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Policy Letter & Guidance Center
 
 
Arranged by Subject | Arranged by Year

Effective June 30, 2010 certain Coast Guard Policy Letters and Guidance Documents will be cancelled. See Table for a complete list.

USCG Policies

The following policy letters have been provided for the purpose of informing the general public of the US Coast Guard's standing or views on various subject areas. They are provided to inform the public and provide assistance to the schools seeking general information on course approvals, or assisting mariners in attaining licenses, documents and endorsements

  • 2012
  • 2011
  • 2010
  • 2003
  • 2002
  • 2001
  • 2000
  • 1999
  • 1998
Document PDF document indicator icon image Title Action Reference
12-05 Hours of Rest--Implementation of the 2010 amendments to the International Convention on Standards of Training, Certification and Watchkeeping for Seafarers, 1978.    
12-06 International Convention on Standards of Training, Certification and Watchkeeping for Seafarers, 1978, as amended, endorsements as vessel personnel with designated security duties and for security-awareness.    
12-07 Guidance on issuance of endorsements and approval of Training to meet the 2010 amendments to the International Convention on Standards of Training, Certification and Watchkeeping for Seafarers, 1978, as amended (STCW).    
Document PDF document indicator icon image Title Action Reference
11-07 Qualification VIA "The Hawsepipe" for STCW Endorsement As Officer in charge of a navigation watch on ships of 200 GRT/500 GT or more.    
11-12 Sea Service on Vessel Measured under both the regulatory measurement system and convention measurement system.    
11-15 Merchant Mariner Credentials for Mariners Not Requiring a Transportation Worker Identification Credential    
Document PDF document indicator icon image Title Action Reference
10-04 Restricted Endorsements for Merchant Mariner Credentials (MMC) as Operator Of Uninspected Passenger Vessels (OUPV)    
Document PDF document indicator icon image Title Action Reference
01-03 Change 1 to Policy Letter 08-01    
02-03 Processing Applications for Mariner Credentials For Service on Seagoing Vessels Beginning 1 February 2003    
04-03 Acceptance of STCW assessments of Skills to Qualify for Near Coastal and Oceans Towing Vessel Licenses and Endorsements    
06-03 Qualification for Issuance of Global Maritime Distress and Safety System (GMDSS) Endorsements    
07-03 Requirements for Fingerprinting and a Safety and Security Check When Issuing a Merchant Mariner's Document (MMD) with a New Expiration Date. [Enclosure 1] Table of MMD Transactions Superseded by NMC Guidance Document 03-06 46 CFR 10.209
08-03 Removal of Dates for Completion of Basic Safety Training (BST) From Certificates Issued Under the International Convention on Standards of Training, Certification, and Watchkeeping for Seafarers, 1978, as Amended (STCW) Informational notice no longer required 46 CFR 11.202(b)
09-03 Procedures to Prevent Reduced Periods of Validity of a Mariner's Credentials at Renewal Superseded by Regulation 46 CFR 10.205
46 CFR 10.209
See, "Coast Guard Clarifies Delayed Issuance" Bulletin for further information
Document PDF document indicator icon image Title Action Reference
01-02 Applicants for ocean or near coastal mate license for service on vessels of 500 or more gross tonnage (GT) (200 gross register tons [GRT]) with qualifying service or training beginning on or after 1 August 1998 and all applicants beginning 1 February 2002. [Part 2]PDF filetype indicator image, [Part 3]PDF filetype indicator image, Also see Policy Letter 16-02 Cancelled as of July 1, 2011 CG 543 Policy Letter 11-07
02-02 Administration of examinations for certain deck and engine licenses subject to the International Convention on Standards of Training, Certification, and Watchkeeping for Seafarers, 1978, as amended (STCW) Contained in Deck & Engine Guide

Deck and Engineering Guide

03-02 Acceptance of radar observer (unlimited) courses to satisfy requirements of the International Convention on Standards of Training, Certification, and Watchkeeping for Seafarers, 1978, as amended (STCW) Informational notice no longer required 46 CFR 11.305
04-02 Applicants for ocean or near coastal Master and Chief Mate licenses for service on vessels of 3000 or more gross tonnage (GT) with qualifying service or training beginning on or after 1 August 1998 and all applicants beginning 1 February 2002    
05-02 Administration of oaths to applicants for merchant mariner's credentials Superseded by NMC Guidance Document 04-06 46 CFR 10.225(e)
08-02-Change 2 Electronic Submission of request for course approval Superseded by NMC Guidance Document 01-06 46 CFR 11.302
08-02 Electronic Submission of request for course approval    
09-02 Validity of licenses for service on vessels of not more than 200 gross tons (GT) valid for service on oceans Expired grandfathering provision.  Cancelled as of Feb. 1, 2002 46 CFR 11.202
10-02 Employment of foreign nationals on U.S.-flag vessels    
11-02 Verification of Identity of Students in Coast Guard Approved Courses    
12-02 Conducting Assessments of Skills to Satisfy Requirements of the International Convention on Standards of Training, Certification, and Watchkeeping for Seafarers, 1978, as Amended Informational notice no longer required

46 CFR 11.301(g)

46 CFR 12.02-11(d)
13-02 Endorsements on a Merchant Mariners Document (MMD) Issued to a Licensed Officer Superseded by regulation change 46 CFR 12.02-11(a)(1)
14-02 Qualification for deck and Engineering Ratings Attachments A&B of enclosure (2) are replaced by NVIC 01-06 NVIC 01-06, Guidelines for Assessment of Merchant Mariner's Proficiency for Certification as Ratings Forming Part of an Engineering Watch Through Demonstration of Skills
15-02 Sea Service on Vessels Measured Under the International Tonnage Convention System    
16-02 Change 1 to NMC Policy Letter 01-02 Cancelled as of July 1, 2011 CG 543 Policy Letter 11-07
17-02 Changes to Approval of Training Courses by the Minerals Management Service    
Document PDF document indicator icon image Title Action Reference
2-01 Guidance for Issuance of gas turbine endorsement    
5-01 Lifeboatman and proficiency in Survival Craft (PSC) Qualifications for service on vessels not equipped with lifeboats Transition provisions self-cancelling as of Feb. 1, 2002 46 CFR Subpart 12.10
6-01 Qualifications for issuance of type rating endorsements authorizing service on high-speed craft    
7-01 Recognition of Training Courses Approved or Accepted by Foreign Administrations    
8-01 In-Service Qualifications as a Lifeboatman and Certification as proficient in Survival Craft and Rescue Boats Also see Policy Letter 01-03    
9-01 Evaluating experience aboard commercial vessels that do not get underway or that get underway for only limited periods    
10-01 Sea Service Credit for Approved Courses    
12-01 Continuing Competency in Basic Safety Training (BST)    
14-01 Exceptions to the Application of the International Convention on Standards of Training, Certification and Watchkeeping for Seafarers, 1978, as amended (STCW) to Seagoing Vessels. [Enclosure 1] PDF filetype indicator image, Evaluation of a Request for Exemption from the STCW Superseded by regulation change 46 CFR  15.103
15-01 Acceptance of courses completed prior to the implementation of the 1995 amendments to the international convention on standards of training, certification and Watchkeeping for seafarers, 1978 (STCW) Informational notice no longer required Approved Courses
16-01 Merchant Marine Licensing Examination Question Comment and Protest Contained in Deck & Engine Guide

Deck and Engineering Guide

Document PDF document indicator icon image Title Action Reference
1-00 Sea Service Credit in the Gulf of Mexico    
3-00 Guidance for determination of user fees Superseded by regulation change 46CFR 10.219
5-00 Approval of Programs Leading to Certification as a rating forming part of a Navigational Watch    
6-00 Clarification of Navigational and Vessel Inspection Circular (NVIC) 7-00 on the application of STCW on vessels less than 200 GRT    
7-00 Licenses and Certifications Issued under the International Convention on Standards of Training, Certification and Watchkeeping for Seafarers, 1978, as amended (STCW) for Service on Offshore Supply Vessels (OSV)- Change 1 to Policy Letter 7-00    
Document PDF document indicator icon image Title Action Reference
1-99 Instructor Requirements    
4-99 Approval of Stereo Optical Company Farnsworth Lantern (Falant) Color Perception Test Replaced by NVIC NVIC 4-08,
Medical and Physical Evaluation Guidelines for Merchant Mariner Credentials
5-99 Evidence of Completion of Basic Safety Training (BST) Replaced by NVIC NVIC 5-00,
Guidance on Performance Measures Used to Assess Seafarers' Proficiency in Programs in Basic Safety Training Meeting the Requirements on the International Convention on Standards of Training Certification and Watchkeeping for Seafarers, 1978, as Amended
9-99 Medical Training and Qualifications Set Forth in the International Convention an Standards of Training, Certification and Watchkeeping for Seafarers, 1978, as amended (STCW)    
10-99 Fire Fighting Turnout gear for live Fire Training    
Document PDF document indicator icon image Title Action Reference
1-98 Approval of courses offered outside the United States    
4-98 Request for Approval of Instructors after Initial Course Approval Superseded by regulation change 46 CFR 11.302
7-98 Submission of Application for courses approval Superseded by regulation change 46 CFR 11.302
9-98 Fire Fighting Course Approval    
11-98 Medical Standards for Entry Level Ratings Superseded by NVIC 04-08 46 CFR 10.215(e)(2)
14-98 Standards for Approval of Basic Safety Training Courses    
15-98 Approval of Survival craft and Lifeboat training Courses    
18-98 Consistency of Evaluations Obsolete due to centralization 71 FR 48480-01
20-98 Alternate Site Approvals for Training    
21-98 Acceptance of Training for Qualification as a Person in Charge of Medical Care on Board Ship Superseded by subsequent policy NMC Policy Letter 9-99, Medical Training and Qualifications Set Forth in the International Convention an Standards of Training, Certification and Watchkeeping for Seafarers, 1978, as amended (STCW)
24-98 Application of the International Convention on Standards of Training, Certification, and Watchkeeping for Seafarers, 1978, as amended (STCW), to Engineering Personnel NMC Policy Letter 14-02 cancelled
Enclosure (2)
NMC Policy Letter 14-02, Qualifications for Deck and Engineering Ratings
 

USCG Guidance

The following material has been provided for the purpose of establishing the minimum subject material for maritime courses to be submitted to the US Coast Guard for approval. Additional subjects will be added as they are developed.

 
  • 2007
  • 2006
  • 2005
  • 2004
Document PDF document indicator icon image Title Action Reference
02-07 US Coast Guard Personnel Substituting Module 054XX Fore Initial Deck Watch Officer Exam (DWINTO)
Document PDF document indicator icon image Title Action Reference
02-06 Photographs for Merchant Mariner's documents (MMDS) and certificates issued under the international convention on standards of training, certification and watchkeeping,1978, as amended (STCW). Superseded by regulation change and incorporated into TWIC process 46 CFR 12.25
03-06 Background Reviews of applicants for Merchant Mariner's Credentials
04-06 Services To Mariners At Regional Examination Center (REC) Remote Location Or By REC Traveling Examination Teams Superseded by regulation change 46 CFR 10.209
 
Document PDF document indicator icon image Title Action Reference
01-05 Issuance of Merchant Mariners' Documents (MMDS) to Cadets Attending a Maritime Academy. Superseded by regulation change 74 FR 59354
02-05 Demonstrations of Competence in Visual Communications (Flashing Light)
03-05 Change 1 to NMC Policy Letter 08-02 Cancelled by subsequent policy NMC Guidance Document 01-06, Change 2 to NMC Policy Letter 08-02
04-05 Maritime Academy Standard Operation Procedures (SOP) For License Applications And Examinations Replaced by MMS 71 FR 48480-01
#MCP-MA-NMC5-01
Document PDF document indicator icon image Title Action Reference
03-04 Drug Testing
 
 

Shipboard Assessor's Manual This document provides guidance to persons conducting assessments of mariners' practical skills. Every shipboard assessor should have read this document before assessing a demonstration of a mariner's ability to perform an activity.

Oversight Guidance The purpose of this Instruction is to formally promulgate existing policy and more clearly delineate the standards and reporting requirements for conducting oversight of Coast Guard approved courses and non-governmental parties that perform services related to the issuance of merchant marine licenses, certificates of registry, and merchant mariner's documents.

NVIC's

A Navigation and Vessel Inspection Circular (NVIC) provides detailed guidance about the enforcement or compliance with a certain Federal marine safety regulations and Coast Guard marine safety programs.  While NVIC's are non-directive, meaning that they do not have the force of law, they are important "tools" for complying with the law.  Non-compliance with a NVIC is not a violation of the law in and of itself, however non-compliance with a NVIC may be an indication that there is non-compliance with a law, a regulation or a policy.

Click here to go directly to NVIC's page

 

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Last Modified 12/14/2012