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Amendments to Regulation SHO
[Release No. 34-59748; File No. S7-08-09]
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| Comments have been received from individuals and entities using the following Letter Type A: 6 |
| Comments have been received from individuals and entities using the following Letter Type B: 41 |
| May 5, 2009 | Robert A Schleiger, Vancouver, Washington |
| May 5, 2009 | Garry Grove |
| May 5, 2009 | Mark W. Krampits, Portland, Oregon |
| May 5, 2009 | Robert Ward, Southfield, Michigan |
| May 5, 2009 | Cynthia A. Warnke, Round Rock, Texas |
| May 5, 2009 | Amy A. Bertorelli, Malibu, California |
| May 5, 2009 | Troy Dugger, Keller, Texas |
| May 5, 2009 | Patricia L. Sherwin, retired research scientist, Issaquah, Washington |
| May 5, 2009 | Stephen G. Schneider, Reno, Nevada |
| May 5, 2009 | Daniel I. Herborn, Richland, Washington |
| May 5, 2009 | Benjamin Heitzman, retired, Seattle, Washington |
| May 5, 2009 | James Fox, Fall River, Wisconsin |
| May 5, 2009 | Paul A. Frank, La Crosse, Wisconsin |
| May 5, 2009 | Ghani Ahsan, Mississauga, Canada |
| May 5, 2009 | Jack M. Kletzel, Retired business owner, Las Vegas, Nevada |
| May 5, 2009 | Ed McFadden, Engineering Manager, Bridgewater, New Jersey |
| May 5, 2009 | Victor Huntsman, Woodburn, Kentucky |
| May 5, 2009 | Edward L. Jones, Palmdale, California |
| May 5, 2009 | Judith R. Smith, Retired, Las Vegas, Nevada |
| May 5, 2009 | Rosemary M. Daly, Registered Nurse, Yucaipa, California |
| May 5, 2009 | Ann D. Shurtz, Mechanicsburg, Pennsylvania |
| May 5, 2009 | Mitchell S. Wachtel, MD, Associate Professor, Pathology, Adjunct Associate Professor, Mechanical Engineering, Texas Tech University , Lubbock, Texas |
| May 5, 2009 | Michael Weinraub, Registered Representative, Wyckoff, New Jersey |
| May 5, 2009 | Mark Seibold, Senior Product Design Engineer, Owner of a 401k, Kansas |
| May 5, 2009 | William H. Johnson, Pikeville, North Carolina |
| May 5, 2009 | Donna C. Ray |
| May 5, 2009 | Rob Scott, Sunnyvale, California |
| May 5, 2009 | Kevin Cummins, Yorba Linda, California |
| May 5, 2009 | George T. Leeson, Small Business Owner, San Francisco, California |
| May 5, 2009 | Dave Fondell |
| May 5, 2009 | Joseph Fleres |
| May 5, 2009 | Edwin M. Foote, Respiratory Therapist, Benton, Arkansas |
| May 5, 2009 | Paul N Orlando, Financial Advisor Edward Jones Investments, Boise, Idaho |
| May 5, 2009 | Michael M. Amari, West Redding, Connecticut |
| May 5, 2009 | Robert F. Cusimano, private investor, Olympa, Washington |
| May 5, 2009 | Antone Gregorio, Esquire, Chicago, Illinois |
| May 5, 2009 | Art Welch |
| May 5, 2009 | Doug Crowther, Aurora, Colorado |
| May 5, 2009 | Chris Winham, CEO, Fliktrax.com, Rhinebeck, New York |
| May 5, 2009 | Conrad Jackovich, Momence, Illinois |
| May 5, 2009 | Thomas G. Lane, Glendale, Wisconsin |
| May 5, 2009 | Kathryn S. Davis, Albuquerque, New Mexico |
| May 5, 2009 | J. R., Teacher, Chicago, Illinois |
| May 4, 2009 | Gary Bluemel, Loudon, Tennessee |
| May 4, 2009 | Roger F. Carlson, Dousman, Wisconsin |
| May 4, 2009 | E. R. Kress, Denver, Colorado |
| May 4, 2009 | Bruce Landry, Keizer, Oregon |
| May 4, 2009 | Carl Wachta, Kansas City, Kansas |
| May 4, 2009 | Kevin L. Zentner, Naperville, Illinois |
| May 4, 2009 | Anonymous, California |
| May 4, 2009 | Lynn Grummond, Artist, Salesperson, Teacher, Trinity Center, California |
| May 4, 2009 | Herbert C. Roubidoux, Bellingham, Washington |
| May 4, 2009 | Paul H. Jernberg, Retired Pilot, Ada, Michigan |
| May 4, 2009 | David A. Cuzman, CCM, Vice President, First Midwest Bank, Chicago, Illinois |
| May 4, 2009 | Howard Price, Enid, Oklahoma |
| May 4, 2009 | Edward F. Bathen, Omaha, Nebraska |
| May 4, 2009 | Hans J Schreiber |
| May 4, 2009 | Jenny L Biggers, Corinth, Mississippi |
| May 4, 2009 | Lowell R Barron, II, Investor, Fyffe, Alabama |
| May 4, 2009 | Douglas M. Cook, Hanover, Pennsylvania |
| May 4, 2009 | Donald C. Thomson, Salem, Oregon |
| May 4, 2009 | Tony Dattilo, Pace, Florida |
| May 4, 2009 | Jay Ciriello |
| May 4, 2009 | Richard Giddings, Seaside, California |
| May 4, 2009 | Thomas A Dryan, St. John, Indiana |
| May 4, 2009 | David L. Kinny, Individual investor, Louisville, Kentucky |
| May 4, 2009 | Alan R. Brown, Registered Pharmacist, Friendswood, Texas |
| May 4, 2009 | Theodore A. Wilde, Healdsburg, California |
| May 4, 2009 | Chad Papst, Pittsburgh, Pennsylvania |
| May 4, 2009 | David A. Chilcote, Lincoln, California |
| May 4, 2009 | Mark A. Stone, San Francisco, California |
| May 4, 2009 | Trevor Thralls, Union City, Tennessee |
| May 4, 2009 | Scott Steinke |
| May 4, 2009 | Jerry D. Webster, Weatherford, Texas |
| May 4, 2009 | Roland Rogers |
| May 4, 2009 | Suzanne E. Demong, University of California San Diego, San Diego, California |
| May 4, 2009 | Stanton Kramer, Highland Park, Illinois |
| May 4, 2009 | Gerald J. Pearce, Jr., Exeter, New Hampshire |
| May 4, 2009 | Dacian Sarca |
| May 4, 2009 | Kelvin R. Gunn, Independence, Missouri |
| May 4, 2009 | Gene E. Sperling, Pharmacist, Thousand Oaks, California |
| May 4, 2009 | Albert C. Barnes, Jr., Self-employed, Cuero, Texas |
| May 4, 2009 | Theresa Nowak, West Linn, Oregon |
| May 4, 2009 | Michael JamesLong, Pharm.D, Eugene, Oregon |
| May 4, 2009 | Steven R. Buchman, Professor of Surgery, Ann Arbor, Michigan |
| May 4, 2009 | Michael Yezarski, Morehead City, North Carolina |
| May 4, 2009 | Leslie R. Hill, Ph.D., Albuquerque, New Mexico |
| May 4, 2009 | Arthur Colman, Business Consultant, Medway, Massachusetts |
| May 4, 2009 | David Fabbricante, Elmont, New York |
| May 4, 2009 | Brandon M. Johns, Investor, Washington, District of Columbia |
| May 4, 2009 | Kenneth H. Warner, PAC, Mount Pleasant, Michigan |
| May 4, 2009 | Connie M. Berens, Unemployed Administrative Assistant, Haverford, Pennsylvania |
| May 4, 2009 | Anthony Ruth, Katy, Texas |
| May 4, 2009 | Alan A. Mass, Electrical Engineer and Investor, Casper, Wyoming |
| May 4, 2009 | John L. Carolyn, Jr., Houston, Texas |
| May 4, 2009 | Mike W. Unkart, Graham, Texas |
| May 4, 2009 | Scott S. Martin, Mechanicsville, Virginia |
| May 4, 2009 | Dan Sikkink |
| May 4, 2009 | Don R Murray |
| May 4, 2009 | Greg E. Hill, MAJ, USMC, Brandon, Mississippi |
| May 4, 2009 | Don Pickard, Deming, Washington |
| May 4, 2009 | Amelia Ranieri, Merion Station, Pennsylvania |
| May 4, 2009 | Judith K. Henman, high school counselor, Muncie, Indiana |
| May 4, 2009 | Daniel Close, Coon Rapids, Minnesota |
| May 4, 2009 | Andrew Smith |
| May 4, 2009 | A. G. Giotes, Esq., Attorney, Waco, Texas |
| May 4, 2009 | Greg S. Cardy, Reading, Pennsylvania |
| May 4, 2009 | Andrew R. Flock, Financial Advisor, Pensacola, Florida |
| May 4, 2009 | Jeff Hunter, Richmond, California |
| May 4, 2009 | Steven H. Walker |
| May 4, 2009 | Greg J. Blodgett, government professional, Brea, California |
| May 4, 2009 | Ronald Emerson |
| May 4, 2009 | Michael Andrus, Kansas City, Missouri |
| May 4, 2009 | Aloysius Mohan, St. Louis, Missouri |
| May 4, 2009 | David D. Eckels, PhD, Professor of Pathology, University of Utah, Salt Lake City, Utah |
| May 4, 2009 | J. T. Monet, Mechanical Engineer |
| May 4, 2009 | Marti Fallon, Colorado Springs, Colorado |
| May 4, 2009 | Ronald L. Copp, Jr., Corning, New York |
| May 4, 2009 | Carol Proebstel, Haines, Oregon |
| May 4, 2009 | Katherine Radler, Illinois |
| May 4, 2009 | Mario Behr, Advertising Executive, Miami, Florida |
| May 4, 2009 | Steven G. Wilson, PhD, San Diego, California |
| May 4, 2009 | J. Muench, Cincinnati, Ohio |
| May 4, 2009 | Jim Blakeslee, Alexandria, Virginia |
| May 4, 2009 | George W. Gugich, President, Geoco Inc, Baton Rouge, Louisiana |
| May 4, 2009 | Ronald A. Haas, Milwaukee, Wisconsin |
| May 4, 2009 | J. Aliota, Wisconsin |
| May 4, 2009 | Paul K. Claussen, Private investor, Joliet, Illinois |
| May 4, 2009 | Tony F., Virginia Beach, Virginia |
| May 4, 2009 | Chuck Newcomb, California |
| May 4, 2009 | Gordon M. Ball, CPA, Brookings, Oregon |
| May 4, 2009 | Josephine L. Haas, Milwaukee, Wisconsin |
| May 4, 2009 | Brad Mott, DDS, Bemidji, Minnesota |
| May 4, 2009 | David Boutross, Yorktown Heights, New York |
| May 4, 2009 | James Sochacki, Engineer, Troy, Michigan |
| May 4, 2009 | Gary Farr |
| May 4, 2009 | William Schamroth, Memphis, Tennessee |
| May 4, 2009 | Donna A. Butler, Investor |
| May 4, 2009 | Keith Patterson, New York, New York |
| May 4, 2009 | T.W. and Ruth M. Schettler |
| May 4, 2009 | Charleas D. Ackerman, Central Point, Oregon |
| May 4, 2009 | Arnold M. Mass, Highland Park, Illinois |
| May 4, 2009 | Pamela K. Reeves, Private Small Investor, Portland, Oregon |
| May 4, 2009 | Joe P. Torre, Show Low, Arizona |
| May 4, 2009 | Steve King, IT, Incline Village, Nevada |
| May 4, 2009 | Russ K. Allen, Retired, Custer, Washington |
| May 4, 2009 | Dennis Vaughn, Minnesota |
| May 4, 2009 | Stephen Van Dyke, Orlando, Florida |
| May 4, 2009 | Mark Domke, Chicago, Illinois |
| May 4, 2009 | James G. Tharan, Aurora, Colorado |
| May 4, 2009 | D.E. Fee, II, New Orleans, Louisiana |
| May 4, 2009 | Rob P. Ketcham, Sales Professional, Casual Trader, Richmond, Virginia |
| May 4, 2009 | Virginia Thompson, Maplewood, New Jersey |
| May 4, 2009 | Howard P. Hubbard, Jr, Summerfield, Florida |
| May 4, 2009 | Judith L Witchey, Property appraiser, Nokomis, Florida |
| May 4, 2009 | Horace Hamby, III, Bellevue, Washington |
| May 4, 2009 | William O. Russell, Retired Banker, Branson, Missouri |
| May 4, 2009 | Kim Peters, Scottsdale, Arizona |
| May 4, 2009 | Richard J Ferraro, New Castle, Delaware |
| May 4, 2009 | Jean Diefenbacher, retired, Hamilton, Ohio |
| May 4, 2009 | Russell C. Cannon |
| May 4, 2009 | William Kirkpatrick, Ph.D., Regulatory Consultant, Santa Monica, California |
| May 4, 2009 | Thomas S. Hitch, Pickerington, Ohio |
| May 4, 2009 | Charles G. diPierro, M.D., Charlottesville, Virginia |
| May 4, 2009 | Robert A. Wills , Jr, private investor, Santa Rosa, California |
| May 4, 2009 | George I. Wagner, Jr., Weston, Florida |
| May 4, 2009 | Robin J. Akins, Peoria, Illinois |
| May 4, 2009 | Patrick Walker, St. Louis, Missouri |
| May 4, 2009 | Dickey R. Rounsaville, Jr., Stock Holder, Norfolk, Virginia |
| May 4, 2009 | Malcolm M. Murray, Attorney, Denver, Colorado |
| May 4, 2009 | Curt Whitaker, IT Manager, Renton, Washington |
| May 4, 2009 | Betty Seay, Seattle, Washington |
| May 4, 2009 | Brady Brown, Cypress, Texas |
| May 4, 2009 | Alejandro Ozerkovsky, Chicago, Illinois |
| May 4, 2009 | Scott J. Williams, Meadville, Pennsylvania |
| May 4, 2009 | James G. Hatfield, Ph.D., Fishers, Indiana |
| May 4, 2009 | Raymond R. Rosenberger, Sr., Chincoteague Island, Virginia |
| May 4, 2009 | Craig |
| May 4, 2009 | Walter T. Jenkins, Altamonte Springs, Florida |
| May 4, 2009 | Philip C. Heckler, Hicksville, New York |
| May 4, 2009 | Steven Mita, Ossining, New York |
| May 4, 2009 | Jay Bilyeu, Retired, Aiken, South Carolina |
| May 4, 2009 | Holly C. Lanther, Mobile, Alabama |
| May 4, 2009 | Terry W. McBride, Carbondale, Illinois |
| May 4, 2009 | Mark S. Achziger, Carmichael, California |
| May 4, 2009 | Stephen A. Caruso, Esquire, East Hanover, New Jersey |
| May 4, 2009 | Thomas C, Amidon, Salt Lake City, Utah |
| May 4, 2009 | Bruce Foltz |
| May 4, 2009 | Blythe R. Patton, Laurel, Maryland |
| May 4, 2009 | Cynthia Baird, Retired, San Diego, California |
| May 4, 2009 | Kathleen Brown, Huntington Beach, California |
| May 4, 2009 | Ron Belmont |
| May 4, 2009 | Ted Russell, Individual investor, Carrollton, Texas |
| May 4, 2009 | Allen Burton |
| May 4, 2009 | Peter Sigwardt, Katy, Texas |
| May 4, 2009 | Allan R. Weide, M.D., Leawood, Kansas |
| May 4, 2009 | Gregory Kuhn, St. Louis, Missouri |
| May 4, 2009 | Stacy K. Hilaski, Engineering Manager, Fort Wayne, Indiana |
| May 4, 2009 | Laurence E. Rogge, Tucson, Arizona |
| May 4, 2009 | Nathan J. Gagnon, Ludlow, Massachusetts |
| May 4, 2009 | Thomas J. McGurren, Dallas, Texas |
| May 4, 2009 | Daniel J. Miller, Ph.D., Psychologist, Cypress, California |
| May 4, 2009 | Otto Haas, retired, London, Canada |
| May 4, 2009 | Harry W. Ventin, Claymont, Delaware |
| May 4, 2009 | Howard Hill, Retired, Georgetown, Texas |
| May 4, 2009 | J. King, Investor, Daytona Beach, Florida |
| May 4, 2009 | Patrick S. Hape, Birmingham, Alabama |
| May 4, 2009 | Herschel Wander |
| May 4, 2009 | Jon Kohler, New Jersey |
| May 4, 2009 | Michael M. Nix |
| May 4, 2009 | Robert Haveman, Salida, California | | May 4, 2009 | James F. Faliveno, Cherry Valley, New York |
| May 4, 2009 | Cheuk Lau |
| May 4, 2009 | Gary Richmann |
| May 4, 2009 | Joseph Yarosevich, Chico, California |
| May 4, 2009 | Robert E. Koza, Estero, Florida |
| May 4, 2009 | Stephen W. Archer, Chapel Hill, North Carolina |
| May 4, 2009 | Richard Pattarini, Village of Loch Lloyd, Missouri |
| May 4, 2009 | Crystal Sutton, Court Reporter, Editor, Newport Beach, California |
| May 4, 2009 | Katie Fagan, Oak View, California |
| May 4, 2009 | Sandra Mesuk |
| May 4, 2009 | Craig Smith, Financial Advisor, Folsom, California |
| May 4, 2009 | David H. Lukert, Austin, Texas |
| May 4, 2009 | Jason N. Lee, Combat Medic, Indianapolis, Indiana |
| May 4, 2009 | Richard Williams, Information Security, Olalla, Washington |
| May 4, 2009 | Anurag Jain |
| May 4, 2009 | Phil Sander, Boise, Idaho |
| May 4, 2009 | John R. Mannino, San Anontio, Texas |
| May 4, 2009 | Robert E. Fornal, MD, Grove City, Ohio |
| May 4, 2009 | Robert C. Klemp, Stockbroker, Richboro, Pennsylvania |
| May 4, 2009 | Richard L. Ouellette, CEO, CEO The Daisy Shops of Massachusetts Inc., Medford, Massachusetts |
| May 4, 2009 | Jules M. Paape, Alpharetta, Georgia |
| May 4, 2009 | Julian Melamed, MD, Physician |
| May 4, 2009 | Daniel J. Lukefahr, Warren, Michigan |
| May 4, 2009 | Kaery A. Wilis, Pacific Grove, California |
| May 4, 2009 | James H. Sanchez, Tucson, Arizona |
| May 4, 2009 | Mike Conde, CPA, Edgewater, Maryland |
| May 4, 2009 | David Shutvet, Pilot, Palatine, Illinois |
| May 4, 2009 | Bryan Cobb, Pediatric Dentist, Greensboro, North Carolina |
| May 4, 2009 | Joe Hollo, Professional Engineer, Pittsburgh, Pennsylvania |
| May 4, 2009 | Billie M. Trotter, Investor, Hilton Head Island, South Carolina |
| May 4, 2009 | Jeri Freedman, Malden, Massachusetts |
| May 4, 2009 | Jeffrey B. Jones, McDonough, Georgia |
| May 4, 2009 | John H. Frazer, Jr., Retired, Cincinnati, Ohio |
| May 4, 2009 | Larry B. Scott, Garland, Texas |
| May 4, 2009 |
James E. Klipp, Geneva, Illinois |
| May 4, 2009 | Dwight Svuba, Retired, St. Joseph, Missouri |
| May 4, 2009 |
John W. Brantigan, M.D., Shaw Island, Washington |
| May 4, 2009 |
Gerhard Westra, Self Employed, Houston, Texas |
| May 4, 2009 |
Micheal R. Baker, Sr., Retired, Harrah, Oklahoma |
| May 4, 2009 |
Patrick McCloskey, IT Specialist, West Pittston, Pennsylvania |
| May 4, 2009 |
Harry Morton, Midland, Michigan |
| May 4, 2009 |
Charles E. Smith, Boone, North Carolina |
| May 4, 2009 |
Kedd R. Burmeister, St. Cloud, Florida |
| May 4, 2009 |
Robert A. Zelenke, MBA, Wyoming, Delaware |
| May 4, 2009 |
Ronald M. Stark, Attorney at Law, Palm Springs, California |
| May 4, 2009 |
David A. Carpenter, Engineering Consultant, Clarksville, Maryland |
| May 4, 2009 |
Ashlea Devane, Mission Viejo, California |
| May 4, 2009 |
Thomas W. Van Slack, Senior Director of Software Engineering Quality, San Jose, California |
| May 4, 2009 |
Ben W. Rader, Retired Small Business Person, Granville, Ohio |
| May 4, 2009 |
Billy W. Patterson, Silver Spring, Maryland |
| May 4, 2009 |
Thomas B. Strachan, Kansas City, Kansas |
| May 4, 2009 |
Ronald L. Lane, Grapevine, Texas |
| May 4, 2009 |
J. Andrew Bowler, St Augustine, Florida |
| May 4, 2009 |
Randy Devane, Mission Viejo, California |
| May 4, 2009 |
Thomas Caputo, Toms River, New Jersey |
| May 4, 2009 |
James Bandy, Nederland, Colorado |
| May 4, 2009 |
Nancy Perry, Anderson, South Carolina |
| May 4, 2009 |
Lawrence A. Roberts, Sole owner, Roberts Construction, Temecula, California |
| May 4, 2009 |
Gerald F. Caldwell, Brandon, Florida |
| May 4, 2009 |
David McHugh |
| May 4, 2009 |
Gerald H. Klausner, Esquire, Attorney, Marina del Rey, California |
| May 4, 2009 |
Rafael O. Ramirez, Los Angeles, California |
| May 4, 2009 |
Brian Spinney, Archaeologist, Vermont |
| May 4, 2009 |
Christ H. Saunders, Laguna Niguel, California |
| May 4, 2009 |
Gary H. Lindland, Oregon City, Oregon |
| May 4, 2009 |
James R. Lemsky, Green Bay, Wisconsin |
| May 4, 2009 |
Anthony Wolf, Ph.D. |
| May 4, 2009 |
Jill C. Mertens, Raleigh, North Carolina |
| May 4, 2009 |
Bryan J. Zbar, West Islip, New York |
| May 4, 2009 |
Timothy M. Maguire, Professor Of Economics, Islip, New York |
| May 4, 2009 |
Jeff Kvernum |
| May 4, 2009 |
John S. Hartford, CDR, Tilton, New Hampshire |
| May 4, 2009 |
Barbara A. Chvany, Orinda, California |
| May 4, 2009 |
Michael F. Madden, Underwriter, Brooklyn, New York |
| May 4, 2009 |
Paul Castro, CEO, PMC Equipment, Sylmar, California |
| May 4, 2009 |
Sallie W. Ricks, Raleigh, North Carolina |
| May 4, 2009 |
Llewellyn H. Hamilton III, M.D., Johns Island, South Carolina |
| May 4, 2009 |
Michael Schmidt |
| May 4, 2009 |
James C. Garrett, Kingwood, Texas |
| May 4, 2009 |
Blair Casey, Retired, Santa Rosa, California |
| May 4, 2009 |
Ed Bonnett, Costa Mesa, California |
| May 4, 2009 |
Ronald B. Booth, Accountant, Las Vegas, Nevada |
| May 4, 2009 |
Martha M. Birch, Retired, Binghamton, New York |
| May 4, 2009 |
William D. Cannon, Jr., Chairman , Investment Committee Culpeper Regional Hospital, Culpeper, Virginia |
| May 4, 2009 |
Dennis C. Paulaskas, Mr., Retired, Small Business Owner, Fairborn, Ohio |
| May 4, 2009 |
Mel Miller, Parsippany, New Jersey |
| May 4, 2009 |
Joseph P. Smith, Brockport, New York |
| May 4, 2009 |
James C. Garrett, Kingwood, Texas |
| May 4, 2009 |
Anonymous |
| May 4, 2009 |
Joseph Guarino, Oakdale, New York |
| May 4, 2009 |
William R. Lane, Green Valley, Arizona |
| May 4, 2009 |
Jim P. |
| May 4, 2009 |
Bernie Dart, Rhinelander, Wisconsin |
| May 4, 2009 |
Craig Smith, Financial Advisor, Folsom, California |
| May 4, 2009 |
Cindy Landon, Sidney, Ohio |
| May 4, 2009 |
David Gotelli, Napa, California |
| May 4, 2009 |
Donald Lipari, Fairport, New York |
| May 4, 2009 |
Mark H. Jacoff, Chestnut Hill, Massachusetts |
| May 4, 2009 |
Wayne F. Adamson, Truck Driver, Lake Havasu City, California |
| May 4, 2009 |
Richard A. Heibel, Victoria, Texas |
| May 4, 2009 |
Jonathan Ford, Indio, California |
| May 4, 2009 |
John H. Thompson, Engineer, Colonial Heights, Virginia |
| May 4, 2009 |
John W. Aragon |
| May 4, 2009 |
Lois Quinn |
| May 4, 2009 |
Randy C. Roddy, Canton, Georgia |
| May 4, 2009 |
Marcia J. Niles, The Villages, Florida |
| May 4, 2009 |
Stephen M. Burton, CEO, Stephisa Technologies, Inc, Omaha, Nebraska |
| May 4, 2009 |
David Rice, CEO, Dakono, Inc., Willoughby, Ohio |
| May 4, 2009 |
Robert J. Muellner, Ph D, Westbrook, Connecticut |
| May 4, 2009 |
Milian B. France, Albuquerque, New Mexico |
| May 4, 2009 |
Orville D. Bond, Stock Holder, Willis, Texas |
| May 4, 2009 |
James E. Gates, Ph.D., Professor of Biology, Retired, Ruther Glen, Virginia |
| May 4, 2009 |
James E. Rhein, Jonesborough, Tennessee |
| May 4, 2009 |
Anthony Bladek, Engineer, Oak Forest, Illinois |
| May 4, 2009 |
Paul A. D'Angelo, Teacher, Brookings, Oregon |
| May 4, 2009 |
Alex J. Miller, Retail investor, Salem, Oregon |
| May 4, 2009 |
Alan Stephenson |
| May 4, 2009 |
Thomas Henman, Jr., Muncie, Indiana |
| May 4, 2009 |
Rose Such, Retiree, New Jersey |
| May 4, 2009 |
Darren Portwood, Haltom, Texas |
| May 4, 2009 |
Francis J. DiPasquale, Carver , Massachusetts |
| May 4, 2009 |
Mark A. McCoy, None, Agoura Hills, California |
| May 4, 2009 |
Richard H. Brueckner, Manchester, Connecticut |
| May 4, 2009 |
B. Petersen, RN, Pennsylvania |
| May 4, 2009 |
Frederick Gerlach, Investor |
| May 4, 2009 |
Steven B. Young, Security Engineering Officer, Falls Church, Virginia |
| May 4, 2009 |
Carl Erikson |
| May 4, 2009 |
Phil Hallenborg, Philomath, Oregon |
| May 4, 2009 |
Paul Hurst |
| May 4, 2009 |
Mark Everhart, North Carolina |
| May 4, 2009 |
Walt B. Murdock, Clio, Michigan |
| May 4, 2009 |
Robert J. Musella, Valrico, Florida |
| May 4, 2009 |
John Foley |
| May 4, 2009 |
Sharon S. Steigerwald, ms., none, Indpls, Indiana |
| May 4, 2009 |
M. Levy |
| May 4, 2009 |
Gerald Crabbe |
| May 4, 2009 |
Bruce P. Bruner, Fort Collins, Colorado |
| May 4, 2009 |
Loretta M. Branton, Cartersville, Georgia |
| May 4, 2009 |
Zak Kroll, Anchorage, Alaska |
| May 4, 2009 |
George L. Culpepper, None, Atlanta, Georgia |
| May 4, 2009 |
Charles E. Schmitz, Retired Engineer/Scientist, Yellville, Arkansas |
| May 4, 2009 |
Lee A. Moffett-Lupton, Hendersonville, North Carolina |
| May 4, 2009 |
John Obal |
| May 4, 2009 |
Wyll Treusch |
| May 4, 2009 |
Gary V. Steeves, Massachusetts |
| May 4, 2009 |
Larry Bierman, Business Advisor, 1200 Group, Gilbert, Arizona |
| May 4, 2009 | Phil D. Cate, Jefferson City, Missouri |
| May 4, 2009 | Victor A. Banister, Scottsdale, Arizona |
| May 4, 2009 |
Eric Brinkley, Irmo, South Carolina |
| May 4, 2009 |
Frank E. Altamore, Baldwin, New York |
| May 4, 2009 |
Jack L. McElroy, Retired Engineer/Reseach Manager, Pasco, Washington |
| May 4, 2009 |
Kristin Taylor, Cartersville, Georgia |
| May 4, 2009 |
Orville J. Wickstrom, Hudson, Florida |
| May 4, 2009 |
Jerry W. Willis, Former CPA, Investor, Author, Kansas City, Missouri |
| May 4, 2009 |
Mario L. Lacaci, P.E, Professional Engineer, Fernandina Beach, Florida |
| May 4, 2009 |
William P. Johnston, Realtor, San and D Property Management, Inc., San Diego, California |
| May 4, 2009 |
Patricia A. Feehan, Randolph, New Jersey |
| May 4, 2009 |
Arlene Pierce, Falls Church, Virginia |
| May 4, 2009 |
Richard A. Pierce, Abilene, Texas |
| May 4, 2009 |
David J. Fredrickson, Sr., Flower Mound, Texas |
| May 4, 2009 |
David Simpson, Software Engineer, Katy, Texas |
| May 4, 2009 |
Phyllis E. Gorgo, Voorhees, New Jersey |
| May 4, 2009 |
Roger A. Rusnak, Horse Shoe, North Carolina |
| May 4, 2009 |
Chadwick J. Tejada, President, Deltona |
| May 4, 2009 |
Anonymous |
| May 4, 2009 |
Robert W. McGee, Mortgage Loan Officer, Timonium, Maryland |
| May 4, 2009 |
Karl Bass, Phoenix, Arizona |
| May 4, 2009 |
C. Gonzalez, Florida |
| May 4, 2009 |
Leon A. Scheffler, Series 7 Financial Advisor, Southlake, Texas |
| May 4, 2009 |
Ellen Orchard-Long |
| May 4, 2009 |
Sue Kayl |
| May 4, 2009 |
Gon-Yen Shen, Ph.D., Brokkfield, Connecticut |
| May 4, 2009 |
Roy Goldsberry, Rochester Hills, Michigan |
| May 4, 2009 |
Robert E. Pippen, Pippen Hageman PC, Casper, Wyoming |
| May 4, 2009 |
Rita L. Daniele, Tustin, California |
| May 4, 2009 |
Sharon Rodriguez, Miami, Florida |
| May 4, 2009 |
Ralph B. Ritson, Registered Investment Adviser, Key West, Florida |
| May 4, 2009 |
George Murphy, Rancho Cordova, California |
| May 4, 2009 |
Benjamin M. Wahnon, Investor, Margate, Florida |
| May 4, 2009 |
Marion Nolz, Randolph, New Jersey |
| May 4, 2009 |
Kevin J. Schirmers, Sales Manager, St. Cloud, Minnesota |
| May 4, 2009 |
Donald A. Rickard, Greenlawn, New York |
| May 4, 2009 |
Victoria Bates, Missouri |
| May 4, 2009 |
Gary R. Gorgo, Voorhees, New Jersey |
| May 4, 2009 |
Donna S. DeCamara, Citrus Heights, California |
| May 4, 2009 |
Amy Brinkley, Irmo, South Carolina |
| May 4, 2009 |
Joseph W. Ingels, Retiree, Peoria, Arizona |
| May 4, 2009 |
Larry W. Branton, Retired, Cartersville, Georgia |
| May 4, 2009 |
Brian R. Burr, Trader, Sugar Land, Texas |
| May 4, 2009 |
Michael Northcutt, Berkeley, Illinois |
| May 4, 2009 |
Raymond E. Duley, Contractor and Investor, West Palm Beach, Florida |
| May 4, 2009 |
William J. Dreyer, none, Scottsdale, Arizona |
| May 4, 2009 |
Arthur B. Asbury, Jr., Retired Business Professor Registered Rep., Nashville, Tennessee |
| May 4, 2009 |
James I. Holden, Jr., Colorado Springs, Colorado |
| May 4, 2009 |
Barb H., Iowa City, Iowa |
| May 4, 2009 |
Anthony G. Walker |
| May 4, 2009 |
Les Garber, Somerset, New Jersey |
| May 4, 2009 |
Steve B. Kizziar, Gilbert, Arizona |
| May 4, 2009 |
Charlotte W. Craig, Retired Journalist, Fairdealing, Missouri |
| May 4, 2009 |
Peter Titus |
| May 4, 2009 |
Michael A. DeLuca, Esquire, Henderson, Nevada |
| May 4, 2009 |
Gary L. Jacobson, Moab, Utah |
| May 4, 2009 |
David K. Dahlenburg, Loxahatchee, Florida |
| May 4, 2009 |
Steven C. Riedel, Greensboro, Georgia |
| May 4, 2009 |
Thomas Menzel |
| May 4, 2009 |
William Giuliani |
| May 4, 2009 |
Charlotte Barnhart |
| May 4, 2009 |
David Sharp |
| May 4, 2009 |
Stephen Walker |
| May 4, 2009 |
Russell Turner |
| May 4, 2009 |
Edward Sommers |
| May 4, 2009 |
Thomas Eichhorn |
| May 4, 2009 |
John Brinkley |
| May 4, 2009 |
Tim Jerome |
| May 4, 2009 |
Clayton Martin |
| May 4, 2009 |
Robert Roberts |
| May 4, 2009 |
Ralph Lobalbo |
| May 4, 2009 |
Tim Stinson |
| May 4, 2009 |
John Eldred |
| May 4, 2009 |
Sidney Archinal |
| May 4, 2009 |
John Hatfield |
| May 4, 2009 |
Kris Larson |
| May 4, 2009 |
Karen Tomas |
| May 4, 2009 |
Michael Roddy |
| May 4, 2009 |
Donna Brewer |
| May 4, 2009 |
Anita Holtzman |
| May 4, 2009 |
William Stout |
| May 4, 2009 |
Michael Perks |
| May 4, 2009 |
Donald Lawrence |
| May 4, 2009 |
Bruce Becker |
| May 4, 2009 |
Alexandra Maldonado |
| May 4, 2009 |
Richard Ussery |
| May 4, 2009 |
Joseph Hanon |
| May 4, 2009 |
Steve Jackson |
| May 4, 2009 |
Mike Sharbek |
| May 4, 2009 |
Paul Jergens |
| May 4, 2009 |
Graeme Gossett, Prineville, Or |
| May 4, 2009 |
Timothy Moore |
| May 4, 2009 |
Constantino Gorospe |
| May 4, 2009 |
Gary Hohnstein |
| May 4, 2009 |
James Rodden |
| May 4, 2009 |
Lou St. Germain |
| May 4, 2009 |
Anthony Thomason |
| May 4, 2009 |
David Ellis |
| May 4, 2009 |
Ginger Hendrick, North Little Rock, Arkansas |
| May 4, 2009 |
Ron K. Brenaman, Financial services, Monterey, California |
| May 4, 2009 |
Steven Snelling, Charlestown, New Hampshire |
| May 4, 2009 |
John H. Cameron, PhD, Professor Western Michigan University, Kalamazoo, Michigan |
| May 4, 2009 |
John V. Russo, Port Orange, Florida |
| May 4, 2009 |
Roger Bachrach, NY, New York |
| May 4, 2009 |
Art C. hunt, Jr., Hendersonville, Tennessee |
| May 4, 2009 |
Wayne McAmis, Wedowee, Alabama |
| May 4, 2009 |
John C. Geary, Ph.D., Smithsonian Astrophysical Observatory, Medford, Massachusetts |
| May 4, 2009 |
Jan P. Mongoven, Carlsbad, California |
| May 4, 2009 |
Frank B. Fezza, Ph. D., Adjunct Professor of Mathematics, Manalapan, New Jersey |
| May 4, 2009 |
Lorraine Fleury, ASPA, Pollock Pines, California |
| May 4, 2009 |
Bruce E. Meltzer, Jupiter, Florida |
| May 4, 2009 |
Steve M. Brenna, Spanaway, Washington |
| May 4, 2009 |
Eric W. Robinson, Sales Associate, Duluth, Minnesota |
| May 4, 2009 |
Mick Blackledge, Destin, Florida |
| May 4, 2009 |
Randy and Leslie L. Erwin, Billings, Montana |
| May 4, 2009 |
Dan Clay, Brady, Texas |
| May 4, 2009 |
Micha J. Scandiffo, Stamford, Connecticut |
| May 4, 2009 |
Steve T. Steindorf, Sammamish, Washington |
| May 4, 2009 |
Gustavo A. Paredes, Sales, Azusa, California |
| May 4, 2009 |
Heather Simone, Roswell, Georgia |
| May 4, 2009 |
Mark A. Slates, Oklahoma City, Oklahoma |
| May 4, 2009 |
Mark Sabo, IT Trainer |
| May 4, 2009 |
Jean Ann Bialas, Md, Investor/Physician, Cumberland, Maryland |
| May 4, 2009 |
Eric J. Hill, Cortlandt Manor , New York |
| May 4, 2009 |
Ted Zepeda, Burien, Washington |
| May 4, 2009 |
Kenneth Klein, Christiansburg, Virginia |
| May 4, 2009 |
Fred H. Miles, Stanfield, North Carolina |
| May 4, 2009 |
Dennis D. Etzkorn, MBA, Medfield, Massachusetts |
| May 4, 2009 |
Thelma M. Becker, Botkins |
| May 4, 2009 |
Walter P. Knight, Scranton, Pennsylvania |
| May 4, 2009 |
Gil Sleutaris, Warminster, Pennsylvania |
| May 4, 2009 |
Dennis C. Van De Hey, Plant Manager, Fort Atkinson, Wisconsin |
| May 4, 2009 |
Mark L. Loupis, Engine Builder, West Palm Beach, Florida |
| May 4, 2009 |
Farhad Sigari |
| May 4, 2009 |
Larry W. Clark, San Angelo, Texas |
| May 4, 2009 |
Patrick C. Zimmer, Lead, South Dakota |
| May 4, 2009 |
Frank J. Carradine, Engineer, Fowler, Ohio |
| May 4, 2009 |
Lorraine C. Williams, Sarasota |
| May 4, 2009 |
Alp Deniztekin, Investor/Trader, Stamford, Connecticut |
| May 4, 2009 |
Harriet F. Bell, Queenstown, Maryland |
| May 4, 2009 |
Lynne H. Amend, Retired Teacher, East Northport, New York |
| May 4, 2009 |
Guy Stinson, consultant, Alexandria, Virginia |
| May 4, 2009 |
John Goebeler, Peachtree City, Georgia |
| May 4, 2009 |
Robert H. Gower, Grand Blanc, Michigan |
| May 4, 2009 |
Charles Delgadillo, Santa Barbara, California |
| May 4, 2009 |
Guy A. Cloutier, CLU, Charter Life Underwriter, Marietta, Georgia |
| May 4, 2009 |
Michael L. LeRoy, Noble, Louisiana |
| May 4, 2009 | Chester Lyszczek |
| May 4, 2009 | K.M. Frasier |
| May 4, 2009 | Gary Crook |
| May 4, 2009 | Ken Gauss |
| May 4, 2009 | John Bagby |
| May 4, 2009 | T. Moerman |
| May 4, 2009 | Josh White |
| May 4, 2009 | Stuart Coffey |
| May 4, 2009 | Richard Rons |
| May 4, 2009 | Harvey Codos |
| May 4, 2009 | Dan Snare, Future Four, LLC |
| May 4, 2009 | Steven Hansen |
| May 4, 2009 | Nancy French |
| May 4, 2009 | David Ashton |
| May 4, 2009 | Mark A. Green |
| May 4, 2009 | Justin Kelley |
| May 4, 2009 | Robert A. Bell |
| May 4, 2009 | James A. Adams |
| May 4, 2009 | Lee Montgomery |
| May 4, 2009 | Stewart Blunck |
| May 4, 2009 | James J. Connell |
| May 4, 2009 | Nancy Warner |
| May 4, 2009 | Robert J. Williams |
| May 4, 2009 | John E. Coker |
| May 4, 2009 | Dave Rubenstein |
| May 4, 2009 | Jack Doyle |
| May 4, 2009 | Michael D. Helmeke |
| May 4, 2009 | Terry Allason |
| May 4, 2009 | Sandra C. Walker |
| May 4, 2009 | Teresa J. Bleich |
| May 4, 2009 | Richard P. Derse |
| May 4, 2009 | Darrell Ferguson |
| May 4, 2009 | George Adams |
| May 4, 2009 | R. Alden |
| May 4, 2009 | Mollie Winston |
| May 4, 2009 | Paul Eberhardt |
| May 4, 2009 | Edward J. Finck |
| May 4, 2009 | Carolyn K. Warren |
| May 4, 2009 | Stanley O. Wilson |
| May 4, 2009 | Rose M. Higdon |
| May 4, 2009 | Leranzo Campbell |
| May 4, 2009 | Anonymous |
| May 4, 2009 | Allan L. Perry |
| May 4, 2009 | Patrick Cline |
| May 4, 2009 | David M. Riley |
| May 4, 2009 | Ismail Tarkhan |
| May 4, 2009 | Frederick Lovelace |
| May 4, 2009 | Anonymous |
| May 4, 2009 | Anonymous |
| May 4, 2009 | T. C. |
| May 4, 2009 | T. C. |
| May 4, 2009 | Peter J. Driscoll, Chairman and John C. Giesea, President & CEO, Security Traders Association |
| May 4, 2009 | James Reese |
| May 4, 2009 | Marvin D. Guymon, Durango, Colorado |
| May 4, 2009 | Dustin Smith, M.B.A., Austin, Texas |
| May 4, 2009 | William K. Barnard, CEO Equity Insight Inc., Dallas, Texas |
| May 4, 2009 | Anonymous |
| May 4, 2009 | Cato Sandberg, Somers, Connecticut |
| May 4, 2009 | Anthony Mecoli, Naples, Florida |
| May 4, 2009 | Gregory C. Colin, Individual Investor, Fayetteville, Georgia |
| May 4, 2009 | Memorandum from the Office of the Chairman regarding an April 29, 2009 meeting with representatives of Charles Schwab and Roberts, Raheb & Gradler |
| May 3, 2009 | Dan J. Nguyen, CFA, Chief Investment Officer, Midwest Professional Planners, Wausau, Wisconsin |
| May 3, 2009 | Satish S. Shetty, Atlanta, Georgia |
| May 3, 2009 | Edward C. Springer, Virginia |
| May 3, 2009 | Susan H. Tollerson, Virginia |
| May 3, 2009 | Lachhman D. Gupta, Retired Professional Engineer, Dover, Delaware |
| May 2, 2009 | Milton C. Smith, CPA, Plant City, Florida |
| May 2, 2009 | Thomas V. Nowaczyk, Chicago, Illinois |
| May 2, 2009 | David L. DeFrees, Leavenworth, Kansas |
| May 2, 2009 | James B. Cornehlsen, CFA, Chief Investment Officer, Dunn Warren Investment Advisors, Denver, Colorado |
| May 2, 2009 | Jeff Coffee, Las Vegas, Nevada |
| May 1, 2009 | Anonymous |
| May 1, 2009 | Hongbin Tang, Northville, Michigan |
| May 1, 2009 | Michael E. Board, Retired Airline Captain, Killingworth, Connecticut |
| May 1, 2009 | Adrienne Najjar-Keith, Wharton, New Jersey |
| May 1, 2009 | Vuin E. Epps, Panama City, Florida |
| May 1, 2009 | Joseph Graffis, Frederiksted, Virgin Islands |
| May 1, 2009 | Jonathan Shirley, Attorney, Maitland, Florida |
| May 1, 2009 | John Nguyen, Manhattan Beach, California |
| May 1, 2009 | Peter Flanagan, Boynton Beach, Florida |
| May 1, 2009 | Tony Cracchiola |
| May 1, 2009 | Tony Cracchiola |
| Apr. 30, 2009 | Vincent D. Provenzano |
| Apr. 30, 2009 | Ronald D. Edwards, Day Trader, Lawrenceburg, Tennessee |
| Apr. 30, 2009 | Bill Daniel, USAF, Retired |
| Apr. 30, 2009 | Alfred J. Hess, Paducah, Kentucky |
| Apr. 30, 2009 | Desmond J. Conlan, Winona Lake, Indiana |
| Apr. 30, 2009 | Mark Krammer, Annapolis, Maryland |
| Apr. 30, 2009 | Anthony Kalantzis, Montreal, Canada |
| Apr. 29, 2009 | Joseph Cangemi |
| Apr. 29, 2009 | Elliot Bernstein |
| Apr. 29, 2009 | Scott Brooks |
| Apr. 29, 2009 | Robert M. Tromp, Boise, Idaho |
| Apr. 29, 2009 | Bradley L. Kelly, President, Magnum Opus Financial, Winston-Salem, North Carolina |
| Apr. 29, 2009 | Charles Morgan, Birmingham, Alabama |
| Apr. 29, 2009 | Anonymous, Dallas, Texas |
| Apr. 29, 2009 | Lucas Bradley |
| Apr. 29, 2009 | Jesse Lasky, Miami Beach, Florida |
| Apr. 29, 2009 | David E. Patch |
| Apr. 29, 2009 | Alex Scott |
| Apr. 29, 2009 | Bill Ashurst |
| Apr. 29, 2009 | Steven Wallace, retired, Knoxville, Tennessee |
| Apr. 29, 2009 | John E. Blackburn, Kilgore, Texas |
| Apr. 29, 2009 | Larry J. Thomas, Denver, Colorado |
| Apr. 29, 2009 | Monte Shea, Victoria, Canada |
| Apr. 29, 2009 | Dr. Robert D. Hawkins, MD, Radiologist, Santa Barbara |
| Apr. 29, 2009 | Roger Morgan, Investor |
| Apr. 29, 2009 | Gregory Nicholls, Boca Raton, Florida |
| Apr. 28, 2009 | Marc Kutzin |
| Apr. 28, 2009 | Melodee Jones |
| Apr. 28, 2009 | Stephen J. Nelson |
| Apr. 28, 2009 | Memorandum from the Office of Commissioner Aguilar regarding an April 23, 2009 meeting with representatives of the Direct Edge and Williams & Jensen, PLLC |
| Apr. 28, 2009 | Memorandum from the Office of Commissioner Aguilar regarding an April 23, 2009 meeting with representatives of the Chicago Board Options Exchange and Rich Feuer Group |
| Apr. 28, 2009 | Memorandum from the Office of Commissioner Aguilar regarding an April 23, 2009 meeting with representatives of the NYSE Euronext |
| Apr. 28, 2009 | Peter J. Driscoll |
| Apr. 28, 2009 | Michael G. Krupey, Wytheville, District of Columbia |
| Apr. 28, 2009 | Bill J. Hamilton, MR, Fairport, New York |
| Apr. 28, 2009 | Casey J. Shuster |
| Apr. 28, 2009 | Anonymous |
| Apr. 28, 2009 | George Slater, Long Beach, California |
| Apr. 28, 2009 | Manuel Balian, Clinton, Maryland |
| Apr. 28, 2009 | Robert G. Montigel, Alpharetta, Georgia |
| Apr. 28, 2009 | Tim Coolong |
| Apr. 28, 2009 | Richard Gerdy, Hartford, Michigan |
| Apr. 28, 2009 | Anonymous |
| Apr. 28, 2009 | Timothy B. Selchau, VP - California Bank Trust, Coto de Caza, California |
| Apr. 28, 2009 | Neal E. Schear, President, Schear Capital, Inc., Cincinnati, Ohio |
| Apr. 28, 2009 | Brent Hinds |
| Apr. 28, 2009 | John Emmert, Spring Lake, Michigan |
| Apr. 28, 2009 | David A. Johnson, Sheffield Lake, Ohio |
| Apr. 28, 2009 | Gary Baxter, Retired Professional Engineer, Owasso, Oklahoma |
| Apr. 28, 2009 | Sidney H. Rosenheim, M.D., Portland, Oregon |
| Apr. 27, 2009 | OP Exchange |
| Apr. 27, 2009 | Steven Chard, Teacher of Mathematics, Haddon Heights, New Jersey |
| Apr. 27, 2009 | John McInally, Scottsdale, Arizona |
| Apr. 27, 2009 | John P. Lorden, Lake Arrowhead, California |
| Apr. 27, 2009 | Liping Li, Los Angels, California |
| Apr. 27, 2009 | John G., Investor, Staten Island, New York |
| Apr. 27, 2009 | Matthew Anderson, Quality Control Analyst, Dallas, Texas |
| Apr. 27, 2009 | Christopher B. Lucas, former RIA, Sandy, Utah |
| Apr. 27, 2009 | Li-ping Su, Los Angeles |
| Apr. 27, 2009 | Steve Lars |
| Apr. 27, 2009 | Christopher Vallos |
| Apr. 26, 2009 | Thomas E. Lux, Engineer, Monument, Colorado |
| Apr. 26, 2009 | Jerry Fiskum, New Prague, Minnesota |
| Apr. 26, 2009 | Randy L. Farrow, Frisco, Texas |
| Apr. 26, 2009 | Michael Haynes, Willard, Missouri |
| Apr. 25, 2009 | Ralph Gang, Mission Vielo, California |
| Apr. 25, 2009 | William M. Elliott, Wailea, Hawaii |
| Apr. 25, 2009 | Richard D. Fields, Indianapolis, Indiana |
| Apr. 25, 2009 | Mark S. Waldman, Ph.D., Adjunct Professor of Finance, American University, Certified Financial Planner® Professional, Vienna, Virginia |
| Apr. 25, 2009 | Manuel Rios, Richmond, Virginia |
| Apr. 25, 2009 | Robert Smith, Reno, Nevada |
| Apr. 24, 2009 | Richard M. Miller, San Antonio, Texas |
| Apr. 24, 2009 | John Roofer |
| Apr. 24, 2009 | Erwin Aldinger |
| Apr. 24, 2009 | Caroline Kirschner, Maryland |
| Apr. 24, 2009 | Lisa Galer, Wilmington, North Carolina |
| Apr. 24, 2009 | Jonathan M. Jenkins, none |
| Apr. 24, 2009 | Howard F. Ward, CFA, Chief Investment Officer, Growth, GAMCO Investors, Rye, New York |
| Apr. 24, 2009 | Lachhman Dass Gupta, Retired Professional Engineer, Dover, Delaware |
| Apr. 24, 2009 | Robert R. Geis, Jr, Fredonia, Wisconsin |
| Apr. 24, 2009 | Alex Stucker, Business Student, Bloomington, Indiana |
| Apr. 24, 2009 | Craig R. Jackson, Cypress, Texas |
| Apr. 24, 2009 | Alan Sharp, Chanute, Kansas |
| Apr. 24, 2009 | Anonymous |
| Apr. 24, 2009 | Mark Shearer, Honolulu, Hawaii |
| Apr. 24, 2009 | CR Gross |
| Apr. 24, 2009 | Rick English |
| Apr. 23, 2009 | David H. Evans, Jr., La Jolla, California |
| Apr. 23, 2009 | Mark Shearer, Honolulu, Hawaii |
| Apr. 23, 2009 | Paul A. Maccarone, Rochester, New York |
| Apr. 23, 2009 | David B. Mech, Individual Investor, Boca Raton, Florida |
| Apr. 23, 2009 | J. D. Freeman, Birmingham, Alabama |
| Apr. 23, 2009 | J Keith Stueker, Investment Manager, Indianapolis, Indiana |
| Apr. 23, 2009 | J. D. Freeman, Birmingham, Alabama |
| Apr. 23, 2009 | John C. Carter, San Dimas, California |
| Apr. 23, 2009 | John |
| Apr. 23, 2009 | John Crowe, Rose Hill, Kansas |
| Apr. 23, 2009 | Steven Dasseos |
| Apr. 23, 2009 | Stephen J. Sogin, PhD, Occidental, California |
| Apr. 23, 2009 | Anonymous |
| Apr. 23, 2009 | Rosemarie Montero, Main Street Investor, Staten Island, New York |
| Apr. 23, 2009 | John L. Petersen, Partner, Fefer Petersen & Cie, Ch�teau de Barber�che, Switzerland 1783 Barber�che |
| Apr. 23, 2009 | Jeff D. Anderson, Individual Investor, Elmhurst, Illinois |
| Apr. 23, 2009 | Matthew R. NieMiera |
| Apr. 23, 2009 | Mark Goldberg |
| Apr. 23, 2009 | J.E. |
| Apr. 23, 2009 | R.L. Wood |
| Apr. 23, 2009 | Richard B. Morris |
| Apr. 22, 2009 | Anonymous |
| Apr. 22, 2009 | Susumu Urata |
| Apr. 22, 2009 | Jon Siek |
| Apr. 22, 2009 | Steve Jones |
| Apr. 22, 2009 | William Anderson |
| Apr. 22, 2009 | Steven Holli |
| Apr. 22, 2009 | Donald Drewniak |
| Apr. 22, 2009 | Stephen W. Smith |
| Apr. 22, 2009 | Bob Stake |
| Apr. 22, 2009 | James Pedginski |
| Apr. 22, 2009 | Robert Rheault |
| Apr. 22, 2009 | Joseph Smith |
| Apr. 22, 2009 | Elidia Diaz |
| Apr. 22, 2009 | David Valpreda |
| Apr. 22, 2009 | Richard L. Berman |
| Apr. 22, 2009 | Walter J. McAdams |
| Apr. 22, 2009 | Glenn Webster |
| Apr. 22, 2009 | Larry Gadbois |
| Apr. 22, 2009 | Chuck Jones |
| Apr. 22, 2009 | Gary Whitehead |
| Apr. 22, 2009 | Allen Turin |
| Apr. 22, 2009 | David A. Wagner, Active Investment Management, LLC |
| Apr. 22, 2009 | James Pilkenton |
| Apr. 22, 2009 | Bill Sawyer |
| Apr. 22, 2009 | Donald G. Hyatt |
| Apr. 22, 2009 | Frank Tota |
| Apr. 22, 2009 | Matt Lee |
| Apr. 22, 2009 | John F. Palmer |
| Apr. 22, 2009 | Scott E. Farnham |
| Apr. 22, 2009 | Born Code |
| Apr. 21, 2009 | Ellen Maguire |
| Apr. 21, 2009 | Tom Greenwood |
| Apr. 21, 2009 | Laize Mahanne |
| Apr. 21, 2009 | Charles M. |
| Apr. 21, 2009 | Esther Bateman |
| Apr. 21, 2009 | Tobiah Utter |
| Apr. 21, 2009 | Simon Beresford |
| Apr. 21, 2009 | Jeff V. |
| Apr. 21, 2009 | Ross H. Johnson |
| Apr. 21, 2009 | Cynthia Bruns |
| Apr. 21, 2009 | Tom K. |
| Apr. 21, 2009 | Gerald Gjini |
| Apr. 21, 2009 | Michael E. Miller |
| Apr. 21, 2009 | David Baldwin |
| Apr. 21, 2009 | James Viney |
| Apr. 21, 2009 | Alan H. Willis |
| Apr. 21, 2009 | James Gash |
| Apr. 21, 2009 | David Zembower |
| Apr. 21, 2009 | Anonymous |
| Apr. 21, 2009 | B Boschert |
| Apr. 21, 2009 | James Cope |
| Apr. 21, 2009 | R Skinner |
| Apr. 21, 2009 | James McCleskey |
| Apr. 21, 2009 | Peter J. Chepucavage,The International Association of Small Broker Dealers and Advisors |
| Apr. 21, 2009 | Michael E. Ricketson |
| Apr. 21, 2009 | Zhaodan Huang |
| Apr. 21, 2009 | Venugopal Golla |
| Apr. 21, 2009 | Dan Davids |
| Apr. 21, 2009 | Prasada Rao |
| Apr. 21, 2009 | Martin Beatty |
| Apr. 21, 2009 | Michael Stolfo |
| Apr. 21, 2009 | Thomas R. Greenwood |
| Apr. 21, 2009 | David Lucero |
| Apr. 21, 2009 | Eric T. Bayless, Auburn, Kansas |
| Apr. 21, 2009 | Stephen C. Hallin, North Ogden, Utah |
| Apr. 21, 2009 | Pamela W. Wooton, Medford, Oregon |
| Apr. 20, 2009 | Richard Pigott |
| Apr. 20, 2009 | William F. Fusco |
| Apr. 20, 2009 | David Long, Wharton, Texas |
| Apr. 20, 2009 | Erwin Aldinger |
| Apr. 20, 2009 | Daniel Gordon, President, ProLogic, Woodbridge, Virginia |
| Apr. 20, 2009 | Deborah S. Miller, Montgomery, Texas |
| Apr. 20, 2009 | Marc Cohn |
| Apr. 20, 2009 | Richard R. Grauer, Private investor, Hendersonville, North Carolina |
| Apr. 20, 2009 | Calvin J. Liming, Stuarts Draft, Virginia |
| Apr. 20, 2009 | John Monroe, Staten Island, New York |
| Apr. 20, 2009 | Matthew Markell |
| Apr. 20, 2009 | Matthew Markell |
| Apr. 20, 2009 | James A. Nowicki, CPA, Certified Public Accountant, Houston, Texas |
| Apr. 20, 2009 | Paul W. Dent, Pittsboro, North Carolina |
| Apr. 20, 2009 | Alec Shen, Buena Park, California |
| Apr. 20, 2009 | Theodore O. Kayes, Richmond, Virginia |
| Apr. 20, 2009 | Robert W. Kowalewski |
| Apr. 20, 2009 | Timothy W. Robacker, San Diego, California |
| Apr. 20, 2009 | Roberta M. Capuano, Providence, Rhode Island |
| Apr. 20, 2009 | Darshan Patel, Schaumburg, Illinois |
| Apr. 20, 2009 | Chad A. McCurdy, Managing Partner, Marlin Capital Partners, Dallas, Texas |
| Apr. 20, 2009 | Mike Chan |
| Apr. 20, 2009 | David G. Furr, Danville, Kentucky |
| Apr. 20, 2009 | Sally Prescott |
| Apr. 20, 2009 | Robert B. Colhoun, Raleigh, North Carolina |
| Apr. 20, 2009 | Michael G. Filip, Investor and former broker, Mount Shasta, California |
| Apr. 20, 2009 | David G. Haney |
| Apr. 20, 2009 | Steve Dedwylder, Arlington, Texas |
| Apr. 20, 2009 | Timothy Zelenka, Cypress, Texas |
| Apr. 20, 2009 | David Patch |
| Apr. 20, 2009 | Ron C. Brockway, Medina, Ohio |
| Apr. 20, 2009 | Dover, Benjamin N., III |
| Apr. 19, 2009 | Edward Pitman, Investor, Garland, Texas |
| Apr. 19, 2009 | James T. Fowler, Engineer, Knoxville, Tennessee |
| Apr. 19, 2009 | Gloria G. Specter, M. Ed., Professor Emeritus, College of Marin, Kentfield, California |
| Apr. 19, 2009 | R. M. |
| Apr. 19, 2009 | Anonymous |
| Apr. 19, 2009 | Marc S. Williams, Engineering, Santa Rosa, California |
| Apr. 19, 2009 | Larry Gregg, GreggGroup |
| Apr. 19, 2009 | Tom Nelis, independent stock trader/investor, tauranga, New Zealand |
| Apr. 18, 2009 | Anonymous |
| Apr. 18, 2009 | John F. Loebs, Rochester, New York. |
| Apr. 18, 2009 | Fred H. Bryant, Investment Advisor Rep., Springfield, Missouri |
| Apr. 18, 2009 | Paul Lohr, Cape Coral, Florida |
| Apr. 18, 2009 | J. R. Spewing |
| Apr. 18, 2009 | John J. Keefe, West Virginia |
| Apr. 18, 2009 | Tim Clevenger, Programmer, Bettendorf, Iowa |
| Apr. 18, 2009 | Steve Hook, Richmond, California |
| Apr. 18, 2009 | Arne K. Pearson, Lancaster, Connecticut |
| Apr. 17, 2009 | Anonymous |
| Apr. 17, 2009 | Jonathan Garber, MBA student, New York |
| Apr. 17, 2009 | Walter Yasiejko, President, WGY Consultants |
| Apr. 17, 2009 | Jeffrey Gross |
| Apr. 17, 2009 | Grant C. Verg, Software Consultant, San Diego, California |
| Apr. 17, 2009 | Thomas Lu |
| Apr. 17, 2009 | Daniel Kaven, Architect, Portland, Oregon |
| Apr. 17, 2009 | Dennis Smith, Oxnard, California |
| Apr. 17, 2009 | Jeanne H. Pellis, Financial Advisor, Ameriprise Financial, Pearland, Texas |
| Apr. 17, 2009 | A. G. |
| Apr. 17, 2009 | Anonymous |
| Apr. 17, 2009 | William D. Rhea, Germantown, Tennessee |
| Apr. 17, 2009 | Dave Roberts, New York, New York |
| Apr. 16, 2009 | Anonymous |
| Apr. 16, 2009 | Stephen Porpora |
| Apr. 16, 2009 | Tom Nappi |
| Apr. 16, 2009 | Thomas Kwan, Anaheim, California |
| Apr. 16, 2009 | Suguru R. Kimura, Ph.D., Stamford, Connecticut |
| Apr. 16, 2009 | Bill Daniel, USAF, Retired |
| Apr. 16, 2009 | Rick Crew |
| Apr. 16, 2009 | Steve T. Pelligrino, Portland, Oregon |
| Apr. 16, 2009 | Henry Sobol |
| Apr. 16, 2009 | J. Mauri Cox |
| Apr. 16, 2009 | William Wuepper, Computer Systems Analyst, Marquette, Michigan |
| Apr. 16, 2009 | Barbara J. Brooks, Amherst, Massachusetts |
| Apr. 16, 2009 | John C. Giesea, President & CEO, Security Traders Association |
| Apr. 16, 2009 | Al Bruchnak |
| Apr. 15, 2009 | Bill Shinn |
| Apr. 15, 2009 | Memorandum from the Division of Trading and Markets regarding an April 15, 2009 Telephone Conversation with Representatives of the Finadium |
| Apr. 15, 2009 | Darrell Hymer, Hamilton, Ohio |
| Apr. 15, 2009 | Dan Kletter |
| Apr. 15, 2009 | Memorandum from the Office of the Chairman regarding an April 14, 2009 Meeting with Representatives of the Managed Funds Association |
| Apr. 15, 2009 | John Carter |
| Apr. 15, 2009 | J. Brooks |
| Apr. 15, 2009 | Jim Mahood |
| Apr. 15, 2009 | Larry Chlebina, President, Chlebina Capital Management, LLC |
| Apr. 15, 2009 | Steven Moskowitz, Massachusetts |
| Apr. 15, 2009 | Anonymous |
| Apr. 15, 2009 | Ayal Rosenthal, New Jersey |
| Apr. 14, 2009 | Andre Limot |
| Apr. 14, 2009 | Walter Cruttenden, Retired Investment Banker, Cruttenden Partners |
| Apr. 14, 2009 | Martin JN Williams, Calgary, Canada |
| Apr. 14, 2009 | Michael W. Sigmon, CFP,ChFC, Norman, Oklahoma |
| Apr. 14, 2009 | Edwin J. Jewell, Davie, Florida |
| Apr. 14, 2009 | Ted L. Taber, Consultant, Mesa, Arizona |
| Apr. 14, 2009 | Dale T. Forte, Former Trader, Chicago, Illinois |
| Apr. 14, 2009 | Youlin Shen, La Palma, California |
| Apr. 14, 2009 | David Hubler |
| Apr. 14, 2009 | David T. Sheridan, Boenning Scattergood, Marmora, New Jersey |
| Apr. 14, 2009 | Frank McKay, Retired, Indian Lake, Pennsylvania |
| Apr. 14, 2009 | Adam Hewison, Former Member CME's IOM, LIFFE, NYFE, Shady Side, Maryland |
| Apr. 14, 2009 | Todd Crosby, Hermiston, Oregon |
| Apr. 14, 2009 | John M. Kreimeyer, Retired, Cedar Park, Texas |
| Apr. 14, 2009 | Harvey Warr, Carmel, CA |
| Apr. 14, 2009 | Craig Cummings, Manager-Cantor Fitzgerald NJ, Shrewsbury, New Jersey |
| Apr. 14, 2009 | Rick Crew |
| Apr. 14, 2009 | Anonymous |
| Apr. 14, 2009 | Devendra K. Tripathi, San Jose, California |
| Apr. 14, 2009 | Eric Rowley, Partner, William Blair & Company, LLC, Institutional Equity Sales and Trading |
| Apr. 14, 2009 | Joe Smith, Los Angeles, California |
| Apr. 14, 2009 | Ryan A. Almerico, Mandeville, Louisiana |
| Apr. 14, 2009 | Keith Anderson, Certified Internal Auditor |
| Apr. 14, 2009 | Bill Daniel, USAF, Retired |
| Apr. 14, 2009 | Jeff W., Ph.D., MBA, New York |
| Apr. 13, 2009 | A. H. Sargent, Disgruntled Investor, Annandale Va. |
| Apr. 13, 2009 | Josh Galper, Managing Principal, Finadium LLC |
| Apr. 13, 2009 | Theodore R. Black, Retail Invester, Jackson, Mississippi |
| Apr. 13, 2009 | David Redstone, Editor & Publisher, Detroit |
| Apr. 13, 2009 | Martin Truszkowski, New York, New York |
| Apr. 13, 2009 | Rich Tullo |
| Apr. 13, 2009 | Memorandum from the Office of the Chairman regarding an April 9, 2009 meeting with representatives of American Bankers Association |
| Apr. 13, 2009 | Michael Gleason, Wealth Management Advisor, San Antonio, Texas |
| Apr. 13, 2009 | John C. Carter, San Dimas, California |
| Apr. 13, 2009 | Mark A. Lombardi, Las Vegas, Nevada |
| Apr. 13, 2009 | Alba Juan Fernandez, Lanzarote Spain, Spain |
| Apr. 13, 2009 | William Felker, Farmer, Kempton, Pennsylvania |
| Apr. 13, 2009 | Tom |
| Apr. 12, 2009 | Rick Crew |
| Apr. 12, 2009 | Darrell G. Hymer, Hamilton, Ohio |
| Apr. 12, 2009 | Chandra Rajaraman, Toronto, Canada |
| Apr. 12, 2009 | Al Ho |
| Apr. 12, 2009 | Ali |
| Apr. 11, 2009 | William Thayer, San Diego, California |
| Apr. 11, 2009 | Michael F. Mather, South Carolina |
| Apr. 11, 2009 | Ben Robbins |
| Apr. 11, 2009 | Lawrence Shultz |
| Apr. 11, 2009 | Don Earl |
| Apr. 11, 2009 | Yolanda Holtzee |
| Apr. 10, 2009 | Robert H. Caldwell, PhD |
| Apr. 10, 2009 | Deborah L. Schmidt, Waccabuc, New York |
| Apr. 10, 2009 | Robert G. Bardwell, Starkville, Mississippi |
| Apr. 10, 2009 | Lilliana M. Ross, Treasurer, Covington, Louisiana |
| Apr. 10, 2009 | Albert A. Ross, Chairman Alship Corp, New Orleans, Louisiana |
| Apr. 10, 2009 | Buckminster J. Dewey, Esq., Dewey Cheatem and Howe, Boston, Massachusetts |
| Apr. 10, 2009 | Robert W. Forgue, MBA, Las Vegas, Nevada |
| Apr. 10, 2009 | Bruce Lueck, Managing Partner, Zephyr Unicorn Funds |
| Apr. 10, 2009 | Gregory Bloom |
| Apr. 10, 2009 | Franco A. Mortarotti, Zermatt Capital Management+ |
| Apr. 9, 2009 | Victor T. Connor, President, Connor Financial Group |
| Apr. 9, 2009 | H. Nelson Brown, Montrose, Alabama |
| Apr. 9, 2009 | Joe Cartwright |
| Apr. 9, 2009 | John Mistretta |
| Apr. 9, 2009 | Chuck Jones |
| Apr. 9, 2009 | Alan Littlewood |
| Apr. 9, 2009 | Austin Murphy |
| Apr. 9, 2009 | Austin Murphy, Oakland University |
| Apr. 9, 2009 | Thomas H. Wyllie, Jr. |
| Apr. 9, 2009 | James M. Bird |
| Apr. 9, 2009 | C. Lindroth |
| Apr. 8, 2009 | Alexander MacKenzie |
| Apr. 8, 2009 | Alan Littlewood |
| Apr. 8, 2009 | Diane Urbanik |
| Apr. 8, 2009 | Corey Flerchinger |
| Apr. 8, 2009 | Olin M. Chamberlin |
| Apr. 8, 2009 | BJH |
| Apr. 8, 2009 | Vijay Maharaj |
| Apr. 8, 2009 | Jerry van Ee |
| Apr. 8, 2009 | Tom Wargula |
| Apr. 8, 2009 | Anonymous |
| Apr. 8, 2009 | Nola M. Falcone |
| Apr. 8, 2009 | Anonymous |
| Apr. 8, 2009 | Tim |
| Apr. 8, 2009 | Rick Sherman |
| Apr. 8, 2009 | Dave Gerrish, Branch Manager, Wachovia Securities |
| Apr. 8, 2009 | Corey Flerchinger |
| Apr. 8, 2009 | Robert T. Wagner, |
| Apr. 8, 2009 | Anonymous |
| Apr. 8, 2009 | Jud Monroe |
| Apr. 8, 2009 | BJH |
| Apr. 8, 2009 | Bill Daniel |
| Apr. 8, 2009 | Conrad Wong |
| Apr. 8, 2009 | Bill Daniel |
| Apr. 8, 2009 | Marla Rose |
| Apr. 8, 2009 | Pat Gualtieri |
| Apr. 7, 2009 | Jeffrey E. Curtiss |
| Apr. 7, 2009 | John Kahler |
| Apr. 7, 2009 | Robert Onimus |
| Apr. 7, 2009 | Robert L. Bickford |
| Apr. 7, 2009 | Craig C. Sjoberg |
| Apr. 7, 2009 | Adesh Sharma |
| Mar. 30, 2009 | David E. Seitz |
| Mar. 30, 2009 | Mark C. Johnson, Growth Strategies, Santa Monica, California |
| Mar. 30, 2009 | Eric W. Hess, General Counsel, Direct Edge Holdings, LLC |
| Mar. 30, 2009 | Dan Mathisson, Managing Director, on behalf of Credit Suisse Securitie USA, LLC |
| Mar. 26, 2009 | Vijay Kedia, President and CEO, FlexTrade Systems Inc. |
| Mar. 25, 2009 | Larry Chlebina, President, Chlebina Capital Management, LLC |
| Mar. 25, 2009 | Bill Daniel |
| Mar. 24, 2009 | Michael Sigmon |
| Mar. 24, 2009 | Munawar H. Hidayatatallah, Chairman and CEO, Allis-Chalmers Energy Inc. |
| Mar. 24, 2009 | A. J. |
| Mar. 24, 2009 | United States National Securities Exchanges |
| Mar. 23, 2009 | V. Randolph McMenamin, Jr., Managing Director, Hardesty Capital Management, LLC |
| Mar. 19, 2009 | Randy Cox |
| Mar. 19, 2009 | William C. Brookshire, Jr., General Partner, Piedmont Investment Advisory |
| Mar. 19, 2009 | Anonymous |
| Mar. 13, 2009 | E. Anthony Reguero, ChFC |
| Mar. 12, 2009 | Adam Duderstadt |
| Mar. 7, 2009 | Ron Solley |
| Dec. 17, 2008 | Memorandum from the Office of Economic Analysis regarding an Analysis of a Short Sale Price Test Using Intraday Quote and Trade Data |
| Dec. 16, 2008 | Memorandum from the Office of Economic Analysis regarding an Analysis of Short Selling Activity during the First Weeks of September 2008 |
http://www.sec.gov/comments/s7-08-09/s70809.shtml
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