Kale v. Kakivik Asset Management, Inc., 2003-SOX-4 and 5 (ALJ Mar. 4, 2003)

U.S. Department of Labor

Office of Administrative Law Judges 50 Fremont Street, Suite 2100 San Francisco, CA 94105 (415) 744-6577 (415) 744-6569 (FAX)

Issue Date: 04 March 2003

CASE NOs.
   2003-TSC-0004
   2003-TSC-0005
Formerly
   2003-SOX-0004
   2003-SOX-0005

In the Matter of

Bryce Kale,
    Complainant,

vs.

Kakivik Asset Management, Inc.,
    Respondent.

Based on Complainant's Notice of Voluntary Dismissal, it is hereby ordered that the Sarbanes- Oxley allegations of this claim are dismissed and the case shall proceed hereafter under the designation of Case Nos.2003-TSC-0004 & 0005.

      WILLIAM DORSEY
      Administrative Law Judge