2003-SOX-1 Gilmore v. Parametric Technology
Recommended Decision & Order
(ALJ Feb. 6, 2003) (Thomas M. Burke) HTML
2003-SOX-2 Greenwald v. UBS Paine Webber, Inc.
Recommended Decision & Order Granting Withdrawal of Objection to Findings
(ALJ Apr. 16, 2003) (Rudolf L. Jansen)HTML
Order
(ARB Apr. 25, 2003) HTML
Order Closing Case
(ARB July 24, 2003) HTML
2003-SOX-3 Marchand v. AM Southbank
Order Approving Dismissal of Complaint
(ALJ Apr. 24, 2003) (C. Richard Avery)HTML
2003-SOX-4 Kale v. Kakivik Asset Management, Inc.
Order on Voluntary Dismissal of Sarbanes-Oxley Claims
(ALJ Mar. 4, 2003) (William Dorsey) HTML
[consolidated with 2003-SOX-5; case continued under
Case Nos. 2003-TSC-4 and 5]
2003-SOX-5 Kale v. Kakivik Asset Management, Inc.
[see 2003-SOX-4]
2003-SOX-6 Kunkler v. Global Futures & Forex, Ltd.
Recommended Decision & Order Granting Respondent's Motion for Summary Decision
(ALJ Apr. 24, 2003) (Thomas F. Phalen, Jr.)HTML
Order Closing Case
(ARB Aug. 21, 2003) HTML
2003-SOX-7 Halloum v. Intel Corp.
Recommended Decision & Order
(ALJ Mar. 4, 2004) (William Dorsey)HTML
Final Decision & Order
(ARB Jan. 31, 2006)PDF
Appeal filed, Halloum v. USDOL , No. 06-71902 (9th Cir. 2006)
2003-SOX-8 Getman v. Southwest Securities, Inc.
Decision & Order
(ALJ Feb. 2, 2004) (Paul H. Teitler)HTML
Final Decision & Order
(ARB July 29, 2005) PDF
Order Denying Reconsideration
(ARB Mar. 7, 2006) PDF
Appeal filed, Getman v. USDOL , No. 06-1663-ag (2d Cir. 2006)
Appeal in 2d Cir. dismissed based on improper venue; transferred to the 5th Cir., Getman v. USDOL , No. 06-1663-ag (2d Cir. May 14, 2007)
Getman v. Administrative Review Board , USDOL, No. 07-60509 (5th Cir. Feb. 13, 2008)
PDF |
HTML
2003-SOX-9 Willy v. Ameriton Properties, Inc.
Order Granting Complainant's Motion to Withdraw His Claim
(ALJ June 27, 2003) (Fletcher E. Campbell, Jr.)HTML
[Case re-filed in U.S. District Court for the
District of Colorado (Denver), Willy v. Ameriton Prop. Inc., et al , No. 03-CV-1128 (June 19, 2003)]
Willy v. Ameriton Prop. Inc., et al , No. 03-CV-1128 (June 9, 2004) (summary judgment granted in favor of defendant)
2003-SOX-10 Williams v. Bordon Chemical, Inc.
Order of Dismissal
(ALJ Oct. 14, 2003) (Jeffrey Tureck)HTML
Complaint filed in S.D. Iowa, Williams v. Borden Chemical, Inc. , No. 3:02-CV-10145 (S.D.Iowa)
2003-SOX-11 Williams v. Ha-International, LLC
See 2003-SOX-10
2003-SOX-12 Stone v. Duke Energy Corporation
Stone v. Duke Energy Corp. , No. 3:03-CV-256 (W.D.N.C. June 10, 2003) (staying proceedings
before the Secretary of Labor)HTML
Recommended Decision & Order
(ALJ June 19, 2003) (Paul H. Teitler)HTML
Stone v. Duke Energy Corp. , No. 3:03-CV-256 (W.D.N.C. Feb. 11, 2004) (Dismissing
Complaint)PDF (order) | PDF (judgment)
Stone v. Duke Energy Corp. , No. 3:04-CV-277-MU (W.D.N.C. Dec. 2, 2005) (Dismissing
"Restated Complaint")PDF
Stone v. Duke Energy Corp. , No. 04-2562 (4th Cir. Dec. 15, 2005) (remanding for further proceedings)PDF
2003-SOX-13 Harrison v. Gold Banc Corp., Inc.
Order Dismissing Case for Lack of Jurisdiction (ALJ Apr. 16, 2003)
(Gerald M. Etchingham)HTML
2003-SOX-14 Matthews v. Apartment Investment & Management Co.
Decision & Order Dismissing Complaint
(ALJ Feb. 3, 2004) (Jennifer Gee)HTML
2003-SOX-15 Welch v. Cardinal Bankshares Corp.
Order Granting Motions for in Camera Inspection & Protective Order
(ALJ Aug. 1, 2003) (Stephen L. Purcell)HTML
Order Denying Motion in Limine , Compelling Discovery, & Denying Motion
For Expedited Response (ALJ Aug. 15 2003) HTML
Recommended Decision & Order
(ALJ Jan. 28, 2004) HTML
Erratum
(ALJ Feb. 3, 2004) HTML
Final Decision and Order Dismissing Petition for Review Without Prejudice
(ARB May 13, 2004) HTML
Supplemental Recommended Decision & Order Awarding Damages, Fees and Costs
(ALJ Feb. 15, 2005) PDF
Order Denying Motion for Order to Show Cause
(ALJ Aug. 9, 2005) PDF
Welch v. Cardinal Bankshares Corp. , No. 7:05CV00546 (W.D.Va. Jan. 4, 2006) (Order) (dismissing plaintiff's motion to enforce ALJ's reinstatement order)
PDF
Welch v. Cardinal Bankshares Corp. , No. 7:05CV00546 (W.D.Va. Jan. 4, 2006) (Memorandum Opinion relating to dismissal of plaintiff's motion to enforce ALJ's reinstatement order)
PDF
Welch v. Cardinal Bankshares Corp. , No. 7:05CV00546 (W.D.Va. Jan. 26, 2006) (Order) (denying motion to alter or amend judgment)
PDF
Welch v. Cardinal Bankshares Corp. , No. 7:05CV00546 (W.D.Va. Jan. 26, 2006) (Memorandum Opinion denying motion to alter or amend judgment)
PDF
Order (ARB Mar. 31, 2006)
PDF
Order Denying Stay (ARB June 9, 2006)
PDF
Welch v. Cardinal Bankshares Corp. , No. 7:06CV00407 (W.D.Va. Oct. 5, 2006) (Memorandum Opinion)
PDF |
HTM
Appeal filed, Welch v. Cardinal Bankshares Corp. , No. 06-2295 (4th Cir. Dec. 12, 2006)
Final Decision & Order (ARB May 31, 2007)
PDF |
HTML
Welch v. Chao , No. 07-1684 (4th Cir. Aug. 5, 2008)
PDF |
HTM
2003-SOX-16 Boynton v. Hewlett Packard Co.
Order Granting Complainant's Motion to Withdraw His Claim
(ALJ Aug. 22, 2003) (Richard D. Mills)HTML
2003-SOX-17 Harrison v. Gold Banc Corp., Inc.
Final Order Dismissing Complaint with Prejudice Based on Stipulation of Parties
(ALJ July 9, 2003) (Gerald M. Etchingham)HTML
2003-SOX-18 Flake v. New World Pasta Co.
Decision & Order Granting Respondent's Motion for Summary Decision
(ALJ July 7, 2003) (Janice K. Bullard)HTML
Final Decision & Order
(ARB Feb. 25, 2004) HTML
Flake v. USDOL , No. 04-2075 (3d Cir. Sept. 21, 2007) (unpublished)
PDF |
HTML
2003-SOX-19 Plants v. J.P. Morgan Securities, Inc.
Final Order Approving Settlement
(ALJ Aug. 7, 2003) (Robert D. Kaplan)HTML
2003-SOX-20 White v. Circle.com LLC
Order of Dismissal
(ALJ Jan. 28, 2004) (Thomas M. Burke)HTML
2003-SOX-21 Gault v. Carpenter Technology Corp.
Recommended Order Approving Settlement & Dismissing Complaint with Prejudice
(ALJ Sept. 3, 2003) (Daniel L. Leland)HTML
2003-SOX-22 Walker v. Aramark Corp.
Decision & Order Granting Respondent's Motion for Summary Judgment
(ALJ Aug. 26, 2003) (C. Richard Avery)HTML
(Notice of Administrative Closing)
(ARB Nov. 13, 2003) HTML | PDF
2003-SOX-23 McIntyre v. Merrill. Lynch, Pierce, Fenner & Smith, Inc.
Order Denying Respondent's Motion for Summary Decision, Granting Complainant's Motion for Leave to Amend Caption,
& Setting Date of Hearing (ALJ Sept. 4, 2003) (Clement J. Kennington)PDF
Recommended Decision & Order
(ALJ Jan. 16, 2004) HTML | PDF
Order Correcting Recommended Decision & Order
(ALJ Jan. 30, 2004) PDF
Final Decision & Order (ARB July 27, 2005)PDF
Related proceeding: McIntyre v. Merrill Lynch, Pierce, Fenner & Smith, Inc. , No. 03-CV-948 (W.D.Tx.)
Complaint filed Dec. 23, 2003
Complaint Dismissed Without Prejudice (W.D.Tx. Feb. 3, 2004)
2003-SOX-24 Steffenhagen v. Securitas Sverige
Order Denying Motion for Remand & Dismissing Complaint
(ALJ Aug. 5, 2003) (Janice K. Bullard)HTML
Order Denying Motion for Reconsideration
(ALJ Aug. 13, 2003) PDF
Final Order Dismissing Complaint
(ARB Jan. 13, 2004) HTML
2003-SOX-25 Livingston v. Wyeth Pharmaceuticals
Order of Dismissal
(ALJ Oct. 6, 2003) (Thomas M. Burke)HTML
[Case re-filed in U.S. District Court for the
Middle District of North Carolina, Livingston v. Wyeth Inc., et al , No. 03-CV-919 (Sept. 29, 2003)]
Livingston v. Wyeth Inc., et al , No. 1:03-CV-00919 (M.D.N.C. July 28, 2006) (Memorandum Opinion and Order)
PDF | HTML
Livingston v. Wyeth Inc.l , No. 06-1939 (4th Cir. Mar. 24, 2008) (Opinion, affirming District Court)
PDF | HTML
2003-SOX-26 Moldauer v. Canandaigua Wine Co.
Order Granting Motion for Summary Decision
(ALJ Nov. 14, 2003) (Alexander Karst)HTML
Final Decision & Order
(ARB Dec. 30, 2005) PDF
2003-SOX-27 Platone v. FLYi, Inc. [Atlantic Coast Airlines]
Recommended Decision & Order
(ALJ Apr. 30, 2004) (Linda S. Chapman)HTML
Erratum (ALJ May 13, 2004) PDF
Supplemental Recommended Decision & Order
Awarding Damages, Costs, & Attorney Fees (ALJ July 13, 2004) PDF
Final Decision & Order (ARB Sept. 29, 2006)
PDF |
HTM
Appeal Filed July 3, 2007, Platone v. USDOL , No. 07-1635 (4th Cir.)
2003-SOX-28 Fraser v. Fiduciary Trust Co. Int'l
Order of Dismissal
(ALJ Dec. 30, 2003) (Ralph A. Romano)HTML
Amended Order of Dismissal
(ALJ Jan. 23, 2004) PDF
Fraser v. Fiduciary Trust Co. , No. 04-CIV-6958 (S.D.N.Y. June 23, 2006) (Decision and Order granting in part and denying in part motion to dismiss)PDF
Fraser v. Fiduciary Trust Co. , No. 04-CIV-6958 (S.D.N.Y. Feb. 15, 2006) (Decision and Order granting in part and denying in part motion to dismiss)PDF
2003-SOX-29 Ionata v. Nielsen Media Research, Inc.
Order Granting Complainant's Motion to Withdraw Claim
(ALJ Oct. 2, 2003) (Daniel A. Sarno, Jr.)HTML
2003-SOX-30 D'Agostino v. Workflow Management
Final Order Approving Settlement
(ALJ Sept. 29, 2003) (Robert D. Kaplan)HTML
2003-SOX-31 DeOca v. Barclay's Capital, Inc.
Order Canceling Hearing & Dismissing Matter
(ALJ Oct. 30, 2003) (Thomas M. Burke)HTML
2003-SOX-32 Jayaraj v. Pro-Pharmaceuticals, Inc.
Recommended Decision & Order
(ALJ Feb. 11, 2005) (Colleen A. Geraghty)PDF
2004-SOX-1 Dolan v. EMC Corp.
Recommended Decision & Order
(ALJ Mar. 24, 2004) (Daniel L. Leland)HTML
Final Order Approving the Complainant’s Withdrawal of Objections
(ARB July 24, 2006) PDF | HTML
2004-SOX-2 Morefield v. Exelon Services, Inc.
Order Denying Motion to Dismiss Complaint Filed by Employee of Non-publicly Traded Corporate Subsidiary
(ALJ Jan. 28, 2004) (Stuart A. Levin)HTML
Order Approving Settlement & Dismissing
(ALJ Feb. 14, 2005) PDF
2004-SOX-3 Noya v. Scherling Plough Corp.
Order of Dismissal
(ALJ Jan. 21, 2004) (Jeffrey Tureck)HTML
2004-SOX-4 Foss v. Celestica, Inc.
Decision & Order Granting Motion to Dismiss
(ALJ Jan. 8, 2004) (John M. Vittone)HTML
2004-SOX-5 Roganti v. Metlife Financial Services
Order Dismissing Claim
(ALJ Aug. 3, 2004) (Thomas M. Burke)PDF
2004-SOX-6 Lowe v. The Coca Cola Co.
Order of Dismissal
(ALJ May 21, 2004) (C. Richard Avery)HTML
2004-SOX-7 Corrada v. McDonald's Corp.
Corrada v. McDonald's Corp. , No. 04-1029 (JAG) (DC PR Jan. 22, 2004) (Order [asserting jurisdiction and staying DOL proceedings)HTML
Order Dismissing Proceeding Before Department of Labor
(ALJ Jan. 23, 2004) (Jeffrey Tureck)HTML
Corrada v. McDonald's Corp. , No. 04-1029 (JAG) (D.PR. Aug. 23, 2004) (case below 2004-SOX-7) PDF (Stipulation of Voluntary Dismissal)
| PDF (judgment)
2004-SOX-8 Lerbs v. Buca Di Beppo, Inc.
Order Denying Motion to Dismiss
(ALJ Dec. 30, 2003) (Stephen L. Purcell)HTML
Recommended Decision & Order Granting Respondent's Motion for Summary Decision
(ALJ June 15, 2004) HTML
2004-SOX-9 Hughart v. Raymond Janes & Associates, Inc.
Initial Decision & Order - Grant of Motion to Dismiss - Dismissal of Complaint
(ALJ Dec. 17, 2004) (Richard T. Stansell-Gamm)PDF
2004-SOX-10 Harris v. Lacledge Group, Inc.
Order Granting Agreed Motion to Dismiss with Prejudice
(ALJ Feb. 4, 2004) (Lee J. Romero, Jr.)HTML
2004-SOX-11 Klopfenstein v. PCC Flow Technologies Holdings, Inc.
Recommended Decision & Order
(ALJ July 6, 2004) (C. Richard Avery)HTML
| PDF
Final Decision & Order
(ARB May 31, 2006) PDF
Decision & Order on Remand
(ALJ Oct. 13, 2006) PDF
2004-SOX-12 Wilson v. Teachers' Insurance & Annuity Association of America - College
Retirement & Equities Fund
Final Order Approving Settlement
(ALJ Oct. 7, 2004) (Michael P. Lesniak)PDF
2004-SOX-13 Sheets v. CNF Service Co.
Order Approving Withdrawal & Dismissing Complaint
(ALJ Mar. 25, 2004) (William Dorsey)HTML
2004-SOX-14 Cunningham v. Washington Gas Light Co.
Recommended Decision & Order Dismissing Claim
(ALJ Apr. 2, 2004) (Richard A. Morgan)HTML
Final Decision & Order
(ARB Apr. 21, 2005) PDF
2004-SOX-15 Mann v. United Space Alliance, LLC
Decision & Order Granting Respondent's Motions for Summary Judgment
(ALJ Feb. 18, 2005) (Alice M. Craft)PDF
2004-SOX-16 Flood v. Cedant Corp.
Decision & Order Granting Motion to Dismiss
(ALJ Feb. 23, 2004) (Paul H. Teitler)HTML
Final Decision & Order Dismissing Petition for Review
(ARB Jan. 25, 2005) PDF
2004-SOX-17 Michaelson v. Officemax, Inc.
Order Disapproving Settlement Agreement
(ALJ June 21, 2004) (Rudolf L. Jansen)HTML
Final Order Approving Settlement
(ALJ July 21, 2004) PDF
2004-SOX-18 Carnero v. Boston Scientific Corp.
Order [Closing Case]
(ALJ Jan. 13, 2004) (Thomas M. Burke)HTML
Later history: Carnero v. Boston Scientific Corp. , No. 04-10031-RWZ (D.Mass. Aug. 27, 2004)
PDF , appealed docketed, No. 04-2291 (1st Cir. Sept. 30, 2004)
Carnero v. Boston Scientific Corp. , No. 04-1801 and 004-2291 (1st Cir. Jan. 5, 2006) (affirming District Court)
PDF
2004-SOX-19 Hopkins v. ATK Tactical Systems
Recommended Decision & Order Dismissing Complaint and Denying Sanctions
(ALJ May 27, 2004) (Pamela Lakes Wood)HTML
2004-SOX-20 Harvey v. The Home Depot, Inc.
Initial Decision and Order - Dismissal of Untimely Discrimination Complaint
(ALJ May 28, 2004) (Richard T. Stansell-Gamm)HTML
Order of Consolidation & Final Decision & Order
(ARB June 2, 2006) PDF
2004-SOX-21 Harvey v. Safeway, Inc.
Initial Decision and Order - Grant of Motion to Dismiss & Dismissal of Complaint
(ALJ Feb. 11, 2005) (Richard T. Stansell-Gamm)PDF
2004-SOX-22 Carnero v. Boston Scientific Corp.
Order of Dismissal
(ALJ Jan. 22, 2004) (Thomas M. Burke)HTML
Later history: Carnero v. Boston Scientific Corp. , No. 04-10031-RWZ (D.Mass. Aug. 27, 2004)
PDF
2004-SOX-23 Hendrix v. American Airlines, Inc.
Decision & Order
(ALJ Dec. 9, 2004) (Anne Beytin Torkington)PDF
[consolidated with 2004-AIR-10]
2004-SOX-24 Mahoney v. Keyspan Corp.
Order Granting Complainant's Motion to Withdraw His Claim
(ALJ Feb. 11, 2004) (Paul H. Teitler)HTML
Mahony v. Keyspan Corp. , No. 04-CV-554 (E.D.N.Y. Mar. 12, 2007)
PDF |
HTML
2004-SOX-25 Morrison v. Clearone Communications, Inc.
Final Order Approving Settlement
(ALJ May 25, 2004) (Alexander Karst)HTML
2004-SOX-26 Rzepiennik v. Archstone Smith, Inc.
Recommended Decision & Order
(ALJ Feb. 23, 2007) (Pamela Lakes Wood)PDF
Final Decision & Order Dismissing Complaint
(ARB Apr. 30, 2007)
PDF |
HTML
Rzepiennik v. Archstone-Smith, Inc. , No. 07-01243 (D.Colo. Mar. 12, 2008) (order granting defendant's motion to dismiss)
PDF |
HTML
2004-SOX-27 Wallace v. Coca Cola Co.
Order Dismissing Claim Without Prejudice
(ALJ Sept. 24, 2004) (Larry W. Price)PDF
2004-SOX-28 Cissom v. A.G. Edwards & Sons, Inc.
Decision & Order Approving Settlement Agreement & Consent Findings
(ALJ Mar. 10, 2004) (Richard E. Huddleston)HTML
[consolidated with 2004-SOX-30]
2004-SOX-29 Kaeser v. Merrill Lynch International, Inc.
Order Dismissing Complaint Pursuant to Settlement
(ALJ Nov. 29, 2004) (Alice M. Craft)PDF
2004-SOX-30 Dubose v. A.G. Edwards & Sons, Inc.
[consolidated with 2004-SOX-28]
see 2004-SOX-28 for orders
2004-SOX-31 Griffin v. Metals USA
Order Dismissing Complaints
(ALJ June 17, 2004) (Janice K. Bullard)HTML
[consolidated with 2004-SOX-32]
2004-SOX-32 Chimine v. Metals USA
[consolidated with 2004-SOX-31]
see 2004-SOX-31 for orders
2004-SOX-33 Coker v. Wal-Mart Stores, Inc.
Order Granting Complainant's Motion & Denying Respondent's Motion to Enforce Settlement Agreement
(ALJ June 4, 2004) (Lee J. Romero, Jr.)HTML
2004-SOX-34 Turner v. CNF Service Co.
Recommended Decision & Order Approving Complainant's Withdrawal of Objection to Findings
(ALJ Apr. 30, 2004) (Gerald M. Etchingham)HTML
2004-SOX-35 Reddy v. Medquist, Inc.
Recommended Order of Dismissal
(ALJ June 10, 2004) (Russell D. Pulver)HTML
Final Decision & Order
(ARB Sept. 30, 2005) PDF
2004-SOX-36 Harvey v. The Home Depot, Inc.
Initial Decision & Order-Dismissal of Discrimination Complaint
(ALJ May 28, 2004) (Richard T. Stansell-Gamm)HTML
2004-SOX-37 Moore v. Cooper Camerson Corp.
Final Order Approving Settlement
(ALJ July 21, 2004) (Larry W. Price)PDF
2004-SOX-38 Sebert v. Huntington Bancshares, Inc.
Order Approving Settlement & Dismissing Case
(ALJ Oct. 26, 2005) (Ralph A. Romano)PDF
2004-SOX-39 Gonzalez v. Colonial Bank
Order Denying Motion to Dismiss
(ALJ Aug. 9, 2004) (Thomas M. Burke) HTML
Order Granting Motion to Amend Complaint
(ALJ Aug. 17, 2004) HTML
Order Denying Motion for Summary Decision
(ALJ Aug. 20, 2004) HTML
Order Clarifying Whether an Answer Is Required to an Amended Complaint
(ALJ Sept. 14, 2004) PDF
Order Denying Motion to Reconsider Order on Motion for Leave to Amend
(ALJ Dec. 20, 2004) PDF
Order Denying Request for Certification of Interlocutory Appeal
(ALJ Feb. 7, 2005) PDF
Final Order Dismissing Interlocutory Appeal (ARB May 31, 2005)
PDF
Final Order Approving Settlement
(ALJ July 14, 2005) PDF
2004-SOX-40 Martinez v. A.B. Watley Group
Final Order Approving Settlement
(ALJ Sept. 8, 2004) (Linda S. Chapman)PDF
2004-SOX-41 Atanasio v. Metlife, Inc.
Order [approving withdrawal of complaint]
(ALJ Aug. 24, 2004) (Ralph A. Romano)PDF
2004-SOX-42 Hyland v. Raytheon Co.
Order Cancelling Hearing & Dismissing Appeal to OALJ Without Prejudice
(ALJ Aug. 4, 2004) (Alice M. Craft)PDF
2004-SOX-43 Taylor v. Wells Fargo, Texas
Recommended Decision & Order
(ALJ Feb. 14, 2005) (Larry W. Price)PDF
Final Decision & Order (ARB June 28, 2007)
PDF |
HTML
Taylor v. Administrative Review Board, USDOL , No. 07-60570 (5th Cir. Aug. 12, 2008) (unpublished) (affirming the ARB)
PDF |
HTML
2004-SOX-44 Ortega v. Pilgrim's Pride Corp.
Order Dismissing Complaints Without Prejudice
(ALJ May 20, 2004) (Richard E. Huddleston)HTML
[consolidated with 2004-SOX-45]
Reyna v. Conagra Foods, Inc. , No. 3:04-CV-00039 (M.D.Ga. June 11, 2007)
PDF |
HTML
2004-SOX-45 Reyna v. Pilgrim's Pride Corp.
[consolidated with 2004-STA-44]
see 2004-STA-44 for orders
2004-SOX-46 Kudla v. Shire U.S. Manufacturing, Inc.
Final Order Approving Settlement - Dismissal of Complaint With Prejudice
(ALJ Dec. 17, 2004) (Richard T. Stansell-Gamm)PDF
2004-SOX-47 Johnston v. Littlefuse, Inc.
Order Approving Settlement
(ALJ Dec. 22, 2004) (Jeffrey Tureck)PDF
2004-SOX-48 Haddad v. ITT Industries, Inc.
Order Dismissing Appeal to OALJ Without Prejudice
(ALJ Nov. 30, 2004) (Alice M. Craft)PDF
Haddad v. ITT Industries, Inc. , No. 1:05-CV-370-TLS (N.D.Ind. Jan. 12, 2007) (denying motion to dismiss)
PDF |
HTML
2004-SOX-49 Richards v. Lexmark International, Inc.
Order Denying Respondent's Summary Decision Motions
(ALJ Oct. 1, 2004) (Pamela Lakes Wood)PDF
Recommended Decision & Order Dismissing Claim (ALJ June 20, 2006)
PDF
Final Order Approving Withdrawal of Respondent's Petition for Review & Dismissing Appeal
(ARB Aug. 25, 2006)
PDF |
HTM
2004-SOX-50 Crucet v. Aim Management Group, Inc.
Final Order of Dismissal
(ALJ July 22, 2004) (Russell D. Pulver)PDF
2004-SOX-51 Henrich v. Ecolab, Inc.
Recommended Decision & Order
(ALJ Nov. 23, 2004) (Russell D. Pulver)PDF
Final Order Dismissing Appeal
(ARB Mar. 31, 2005) (dismissing cross-petition for review as untimely)PDF
Final Order Dismissing Appeal
(ARB June 29, 2006) (dismissing complaint on the merits)PDF | HTML
Order Denying Reconsideration
(ARB May 30, 2007)
PDF |
HTML
2004-SOX-52 Young v. Clear Channel Communications
Recommended Order of Dismissal
(ALJ Mar. 7, 2005) (Linda S. Chapman)PDF
2004-SOX-53 Stapleton v. Government Telecommunications, Inc.
Initial Decision & Order Approval of Motion to Withdraw Complaint
(ALJ Aug. 10, 2004) (Richard T. Stansell-Gamm)PDF
2004-SOX-54 Halpern v. XL Capital, Ltd.
Recommended Decision & Order Dismissing the Complaint
(ALJ June 7, 2004) (Robert D. Kaplan)HTML
Recommended Supplemental Decision & Order Upon Complainant's Request for Reconsideration
(ALJ June 14, 2004) PDF
Final Decision & Order
(ARB Aug. 31, 2005) PDF
Order Denying Reconsideration
(ARB Apr. 4, 2006) PDF
2004-SOX-56 Kalkunte v. DVI Financial Services, Inc.
Recommended Decision & Order Awarding Damages
(ALJ July 18, 2005) (Daniel F. Solomon)PDF
2004-SOX-57 Kingoff v. Maxim Group LLC
Recommended Decision & Order Dismissing the Complaint
(ALJ July 21, 2004) (Robert D. Kaplan)PDF
2004-SOX-58 Barnes v. Raymond James & Associates
Recommended Decision & Order
(ALJ Jan. 10, 2005) (Stephen L. Purcell)PDF
2004-SOX-59 Randa v. Chester Valley Bancorp, Inc.
Recommended Order Approving Settlement
(ALJ Oct. 5, 2004) (Ralph A. Romano)PDF
2004-SOX-60 Allen v. Stewart Enterprises, Inc.
Recommended Decision & Order
(ALJ Feb. 15, 2005) (Lee J. Romero, Jr.)PDF
[consolidated with 2004-SOX-61 and 62]
Final Decision & Order Dismissing Appeal (ARB Aug. 17, 2005)PDF
Allen v. Stewart Enterprises, Inc. , No. 05-4033 (E.D.La. Apr. 6, 2006)
(order granting stay and mandamus)PDF | HTM
Final Decision & Order (ARB July 27, 2006)
PDF | HTML
Allen v. Administrative Review Board, USDOL , No. 06-60849 (5th Cir. Jan. 22, 2008)
PDF |
HTML
2004-SOX-61 Waldon v. Stewart Enterprises, Inc.
[consolidated with 2004-SOX-60 and 62]
see 2004-SOX-60 for orders
2004-SOX-62 Breaux v. Stewart Enterprises, Inc.
[consolidated with 2004-SOX-60 and 61]
see 2004-SOX-60 for orders
2004-SOX-63 Grant v. Dominion East Ohio Gas
Recommended Decision & Order
(ALJ Mar. 10, 2005) (Linda S. Chapman)PDF
2004-SOX-64 Trodden v. Overnite Transportation Co.
Decision & Order
(ALJ Mar. 29, 2005) (Ralph A. Romano)PDF
2004-SOX-65 Lawrence v. AT&T Labs
Recommended Decision & Order Dismissing the Complaint
(ALJ Sept. 9, 2004) (Robert D. Kaplan)PDF
2004-SOX-66 Finn v. Arc Disposal Co., Inc.
Order Approving Settlement & Dismissing Case
(ALJ Oct. 27, 2006) (Alice M. Craft)PDF
2004-SOX-67 Ziegler v. Solitron Devices, Inc.
Order Granting Complainant's Motion to Withdraw His Claim
(ALJ Aug. 12, 2004) (Paul H. Teitler)PDF
2004-SOX-68 Ede v. Swatch Group
Decision & Order Dismissing the Complaint
(ALJ Jan. 14, 2005) (Ralph A. Romano)PDF
[consolidated with 2004-SOX-69]
Final Decision & Order (ARB June 27, 2007)
PDF |
HTML
2004-SOX-69 Phanthala v. Swatch Group
[consolidated with 2004-SOX-68]
see 2004-SOX-68 for orders
2004-SOX-70 Nelson v. Pfizer, Inc.
Order of Dismissal & Cancelling Formal Hearing
(ALJ Sept. 13, 2004) (Lee J. Romero, Jr.)PDF
2004-SOX-71 States v. Fluor Corp.
Decision & Order Granting Motion to Dismiss
(ALJ Mar. 10, 2006) (Paul A. Mapes)PDF
2004-SOX-72 Heaney v. GBS Properties LLC d/b/a Prudential Gardner Realtors
Decision & Order
(ALJ Dec. 2, 2004) (C. Richard Avery)PDF
Complaint filed, Eastern District of Louisiana, No. 2:05-0820-SRD-JCW (Mar. 15, 2005)
Final Decision & Order Dismissing Appeal
(ARB May 19, 2005) PDF
Heaney v. Prudential Real Estate Affiliates, Inc. , No. 05-820 (E.D.La. July 3, 2008) (granting summary judgment against the Plaintiff)
PDF |
HTML
2004-SOX-73 Stojicevic v. Arizona-American Water Co.
Recommended Decision & Order
(ALJ Mar. 24, 2005) (Russell D. Pulver)PDF
Final Decision and Order (ARB Oct. 30, 2007)
PDF |
HTML
2004-SOX-74 Gallagher v. Granada Entertainment USA and ITV plc
Order Partially Granting Complainant's Motion to Add Individual Respondents
(ALJ Oct. 19, 2004) (William Dorsey)PDF
Order Denying Complainant's Motion to Disqualify Lawyers in the firm of Manatt, Phelps
Phillips from Representing Respondents
(ALJ Oct. 19, 2004) PDF
Recommended Decision &Order Granting Summary Dismissal of Complaint
(ALJ Apr. 1, 2005) PDF
2004-SOX-75 Cantwell v. Northrop Grumman Corp.
Protective Order & Order Compelling Discovery
(ALJ Feb. 9, 2005) (Pamela Lakes Wood)PDF
Recommended Final Order of Dismissal
(ALJ May 11, 2005)PDF
2004-SOX-76 Tuttle v. Johnson Controls, Battery Division
Recommended Decision &
Order Granting Respondent's Motion for Summary Decision (ALJ Jan. 3, 2005) (Larry Price)PDF
2004-SOX-77 Harvey v. The Home Depot, Inc.
Initial Decision & Order Dismissal of Discrimination Complaint
(ALJ Nov. 24, 2004) (Richard T. Stansell-Gamm)PDF
2004-SOX-78 Roulett v. American Capital Access
Order Denying Motion to Amend Complaint & Decision &
Order Dismissing the Complaint (ALJ Dec. 22, 2004) (Janice K. Bullard)PDF
Final Decision & Order Dismissing Appeal
(ARB Aug. 30, 2005) PDF
Roulett v. American Capital Access Corp. , No. 05-CV-07455 (S.D.N.Y. Mar. 2, 2007) (dismissing SOX complaint)