|
|
ALJ Orders Archive 2004
The Office of Administrative Law Judges considers the following rulings noteworthy.
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 |
AP No. |
Date |
Respondents |
Fourth Quarter |
3-11700 |
Dec. 29, 2004 |
John N. Salerno |
3-11692 |
Dec. 23, 2004 |
Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom |
3-11692 |
Dec. 23, 2004 |
Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom |
3-11616 |
Dec. 22, 2004 |
American Electric Power Company, Inc. |
3-11684 |
Dec. 17, 2004 |
Donald L. Knight |
3-11583 |
Dec. 15, 2004 |
Joseph W. Isaac |
3-11247 |
Dec. 15, 2004 |
Steven Wise and Vladen "Larry" Vindman |
3-11616 |
Dec. 14, 2004 |
American Electric Power Company, Inc. |
3-11682 |
Dec. 13, 2004 |
Michael Carnicle |
3-11616 |
Dec. 13, 2004 |
American Electric Power Company, Inc. |
3-11626 |
Dec. 13, 2004 |
John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. |
3-11632 |
Dec. 10, 2004 |
David Abish, Christopher Betts, Mark Charvat, James Corcoran, Paul Feeny, Robert Pratt, Mario Rodriguez, Scott Siegel, Andrew Tursi and David Weeks |
3-11616 |
Dec. 10, 2004 |
American Electric Power Company, Inc. |
3-11596 |
Dec. 9, 2004 |
Graham Andrews |
3-11692 |
Dec. 7, 2004 |
Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom |
3-11625 |
Dec. 3, 2004 |
Vladislav Steven Zubkis |
3-11724 |
Dec. 2, 2004 |
Neurotech Development Corporation |
3-11692 |
Nov. 30, 2004 |
Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom |
3-11692 |
Nov. 29, 2004 |
Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom |
3-11628 |
Nov. 26, 2004 |
Steven Bocchino and Sharon Harosh |
3-11708 |
Nov. 19, 2004 |
Barry J. Goodman |
3-11012 |
Nov. 17, 2004 |
James F. Glaza, d/b/a Falcon
Financial Services, Inc. |
3-11666 |
Nov. 12, 2004 |
Robert Cord Beatty |
3-11664 |
Nov. 9, 2004 |
Adam G. Kruger |
3-11690 |
Nov. 5, 2004 |
Agra-Tech, Incorporated, Consolidated Oil & Gas, Inc., Kilimanjaro Group.com, Inc., New Hampshire Industrials, Inc., Oyster Creek Group, Inc., Savannah River Group, Inc., 2KSounds Corporation, Xunantunich, Inc. |
3-11628 |
Nov. 4, 2004 |
Steven Bocchino and Sharon Harosh |
3-11573 |
Nov. 3, 2004 |
Harold F. Harris and Ronald E. Crews |
3-11626 |
Oct. 26, 2004 |
John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. |
3-11594 |
Oct. 22, 2004 |
Platinum Investment Corporation, Andrew Antonucci and Mathew Beaulieu |
3-11616 |
Oct. 22, 2004 |
American Electric Power Company, Inc. |
3-11679 |
Oct. 18, 2004 |
The Village Green Bookstore, Inc. |
3-11626 |
Oct. 14, 2004 |
John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. |
3-11634 |
Oct. 13, 2004 |
Harold B. Gallison, Jr., Terrence J. Hughes and David Rosenthal |
3-11629 |
Oct. 13, 2004 |
Piranha, Inc. |
3-11012 |
Oct. 8, 2004 |
James F. Glaza, d/b/a Falcon
Financial Services, Inc. |
3-11650 |
Oct. 6, 2004 |
Kenneth A. Orr |
Third Quarter |
3-11626 |
Sep. 23, 2004 |
John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. |
3-11560 |
Sep. 22, 2004 |
EVTC, Inc. |
3-11616 |
Sep. 17, 2004 |
American Electric Power Company, Inc. |
3-11537 |
Sep. 14, 2004 |
Richard S. Kern, Donald R. Kern, and Charles Wilkins |
3-11584 |
Sep. 13, 2004 |
Stan Lee Media, Inc. |
3-11330 |
Aug. 31, 2004 |
Rita J. McConville, and Kevin M. Harris, C.P.A. |
3-11567 |
Aug. 30, 2004 |
Dominique S. Alvieri |
3-11553 |
Aug. 26, 2004 |
Alnoor Jiwan |
3-11543 |
Aug. 24, 2004 |
Dale Carone |
3-10624 |
Aug. 20, 2004 |
Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino |
3-11537 |
Aug. 9, 2004 |
Richard S. Kern, Donald R. Kern, and Charles Wilkins |
3-11179 |
Aug. 9, 2004 |
IFG Network Securities, Inc., Willlam Kissinger, Kissinger Advisory, Inc., Bert Miller, Glenn Wilkinson, and David Ledbetter |
3-11537 |
Aug. 5, 2004 |
Richard S. Kern, Donald R. Kern, and Charles Wilkins |
3-11471 |
Aug. 4, 2004 |
Keith M. Roberts |
3-11346 |
Jul. 27, 2004 |
Steven E. Muth, Richard J. Rouse, and Bruce J. Bates |
3-11465 |
Jul. 23, 2004 |
Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury Incorporated, and Robert J. Bradbury |
3-11468 |
Jul. 20, 2004 |
Cary R. Kahn |
3-11465 |
Jul. 19, 2004 |
Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury Incorporated, and Robert J. Bradbury |
3-11501 |
Jul. 15, 2004 |
Ocumed Group, Inc. |
3-11471 |
Jul. 14, 2004 |
Keith M. Roberts |
3-11491 |
Jul. 9, 2004 |
Larry A. Stockett |
3-11501 |
Jul. 7, 2004 |
Ocumed Group, Inc. |
3-11462 |
Jul. 7, 2004 |
Ira Weiss and L. Andrew Shupe II |
3-11503 |
Jul. 6, 2004 |
Currency Trading International, Inc., Craig A. Cunningham, James R. Kelsall, and Christian J. Weber |
3-11487 |
Jun. 17, 2004 |
Steven Ingrassia and Slava Volman |
3-11463 |
Jun. 9, 2004 |
CDH & Affiliates, Inc. and C. David Hallman |
3-11465 |
Jun. 8, 2004 |
Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury Incorporated, and Robert J. Bradbury |
3-11420 |
Jun. 7, 2004 |
Rhino Ecosystems, Inc |
3-11487 |
Jun. 4, 2004 |
Steven Ingrassia and Slava Volman |
3-11443 |
Jun. 3, 2004 |
Uncommon Media Group, Inc. |
Second Quarter |
3-11437 |
May 28, 2004 |
Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston |
3-11465 |
May 27, 2004 |
Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury Incorporated, and Robert J. Bradbury |
3-11459 |
May 27, 2004 |
Michael Boston |
3-11460 |
May 24, 2004 |
Frank D. Gruttadauria |
3-11403 |
May 19, 2004 |
John F. Turant, Jr. |
3-11442 |
May 18, 2004 |
Robert Cournoyer |
3-11367 |
May 12, 2004 |
Edward Becker |
3-11361 |
May 10, 2004 |
Paul Wayne Mason (a/k/a Louis Ronnie Sarpy), Kristin Luck Emery, and Laurence Mark Anderson (a/k/a Ron Laurence) |
3-11346 |
May 3, 2004 |
Steven E. Muth, Richard J. Rouse, and Bruce J. Bates |
3-11442 |
Apr. 29, 2004 |
Robert Cournoyer |
3-11433 |
Apr. 19, 2004 |
Joseph Petrolino and Eric Siversen |
3-11432 |
Apr. 16, 2004 |
Michael Garian aka Melkon Gharakhanian aka Bika Balian |
3-11084 |
Apr. 14, 2004 |
Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song |
3-11367 |
Apr. 8, 2004 |
Edward Becker |
3-11420 |
Apr. 7, 2004 |
Rhino Ecosystems, Inc. |
3-11317 |
Apr. 7, 2004 |
Putnman Investment Management, LLC |
3-11361 |
Apr. 4, 2004 |
Paul Wayne Mason (a/k/a Louis Ronnie Sarpy), Kristin Luck Emery, and Laurence Mark Anderson (a/k/a Ron Laurence) |
First Quarter |
3-11420 |
Mar. 31, 2004 |
Rhino Ecosystems, Inc. |
3-11317 |
Mar. 31, 2004 |
Putnman Investment Management, LLC |
3-11385 |
Mar. 30, 2004 |
Mark Deyak |
3-11361 |
Mar. 30, 2004 |
Paul Wayne Mason (a/k/a Louis Ronnie Sarpy), Kristin Luck Emery, and Laurence Mark Anderson (a/k/a Ron Laurence) |
3-11317 |
Mar. 26, 2004 |
Putnman Investment Management, LLC |
3-11084 |
Mar. 25, 2004 |
Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song |
3-11317 |
Mar. 23, 2004 |
Putnman Investment Management, LLC |
3-11317 |
Mar. 18, 2004 |
Putnman Investment Management, LLC |
3-11346 |
Mar. 18, 2004 |
Steven E. Muth, Richard J. Rouse, and Bruce J. Bates |
3-11330 |
Mar. 17, 2004 |
Rita J. McConville, and Kevin M. Harris, C.P.A. |
3-11330 |
Mar. 8, 2004 |
Rita J. McConville, and Kevin M. Harris, C.P.A. |
3-11390 |
Mar. 4, 2004 |
Paul A. Flynn |
3-11367 |
Mar. 4, 2004 |
Edward Becker |
3-11343 |
Mar. 4, 2004 |
Bruce Follick, Salvatore Tavolacci, Donald Brooks, Karl Donovan, Aaron Sandstrom, and Derek Shapiro |
3-11310 |
Mar. 3, 2004 |
Lorsin, Inc., Loretta M. Lockhart, Craig K. Hjalmarson, Russell Management, Inc., George R. Siembida, Harold Engel, Jr., Microcap Marketing, Inc., and Shane M. Nelson |
3-11317 |
Mar. 3, 2004 |
Putnman Investment Management, LLC |
3-11361 |
Feb. 27, 2004 |
Paul W. Mason (a/k/a Louis R. Sarpy), Kristin L. Emery, and Laurence M. Anderson (a/k/a Ron Laurence) |
3-11355 |
Feb. 26, 2004 |
Luis F. Lorie |
3-11084 |
Feb. 24, 2004 |
Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song |
3-11347 |
Feb. 18, 2004 |
Valentin Fernandez, Juan Fernandez, Daniel J. Phillips, Matthew D. Stone and Haskell P. Stone |
3-11319 |
Feb. 17, 2004 |
Paul A. Barrios III and Dennis P. O'Connell, Jr. |
3-11377 |
Feb. 17, 2004 |
Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M . Behrens, CPA, Marvin J. Morris, CPA, and Benedict P. Rybicki, CPA |
3-11366 |
Feb. 13, 2004 |
Gregg Becker |
3-11365 |
Feb. 3, 2004 |
Paul Joseph Sheehan dba Paul J. Sheehan & Associates |
3-11347 |
Feb. 2, 2004 |
Valentin Fernandez, Juan Fernandez, Daniel J. Phillips, Matthew D. Stone and Haskell P. Stone |
3-11367 |
Jan. 28, 2004 |
Edward Becker |
3-11366 |
Jan. 28, 2004 |
Gregg Becker |
3-11259 |
Jan. 28, 2004 |
Michael Batterman and Randall B. Batterman III |
3-11346 |
Jan. 21, 2004 |
Steven E. Muth, Richard J. Rouse, and Bruce J. Bates |
3-11317 |
Jan. 16, 2004 |
Putnman Investment Management, LLC |
3-11259 |
Jan. 12, 2004 |
Michael Batterman and Randall B. Batterman III |
3-11084 |
Jan. 9, 2004 |
Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song |
3-11234 |
Jan. 7, 2004 |
Michael B. Rawdin, Hard Asset Management, Inc., and David Cohen |
3-11084 |
Jan. 6, 2004 |
Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song |
http://www.sec.gov/alj/aljorders/aljordersarchive/aljarc2004.shtml
|