & Brokers of America, Inc. (IIABA)
  Robert Rusbuldt
  February 11, 2008

• Pharmaceutical Care Management Association (PCMA)
  Barbara A. Levy
  February 11, 2008

• Financial Services Roundtable
  Richard M. Whiting
  February 11, 2008

• Vanguard
  F. William McNabb
  February 11, 2008

• PNC Financial Services Group, Inc.
  James S. Keller
  February 11, 2008

• Callan Associates Inc.
  Lori Lucas
  Ronald D. Peyton
  February 11, 2008

• Branch Banking & Trust Co. (BB&T)
  Brent Peters
  February 11, 2008

• Pension Consultants, Inc.
  Christopher R. Thixton
  Mark S. Zielinski
  Marina B. Wiley
  February 11, 2008

• Fidelity
  Douglas O. Kant
  February 12, 2008

• WAMA Actuarial & Consulting, LLC
  James G. Auger
  February 11, 2008

• Watson Wyatt
  Robyn R. Credico • Lisa Arko
  Alec Dike
  February 11, 2008

• America’s Health Insurance Plans (AHIP)
  Thomas J. Wilder
  February 11, 2008

• Eggertsen & Associates, P.C.
  John Eggertsen • Michele Rivas
  February 11, 2008

• Financial Planning Association
  Daniel Berry
  February 11, 2008

• Council of Insurance Agents & Brokers
  Ken A. Crerar
  February 11, 2008

• State Street Corporation
  Stefan M. Gavell
  February 11, 2008

• American Council of Life Insurers
  Walter C. Welsh
  James H. Szostek
  February 11, 2008

• Great-West Retirement Services
  Charles Nelson
  February 11, 2008

• American Benefits Council
  Jan M. Jacobson
  February 11, 2008

• Fiduciary Risk Management, LLC
  Jessica Flores
  Bert Carmody
  February 12, 2008

• Wagner Law Group
  Marcia S. Wagner
  February 11, 2008

• Millar, Schaefer, Hoffmann & Robertson
  David G. Millar
  February 11, 2008

• Groom Law Group
  Stephen Saxon • Jennifer Eller
  February 11, 2008

• The Segal Company
  Margery Sinder Friedman
  February 12, 2008

• Barclays Global Investors
  Kristi Mitchem
  February 12, 2008

• Hewitt Associates
  Cynthia W. Milstead
  Steven Honig Fein
  February 12, 2008

• Securities Industry and Financial Markets Association
  Liz Varley
  February 12, 2008

• ERISA Industry Committee (ERIC), College and University Professional Association for Human Resources (CUPA-HR), National Association of Manufacturers (NAM), Profit Sharing/401k Council of America (PSCA), Society for Human Resource Management (SHRM), U.S. Chamber of Commerce
  Mark J. Ugoretz • Josh Ulman
  David L. Wray • Michael P. Aitken
  Randel K. Johnson • Aliya Wong
  February 14, 2008

• Blue Cross and Blue Shield Association
  Jane Galvin
  February 11, 2008

• IRA Group
  Richard K. Matta
  February 11, 2008

• Members of United States Congress
  George Miller
  Edward M. Kennedy
  Rob Andrews
  Tom Harkin
  Herbert H. Kohl
  February 14, 2008

• WellPoint, Inc.
  Stephen J. Northrup
  February 14, 2008

• Joint Submission of Six Taft-Hartley Multiemployer Plans
  Arnold and Kadjan
  February 11, 2008

• Covington & Burling LLP
  Amy N. Moore
  Katherine Mineka
  February 15, 2008

• American Bankers Association
  Lisa J. Bleier
  February 19, 2008

• JPMorgan Chase & Co.
  Lynn Shipman • Bruce Gallant
  February 20, 2008

• Managed Funds Association
  Richard H. Baker
  February 27, 2008

• Guidant Financial Group, Inc.
  Joe Wishcamper
  February 27, 2008

• AFS Financial Group
  Alexander G. Assaley, III
  February 28, 2008

• Stable Value Investment Association (SVIA)
  Gina Mitchell
  March 7, 2008

• Janet Holmes
  March 6, 2008

• Jackson Kelly PLLC
  Kevin A. Wiggins
  March 13, 2008

• Richard Perlin
  May 4, 2008

• Conrad Siegel Actuaries
  Bob Mrazik
  June 9, 2008

• Bruce and Debbie Rennecker
  July 22, 2008

Requests To Testify

• The SPARK Institute, Inc.
  Larry H. Goldbrum
  February 27, 2008

• Covington & Burling LLP
  Katherine Mineka
  February 27, 2008

• American Benefits Council
  Jan Jacobson
  February 27, 2008

• Profit Sharing/401k Council of America
  Edward Ferrigno
  February 27, 2008

• American Society of Pension Professionals & Actuaries (ASPPA)
  Council of Independent 401(k) Recordkeepers (CIKR)
  Brian H. Graff
  February 28, 2008

• Investment Adviser Association
  Karen Barr
  March 6, 2008

• Pharmaceutical Care Management Association (PCMA)
  William J. Kilberg
  March 7, 2008

• Hewitt Associates LLC
  Cynthia W. Milstead
  March 7, 2008

• AARP
  David Certner
  March 10, 2008

• Matthew D. Hutcheson
  March 10, 2008

• Investment Company Institute
  Michael L. Hadley
  March 10, 2008

• Fidelity
  Douglas O. Kant
  March 10, 2008

• Managed Funds Association
  Jennifer Han
  March 10, 2008

• America’s Health Insurance Plans (AHIP)
  Thomas J. Wilder
  March 10, 2008

• American Bankers Association
  Lisa J. Bleier
  March 10, 2008

• Jackson Kelly PLLC
  Kevin A. Wiggins
  March 13, 2008

• Securities Industry and Financial Markets Association (SIFMA)
  Elizabeth Varley
  March 19, 2008

• WellPoint, Inc.
  Judith A. Langer
  March 19, 2008

• Fiduciary Risk Management, LLC
  Bert M. Carmody
  March 19, 2008

• U.S. Chamber of Commerce
  Aliya Wong
  March 19, 2008

• Council of Insurance Agents & Brokers
  Cameron Findlay
  March 20, 2008

• Self-Insurance Institute of America, Inc.
  Ashley Gillihan
  March 20, 2008

• WAMA Actuarial & Consulting, LLC
  James Auger
  March 20, 2008

• Groom Law Group
  on behalf of a group of financial institutions and administrative service providers
  Stephen Saxon • Jennifer Eller
  March 20, 2008

• Pension Consultants, Inc.
  Chris Thixton
  March 20, 2008

• American Council of Life Insurers (ACLI)
  James H. Szostek
  March 20, 2008

• The Vanguard Group, Inc.
  Dennis Simmons
  March 20, 2008

• Groom Law Group
  on behalf of a group of client companies that provide actuarial and capital consulting services
  Stephen Saxon • Jennifer Eller
  March 20, 2008

Testimony On Reasonable Contract Or Arrangement Under § 408(b)(2)

March 31, 2008 Hearing Transcript • April 1, 2008 Hearing Transcript
If you want to obtain a copy of the court reporter's official transcript, you should contact the court reporter, Neal R Gross, at 202.234.4433.  Also, please be advised that, as with all unedited transcripts, there might be errors in this transcript.  Therefore, the transcript should not be quoted without checking with the speaker for confirmation of the quote.

Post-Hearing Supplemental Material

Requesting Copies of Documents

Copies of public documents are also available upon request from EBSA's Public Disclosure Room.  Send requests for copies of documents to:

U.S. Department of Labor
Employee Benefits Security Administration
Public Disclosure Room
200 Constitution Avenue, NW, Suite N-1513
Washington, DC 20210
Tel 202.693.8673

Learn more about how to request documents from the Department of Labor in the EBSA publication How to Obtain Employee Benefit Documents from the Department of Labor.