Administrative Proceedings Archive 2011

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

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Release No.	Date	Respondents
Fourth Quarter
34-66073	Dec. 30, 2011	Brendan Technologies, Inc., CenterStaging Corp., PGMI, Inc., Thermal Energy Storage, Inc., and Trinity3 Corporation
34-66072	Dec. 30, 2011	Brendan Technologies, Inc., CenterStaging Corp., PGMI, Inc., Thermal Energy Storage, Inc., and Trinity3 Corporation
IA-3347	Dec. 29, 2011	Vinayak S. Gowrish
IA-3346	Dec. 29, 2011	Daniel Joseph Sebastian
33-9290	Dec. 29, 2011	Calhoun Asset Management, LLC, and Krista Lynn Ward a/k/a Krista Lynn Karnezis Other Release Nos.: 34-66066; IA-3345; IC-29895
34-66060	Dec. 28, 2011	Andrew Caccioppoli
33-9289	Dec. 23, 2011	Aurelio Rodriguez Other Release Nos.: 34-66056; IA-3344; IC-29894
34-66055	Dec. 23, 2011	Investment Placement Group and Adolfo Gonzalez-Rubio Other Release No.: IA-3343
33-9288	Dec. 23, 2011	Eric David Wanger and Wanger Investment Management, Inc. Other Release Nos.: 34-66053; IA-3342; IC-29893
34-66051	Dec. 23, 2011	Craig On, CPA Other Release No.: AAER-3350
34-66039	Dec. 22, 2011	Mary Beth Stevens and Paul W. Oliver, Jr. Note: See also Proposed Plan of Distribution Comments: Submit Comments on Proposed Plan of Distribution — Mary Beth Stevens; Submit Comments on Proposed Plan of Distribution — Paul W. Oliver, Jr.
34-66028	Dec. 22, 2011	Shengtai Power International, Inc., and Singer Co. N.V.
34-66027	Dec. 22, 2011	RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
34-66026	Dec. 22, 2011	Rovac Corp., RS Group of Companies, Inc., Rymer Foods, Inc., Stratus Services Group, Inc., Sun Cal Energy, Inc., Sun Motor International, Inc., Surebet Casinos, Inc., and Swiss Medica, Inc.
34-66025	Dec. 22, 2011	Medarts Medical System, Inc., and New Fiber Cloth Technology, Inc. (f/k/a Park Hill Capital III)
34-66024	Dec. 21, 2011	Eric Jon Strasser Other Release No.: AAER-3349
34-66017	Dec. 21, 2011	AEC, I, Inc., Aegir Ventures, Inc., American Toy Vending, Inc., Biometric Security Corp. (a/k/a Pender Financial Group Corp.), and Bridge-It Corp.
34-66009	Dec. 20, 2011	Peter J. Brooks
34-66000	Dec. 16, 2011	Capital Financial Services, Inc. and Brian W. Boppre
34-65999	Dec. 16, 2011	Charles W. Crouse and Norman R. Hess
34-65998	Dec. 16, 2011	Capital Financial Services, Inc. and Brian W. Boppre Other Release No.: IC-29887
34-65997	Dec. 16, 2011	Richard Dalton
34-65996	Dec. 16, 2011	Stuart W. Fuhlendorf, Other Release No.: AAER-3347
34-65985	Dec. 15, 2011	Juan Carlos Guillén Zerpa Other Release No.: AAER-3345
34-65983	Dec. 15, 2011	Ronald Garcia
34-65982	Dec. 15, 2011	Kevin King Other Release No.: IA-3339
34-65981	Dec. 15, 2011	Kenneth Suarez Other Release No.: IA-3338
IA-3337	Dec. 15, 2011	RetireHub, Inc. and Sunil K. Bhatia
34-65962	Dec. 15, 2011	Yakov Koppel
34-65961	Dec. 15, 2011	Ahmed Awan
34-65957	Dec. 15, 2011	Christopher T. Paganes Other Release No.: IA-3335
34-65956	Dec. 15, 2011	Abviva, Inc., ACTIS Global Ventures, Inc., aeroTelesis, Inc., Amwest Insurance Group, Inc., and Auto Underwriters of America, Inc.
34-65952	Dec. 14, 2011	Steven R. Long
34-65951	Dec. 14, 2011	Stanley M. Paulic
34-65950	Dec. 14, 2011	Kempisty & Company, Certified Public Accountants, P.C., Philip C. Kempisty, CPA, and John Anthony Rubino, CPA Other Release No.: AAER-3344
34-65948	Dec. 14, 2011	Longtop Financial Technologies Limited
34-65947	Dec. 13, 2011	Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.)
34-65941	Dec. 13, 2011	Gary S. Bell
34-65243A	Dec. 12, 2011	Putnam Investment Management, LLC
34-65937	Dec. 12, 2011	Stephen R. Moynahan
34-65936	Dec. 12, 2011	Packetport.com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog Note: See also the Final Plan of Distribution
34-65935	Dec. 9, 2011	PA Fund Management, LLC, PEA Capital LLC, and PA Distributors LLC
34-65930	Dec. 9, 2011	Zvi Goffer
34-65923	Dec. 9, 2011	Touradji Capital Management, L.P. Other Release No.: IA-3333
IA-3332	Dec. 9, 2011	Kevin Kramer
34-65920	Dec. 9, 2011	Brendan Technologies, Inc., CenterStaging Corp., PGMI, Inc., Thermal Energy Storage, Inc., and Trinity3 Corporation
34-65919	Dec. 8, 2011	Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
34-65909	Dec. 8, 2011	Dean Zenon Pinard Other Release No.: IA-3331
IA-3330	Dec. 7, 2011	Donald Anthony Walker Young, a/k/a D.A. Walker Young and Acorn Capital Management, LLC
34-65908	Dec. 7, 2011	Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC and Samir H. Bhatt
IA-3329	Dec. 7, 2011	Kenneth E. Marsh, Baldwin Anderson, Robert Anthony Budion, Jeanne M. Lada, and James T. Levier
34-65905	Dec. 7, 2011	Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.
IA-3328	Dec. 6, 2011	David A. Souza
34-65892	Dec. 5, 2011	Canadian Imperial Holdings, Inc. and CIBC World Market Corp.
34-65891	Dec. 5, 2011	Regenesis Centers, Inc., Regenex, Inc., A.J. Ross Logistics, Inc., Southern Gourmet Products, Inc., Status Game Corp., and Suncast Network, Inc.
34-65882	Dec. 5, 2011	Mark A. Konyndyk, CPA Other Release No.: AAER-3339
34-65881	Dec. 5, 2011	Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.
34-65880	Dec. 5, 2011	RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
34-65855	Dec. 1, 2011	RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
IA-3327	Nov. 30, 2011	Chetan Kapur
34-65850	Nov. 30, 2011	Shiming U.S., Inc., Si Mei Te Food Ltd. (F/K/A China Discovery Acquisition Corp.), Sierra International Group, Inc., and Sj Electronics, Inc.
IA-3326	Nov. 29, 2011	Hanes Morgan & Co., Inc. and Uche Akwuba Other Release No.: IC-29877
34-65849	Nov. 29, 2011	Robert Rossi
34-65848	Nov. 29, 2011	Joseph Valko
34-65839	Nov. 28, 2011	AEC, I, Inc., Aegir Ventures, Inc., American Toy Vending, Inc., Biometric Security Corp. (a/k/a Pender Financial Group Corp.), and Bridge-It Corp.
34-65838	Nov. 28, 2011	Feltl & Company, Inc. Other Release Nos.: IA-3325, IC-29875
IA-3324	Nov. 28, 2011	Asset Advisors, LLC Other Release Nos.: IC-29874
34-65837	Nov. 28, 2011	OMNI Investment Advisors Inc. and Gary R. Beynon Other Release Nos.: IA-3323, IC-29873
34-65830	Nov. 28, 2011	Randall Merk Other Release No.: IA-3322
34-65829	Nov. 28, 2011	Charles L. Rizzo and Gina M. Hornbogen Other Release No.: IA-3321
34-65808	Nov. 22, 2011	Fifth Third Bancorp
IA-3320	Nov. 22, 2011	Barry J. Minkow
34-65802	Nov. 22, 2011	Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
34-65801	Nov. 21, 2011	Shengtai Power International, Inc., and Singer Co. N.V.
34-65799	Nov. 21, 2011	Michael S. Krome
34-65798	Nov. 21, 2011	Canadian Imperial Holdings, Inc. and CIBC World Market Corp.
IA-3319	Nov. 21, 2011	Oliver R. Grace, Jr.
34-65785	Nov. 18, 2011	Abviva, Inc., ACTIS Global Ventures, Inc., aeroTelesis, Inc., Amwest Insurance Group, Inc., and Auto Underwriters of America, Inc.
34-65783	Nov. 17, 2011	Dr. Joseph F. Skowron III Other Release No.: IA-3318
IA-3316	Nov. 17, 2011	FTN Financial Securities Corp.
34-65767	Nov. 17, 2011	Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
34-65766	Nov. 17, 2011	UCBH Holdings, Inc.
34-65762	Nov. 16, 2011	Michael Cameron Van Alphen
33-9280	Nov. 16, 2011	Daniel J. Gallagher Other Release No.: 34-65760
34-65759	Nov. 16, 2011	Paul Free, CPA Other Release No.: AAER-3338
IA-3315	Nov. 16, 2011	Morgan Stanley Investment Management Inc. Other Release No.: IC-29862
34-65757	Nov. 16, 2011	The Regency Group, LLC
34-65756	Nov. 16, 2011	Aaron S. Lamkin
34-65755	Nov. 16, 2011	Martha W. Vlcek, CPA Other Release No.: AAER-3337
34-65754	Nov. 16, 2011	Steven M. Des Champs, CPA Other Release No.: AAER-3336
34-65753	Nov. 16, 2011	ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp.
34-65752	Nov. 16, 2011	ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp.
34-65751	Nov. 16, 2011	ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp.
33-9277	Nov. 15, 2011	LeadDog Capital Markets, LLC, f/k/a LeadDog Capital Partners, Inc., Chris Messalas, and Joseph Larocco, Esq. Other Release Nos.: 34-65750, IA-3314, IC-29861
34-65748	Nov. 15, 2011	Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
34-65747	Nov. 15, 2011	CuraTech Industries, Inc.
34-65746	Nov. 14, 2011	Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-65740	Nov. 14, 2011	Ablest Inc., Absolute Potential, Inc. (f/k/a Absolute Waste Services, Inc.), Alpha Petroleum Exploration Corp., AMCV Capital Trust I, American Health, Inc., Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.), and The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.)
34-65739	Nov. 10, 2011	Vincent L. Verdiramo, Esq.
34-65734	Nov. 10, 2011	Longtop Financial Technologies Limited
34-65733	Nov. 10, 2011	UBS Securities LLC
33-9275	Nov. 10, 2011	Western Pacific Capital Management, LLC and Kevin James O’Rourke Other Release Nos.: 34-65726, IA-3313
IA-3312	Nov. 9, 2011	Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
34-65715	Nov. 9, 2011	Rovac Corp., RS Group of Companies, Inc., Rymer Foods, Inc., Stratus Services Group, Inc., Sun Cal Energy, Inc., Sun Motor International, Inc., Surebet Casinos, Inc., and Swiss Medica, Inc.
34-65714	Nov. 9, 2011	RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
34-65712	Nov. 9, 2011	Aampro Group, Inc. (n/k/a First Capital Trust, Inc.), Adagio Acquisition I, Inc., Adagio Acquisition II, Inc., Adagio Acquisition III, Inc., Beaconsfield II, Inc., Beaconsfield III, Inc., and Boston Communications Group, Inc. (n/k/a Xius Holding Corp.)
34-65704	Nov. 8, 2011	Circadian, Inc., Clean Energy Combustion, Inc. (n/k/a Clean Energy Combustion Systems, Inc.), Collectible Concepts Group, Inc., Communitronics of America, Inc. (n/k/a RPM Advantage, Inc.), and ConSyGen, Inc.
34-65703	Nov. 8, 2011	ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp.
34-65701	Nov. 8, 2011	American Capital Partners Limited, Inc., American Educators Financial Corp. (n/k/a Asia Ventures Corp.), Austral Pacific Energy Ltd., Bidville, Inc. (n/k/a PrimEdge, Inc.), Bio-Warm Corp. (n/k/a PHI Gold Corp.), Black Rock Golf Corp. (a/k/a Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
33-9274	Nov. 7, 2011	Ronald St. Clair, CPA and Lawrence Swan, CA Other Release Nos.: 34-65698, IC-29856
34-65697	Nov. 7, 2011	Canadian Imperial Holdings, Inc. and CIBC World Market Corp.
34-65696	Nov. 7, 2011	Intercom Systems, Inc., International Management & Research Corp., International Research & Development Corp. (n/k/a IRDC Estate, Inc.), and Ipix Corp.
34-65693	Nov. 4, 2011	1st Global Stock Transfer LLC and Helen Bagley
34-65680	Nov. 3, 2011	Ran H. Furman Other Release No.: AAER-3334
34-65675	Nov. 3, 2011	Ablest Inc., Absolute Potential, Inc. (f/k/a Absolute Waste Services, Inc.), Alpha Petroleum Exploration Corp., AMCV Capital Trust I, American Health, Inc., Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.), and The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.)
34-65674	Nov. 3, 2011	Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.
34-65673	Nov. 2, 2011	Daniel W. Nodurft, Esq.
34-65665	Nov. 2, 2011	MAS Acquisition XX Corp., National Healthcare Financial Services, Inc., Neuromedical Technologies, Inc., and Note Bankers of America, Inc. (n/k/a Facit Group Holdings, Inc.)
34-65664	Nov. 2, 2011	Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
IA-3309	Nov. 1, 2011	Terry Harris
34-65661	Oct. 31, 2011	Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
34-65658	Oct. 31, 2011	Hector Gallardo, Michael Zurita, and Orion Trading, LLC
33-9272	Oct. 31, 2011	David Story Other Release Nos.: 34-65657, IC-29854
34-65652	Oct. 28, 2011	CuraTech Industries, Inc.
34-65651	Oct. 28, 2011	ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp.
34-65649	Oct. 28, 2011	North Shore Capital I, Inc., North Shore Capital II, Inc., Northern Financial Corp. (f/k/a American Gem Corp.), Northland Cable Properties Five Limited Partnership, and Northland Cable Properties Four Limited Partnership
34-65643	Oct. 27, 2011	Financial Industry Regulatory Authority, Inc.
34-65640	Oct. 27, 2011	Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.
34-65638	Oct. 27, 2011	Aampro Group, Inc. (n/k/a First Capital Trust, Inc.), Adagio Acquisition I, Inc., Adagio Acquisition II, Inc., Adagio Acquisition III, Inc., Beaconsfield II, Inc., Beaconsfield III, Inc., and Boston Communications Group, Inc. (n/k/a Xius Holding Corp.)
34-65621	Oct. 25, 2011	William J. Tennant, CPA Other Release No.: AAER-3332
34-65620	Oct. 25, 2011	Anthony J. Cuti, CPA Other Release No.: AAER-3331
34-65616	Oct. 25, 2011	American Capital Partners Limited, Inc., American Educators Financial Corp. (n/k/a Asia Ventures Corp.), Austral Pacific Energy Ltd., Bidville, Inc. (n/k/a PrimEdge, Inc.), Bio-Warm Corp. (n/k/a PHI Gold Corp.), Black Rock Golf Corp. (a/k/a Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
34-65611	Oct. 24, 2011	Medarts Medical System, Inc., and New Fiber Cloth Technology, Inc. (f/k/a Park Hill Capital III)
33-9271	Oct. 24, 2011	Pipeline Trading Systems LLC, Fred J. Federspiel, and Alfred R. Berkeley III Other Release No.: 34-65609
33-9270	Oct. 24, 2011	Banco Espirito Santo S.A. Other Release No.: 34-65608, IA-3304
34-65607	Oct. 24, 2011	International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
34-65606	Oct. 24, 2011	SGI International, Shared Imaging Partners, LP, Shiega Resources Corp., Sibun River Group, Inc., Simon Transportation Services, Inc., Sirius Software, Inc., SLM Entertainment, Ltd., and Snake River Properties, Inc.
IA-3303	Oct. 21, 2011	Amit V. Patel
34-65600	Oct. 20, 2011	Michael G. Horsey, CPA Other Release No.: AAER-3329
34-65597	Oct. 20, 2011	Jason C. Goldfarb
34-65596	Oct. 20, 2011	Arthur J. Cutillo
34-65595	Oct. 20, 2011	ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp.
34-65593	Oct. 19, 2011	Roy D. Higgs
33-9268	Oct. 19, 2011	Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC, and Samir H. Bhatt Other Release No.: IA-3302
34-65589	Oct. 18, 2011	Jeffrey Greeney
34-65584	Oct. 18, 2011	Sergey Rumyantsev
IA-3301	Oct. 18, 2011	Donald W. Klein
IA-3300	Oct. 18, 2011	John Clement
34-65582	Oct. 18, 2011	Lisa C. Berry
34-65578	Oct. 17, 2011	Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc.
34-65561	Oct. 14, 2011	ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp.
34-65560	Oct. 14, 2011	Ablest Inc., Absolute Potential, Inc. (f/k/a Absolute Waste Services, Inc.), Alpha Petroleum Exploration Corp., AMCV Capital Trust I, American Health, Inc., Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.), and The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.)
34-65559	Oct. 14, 2011	American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
34-65558	Oct. 14, 2011	Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp., Sierra International Group, Inc., and SJ Electronics, Inc.
34-65557	Oct. 14, 2011	Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc.
34-65556	Oct. 13, 2011	EDGX Exchange, Inc., EDGA Exchange, Inc., and Direct Edge ECN LLC
34-65555	Oct. 13, 2011	Watts Water Technologies, Inc. and Leesen Chang Other Release No.: AAER-3328
34-65547	Oct. 13, 2011	Sharon Energy, Ltd., Sheldahl, Inc., and Sonoma International, Inc.
34-65546	Oct. 13, 2011	International Solubles Corp., Internet Capital Ventures & Association, Inc. (n/k/a Atlantis Studios Corporation), Intratel Group, Ltd., iQrom Communications, Inc., Irutil Co. Inc., and ISNI.net, Inc.
34-65533	Oct. 12, 2011	Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
34-65532	Oct. 12, 2011	Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.
34-65531	Oct. 11, 2011	UCBH Holdings, Inc.
34-65520	Oct. 7, 2011	Brian A. Bjork Other Release No.: IA-3299
34-65513	Oct. 7, 2011	Richard A. Hansen
34-65510	Oct. 7, 2011	China-Biotics, Inc.
34-65507	Oct. 6, 2011	Intercom Systems, Inc., International Management & Research Corp., International Research & Development Corp. (n/k/a IRDC Estate, Inc.), and Ipix Corp.
34-65506	Oct. 6, 2011	Aampro Group, Inc. (n/k/a First Capital Trust, Inc.), Adagio Acquisition I, Inc., Adagio Acquisition II, Inc., Adagio Acquisition III, Inc., Beaconsfield II, Inc., Beaconsfield III, Inc., and Boston Communications Group, Inc. (n/k/a Xius Holding Corp.)
33-9265	Oct. 6, 2011	Hansen Medical, Inc. Other Release No.: 34-65501
34-65498	Oct. 6, 2011	Packetport.com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog
34-65490	Oct. 6, 2011	Packetport.com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog Note: See also the Proposed Plan of Distribution Submit comments on Proposed Plan of Distribution
IA-3298	Oct. 5, 2011	Steven Fortuna
34-65487	Oct. 5, 2011	Astralis Ltd., Cavit Sciences, Inc., Crystal International Travel Group, Inc., and Tasker Products Corp.
34-65486	Oct. 5, 2011	Astralis Ltd., Cavit Sciences, Inc., Crystal International Travel Group, Inc., and Tasker Products Corp.
34-65485	Oct. 4, 2011	Paul Randall Fraley
34-65476	Oct. 4, 2011	Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.
34-65475	Oct. 4, 2011	Interactive Therapeutics, Inc., Interchem (N.A.) Industries, Inc., International Cavitation Technologies, Inc., International Fibercom, Inc., International Gaming Management, Inc., International Meta Systems, Inc., Internet Communications Corp., InvestAmerica, Inc., IQUniverse, Inc., and IRG Technologies, Inc.
34-65474	Oct. 4, 2011	Amerex Group, Inc., AmeriChip International, Inc., Amish Naturals, Inc., Banker's Store Inc. (The), Champion Parts, Inc., and Gray Peaks, Inc.
34-65466	Oct. 3, 2011	Thomas Y. Jimenez (CPA) Other Release No.: AAER-3325
34-65465	Oct. 3, 2011	Strong Capital Management, Inc.
34-65464	Oct. 3, 2011	Somerset International Group, Inc.
34-65463	Oct. 3, 2011	Sharon Energy, Ltd., Sheldahl, Inc., and Sonoma International, Inc.
34-65462	Oct. 3, 2011	Interactive Therapeutics, Inc., Interchem (N.A.) Industries, Inc., International Cavitation Technologies, Inc., International Fibercom, Inc., International Gaming Management, Inc., International Meta Systems, Inc., Internet Communications Corp., InvestAmerica, Inc., IQUniverse, Inc., and IRG Technologies, Inc.
Third Quarter
34-65461	Sep. 30, 2011	Richard D. Mittasch Other Release No.: IA-3296
IA-3295	Sep. 30, 2011	Imperium Investment Advisors, LLC
34-65460	Sep. 30, 2011	Smith Barney Fund Management LLC and Citigroup Global Markets Inc.
33-9264	Sep. 30, 2011	Gilford Securities, Incorporated, Ralph Worthington, IV, David S. Kaplan, and Richard W. Granahan
34-65446	Sep. 30, 2011	Brian Dvorak, Esq.
34-65443	Sep. 30, 2011	Amerex Group, Inc., AmeriChip International, Inc., Amish Naturals, Inc., Banker's Store Inc. (The), Champion Parts, Inc., and Gray Peaks, Inc.
IA-3294	Sep. 29, 2011	Alfred Clay Ludlum, III
34-65423	Sep. 28, 2011	Wayde M. McKelvy
34-65422	Sep. 28, 2011	Hector Gallardo, Michael Zurita, and Orion Trading, LLC
IA-3293	Sep. 28, 2011	Daryl Dworkin
34-65416	Sep. 28, 2011	Michael L. Rothenberg
34-65415	Sep. 28, 2011	Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
34-65414	Sep. 28, 2011	Matthews Studio Equipment Group, Meridian Point Realty Trust 83, More Cash for Life (Worldwide) Ltd., New York Networks, Inc. (f/k/a Caliper Acquisition Corporation), Nomatterware, Inc., Normark Ventures Corp., and Novaheadinc
34-65413	Sep. 27, 2011	North Shore Capital I, Inc., North Shore Capital II, Inc., Northern Financial Corp. (f/k/a American Gem Corp.), Northland Cable Properties Five Limited Partnership, and Northland Cable Properties Four Limited Partnership
34-65412	Sep. 27, 2011	MAS Acquisition XX Corp., National Healthcare Financial Services, Inc., Neuromedical Technologies, Inc., and Note Bankers of America, Inc. (n/k/a Facit Group Holdings, Inc.)
IA-3292	Sep. 27, 2011	Donald Longueuil Other Release No.: IA-3292
33-9263	Sep. 27, 2011	Amnon Cohen Other Release No.: 34-65411, IA-3291, IC-29822
34-65409	Sep. 27, 2011	LPB Capital d/b/a Family Office Group, LLC and Gary J. Pappas Other Release No.: IA-3290, AAER-3323
33-9262	Sep. 27, 2011	RBC Capital Markets, LLC (formerly known as RBC Capital Markets Corp.) Other Release Nos.: 34-65404, IA-3289
34-65403	Sep. 27, 2011	SFH II Acquisition Corp., Sforza Enterprises, Inc., Silver Star Capital Holdings, Inc., Silverzipper.com, Inc., Sky Scientific, Inc., Skyview Holdings Corp., Snake Eyes Golf Clubs, Inc. (f/k/a Golf Technology Holding, Inc.), and Soccer Concepts, Inc.
34-65402	Sep. 27, 2011	Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
34-65392	Sep. 26, 2011	Magic Lantern Group, Inc., Map VII Acquisition, Inc., Memotec Communications, Inc., Millstream II Acquisition Corp., Modena 3, Inc., and North American Energy of Delaware, Inc. (n/k/a Ora Electronics, Inc.)
IA-3288	Sep. 23, 2011	Bruce F. Prévost and David W. Harrold
34-65391	Sep. 23, 2011	Manuel Lopez-Tarre
34-65390	Sep. 23, 2011	Franklin Advisers, Inc.
IA-3287	Sep. 23, 2011	James M. Peister
IA-3286	Sep. 22, 2011	Janis Barsuk
IA-3285	Sep. 22, 2011	Barr M. Rosenberg Other Release No.: IC-29818
34-65377	Sep. 21, 2011	Larry Lee Crawford (CPA) Other Release No.: AAER-3322
33-9261	Sep. 21, 2011	Spencer D. Mindlin, and Alfred C. Mindlin, CPA Other Release Nos.: 34-65372, IA-3284, IC-29813
34-65367	Sep. 21, 2011	Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
34-65366	Sep. 21, 2011	Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
34-65365	Sep. 21, 2011	Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
34-65364	Sep. 21, 2011	Basin Water, Inc.
34-65363	Sep. 20, 2011	Sharon Energy, Ltd., Sheldahl, Inc., and Sonoma International, Inc.
34-65359	Sep. 20, 2011	SGI International, Shared Imaging Partners, LP, Shiega Resources Corp., Sibun River Group, Inc., Simon Transportation Services, Inc., Sirius Software, Inc., SLM Entertainment, Ltd., and Snake River Properties, Inc.
34-65357	Sep. 20, 2011	Justin William Rifkin
IA-3283	Sep. 20, 2011	Delta Global Advisors, Inc. and Charles P. Hanlon Other Release No.: IC-29796
34-65356	Sep. 20, 2011	Delta Global Advisors, Inc. and Charles P. Hanlon Other Release No.: IA-3282, IC-29795
IA-3281	Sep. 19, 2011	Stanley J. Kowalewski
34-65351	Sep. 19, 2011	Jason Mutascio
34-65349	Sep. 16, 2011	Matthew R. Jennings
34-65348	Sep. 16, 2011	Comverse Technology, Inc.
IA-3279	Sep. 16, 2011	Vinayak S. Gowrish
IA-3278	Sep. 14, 2011	James Davis Risher
34-65340	Sep. 14, 2011	Wayne A. Pratt, CPA Other Release No.: AAER-3320
34-65336	Sep. 14, 2011	Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
34-65335	Sep. 14, 2011	Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
34-65334	Sep. 14, 2011	Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
34-65333	Sep. 14, 2011	Auriga Laboratories, Inc., Curon Medical, Inc., Goldstate Corp., OneWorld Systems, Inc., and PracticeXpert, Inc.
34-65332	Sep. 14, 2011	D.G. Jewellery of Canada Ltd. (n/k/a D.G. Jewelry, Inc.), Daine Industries, Inc., (n/k/a Oasis Travel Group, Inc.), Del Cerro Enterprises, Inc., Denstone Minerals Ltd., Diadem Resources Ltd., Digicomm Services, Inc. (f/k/a Nemo Enterprises, Inc.), Digital Courier International Corp., Digital Star Inc., Dimples Group Inc., Dominion Bridge Corp., and DSI Datotech Systems Inc.
IA-3277	Sep. 13, 2011	David A. Souza
34-65331	Sep. 13, 2011	Dustin D. White
34-65321	Sep. 12, 2011	International Solubles Corp., Internet Capital Ventures & Association, Inc. (n/k/a Atlantis Studios Corporation), Intratel Group, Ltd., iQrom Communications, Inc., Irutil Co. Inc., and ISNI.net, Inc.
34-65320	Sep. 12, 2011	Interactive Therapeutics, Inc., Interchem (N.A.) Industries, Inc., International Cavitation Technologies, Inc., International Fibercom, Inc., International Gaming Management, Inc., International Meta Systems, Inc., Internet Communications Corp., InvestAmerica, Inc., IQUniverse, Inc., and IRG Technologies, Inc.
IA-3276	Sep. 9, 2011	Gregory A. Seib
34-65309	Sep. 9, 2011	Ritchie Capital Management, LLC, Ritchie Multi-Strategy Global Trading Ltd., A.R. Thane Ritchie and Warren Louis Demaio
34-65306	Sep. 9, 2011	Amerex Group, Inc., AmeriChip International, Inc., Amish Naturals, Inc., Banker's Store Inc. (The), Champion Parts, Inc., and Gray Peaks, Inc.
34-65304	Sep. 9, 2011	Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
34-65303	Sep. 9, 2011	Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
34-65302	Sep. 8, 2011	Global Sentry Equity Transfer, Inc.
IA-3275	Sep. 8, 2011	Anthony Scolaro
IA-3274	Sep. 8, 2011	Roy E. Scarboro
34-65301	Sep. 8, 2011	Comverse Technology, Inc.
34-65296	Sep. 8, 2011	Blake G. Williams
34-65294	Sep. 8, 2011	John Scott Clark
34-65291	Sep. 8, 2011	Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
34-65290	Sep. 8, 2011	Circle Fine Art Corp., Coachman, Inc., Coachman Inns Income Ltd. Partnership, Columbia Western, Inc., Comet Software International, Inc., Commonwealth Industries Corp., Comstock Industries, Inc., Concentration, Inc., Concordia Paper Holdings, Ltd., and ConnectAJet.com, Inc. (f/k/a Source Venture Capital, Inc.)
34-65289	Sep. 8, 2011	M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
34-65288	Sep. 8, 2011	Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc.
34-65285	Sep. 7, 2011	W. Todd Smith
34-65284	Sep. 7, 2011	Brian W. Walsh
IA-3273	Sep. 7, 2011	Montford and Company, Inc. d/b/a Montford Associates, and Ernest V. Montford, Sr.
34-65278	Sep. 7, 2011	Gregory S. Schaefer
34-65276	Sep. 7, 2011	Astralis Ltd., Cavit Sciences, Inc., Crystal International Travel Group, Inc., and Tasker Products Corp.
34-65274	Sep. 7, 2011	American Capital Partners Limited, Inc., American Educators Financial Corp. (n/k/a Asia Ventures Corp.),Austral Pacific Energy Ltd., Bidville, Inc. (n/k/a PrimEdge, Inc.), Bio-Warm Corp. (n/k/a PHI Gold Corp.), Black Rock Golf Corp. (a/k/a Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
34-65273	Sep. 7, 2011	BSK & Tech, Inc. Note: See also Korean version
34-65272	Sep. 7, 2011	Biometrx, Inc., Biopure Corp. (n/k/a PBBPC, Inc.), Distributed Energy Systems Corp., Fortified Holdings Corp., Knobias, Inc., and One IP Voice, Inc. (n/k/a Indian Hill Holdings Corporation)
34-65271	Sep. 6, 2011	Ran H. Furman, CPA Other Release No.: AAER-3318
34-65270	Sep. 6, 2011	Rick Lawton
34-65265	Sep. 6, 2011	Richard A. Geiger
IA-3272	Sep. 6, 2011	Gregory P. Loles
34-65260	Sep. 2, 2011	Leland G. Orr Other Release No.: AAER-3317
34-65254	Sep. 2, 2011	Travis W. Vrbas Other Release No.: AAER-3316
IA-3270	Sep. 2, 2011	Robert Feinblatt
34-65248	Sep. 2, 2011	Excellency Investment Realty Trust, Inc.
34-65247	Sep. 1, 2011	Sequenom, Inc.
34-65245	Sep. 1, 2011	Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
34-65243	Sep. 1, 2011	Putnam Investment Management, LLC
34-65242	Sep. 1, 2011	M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.)
IA-3269	Aug. 31, 2011	Sean Mansfield
34-65230	Aug. 31, 2011	M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
34-65229	Aug. 31, 2011	M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.)
34-65227	Aug. 30, 2011	Morgan Asset Management, Inc. Morgan Keegan & Company, Inc. James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
33-9254	Aug. 30, 2011	Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC Other Release Nos.: 34-65223, IA-3268, IC-29775
34-65221	Aug. 30, 2011	Somerset International Group, Inc.
34-65219	Aug. 30, 2011	International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
34-65218	Aug. 29, 2011	Matthews Studio Equipment Group, Meridian Point Realty Trust 83, More Cash for Life (Worldwide) Ltd., New York Networks, Inc. (f/k/a Caliper Acquisition Corporation), Nomatterware, Inc., Normark Ventures Corp., and Novaheadinc
34-65217	Aug. 29, 2011	Matthew Crisp Other Release Nos.: IA-3267, IC-29772
34-65216	Aug. 29, 2011	Jay L. LeBouef
34-65215	Aug. 29, 2011	Shawn A. Icely
34-65214	Aug. 29, 2011	Margaret Grey
34-65212	Aug. 29, 2011	International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
34-65211	Aug. 29, 2011	Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
33-9253	Aug. 26, 2011	David G. Brouwer Other Release Nos.: 34-65208, IA-3265, IC-29771
34-65205	Aug. 26, 2011	Renee Marie Brown Other Release No.: IA-3263
33-9252	Aug. 25, 2011	GSCP (NJ), L.P. Other Release No.: IA-3261
34-65194	Aug. 25, 2011	Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.
34-65193	Aug. 25, 2011	Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
34-65190	Aug. 24, 2011	Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.
34-65187	Aug. 24, 2011	Magic Lantern Group, Inc., Map VII Acquisition, Inc., Memotec Communications, Inc., Millstream II Acquisition Corp., Modena 3, Inc., and North American Energy of Delaware, Inc. (n/k/a Ora Electronics, Inc.)
34-65179	Aug. 22, 2011	Evergreen Investment Management Company, LLC and Evergreen Investment Services, Inc.
34-65173	Aug. 19, 2011	Matthew J. Ryan
34-65172	Aug. 19, 2011	Mottes Drillman
34-65171	Aug. 19, 2011	Jacob Spinner
34-65170	Aug. 19, 2011	bioMETRX, Inc., Biopure Corp. (n/k/a PBBPC, Inc.), Distributed Energy Systems Corp., Fortified Holdings Corp., Knobias, Inc., One IP Voice, Inc. (n/k/a Indian Hill Holdings Corporation)
34-65169	Aug. 19, 2011	Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
34-65168	Aug. 19, 2011	International Poultry Co., Inc. (n/k/a Carley Enterprises, Inc.), International Thoroughbred Breeders, Inc., Ionic Fuel Technology, Inc., and Ipex, Inc. (n/k/a Salus Labs International, Inc.)
34-65167	Aug. 18, 2011	Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
34-65156	Aug. 18, 2011	Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
34-65154	Aug. 18, 2011	Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
34-65152	Aug. 17, 2011	Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown
34-65151	Aug. 17, 2011	Timothy M. Gautney, Robert A. Bellia, Jr., and Erik S. Blum
34-65145	Aug. 17, 2011	Auriga Laboratories, Inc., Curon Medical, Inc., Goldstate Corp., OneWorld Systems, Inc., and PracticeXpert, Inc.
34-65144	Aug. 17, 2011	Columbus Geographic Systems (GIS) Ltd.
34-65139	Aug. 16, 2011	Internet Marketing, Inc., Intrepid Technology & Resources, Inc., Ion Technology, Inc., Itemus, Inc., and ITIS Holdings, Inc.
34-65131	Aug. 15, 2011	SFH II Acquisition Corp., Sforza Enterprises, Inc., Silver Star Capital Holdings, Inc., Silverzipper.com, Inc., Sky Scientific, Inc., Skyview Holdings Corp., Snake Eyes Golf Clubs, Inc. (f/k/a Golf Technology Holding, Inc.), and Soccer Concepts, Inc.
34-65130	Aug. 15, 2011	SHC Corp. (f/k/a Victormaxx Technologies, Inc.), Shells Seafood Restaurants, Inc., SI Restructuring, Inc. (f/k/a Schlotzsky’s, Inc.), SLS Industries, Inc., Softlock.com, Inc. (n/k/a The Cap One Group, Inc.), Solar Satellite Communication, Inc., and Sonoran Energy, Inc.
34-65129	Aug. 15, 2011	Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
34-65124	Aug. 12, 2011	Timothy M. Gautney, Robert A. Bellia, Jr., and Erik S. Blum
34-65123	Aug. 12, 2011	Daniel Cohen
34-65122	Aug. 12, 2011	Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-65097	Aug. 10, 2011	Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
34-65096	Aug. 10, 2011	D.G. Jewellery of Canada Ltd. (n/k/a D.G. Jewelry, Inc.), Daine Industries, Inc. (n/k/a Oasis Travel Group, Inc.), Del Cerro Enterprises, Inc., Denstone Minerals Ltd., Diadem Resources Ltd., Digicomm Services, Inc. (f/k/a NEMO Enterprises, Inc.), Digital Courier International Corp., Digital Star Inc., Dimples Group Inc., Dominion Bridge Corp., and DSI Datotech Systems Inc.
34-65051	Aug. 5, 2011	Steven Scoppetuolo, CPA Other Release No.: AAER-3312
34-65045	Aug. 5, 2011	Navigators International Management Co., Ltd.
34-65044	Aug. 5, 2011	James R. Spurger
33-9249	Aug. 4, 2011	Rajat K. Gupta Other Release Nos.: 34-65037, IA-3259, IC-29745
34-65030	Aug. 4, 2011	Karlheinz Redekopp, CGA Other Release No.: AAER-3310
34-65029	Aug. 4, 2011	Patrick L. Martin Other Release No.: IA-3258
34-65028	Aug. 4, 2011	Citizens Capital Corp., Coho Energy, Inc., Colonial Industries, Inc., Comp-U-Check, Inc., Computer Automation, Inc., Concentrax, Inc., and Consolidated Capital Properties VII
34-65027	Aug. 4, 2011	International Poultry Co., Inc. (n/k/a Carley Enterprises, Inc.), International Thoroughbred Breeders, Inc., Ionic Fuel Technology, Inc., and Ipex, Inc. (n/k/a Salus Labs International, Inc.)
IA-3257	Aug. 3, 2011	Francisco Illarramendi
34-65023	Aug. 3, 2011	Strong Capital Management, Inc. Note: See also the Proposed Plan of Distribution
34-65022	Aug. 3, 2011	Strong Capital Management, Inc.
34-65018	Aug. 3, 2011	Frank R. Peperno
34-65017	Aug. 3, 2011	Pilgrim Baxter & Transferring Remaining Associates, Ltd.
34-65016	Aug. 2, 2011	Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon, and Kevin J. Marsh
34-65012	Aug. 2, 2011	Jordan H. Mintz Other Release No.: AAER-3309
34-65009	Aug. 2, 2011	Franz N. Tudor
34-65006	Aug. 2, 2011	Scott F. Gelbard
34-65005	Aug. 2, 2011	James E. Pratt, Esq.
34-65004	Aug. 2, 2011	Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.
34-65003	Aug. 1, 2011	Vladimir Boris Bugarski, Vladislav Walter Bugarski and Aleksander Negovan Bugarski
33-9248	Aug. 1, 2011	Divine Capital Markets, LLC, Danielle Hughes and Michael Buonomo Other Release No.: 34-64999
33-9247	Aug. 1, 2011	Divine Capital Markets, LLC, Danielle Hughes and Michael Buonomo Other Release No.: 34-64998
34-64995	Aug. 1, 2011	Apparel America, Inc. (n/k/a HSK Industries, Inc.), Decora Industries, Inc., Diversicon Holdings Corp., Flagship Global Health, Inc., Integrated Transportation Network Group, Inc., and Premier Wealth Management, Inc. (a/k/a Premiere Wealth Management, Inc.)
34-64993	Jul. 29, 2011	Kenneth R. Payne
IA-3255	Jul. 29, 2011	Kenneth W. Burnt
IA-3254	Jul. 29, 2011	Otto Sam Folin
34-64986	Jul. 29, 2011	Animal Cloning Sciences, Inc. (n/k/a Bancorp Energy, Inc.)
IA-3253	Jul. 28, 2011	Benchmark Asset Managers LLC
34-64980	Jul. 28, 2011	Daniel G. Danker
34-64979	Jul. 28, 2011	Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc.
34-64978	Jul. 27, 2011	Diageo plc Other Release No.: AAER-3307
34-64972	Jul. 27, 2011	M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
34-64971	Jul. 26, 2011	Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
34-64965	Jul. 26, 2011	William Kevin Harrison Other Release No.: IA-3252
34-64960	Jul. 26, 2011	Interactive Telesis, Inc., Intercontinental Technologies Group, Inc., Interglobal Waste Management, Inc., International Energy Consultants, Inc., International Thermal Packaging, Inc., Internet Culinary Corp. (f/k/a Capitol Silver Mines, Inc.), IRT Corp., and i2corp.com (f/k/a PCG Media, Inc.)
34-64959	Jul. 25, 2011	Circle Fine Art Corp., Coachman, Inc., Coachman Inns Income Ltd. Partnership, Columbia Western, Inc., Comet Software International, Inc., Commonwealth Industries Corp., Comstock Industries, Inc., Concentration, Inc., Concordia Paper Holdings, Ltd., and ConnectAJet.com, Inc. (f/k/a Source Venture Capital, Inc.)
34-64952	Jul. 25, 2011	Advanced Optics Electronics, Inc.
34-64951	Jul. 25, 2011	Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
34-64950	Jul. 25, 2011	Interactive Telesis, Inc., Intercontinental Technologies Group, Inc., Interglobal Waste Management, Inc., International Energy Consultants, Inc., International Thermal Packaging, Inc., Internet Culinary Corp. (f/k/a Capitol Silver Mines, Inc.), IRT Corp., and i2corp.com (f/k/a PCG Media, Inc.)
33-9242	Jul. 22, 2011	China Century Dragon Media, Inc.
33-9241	Jul. 22, 2011	China Intelligent Lighting and Electronics, Inc.
33-9240	Jul. 22, 2011	Ford Motor Credit Company
IA-3251	Jul. 22, 2011	Danielle Chiesi
IA-3250	Jul. 22, 2011	Jeffrey Yokuty
34-64947	Jul. 22, 2011	Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co.
34-64944	Jul. 21, 2011	Patricia Diane Gruber
34-64943	Jul. 21, 2011	Benjamin W. Young, Jr.
34-64942	Jul. 21, 2011	Glenn R. Harris
34-64941	Jul. 21, 2011	John N. Irwin, CPA Other Release No.: AAER-3305
34-64936	Jul. 20, 2011	Thomas F. Pierson
IA-3249	Jul. 20, 2011	Michael Cardillo
34-64932	Jul. 20, 2011	Carlo G. Chiaese Other Release No.: IA-3248
34-64927	Jul. 20, 2011	International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
34-64924	Jul. 20, 2011	Richard D. Mittasch Other Release No.: IA-3247
34-64923	Jul. 20, 2011	Glenn M. Barikmo Other Release No.: IA-3246
34-64922	Jul. 20, 2011	Christopher T. Paganes Other Release No.: IA-3245
IA-3244	Jul. 20, 2011	Dale E. St. Jean
IA-3243	Jul. 20, 2011	Imperium Investment Advisors, LLC
34-64920	Jul. 20, 2011	M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.)
34-64919	Jul. 20, 2011	Apparel America, Inc. (n/k/a HSK Industries, Inc.), Decora Industries, Inc., Diversicon Holdings Corp., Flagship Global Health, Inc., Integrated Transportation Network Group, Inc., and Premier Wealth Management, Inc. (a/k/a Premiere Wealth Management, Inc.)
34-64917	Jul. 19, 2011	Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
34-64912	Jul. 18, 2011	Kadar M. Josey
34-64894	Jul. 15, 2011	SHC Corp. (f/k/a Victormaxx Technologies, Inc.), Shells Seafood Restaurants, Inc., SI Restructuring, Inc. (f/k/a Schlotzsky’s, Inc.), SLS Industries, Inc., Softlock.com, Inc. (n/k/a The Cap One Group, Inc.), Solar Satellite Communication, Inc., and Sonoran Energy, Inc.
33-9238	Jul. 14, 2011	Priscilla G. Sabado Other Release Nos.: 34-64890, IA-3241
IA-3240	Jul. 14, 2011	Robert C. Brown, Jr.
33-9237	Jul. 14, 2011	Joseph F. Sofo, CPA Other Release Nos.: IA-3239, AAER-3303
34-64881	Jul. 14, 2011	M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
34-64880	Jul. 14, 2011	bioMETRX, Inc., Biopure Corp. (n/k/a PBBPC, Inc.), Distributed Energy Systems Corp., Fortified Holdings Corp., Knobias, Inc., One IP Voice, Inc. (n/k/a Indian Hill Holdings Corporation)
34-64878	Jul. 14, 2011	Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co.
33-9236	Jul. 13, 2011	Roman Lyniuk Other Release Nos.: 34-64877, IA-3238, IC-29724
34-64873	Jul. 13, 2011	Gregory D. Wood
34-64871	Jul. 13, 2011	Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.
34-64869	Jul. 13, 2011	Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
34-64867	Jul. 13, 2011	Columbus Geographic Systems (GIS) Ltd.
34-64866	Jul. 13, 2011	Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
34-64865	Jul. 12, 2011	Invesco Funds Group, Inc., AIM Advisors, Inc., and AIM Distributors, Inc. Other Release Nos.: IA-3237, IC-29722
34-64862	Jul. 12, 2011	Jennifer Kim Note: See also the Dissent of Commissioner Aguilar in this matter
34-64855	Jul. 11, 2011	Janney Montgomery Scott LLC
34-64849	Jul. 8, 2011	Leila C. Jenkins Other Release No.: IA-3235
IA-3234	Jul. 8, 2011	Locke Capital Management, Inc.
34-64839	Jul. 8, 2011	Fontana Capital, LLC and Forrest Fontana Other Release No.: IA-3233
34-64838	Jul. 8, 2011	Delcott Commodity Partners, Delta-Omega Technologies, Inc., Devlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
34-64837	Jul. 7, 2011	Blake G. Williams
34-64831	Jul. 7, 2011	James L. Hertz
34-64830	Jul. 7, 2011	Delcott Commodity Partners, Delta-Omega Technologies, Inc., DeVlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
34-64829	Jul. 7, 2011	BP International, Inc., CyGene Laboratories, Inc., Delek Resources, Inc., Flooring America, Inc., International Diversified Industries, Inc., Nova Biogenetics, Inc., and Tube Media Corp. (The)
34-64828	Jul. 7, 2011	Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co.
34-64827	Jul. 7, 2011	Sanctuary Woods Multimedia Corp., Satellite Auction Network, Inc. (a/k/a, L International Computers, Inc.), Scientific Measurement Systems, Inc., Scorpion Technologies, Inc., Scott Science & Technology, Inc., Security Environmental Systems, Inc., and Sensotron, Inc.
IA-3231	Jul. 6, 2011	Christopher Love Blackwell
34-64815	Jul. 6, 2011	D'Brit Corp., Dair Ventures, Inc., DATEQ Information Network, Inc. (n/k/a LexisNexis Risk Solutions, Inc.), D.C. Trading & Development Corp., Delsoft Consulting, Inc., Dev-Tech Corp. (n/k/a Dev Sec, Inc.), Digital Products Corp., and Dollar Time Group, Inc.
34-64812	Jul. 6, 2011	BP International, Inc., CyGene Laboratories, Inc., Delek Resources, Inc., Flooring America, Inc., International Diversified Industries, Inc., Nova Biogenetics, Inc., and Tube Media Corp. (The)
34-64811	Jul. 5, 2011	SFH II Acquisition Corp., Sforza Enterprises, Inc., Silver Star Capital Holdings, Inc., Silverzipper.com, Inc., Sky Scientific, Inc., Skyview Holdings Corp., Snake Eyes Golf Clubs, Inc. (f/k/a Golf Technology Holding, Inc.), and Soccer Concepts, Inc.
34-64810	Jul. 5, 2011	Interactive Telesis, Inc., Intercontinental Technologies Group, Inc., Interglobal Waste Management, Inc., International Energy Consultants, Inc., International Thermal Packaging, Inc., Internet Culinary Corp. (f/k/a Capitol Silver Mines, Inc.), IRT Corp., and i2corp.com (f/k/a PCG Media, Inc.)
34-64808	Jul. 5, 2011	Lawrence Collins, CPA Other Release No.: AAER-3300
34-64807	Jul. 5, 2011	Basin Water, Inc.
IA-3232	Jul. 5, 2011	Robert L. Burns Other Release No.: IC-29714
34-64801	Jul. 5, 2011	D'Brit Corp., Dair Ventures, Inc., DATEQ Information Network, Inc. (n/k/a LexisNexis Risk Solutions, Inc.), D.C. Trading & Development Corp., Delsoft Consulting, Inc., Dev-Tech Corp. (n/k/a Dev Sec, Inc.), Digital Products Corp., and Dollar Time Group, Inc.
34-64799	Jul. 1, 2011	Comedco, Inc. et al. and Consolidated Resources Group, Inc.
IA-3230	Jul. 1, 2011	Jeffrey R. Neufeld
34-64787	Jul. 1, 2011	Centrack International, Inc., Alternafuels, Inc., Intelligent Medical Imaging, Inc., and Optimark Data Systems, Inc.
Second Quarter
34-64786	Jun. 30, 2011	Patrick L. Martin Other Release No.: IA-3229
34-64776	Jun. 30, 2011	LaBarge, Inc. Other Release No.: AAER-3297
IA-3228	Jun. 29, 2011	Ahmad Haris Tajyar
33-9228	Jun. 29, 2011	Raymond James & Associates, Inc. and Raymond James Financial Services, Inc.
34-64765	Jun. 29, 2011	Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., and SinoFresh HealthCare, Inc.
34-64764	Jun. 28, 2011	Brookside Capital, LLC Other Release No.: IA-3226
34-64763	Jun. 28, 2011	Level Global Investors, L.P. Other Release No.: IA-3225
34-64759	Jun. 28, 2011	Eddie W. Sawyers Other Release No.: IA-3224
34-64758	Jun. 28, 2011	Internet Marketing, Inc., Intrepid Technology & Resources, Inc., Ion Technology, Inc., Itemus, Inc., and ITIS Holdings, Inc.
34-64757	Jun. 28, 2011	International Poultry Co., Inc. (n/k/a Carley Enterprises, Inc.), International Thoroughbred Breeders, Inc., Ionic Fuel Technology, Inc., and Ipex, Inc. (n/k/a Salus Labs International, Inc.)
IA-3223	Jun. 27, 2011	Printz Capital Management, LLC
34-64752	Jun. 27, 2011	Eric Maher
34-64751	Jun. 27, 2011	Jason Mutascio
34-64750	Jun. 27, 2011	New York Life Investment Management LLC
34-64749	Jun. 27, 2011	City Network, Inc.
34-64739	Jun. 24, 2011	Travis L. Wright
34-64738	Jun. 24, 2011	Saf T Lok, Inc., Salesrepcentral.com, Inc., Sames Corp., Scientific Radio Systems, Inc., Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.), SDC International, Inc., and Seneca Acquisition Corp.
34-64737	Jun. 24, 2011	Consolidated Resources Health Care Fund III, Consolidated Resources Health Care Fund IV, Consolidated Resources Health Care Fund V, Consolidated Resources Health Care Fund VI, and Continental American Transportation, Inc.
34-64726	Jun. 23, 2011	Columbia Lease Income Fund B LP, Commercial Consolidators Corp., Computer Devices, Inc., Coniagas Resources Ltd. (n/k/a Lithium One Inc.), Consolidated Health Care Associates, Inc., Consolidated Professor Mines, Ltd., and Cornwall Tin & Mining Corp.
34-64723	Jun. 23, 2011	Gregory S. Schaefer
34-64720	Jun. 22, 2011	Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA Other Release Nos.: IA-3218, IC-29704, AAER-3296
34-64718	Jun. 22, 2011	Columbia Lease Income Fund B LP, Commercial Consolidators Corp., Computer Devices, Inc., Coniagas Resources Ltd. (n/k/a Lithium One Inc.), Consolidated Health Care Associates, Inc., Consolidated Professor Mines, Ltd., and Cornwall Tin & Mining Corp.
34-64716	Jun. 21, 2011	Alvin C. Ramsey
34-64714	Jun. 21, 2011	Gautham Shankar
34-64711	Jun. 21, 2011	Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc. Note: See also the Chinese version
34-64709	Jun. 21, 2011	Animal Cloning Sciences, Inc. (n/k/a Bancorp Energy, Inc.)
34-64704	Jun. 20, 2011	Joseph Shereshevsky
34-64703	Jun. 20, 2011	James Patrick Reedy
34-64702	Jun. 20, 2011	Troy B. Wragg
34-64701	Jun. 20, 2011	Amanda E. Knorr
34-64694	Jun. 16, 2011	Global Sentry Equity Transfer, Inc.
IA-3216	Jun. 16, 2011	Adam Smith
34-64685	Jun. 16, 2011	Saf T Lok, Inc., Salesrepcentral.com, Inc., Sames Corp., Scientific Radio Systems, Inc., Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.), SDC International, Inc., and Seneca Acquisition Corp.
34-64684	Jun. 16, 2011	American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
34-64683	Jun. 16, 2011	Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
34-64682	Jun. 16, 2011	BP International, Inc., CyGene Laboratories, Inc., Delek Resources, Inc., Flooring America, Inc., International Diversified Industries, Inc., Nova Biogenetics, Inc., and Tube Media Corp. (The)
34-64680	Jun. 16, 2011	SHC Corp. (f/k/a Victormaxx Technologies, Inc.), Shells Seafood Restaurants, Inc., SI Restructuring, Inc. (f/k/a Schlotzsky's, Inc.), SLS Industries, Inc., Softlock.com, Inc. (n/k/a The Cap One Group, Inc.), Solar Satellite Communication, Inc., and Sonoran Energy, Inc.
IA-3215	Jun. 15, 2011	Pegasus Investment Management, LLC, Peter Benjamin Bortel, and Douglas Wayne Saksa
34-64672	Jun. 15, 2011	Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
34-64670	Jun. 14, 2011	Laurence D. Cohen, CPA Other Release No.: AAER-3293
34-64669	Jun. 14, 2011	Gregory Pasko, CPA Other Release No.: AAER-3292
34-64668	Jun. 14, 2011	John Van Fleet, CPA Other Release No.: AAER-3291
IA-3214	Jun. 14, 2011	Thomas C. Hardin
34-64664	Jun. 14, 2011	Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
34-64662	Jun. 14, 2011	American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
34-64661	Jun. 14, 2011	Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co
34-64659	Jun. 14, 2011	Davin Computer Corp., Debbie Reynolds Hotel & Casino, Inc., Dentlcare Management, Inc., Desert West Marketing, Inc., Designer & Decorator House, Inc. (n/k/a Designer & Decorator House, LLC), Diamond Hitts Production, Inc., Digital Music Creations, Inc., and DotCom Visions, Inc.
34-64658	Jun. 14, 2011	Diversified Investors Corps.,Drew Resources, Inc. (n/k/a Galloway Energy, Inc.) (Drew Resources), DTI Medical Corp. (DTI Medical), DTLL, Inc. (n/k/a Solstice Resorts, Inc.) (DTLL), and Dunn’s Supply Store, Inc.
34-64657	Jun. 13, 2011	Cary R. Kahn
33-9224	Jun. 13, 2011	China Century Dragon Media, Inc.
34-64651	Jun. 13, 2011	American Skandia Investment Services, Inc.
34-64650	Jun. 13, 2011	Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
33-9223	Jun. 10, 2011	China Intelligent Lighting and Electronics, Inc.
34-64648	Jun. 13, 2011	Apparel America, Inc. (n/k/a HSK Industries, Inc.), Decora Industries, Inc., Diversicon Holdings Corp., Flagship Global Health, Inc., Integrated Transportation Network Group, Inc., and Premier Wealth Management, Inc. (a/k/a Premiere Wealth Management, Inc.)
34-64646	Jun. 10, 2011	William J. Hammons
34-64641	Jun. 10, 2011	Diversified Investors Corp. (n/k/a Diverse Holdings Corp.), Drew Resources, Inc. (n/k/a Galloway Energy, Inc.), DTI Medical Corp., DTLL, Inc. (n/k/a Solstice Resorts, Inc.), and Dunn's Supply Store, Inc.
34-64640	Jun. 10, 2011	Delcott Commodity Partners, Delta-Omega Technologies, Inc., DeVlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
33-9221	Jun. 8, 2011	MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite Other Release No.: 34-64626
33-9220	Jun. 8, 2011	MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite Other Release No.: 34-64625
33-9219	Jun. 8, 2011	MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite Other Release No.: 34-64624
33-9218	Jun. 8, 2011	MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite Other Release No.: 34-64623
33-9217	Jun. 8, 2011	MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite Other Release No.: 34-64622
34-64621	Jun. 8, 2011	Edwin Reese Davis, Jr. CPA Other Release No.: AAER-3290
33-9216	Jun. 8, 2011	Michael Migliozzi II and Brian William Flatow
34-64620	Jun. 8, 2011	Data Fortress Systems Group Ltd., Digital Youth Network Corp., Fantom Technologies, Inc., and KIK Technology International, Inc.
34-64619	Jun. 8, 2011	Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
34-64618	Jun. 7, 2011	Louis W. Zehil
34-64613	Jun. 7, 2011	Mark C. Schwartzhoff Other Release No.: AAER-3289
34-64611	Jun. 6, 2011	Consolidated Resources Health Care Fund III, Consolidated Resources Health Care Fund IV, Consolidated Resources Health Care Fund V, Consolidated Resources Health Care Fund VI, and Continental American Transportation, Inc.
34-64610	Jun. 6, 2011	D'Brit Corp., Dair Ventures, Inc., DATEQ Information Network, Inc. (n/k/a LexisNexis Risk Solutions, Inc.), D.C. Trading & Development Corp., Delsoft Consulting, Inc., Dev-Tech Corp. (n/k/a Dev Sec, Inc.), Digital Products Corp., and Dollar Time Group, Inc.
34-64609	Jun. 6, 2011	David L. Olson
34-64607	Jun. 6, 2011	Livingston & Haynes, P.C., Kevin F. Howley, CPA and William W. Wood, CPA Other Release No.: AAER-3288
34-64606	Jun. 6, 2011	Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-64601	Jun. 6, 2011	Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
34-64600	Jun. 3, 2011	Giuseppe Tullio Abatemarco
34-64598	Jun. 3, 2011	Michael C. Pattison, CPA Other Release No.: AAER-3287
34-64588	Jun. 2, 2011	Carl W. Jasper, CPA Other Release No.: AAER-3286
34-64587	Jun. 2, 2011	Lodavina Grosnickle
33-9215	Jun. 2, 2011	BNY Mellon Securities LLC and Mark Shaw Other Release No.: 34-64585
34-64575	May 31, 2011	Larry Feinblum Other Release No.: IA-3213
34-64574	May 31, 2011	Sanctuary Woods Multimedia Corp., Satellite Auction Network, Inc. (a/k/a, L International Computers, Inc.), Scientific Measurement Systems, Inc., Scorpion Technologies, Inc., Scott Science & Technology, Inc., Security Environmental Systems, Inc., and Sensotron, Inc.
34-64573	May 31, 2011	Delcott Commodity Partners, Delta-Omega Technologies, Inc., DeVlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
33-9214	May 31, 2011	Belsen Getty, LLC, Terry M. Deru, and Andrew W. Limpert Other Release Nos.: 34-64572, IA-3212, IC-29685
34-64569	May 31, 2011	Bich Quyen Nguyen
34-64568	May 31, 2011	Alliance Capital Management, LP
34-64567	May 31, 2011	Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
34-64566	May 31, 2011	Saf T Lok, Inc., Salesrepcentral.com, Inc., Sames Corp., Scientific Radio Systems, Inc., Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.), SDC International, Inc., and Seneca Acquisition Corp.
34-64558	May 27, 2011	Wunderlich Securities, Inc., Tracy L. Wiswall, and Gary K. Wunderlich, Jr. Other Release No.: IA-3211
34-64556	May 27, 2011	Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
34-64554	May 27, 2011	Commercial Mortgage Resources Corp., Compressant Corp., Compression Labs, Inc., Consolidated Golden Quail Resources, Ltd., Consolidated NRD Resources Ltd., Contemporary Solutions, Inc. (n/k/a Purescience), Continental Heritage Corp. (n/k/a Visionquest Worldwide Holdings Corp.), and Corniche Corp.
34-64553	May 26, 2011	Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC, SIG Specialists, Inc. Note: See also the Dissent of Commissioner Paredes in this matter
34-64548	May 26, 2011	American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
34-64541	May 25, 2011	Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., and SinoFresh HealthCare, Inc.
34-64540	May 25, 2011	Davin Computer Corp., Debbie Reynolds Hotel & Casino, Inc., Dentlcare Management, Inc., Desert West Marketing, Inc., Designer & Decorator House, Inc. (n/k/a Designer & Decorator House, LLC), Diamond Hitts Production, Inc., Digital Music Creations, Inc., and DotCom Visions, Inc.
34-64537	May 23, 2011	Columbia Lease Income Fund B LP, Commercial Consolidators Corp., Computer Devices, Inc., Coniagas Resources Ltd. (n/k/a Lithium One Inc.), Consolidated Health Care Associates, Inc., Consolidated Professor Mines, Ltd., and Cornwall Tin & Mining Corp.
34-64536	May 23, 2011	Citizens Capital Corp., Coho Energy, Inc., Colonial Industries, Inc., Comp-U-Check, Inc., Computer Automation, Inc., Concentrax, Inc., and Consolidated Capital Properties VII
34-64535	May 23, 2011	John Scullin Other Release No.: AAER-3285
34-64533	May 23, 2011	Secured Digital Applications, Inc., Senco Sensors, Inc.,Sentex Sensing Technology, Inc., Serefex Corp., Sonoma College, Inc., and Source Petroleum, Inc.
34-64532	May 23, 2011	Comedco, Inc., Communications/USA, Inc., Complete Wellness Centers, Inc., Consolidated Resources Group, Inc., Consolidated Stainless, Inc., and Conus Holdings, Inc.
34-64531	May 23, 2011	Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
IA-3210	May 20, 2011	Gregory A. Seib
34-64528	May 20, 2011	Clean Energy and Power, Inc.
34-64527	May 20, 2011	Dijji Corp., Hydro Environmental Resources, Inc. (n/k/a EXIM Internet Group, Inc.), Hydrogen Power, Inc., and InsynQ, Inc.
34-64526	May 20, 2011	Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
IA-3208	May 19, 2011	Jonathan Hollander
34-64517	May 19, 2011	Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
34-64513	May 18, 2011	Lowell Gene “Bob” Hancher
34-64510	May 18, 2011	Dijji Corp., Hydro Environmental Resources, Inc. (n/k/a EXIM Internet Group, Inc.), Hydrogen Power, Inc., and InsynQ, Inc.
34-64509	May 18, 2011	Safe Waste Systems, Inc., Salex Holding Corp., San Fabian Resources, Inc., Sanitas, Inc., Select Therapeutics, Inc. (f/k/a VT Development, Inc.), Sel-Leb Marketing, Inc., Semicon, Inc., Serino 2, Corp., Serino 3, Corp., Serino 4, Corp., Serino 5, Corp., and Serino 6, Corp.
34-64508	May 17, 2011	Steven T. Kobayashi
34-64507	May 17, 2011	Tom Hirsch, Berta Walder, Howard Walder, and Harish P. Shah
IA-3206	May 16, 2011	Daniel Sholom Frishberg
34-64505	May 16, 2011	Saf T Lok, Inc., Salesrepcentral.com, Inc., Sames Corp., Scientific Radio Systems, Inc., Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.), SDC International, Inc., and Seneca Acquisition Corp.
34-64504	May 16, 2011	Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
34-64503	May 16, 2011	Richard L. Goble
34-64502	May 16, 2011	Legend Securities, Inc. and Salvatore Caruso
33-9209	May 16, 2011	Armando Ruiz, and Maradon Holdings, LLC Other Release Nos.: 34-64501, IC-29672
34-64500	May 16, 2011	Heath M. Biddlecome Other Release No.: IA-3205
34-64499	May 16, 2011	Commercial Mortgage Resources Corp., Compressant Corp., Compression Labs, Inc., Consolidated Golden Quail Resources, Ltd., Consolidated NRD Resources Ltd., Contemporary Solutions, Inc. (n/k/a Purescience), Continental Heritage Corp. (n/k/a Visionquest Worldwide Holdings Corp.), and Corniche Corp.
34-64498	May 13, 2011	GSI Group, Inc. Other Release Nos.: AAER-3283
34-64497	May 13, 2011	Peter DiSessa Other Release Nos.: AAER-3282
34-64496	May 13, 2011	George B. Doherty Other Release Nos.: AAER-3281
33-9207	May 13, 2011	Daniel M. Hughes Other Release Nos.: 34-64493, IA-3204, IC-29669
34-64492	May 13, 2011	Michael P. Watson
34-64491	May 13, 2011	Gregory L. Oldham Other Release No.: IA-3203
34-64483	May 13, 2011	FreedomTree Mutual Funds and Asset Management, LLC, d/b/a FreedomTree Asset Management, LLC, Spence-Lingo & Company, Ltd., d/b/a FreedomTree Transfer Agency, and Jermaine Ezekiel Spence Other Release No.: IA-3202
34-64482	May 13, 2011	Bio-Life Labs, Inc., BSI2000, Inc., Calais Resources, Inc., EGX Funds Transfer, Inc., Fischer Imaging Corp., Great Western Land Recreation, Inc. (a/k/a Great Western Land and Recreation, Inc.), and id-Confirm, Inc.
34-64477	May 12, 2011	PA Fund Management, LLC, PEA Capital LLC, and PA Distributors LLC
34-64474	May 12, 2011	Data Fortress Systems Group Ltd., Digital Youth Network Corp., Fantom Technologies, Inc., and KIK Technology International, Inc.
34-64472	May 11, 2011	Invesco Funds Group, Inc.
34-64471	May 11, 2011	Michael Higgins, CPA Other Release No.: AAER-3278
34-64469	May 11, 2011	Melhado, Flynn & Associates, Inc., George M. Motz and Jeanne McCarthy Other Release No.: IA-3201, IC-29668
34-64468	May 11, 2011	Melhado, Flynn & Associates, Inc., George M. Motz and Jeanne McCarthy Other Release No.: IA-3200, IC-29667
34-64467	May 11, 2011	Melhado, Flynn & Associates, Inc., George M. Motz and Jeanne McCarthy Other Release No.: IA-3199
33-9205	May 11, 2011	Gordon Brent Pierce, Newport Capital Corp., and Jenirob Company LTD
34-64460	May 11, 2011	American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
34-64459	May 11, 2011	City Network, Inc.
34-64450	May 10, 2011	Clarion Internet, Inc., The Clarke Corp., Clement Corp., Cochstedt International Airport, Inc., Coded Communications Corp., Collaborative Financial Network Group, Inc., Commercial International Corp., and Convergent Communications, Inc.
34-64449	May 10, 2011	Diversified Investors Corp. (n/k/a Diverse Holdings Corp.), Drew Resources, Inc. (n/k/a Galloway Energy, Inc.), DTI Medical Corp., DTLL, Inc. (n/k/a Solstice Resorts, Inc.), and Dunn's Supply Store, Inc.
34-64443	May 9, 2011	Davin Computer Corp., Debbie Reynolds Hotel & Casino, Inc., Dentlcare Management, Inc., Desert West Marketing, Inc., Designer & Decorator House, Inc. (n/k/a Designer & Decorator House, LLC), Diamond Hitts Production, Inc., Digital Music Creations, Inc., and DotCom Visions, Inc.
34-64442	May 9, 2011	Aletheia Research and Management, Inc., Peter J. Eichler, Jr. and Roger B. Peikin Other Release No.: IA-3197
34-64438	May 6, 2011	Thomas L. Mitchell
34-64417	May 6, 2011	Circuit Systems, Inc., Global Energy Group, Inc., Integrated Medical Resources, Inc., iNTELEFILM Corp., and Lot$off Corp.
34-64416	May 6, 2011	Circuit Systems, Inc., Global Energy Group, Inc., Integrated Medical Resources, Inc., iNTELEFILM Corp., and Lot$off Corp.
IA-3196	May 5, 2011	Guy Albert de Chimay
34-64413	May 5, 2011	Anthony Fareri
34-64412	May 5, 2011	Brett S. Kleese Other Release No.: IA-3195
IA-3194	May 5, 2011	Douglas K. Landeen
34-64410	May 5, 2011	Electrochemical Industries (1952) Ltd., Empire Alliance Properties, Inc., Encore Environmental Solutions, Inc. (f/k/a Oiram, Inc.), and Environmental Products Group, Inc.
34-64409	May 5, 2011	Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., and SinoFresh HealthCare, Inc.
34-64408	May 4, 2011	Johnny E. Johnson
34-64398	May 4, 2011	Mark Zaino Other Release No.: IA-3193
34-64396	May 4, 2011	Paul N. Nicholson
34-64389	May 4, 2011	Dale J. Engelhardt
34-64388	May 4, 2011	Dijji Corp., Hydro Environmental Resources, Inc. (n/k/a EXIM Internet Group, Inc.), Hydrogen Power, Inc., and InsynQ, Inc.
34-64385	May 3, 2011	Comedco, Inc., Communications/USA, Inc., Complete Wellness Centers, Inc., Consolidated Resources Group, Inc., Consolidated Stainless, Inc., and Conus Holdings, Inc.
34-64384	May 3, 2011	Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
34-64382	May 3, 2011	Aron R. Carr, CPA Other Release No.: AAER-3275
34-64380	May 3, 2011	Rockwell Automation, Inc. Other Release No.: AAER-3274
34-64379	May 3, 2011	Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
34-64377	May 2, 2011	Lawrence R. Goldfarb Other Release No.: IA-3192
34-64375	May 2, 2011	Roy D. Higgs
34-64374	May 2, 2011	Aristeia Capital, LLC Other Release No.: IA-3191
34-64368	Apr. 29, 2011	Magnum d’Or Resources, Inc.
34-64344	Apr. 26, 2011	Joshua F. Escobedo
34-64340	Apr. 26, 2011	Safe Waste Systems, Inc., Salex Holding Corp., San Fabian Resources, Inc., Sanitas, Inc., Select Therapeutics, Inc. (f/k/a VT Development, Inc.), Sel-Leb Marketing, Inc., Semicon, Inc., Serino 2, Corp., Serino 3, Corp., Serino 4, Corp., Serino 5, Corp., and Serino 6, Corp.
34-64339	Apr. 26, 2011	Commercial Mortgage Resources Corp., Compressant Corp., Compression Labs, Inc., Consolidated Golden Quail Resources, Ltd., Consolidated NRD Resources Ltd., Contemporary Solutions, Inc. (n/k/a Purescience), Continental Heritage Corp. (n/k/a Visionquest Worldwide Holdings Corp.), and Corniche Corp.
34-64337	Apr. 25, 2011	Donald L. Koch and Koch Asset Management LLC Other Release No.: IA-3190, IC-29569
34-64336	Apr. 25, 2011	Huntleigh Securities Corporation and Jeffrey S. Christanell
34-64333	Apr. 25, 2011	Centrack International, Inc., Alternafuels, Inc., Intelligent Medical Imaging, Inc., and Optimark Data Systems, Inc.
34-64332	Apr. 25, 2011	Circadian, Inc., Clean Energy Combustion, Inc. (n/k/a Clean Energy Combustion Systems, Inc.), Collectible Concepts Group, Inc., Communitronics of America, Inc. (n/k/a RPM Advantage, Inc.), and ConSyGen, Inc.
34-64331	Apr. 25, 2011	Sporlox Corp.
34-64330	Apr. 22, 2011	Todd Van Siclen, Esq.
34-64329	Apr. 22, 2011	David M. Otto, Esq.
34-64328	Apr. 22, 2011	Prudential Equity Group, LLC, formerly known as Prudential Securities, Inc.
34-64327	Apr. 22, 2011	Strong Capital Management, Inc., et al.
34-64323	Apr. 22, 2011	Robert David Beauchene Other Release No.: IA-3189, IC-29657
34-64320	Apr. 21, 2011	Southpeak Interactive Corporation and Patrice K. Strachan
34-64318	Apr. 20, 2011	David L. Olson
34-64317	Apr. 20, 2011	Torrey Pines Securities, Inc. Other Release No.: IA-3188
34-64316	Apr. 20, 2011	James R. Spurger
34-64315	Apr. 20, 2011	Navigators International Management Co. Ltd.
34-64310	Apr. 20, 2011	Troy B. Wragg
34-64309	Apr. 20, 2011	Wayde M. McKelvy
34-64308	Apr. 20, 2011	Amanda E. Knorr
34-64307	Apr. 20, 2011	AdAl Group, Inc., Com/Tech Communications Technologies, Inc., Dialog Group, Inc., Eurogas, Inc., Golden Books Family Entertainment, Inc. (n/k/a GB Holdings Liquidation, Inc.), Information Management Technologies Corporation, Interiors, Inc., and SFG Financial Corp.
34-64302	Apr. 14, 2011	Steven E. Malin
34-64301	Apr. 14, 2011	Michael A. Picone
34-64298	Apr. 13, 2011	James J. Konaxis Other Release No.: IA-3187
34-64297	Apr. 13, 2011	Michel-Jean Geraud
34-64295	Apr. 13, 2011	Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown Note: See also the Final Plan of Distribution
34-64293	Apr. 12, 2011	Clarion Internet, Inc., The Clarke Corp., Clement Corp., Cochstedt International Airport, Inc., Coded Communications Corp., Collaborative Financial Network Group, Inc., Commercial International Corp., and Convergent Communications, Inc.
33-9202	Apr. 8, 2011	Gualario & Co., LLC and Ronald Gualario Other Release Nos.: 34-62490, IA-3186, IC-29628
34-64289A	Apr. 8, 2011	Kempisty & Company, CPAs, P.C., Philip C. Kempisty, CPA and John Anthony Rubino, CPA Other Release No.: AAER-3269A
34-64288	Apr. 8, 2011	Kentucky Energy, Inc., Eugene Chiaramonte, III and Clear Mountain Associates, LLC Other Release No.: AAER-3268
34-64281	Apr. 8, 2011	Jason K. Fifield
34-64280	Apr. 8, 2011	Chisholm, Bierwolf, Nilson & Morrill, LLC Other Release No.: AAER-3267
34-64279	Apr. 8, 2011	Todd D. Chisholm, CPA Other Release No.: AAER-3266
34-64278	Apr. 8, 2011	Jeffery Q. Johnson, CPA and Steven M. Hanni, CPA Other Release No.: AAER-3265
34-64277	Apr. 8, 2011	Troy F. Nilson, CPA Other Release No.: AAER-3264
34-64272	Apr. 8, 2011	Yatin Dilip Mody, CPA Other Release No.: AAER-3263
34-64271	Apr. 8, 2011	Nicole Rae Kaplan, CPA Other Release No.: AAER-3262
34-64257	Apr. 8, 2011	Powder River Petroleum International, Inc.
34-64255	Apr. 8, 2011	C-3D Digital, Inc., California Clean Air, Inc., CEC Properties, Inc., Censtor Corp., The Centennial Group, Inc., Century Technologies, Inc., and Chief Consolidated Mining Co.
34-64241	Apr. 7, 2011	Delta Global Advisors, Inc. and Charles P. Hanlon Other Release Nos.: IA-3185, IC-29626
34-64222	Apr. 7, 2011	David C. Levine
34-64221	Apr. 7, 2011	Frederick O. Kraus
34-64220	Apr. 7, 2011	Marc A. Ellis
34-64219	Apr. 6, 2011	Jeffrey A. Lindsey Other Release No.: IC-29625
34-64218	Apr. 6, 2011	Capital Financial Services, Inc. and Brian W. Boppre Other Release No.: IC-29624
34-64190	Apr. 5, 2011	Michael C. Pattison, CPA Other Release No.: AAER-3260
34-64185	Apr. 5, 2011	Marc E. Bercoon Other Release No.: AAER-3259
34-64184	Apr. 5, 2011	Lovelock & Lewes, Price Waterhouse, Bangalore, Price Waterhouse & Co., Bangalore, Price Waterhouse, Calcutta, and Price Waterhouse & Co., Calcutta Other Release No.: AAER-3257
33-9200	Apr. 5, 2011	Wells Fargo Securities LLC (f/k/a Wachovia Capital Markets LLC) Other Release No.: 34-64182
34-64180	Apr. 5, 2011	Carrier1 International S.A., and China Expert Technology, Inc.
34-64178	Apr. 5, 2011	Secured Digital Applications, Inc., Senco Sensors, Inc.,Sentex Sensing Technology, Inc., Serefex Corp., Sonoma College, Inc., and Source Petroleum, Inc.
34-64177	Apr. 5, 2011	Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., and SinoFresh HealthCare, Inc.
IA-3184	Apr. 4, 2011	Scott E. DeSano et al. Other Release No.: IC-29622
34-64171	Apr. 4, 2011	Circuit Systems, Inc., Global Energy Group, Inc., Integrated Medical Resources, Inc., iNTELEFILM Corp., and Lot$off Corp.
34-64169	Apr. 4, 2011	Centrack International, Inc., Alternafuels, Inc., Intelligent Medical Imaging, Inc., and Optimark Data Systems, Inc.
First Quarter
34-64156	Mar. 31, 2011	Hennessee Group LLC and Charles J. Gradante Note: See also the Final Plan of Distribution
IA-3183	Mar. 31, 2011	Printz Capital Management, LLC
IA-3182	Mar. 30, 2011	Isaac I. Ovid
34-64147	Mar. 30, 2011	AdAl Group, Inc., Com/Tech Communications Technologies, Inc., Dialog Group, Inc., Eurogas, Inc., Golden Books Family Entertainment, Inc. (n/k/a GB Holdings Liquidation, Inc.), Information Management Technologies Corporation, Interiors, Inc., and SFG Financial Corp.
34-64146	Mar. 30, 2011	AccessTel, Inc., American Asset Management Corp., DME Interactive Holdings, Inc., DocuPort, Inc., and iCarbon Corp.
34-64142	Mar. 29, 2011	Joseph R. Porche
34-64139	Mar. 28, 2011	Clarion Internet, Inc., The Clarke Corp., Clement Corp., Cochstedt International Airport, Inc., Coded Communications Corp., Collaborative Financial Network Group, Inc., Commercial International Corp., and Convergent Communications, Inc.
34-64135	Mar. 28, 2011	Sporlox Corp.
34-64134	Mar. 28, 2011	Anthony Fareri
34-64126	Mar. 25, 2011	Joseph A. Dawson Other Release No.: IA-3180
34-64125	Mar. 25, 2011	Admiralty Holding Co., American Consolidated Management Group, Inc., DnC Multimedia Corp., Dorsey Trailers, Inc. (n/k/a DT Liquidation, Inc.), and ElectraCapital, Inc. (a/k/a Electra Capital, Inc.)
34-64124	Mar. 24, 2011	Kevin Halter
34-64123	Mar. 24, 2011	Ball Corporation Other Release No.: AAER-3255
34-64118	Mar. 24, 2011	Carrier1 International S.A., and China Expert Technology, Inc.
34-64117	Mar. 24, 2011	China 9D Construction Group
34-64116	Mar. 24, 2011	Andresmin Gold Corp.
33-9198	Mar. 23, 2011	Roman Lyniuk Other Release Nos.: 34-64114, IA-3179, IC-29615
IA-3178	Mar. 23, 2011	J. Jonathan Coleman
34-64109	Mar. 23, 2011	eMobile Data Corp., Encore Group, Inc., Ener-Grid, Inc., Environmental Technologies International, Inc. (n/k/a Eco Technologies International, Inc.) Evergreen Network.com, Inc., and Eye Catching Marketing Corp.
34-64104	Mar. 22, 2011	Circadian, Inc., Clean Energy Combustion, Inc. (n/k/a Clean Energy Combustion Systems, Inc.), Collectible Concepts Group, Inc., Communitronics of America, Inc. (n/k/a RPM Advantage, Inc.), and ConSyGen, Inc.
IA-3177	Mar. 21, 2011	Rebecca A. Townsend
34-64100	Mar. 18, 2011	Monroe L. Beachy
34-64098	Mar. 18, 2011	Jason N. Ginder Other Release No.: IA-3176
34-64093	Mar. 18, 2011	Bio-Life Labs, Inc., BSI2000, Inc., Calais Resources, Inc., EGX Funds Transfer, Inc., Fischer Imaging Corp., Great Western Land Recreation, Inc. (a/k/a Great Western Land and Recreation, Inc.), and Id-CONFIRM, Inc.
34-64092	Mar. 18, 2011	Advantage Life Products, Inc., B-Teller, Inc. (n/k/a CA Goldfields, Inc.), and Independent Energy Holdings PLC
34-64083	Mar. 16, 2011	AbsoluteFuture.com
34-64082	Mar. 15, 2011	Matthew J. Ryan
34-64081	Mar. 14, 2011	Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, Mark W. Wells Note: See also the Final Plan of Distribution
IA-3175	Mar. 14, 2011	JSK Associates, Inc., Jerome S. Keenan, and Paul Dos Santos
34-64078	Mar. 11, 2011	Morgan Stanley & Co. Incorporated
34-64077	Mar. 11, 2011	Carl W. Jasper, CPA Other Release No.: AAER-3253
34-64074	Mar. 11, 2011	Robert J. Nelson, Jr.
34-64073	Mar. 11, 2011	Kenneth R. Payne
34-64072	Mar. 11, 2011	Daniel G. Danker
34-64069	Mar. 11, 2011	Caibs International, Inc. (n/k/a Caibs International Holding, Inc.), Caliber Learning Network, Inc. (n/k/a CLN, Inc.), Cartoon Acquisition, Inc., Cel Communications, Inc., Cellular Telephone Enterprises, Inc., and Centrum Industries, Inc.
IA-3173	Mar. 10, 2011	Stephen Cina
34-64068	Mar. 10, 2011	Admiralty Holding Co., American Consolidated Management Group, Inc., DnC Multimedia Corp., Dorsey Trailers, Inc. (n/k/a DT Liquidation, Inc.), and ElectraCapital, Inc. (a/k/a Electra Capital, Inc.)
33-9196	Mar. 9, 2011	Neal R. Greenberg Other Release No.: 34-64066, IA-3172, IC-29598
IA-3171	Mar. 9, 2011	Timothy Smith
34-64064	Mar. 9, 2011	Eternal Technologies Group, Inc.
34-64063	Mar. 9, 2011	AdAl Group, Inc., Com/Tech Communications Technologies, Inc., Dialog Group, Inc., Eurogas, Inc., Golden Books Family Entertainment, Inc. (n/k/a GB Holdings Liquidation, Inc.), Information Management Technologies Corporation, Interiors, Inc., and SFG Financial Corp.
34-64049	Mar. 8, 2011	Sujata Sachdeva Other Release No.: AAER-3251
34-64048	Mar. 8, 2011	AccessTel, Inc., American Asset Management Corp., DME Interactive Holdings, Inc., DocuPort, Inc., and iCarbon Corp.
34-64046	Mar. 8, 2011	Cellpoint, Inc., Centacom Technologies, Inc. (n/k/a Telycom Technologies, Inc.), and Centaur Mining & Exploration Ltd.
34-64045	Mar. 8, 2011	Score One, Inc., and Global Peopleline Telecom, Inc.
34-64034	Mar. 4, 2011	Putnam Investment Management, LLC
33-9195	Mar. 4, 2011	SBM Investment Certificates, Inc. f/k/a 1st Atlantic Guaranty Corp., SBM Certificate Company, Geneva Capital Partners, LLC and Eric M. Westbury, Sr. Other Release Nos.: 34-64035, IC-29595, IA-3170
34-64031	Mar. 4, 2011	Emporia Systems, Eneftech Corp., Entrée Corp., eSAT, Inc., Estream, Inc., and Everex Systems, Inc. (n/k/a CFLC, Inc.)
34-64030	Mar. 3, 2011	Securities Transfer Corporation and Kevin Halter, Jr.
34-64029	Mar. 3, 2011	Sam P. Douglass And Anthony R. Moore Other Release No.: IA-3169, IC-29594
34-64026	Mar. 3, 2011	Garry B. Smith
34-64025	Mar. 3, 2011	S. Blair Abernathy, CPA Other Release No.: AAER-3249
34-64020	Mar. 3, 2011	IndyMac Bancorp, Inc.
34-64019	Mar. 3, 2011	Canadian Mono Mines, Inc., Carlin Resources Corp. (n/k/a Carlin Gold Corp.), CBX Ventures, Inc. (n/k/a Remstar Resources, Ltd.), Chase Resource Corp., Chell Group Corp., and Chic by H.I.S., Inc. (n/k/a Durango Apparel, Inc.)
34-64016	Mar. 2, 2011	Andain, Inc.
34-64015	Mar. 2, 2011	Andain, Inc., Aquest Minerals Corp. (n/k/a Anderson Energy Ltd.), Ariel Resources, Ltd., Asensia, Inc., ATG, Inc., Audre Recognition Systems, Inc. (a/k/a eXtr@ct, Inc.) Axis.Com, Inc., and Aztek Technologies, Inc. (n/k/a Aztek Resource Development, Inc.)
34-64001	Mar. 2, 2011	Advanced Optics Electronics, Inc.
34-63994	Mar. 1, 2011	Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown Note: See also the Proposed Plan of Distribution Submit comments on Proposed Plan of Distribution
34-63993	Mar. 1, 2011	Ark Asset Management Co., Inc. Note: See also the Final Plan of Distribution
33-9192	Mar. 1, 2011	Rajat K. Gupta Other Release Nos.: 34-63995, IA-3167, IC-29590
34-63992	Mar. 1, 2011	Tronox Incorporated
34-63991	Mar. 1, 2011	ActiveCore Technologies, Inc., Battery Technologies, Inc., China Media1 Corp., Dura Products International, Inc. (n/k/a Dexx Corp.), Global Mainframe Corp., GrandeTel Technologies, Inc., Magna Entertainment Corp. (n/k/a Reorganized Magna Entertainment Corp.), and 649 Com, Inc. (n/k/a Infinite Holdings Group, Inc.)
34-63990	Feb. 28, 2011	Electrochemical Industries (1952) Ltd., Empire Alliance Properties, Inc., Encore Environmental Solutions, Inc. (f/k/a Oiram, Inc.), and Environmental Products Group, Inc.
34-63987	Feb. 28, 2011	KPMG Australia Other Release No.: AAER-3248
34-63982	Feb. 25, 2011	Scott Wilkinson, CPA Other Release No.: AAER-3246
34-63980	Feb. 25, 2011	Divine Capital Markets, LLC, Danielle Hughes and Michael Buonomo
34-63965	Feb. 25, 2011	ActiveCore Technologies, Inc., Battery Technologies, Inc., China Media1 Corp., Dura Products International, Inc. (n/k/a Dexx Corp.), Global Mainframe Corp., GrandeTel Technologies, Inc., Magna Entertainment Corp. (n/k/a Reorganized Magna Entertainment Corp.), and 649 Com, Inc. (n/k/a Infinite Holdings Group, Inc.)
34-63964	Feb. 24, 2011	Elizabeth Pagliarini
34-63963	Feb. 24, 2011	Tony Ahn
34-63953	Feb. 24, 2011	Sam P. Douglass and Anthony R. Moore Other Release Nos.: IA-3166, IC-29588
34-63952	Feb. 24, 2011	Bio-Life Labs, Inc., BSI2000, Inc., Calais Resources, Inc., EGX Funds Transfer, Inc., Fischer Imaging Corp., Great Western Land Recreation, Inc. (a/k/a Great Western Land and Recreation, Inc.), and Id-CONFIRM, Inc.
34-63940	Feb. 22, 2011	Benedict P. Rybicki, CPA Other Release No.: AAER-3245
34-63939	Feb. 22, 2011	eMobile Data Corp., Encore Group, Inc., Ener-Grid, Inc., Environmental Technologies International, Inc. (n/k/a Eco Technologies International, Inc.) Evergreen Network.com, Inc., and Eye Catching Marketing Corp.
34-63938	Feb. 22, 2011	BNY Mellon Securities
34-63937	Feb. 22, 2011	Mark Shaw
34-63932	Feb. 18, 2011	Neal R. Greenberg Other Release No.: IA-3164
34-63928	Feb. 18, 2011	Joanne Kline Other Release No.: AAER-3244
IA-3163	Feb. 17, 2011	William J. Reid
IA-3162	Feb. 17, 2011	Jacques R. Gendreau
33-9188	Feb. 17, 2011	Johnny Clifton Other Release No.: 34-63926
34-63924	Feb. 17, 2011	Shaun Sarnicola
34-63923	Feb. 17, 2011	Salvatore Zangari Other Release No.: IA-3161
34-63922	Feb. 17, 2011	Darin Demizio
34-63921	Feb. 17, 2011	Craig Demizio
34-63920	Feb. 17, 2011	ActiveCore Technologies, Inc., Battery Technologies, Inc., China Media1 Corp., Dura Products International, Inc. (n/k/a Dexx Corp.), Global Mainframe Corp., GrandeTel Technologies, Inc., Magna Entertainment Corp. (n/k/a Reorganized Magna Entertainment Corp.), and 649 Com, Inc. (n/k/a Infinite Holdings Group, Inc.)
33-9187	Feb. 16, 2011	Envision Capital Management, Ltd. and Michael M. Druckman Other Release No.: IA-3160
34-63913	Feb. 15, 2011	Robert F. McCullough, Jr., CPA Other Release No.: IA-3159
34-63912	Feb. 15, 2011	Emporia Systems, Eneftech Corp., Entrée Corp., eSAT, Inc., Estream, Inc., and Everex Systems, Inc. (n/k/a CFLC, Inc.)
34-63911	Feb. 15, 2011	Carrier1 International S.A., and China Expert Technology, Inc. See also: French version
34-63908	Feb. 14, 2011	Global Sentry Equity Transfer, Inc.
34-63904	Feb. 14, 2011	RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen
34-63903	Feb. 14, 2011	Jeffrey R. Glover Other Release No.: IA-3158
34-63902	Feb. 14, 2011	Thomas Faulhaber
34-63901	Feb. 14, 2011	Frederick E. Bowers Other Release No.: IA-3157
34-63897	Feb. 11, 2011	Christopher L. Martin
34-63896	Feb. 11, 2011	Dale G. Rasmussen, Esq. Other Release No.: AAER-3243
34-63890	Feb. 11, 2011	Hennessee Group LLC and Charles J. Gradante See also: Proposed Plan of Distribution Comments: Submit Comments on Proposed Plan of Distribution
34-63889	Feb. 11, 2011	Score One, Inc., and Global Peopleline Telecom, Inc.
34-63888	Feb. 11, 2011	China Digital Media Corporation
34-63884	Feb. 10, 2011	Tabatha V, Inc., Tagalder Global Investment, Inc., and Technical Environment Solutions, Inc.
34-63883	Feb. 9, 2011	Arthrocare Corporation Other Release No.: AAER-3242
34-63882	Feb. 9, 2011	Scott D. Farah
34-63879	Feb. 9, 2011	Rodney B. Johnson Other Release No.: AAER-3241
34-63872	Feb. 9, 2011	Hemiwedge Industries, Inc.
34-63871	Feb. 9, 2011	ATC Healthcare, Inc.
34-63870	Feb. 9, 2011	Speedlane.com, Inc., Spintek Gaming Technologies, Inc., Standard Brands Paint Co., Star Casinos International, Inc., Stardrive Solutions, Inc., Sterling Media Capital Group, Inc. (n/k/a Crystal Properties Holdings, Inc.), Stormedia, Inc. (f/k/a Sym-Tek Systems, Inc.), Strategic Partners, Inc., STS Liquidating Corp., and Symplex Communications Corp.
34-63868	Feb. 8, 2011	Cellpoint, Inc., Centacom Technologies, Inc. (n/k/a Telycom Technologies, Inc.), and Centaur Mining & Exploration Ltd.
34-63866	Feb. 8, 2011	Campo Electronics, Appliances & Computers, Inc., Capco Energy, Inc., Carmel Energy, Inc., Celexx Corp., CenCor, Inc., Central Realty Investors, Inc., and Checkmate Electronics, Inc.
IA-3156	Feb. 7, 2011	Mark Kurland
34-63865	Feb. 7, 2011	Walter A. Tye
34-63864	Feb. 7, 2011	Joseph DeVito
34-63863	Feb. 7, 2011	Dean A. Esposito
34-63862	Feb. 7, 2011	Frederick J. Birks
34-63861	Feb. 7, 2011	Steven Byers
33-9184	Feb. 7, 2011	Sahas Technologies LLC Note: See also Division of Enforcement Statement
33-9183	Feb. 7, 2011	Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino Other Release No.: 34-63850
34-63854	Feb. 7, 2011	U.S. College Trust Corp.
34-63853	Feb. 7, 2011	U.S. Pension Trust Corp.
IA-3155	Feb. 7, 2011	Robert J. Riddle
33-9182	Feb. 7, 2011	Alpine Woods Capital Investors, LLC and Samuel A. Lieber Other Release Nos.: IA-3154, IC-29575
34-63849	Feb. 7, 2011	Eugene Geiger
34-63848	Feb. 7, 2011	Canadian Mono Mines, Inc., Carlin Resources Corp. (n/k/a Carlin Gold Corp.), CBX Ventures, Inc. (n/k/a Remstar Resources, Ltd.), Chase Resource Corp., Chell Group Corp., and Chic by H.I.S., Inc. (n/k/a Durango Apparel, Inc.)
34-63847	Feb. 7, 2011	Caibs International, Inc. (n/k/a Caibs International Holding, Inc.), Caliber Learning Network, Inc. (n/k/a CLN, Inc.), Cartoon Acquisition, Inc., Cel Communications, Inc., Cellular Telephone Enterprises, Inc., and Centrum Industries, Inc.
34-63846	Feb. 7, 2011	Enter Tech Corp., Entertainment Trends Corp. (f/k/a Daljama, Inc.), Eonnet Media, Inc., Equorumnet, Esesis, Inc., European American Resources, Inc., and eVision International, Inc.
34-63841	Feb. 4, 2011	ActiveCore Technologies, Inc., Battery Technologies, Inc., China Media1 Corp., Dura Products International, Inc. (n/k/a Dexx Corp.), Global Mainframe Corp., GrandeTel Technologies, Inc., Magna Entertainment Corp. (n/k/a Reorganized Magna Entertainment Corp.), and 649 Com, Inc. (n/k/a Infinite Holdings Group, Inc.)
34-63835	Feb. 3, 2011	Torrey Pines Securities, Inc. Other Release No.: IA-3153
34-63834	Feb. 3, 2011	Jack C. Smith, Jr. Other Release No.: IA-3152
IA-3151	Feb. 3, 2011	Robert L. Buckhannon
IA-3150	Feb. 3, 2011	Terry D. Rawstern
34-63833	Feb. 3, 2011	David E. Watson, CPA Other Release No.: AAER-3240
33-9181	Feb. 3, 2011	AXA Rosenberg Group LLC, AXA Rosenberg Investment Management LLC, and Barr Rosenberg Research Center LLC Other Release Nos.: IA-3149, IC-29574
34-63829	Feb. 3, 2011	TD Ameritrade, Inc.
34-63827	Feb. 3, 2011	Advantage Life Products, Inc., B-Teller, Inc. (n/k/a CA Goldfields, Inc.), and Independent Energy Holdings, P.L.C.
34-63826	Feb. 2, 2011	Gustav George Bujkovsky
IA-3148	Feb. 2, 2011	Jack W. Luna
34-63824	Feb. 2, 2011	Roger August Kimmel, Jr., Esq.
34-63823	Feb. 2, 2011	Mitchell Porter & Williams, Inc. and Thomas L. Mitchell Other Release No.: IA-3147
33-9180	Feb. 2, 2011	Don S. Hershman
34-63822	Feb. 2, 2011	Eric A. Holzer, CPA Other Release No.: AAER-3239
34-63818	Feb. 2, 2011	Deerfield Capital Corp. and Danielle Valkner, CPA Other Release No.: AAER-3237
34-63817	Feb. 2, 2011	China 9D Construction Group
34-63814	Feb. 1, 2011	Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC
34-63813	Feb. 1, 2011	Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells. See also: Proposed Plan of Distribution Comments: Submit Comments on Proposed Modified Plan of Distribution
34-63812	Feb. 1, 2011	J.P. Morgan Securities Inc.
34-63808	Feb. 1, 2011	Andresmin Gold Corp.
34-63805	Feb. 1, 2011	Eternal Technologies Group, Inc.
34-63801	Jan. 31, 2011	Richard Jonathan Blech
34-63800	Jan. 31, 2011	Gregory J. Buchholz
34-63797	Jan. 31, 2011	Apex Capital Group, Inc., Applied Carbon Technology, Inc. (n/k/a Merchant Capital Group, Inc.), Ardeo PLC, Asia Fiber Holdings Ltd., and Atlas Consolidated Mining & Development Corp.
34-63791	Jan. 28, 2011	Bich Quyen Nguyen
34-63790	Jan. 28, 2011	Johnny E. Johnson
34-63789	Jan. 28, 2011	Delilah A. Proctor
34-63788	Jan. 28, 2011	Tzemach David Netzer Korem
34-63787	Jan. 28, 2011	C-3D Digital, Inc., California Clean Air, Inc., CEC Properties, Inc., Censtor Corp., The Centennial Group, Inc., Century Technologies, Inc., and Chief Consolidated Mining Co.
34-63785	Jan. 28, 2011	David M. Tamman, Esq.
34-63783	Jan. 27, 2011	Clean Energy and Power, Inc.
34-63765	Jan. 25, 2011	American Skandia Investment Services, Inc.
34-63760	Jan. 25, 2011	Merrill Lynch, Pierce, Fenner & Smith Incorporated
34-63759	Jan. 24, 2011	Canadian Mono Mines, Inc., Carlin Resources Corp. (n/k/a Carlin Gold Corp.), CBX Ventures, Inc. (n/k/a Remstar Resources, Ltd.), Chase Resource Corp., Chell Group Corp., and Chic by H.I.S., Inc. (n/k/a Durango Apparel, Inc.)
34-63757	Jan. 24, 2011	Horseman Capital Management, L.P. Other Release No.: IA-3143
34-63749	Jan. 21, 2011	Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
34-63748	Jan. 21, 2011	C-3D Digital, Inc., California Clean Air, Inc., CEC Properties, Inc., Censtor Corp., The Centennial Group, Inc., Century Technologies, Inc., and Chief Consolidated Mining Co.
34-63743	Jan. 20, 2011	Eric J. Bur, CPA Other Release No.: AAER-3233
34-63740	Jan. 20, 2011	Dohan + Company CPAs, Steven H. Dohan, CPA, Nancy L. Brown, CPA, and Erez Bahar, CA Other Release No.: AAER-3232
34-63739	Jan. 20, 2011	Apex Capital Group, Inc., Applied Carbon Technology, Inc. (n/k/a Merchant Capital Group, Inc.), Ardeo PLC, Asia Fiber Holdings Ltd., and Atlas Consolidated Mining & Development Corp.
34-63738	Jan. 19, 2011	Enter Tech Corp., Entertainment Trends Corp. (f/k/a Daljama, Inc.), Eonnet Media, Inc., Equorumnet, Esesis, Inc., European American Resources, Inc., and eVision International, Inc.
34-63735	Jan. 19, 2011	Gary K. Juncker
34-63734	Jan. 19, 2011	Dale J. Engelhardt
34-63733	Jan. 19, 2011	Joseph R. Porche
IA-3142	Jan. 19, 2011	Daniel Spitzer
34-63730	Jan. 19, 2011	Jennifer L. Dodge
IA-3141	Jan. 14, 2011	Michael R. Pelosi Other Release No.: IC-29569
34-63726	Jan. 14, 2011	Cary R. Kahn Other Release No.: 34-63276
33-9174	Jan. 14, 2011	Mark Shaw Other Release No.: 34-63275
34-63724	Jan. 14, 2011	BNY Mellon Securities LLC
IA-3140	Jan. 14, 2011	Evelyn Litwok
34-63715	Jan. 14, 2011	Brokat Technologies Aktiengesellschaft
34-63714	Jan. 13, 2011	James J. Caprio Other Release No.: IA-3138
34-63713	Jan. 13, 2011	Apex Capital Group, Inc., Applied Carbon Technology, Inc. (n/k/a Merchant Capital Group, Inc.), Ardeo PLC, Asia Fiber Holdings Ltd., and Atlas Consolidated Mining & Development Corp.
34-63710	Jan. 12, 2011	Jay D. Johnson Other Release No.: IA-3137
34-63704	Jan. 12, 2011	Michel-Jean Geraud
34-63703	Jan. 12, 2011	Springfield Co., Inc., SRR Mercantile Inc., Standard Mining Corp., Stewart Foods, Inc., Strathclair Ventures, Ltd. (n/k/a SilverCrest Mines, Inc.), Sunlite, Inc., Syndicated Food Service International, Inc., and Syspower Multimedia Industries, Inc.
34-63702	Jan. 12, 2011	VIPC Communications, Inc. and Vizario, Inc.
34-63698	Jan. 11, 2011	Stephen Fayette
34-63697	Jan. 11, 2011	Campo Electronics, Appliances & Computers, Inc., Capco Energy, Inc., Carmel Energy, Inc., Celexx Corp., CenCor, Inc., Central Realty Investors, Inc., and Checkmate Electronics, Inc.
33-9171	Jan. 11, 2011	Charles Schwab Investment Management; Charles Schwab & Co., Inc.; and Schwab Investments Other Release Nos.: 34-63693, IA-3136, IC-29552
34-63690	Jan. 11, 2011	Michael R. Drogin, CPA Other Release No.: AAER-3227
34-63689	Jan. 11, 2011	Alternative Construction Technologies, Inc.
34-63688	Jan. 10, 2011	Hudson Highland Group, Inc. Other Release No.: AAER-3226
34-63684	Jan. 10, 2011	Springfield Co., Inc., SRR Mercantile Inc., Standard Mining Corp., Stewart Foods, Inc., Strathclair Ventures, Ltd. (n/k/a SilverCrest Mines, Inc.), Sunlite, Inc., Syndicated Food Service International, Inc., and Syspower Multimedia Industries, Inc.
34-63683	Jan. 10, 2011	Ministor Peripherals International Ltd., Modatech Systems, Inc., Modena 5, Inc., Modena 6, Inc., Modern Times Group MTG, Inc., Monarch Media and Entertainment Group, Inc., The Murdock Group Career Satisfaction Corp. (n/k/a The Murdock Group Holding Corp.), Mustang.com, Inc., MycoBiotech Ltd., MyPlan USA, Inc., and MyTurn.com, Inc.
34-63682	Jan. 7, 2011	Eric Sieracki (CPA) Other Release No.: AAER-3225
34-63681	Jan. 7, 2011	AbsoluteFuture.com
34-63676	Jan. 7, 2011	Thomas S. Albright
34-63675	Jan. 7, 2011	Kimball L. Young
34-63674	Jan. 7, 2011	Carl W. Jasper, CPA Other Release No.: AAER-3224
34-63672	Jan. 7, 2011	Fontana Capital, LLC and Forrest Fontana Other Release No.: IA-3132
34-63671	Jan. 7, 2011	Ministor Peripherals International Ltd., Modatech Systems, Inc., Modena 5, Inc., Modena 6, Inc., Modern Times Group MTG, Inc., Monarch Media and Entertainment Group, Inc., The Murdock Group Career Satisfaction Corp. (n/k/a The Murdock Group Holding Corp.), Mustang.com, Inc., MycoBiotech Ltd., MyPlan USA, Inc., and MyTurn.com, Inc.
34-63670	Jan. 7, 2011	EC Power, Inc., Electro Energy, Inc., EMB Corporation (n/k/a AMT Group, Inc.), Encore Computer Corp., Enhance Life Sciences, Inc., e.Nvizion Communications Group Ltd., and Exchange Applications, Inc.
34-63666	Jan. 6, 2011	Ark Asset Management Co., Inc. Note: See also Proposed Plan of Distribution Comments: Submit Comments on Proposed Plan of Distribution
33-9170	Jan. 6, 2011	Paul George Chironis Other Release No.: 34-63661, IC-29548
34-63640	Jan. 4, 2011	Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson Note: See also Final Plan of Distribution
34-63633	Jan. 3, 2011	Milowe Allen Brost a/k/a Milo Brost a/k/a M.B. Gonne a/k/a Phillip K. Collins

http://www.sec.gov/litigation/admin/adminarchive/adminarc2011.shtml