ALJ Orders Archive 2004

The Office of Administrative Law Judges considers the following rulings noteworthy.

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AP No.	Date	Respondents
Fourth Quarter
3-11700	Dec. 29, 2004	John N. Salerno
3-11692	Dec. 23, 2004	Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom
3-11692	Dec. 23, 2004	Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom
3-11616	Dec. 22, 2004	American Electric Power Company, Inc.
3-11684	Dec. 17, 2004	Donald L. Knight
3-11583	Dec. 15, 2004	Joseph W. Isaac
3-11247	Dec. 15, 2004	Steven Wise and Vladen "Larry" Vindman
3-11616	Dec. 14, 2004	American Electric Power Company, Inc.
3-11682	Dec. 13, 2004	Michael Carnicle
3-11616	Dec. 13, 2004	American Electric Power Company, Inc.
3-11626	Dec. 13, 2004	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc.
3-11632	Dec. 10, 2004	David Abish, Christopher Betts, Mark Charvat, James Corcoran, Paul Feeny, Robert Pratt, Mario Rodriguez, Scott Siegel, Andrew Tursi and David Weeks
3-11616	Dec. 10, 2004	American Electric Power Company, Inc.
3-11596	Dec. 9, 2004	Graham Andrews
3-11692	Dec. 7, 2004	Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom
3-11625	Dec. 3, 2004	Vladislav Steven Zubkis
3-11724	Dec. 2, 2004	Neurotech Development Corporation
3-11692	Nov. 30, 2004	Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom
3-11692	Nov. 29, 2004	Raymond James Financial Services, Inc., J. Stephen Putnam, and David Lee Ullom
3-11628	Nov. 26, 2004	Steven Bocchino and Sharon Harosh
3-11708	Nov. 19, 2004	Barry J. Goodman
3-11012	Nov. 17, 2004	James F. Glaza, d/b/a Falcon Financial Services, Inc.
3-11666	Nov. 12, 2004	Robert Cord Beatty
3-11664	Nov. 9, 2004	Adam G. Kruger
3-11690	Nov. 5, 2004	Agra-Tech, Incorporated, Consolidated Oil & Gas, Inc., Kilimanjaro Group.com, Inc., New Hampshire Industrials, Inc., Oyster Creek Group, Inc., Savannah River Group, Inc., 2KSounds Corporation, Xunantunich, Inc.
3-11628	Nov. 4, 2004	Steven Bocchino and Sharon Harosh
3-11573	Nov. 3, 2004	Harold F. Harris and Ronald E. Crews
3-11626	Oct. 26, 2004	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc.
3-11594	Oct. 22, 2004	Platinum Investment Corporation, Andrew Antonucci and Mathew Beaulieu
3-11616	Oct. 22, 2004	American Electric Power Company, Inc.
3-11679	Oct. 18, 2004	The Village Green Bookstore, Inc.
3-11626	Oct. 14, 2004	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc.
3-11634	Oct. 13, 2004	Harold B. Gallison, Jr., Terrence J. Hughes and David Rosenthal
3-11629	Oct. 13, 2004	Piranha, Inc.
3-11012	Oct. 8, 2004	James F. Glaza, d/b/a Falcon Financial Services, Inc.
3-11650	Oct. 6, 2004	Kenneth A. Orr
Third Quarter
3-11626	Sep. 23, 2004	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc.
3-11560	Sep. 22, 2004	EVTC, Inc.
3-11616	Sep. 17, 2004	American Electric Power Company, Inc.
3-11537	Sep. 14, 2004	Richard S. Kern, Donald R. Kern, and Charles Wilkins
3-11584	Sep. 13, 2004	Stan Lee Media, Inc.
3-11330	Aug. 31, 2004	Rita J. McConville, and Kevin M. Harris, C.P.A.
3-11567	Aug. 30, 2004	Dominique S. Alvieri
3-11553	Aug. 26, 2004	Alnoor Jiwan
3-11543	Aug. 24, 2004	Dale Carone
3-10624	Aug. 20, 2004	Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino
3-11537	Aug. 9, 2004	Richard S. Kern, Donald R. Kern, and Charles Wilkins
3-11179	Aug. 9, 2004	IFG Network Securities, Inc., Willlam Kissinger, Kissinger Advisory, Inc., Bert Miller, Glenn Wilkinson, and David Ledbetter
3-11537	Aug. 5, 2004	Richard S. Kern, Donald R. Kern, and Charles Wilkins
3-11471	Aug. 4, 2004	Keith M. Roberts
3-11346	Jul. 27, 2004	Steven E. Muth, Richard J. Rouse, and Bruce J. Bates
3-11465	Jul. 23, 2004	Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury Incorporated, and Robert J. Bradbury
3-11468	Jul. 20, 2004	Cary R. Kahn
3-11465	Jul. 19, 2004	Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury Incorporated, and Robert J. Bradbury
3-11501	Jul. 15, 2004	Ocumed Group, Inc.
3-11471	Jul. 14, 2004	Keith M. Roberts
3-11491	Jul. 9, 2004	Larry A. Stockett
3-11501	Jul. 7, 2004	Ocumed Group, Inc.
3-11462	Jul. 7, 2004	Ira Weiss and L. Andrew Shupe II
3-11503	Jul. 6, 2004	Currency Trading International, Inc., Craig A. Cunningham, James R. Kelsall, and Christian J. Weber
3-11487	Jun. 17, 2004	Steven Ingrassia and Slava Volman
3-11463	Jun. 9, 2004	CDH & Affiliates, Inc. and C. David Hallman
3-11465	Jun. 8, 2004	Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury Incorporated, and Robert J. Bradbury
3-11420	Jun. 7, 2004	Rhino Ecosystems, Inc
3-11487	Jun. 4, 2004	Steven Ingrassia and Slava Volman
3-11443	Jun. 3, 2004	Uncommon Media Group, Inc.
Second Quarter
3-11437	May 28, 2004	Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston
3-11465	May 27, 2004	Public Finance Consultants, Inc., Robert D. Fowler, Dolphin and Bradbury Incorporated, and Robert J. Bradbury
3-11459	May 27, 2004	Michael Boston
3-11460	May 24, 2004	Frank D. Gruttadauria
3-11403	May 19, 2004	John F. Turant, Jr.
3-11442	May 18, 2004	Robert Cournoyer
3-11367	May 12, 2004	Edward Becker
3-11361	May 10, 2004	Paul Wayne Mason (a/k/a Louis Ronnie Sarpy), Kristin Luck Emery, and Laurence Mark Anderson (a/k/a Ron Laurence)
3-11346	May 3, 2004	Steven E. Muth, Richard J. Rouse, and Bruce J. Bates
3-11442	Apr. 29, 2004	Robert Cournoyer
3-11433	Apr. 19, 2004	Joseph Petrolino and Eric Siversen
3-11432	Apr. 16, 2004	Michael Garian aka Melkon Gharakhanian aka Bika Balian
3-11084	Apr. 14, 2004	Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song
3-11367	Apr. 8, 2004	Edward Becker
3-11420	Apr. 7, 2004	Rhino Ecosystems, Inc.
3-11317	Apr. 7, 2004	Putnman Investment Management, LLC
3-11361	Apr. 4, 2004	Paul Wayne Mason (a/k/a Louis Ronnie Sarpy), Kristin Luck Emery, and Laurence Mark Anderson (a/k/a Ron Laurence)
First Quarter
3-11420	Mar. 31, 2004	Rhino Ecosystems, Inc.
3-11317	Mar. 31, 2004	Putnman Investment Management, LLC
3-11385	Mar. 30, 2004	Mark Deyak
3-11361	Mar. 30, 2004	Paul Wayne Mason (a/k/a Louis Ronnie Sarpy), Kristin Luck Emery, and Laurence Mark Anderson (a/k/a Ron Laurence)
3-11317	Mar. 26, 2004	Putnman Investment Management, LLC
3-11084	Mar. 25, 2004	Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song
3-11317	Mar. 23, 2004	Putnman Investment Management, LLC
3-11317	Mar. 18, 2004	Putnman Investment Management, LLC
3-11346	Mar. 18, 2004	Steven E. Muth, Richard J. Rouse, and Bruce J. Bates
3-11330	Mar. 17, 2004	Rita J. McConville, and Kevin M. Harris, C.P.A.
3-11330	Mar. 8, 2004	Rita J. McConville, and Kevin M. Harris, C.P.A.
3-11390	Mar. 4, 2004	Paul A. Flynn
3-11367	Mar. 4, 2004	Edward Becker
3-11343	Mar. 4, 2004	Bruce Follick, Salvatore Tavolacci, Donald Brooks, Karl Donovan, Aaron Sandstrom, and Derek Shapiro
3-11310	Mar. 3, 2004	Lorsin, Inc., Loretta M. Lockhart, Craig K. Hjalmarson, Russell Management, Inc., George R. Siembida, Harold Engel, Jr., Microcap Marketing, Inc., and Shane M. Nelson
3-11317	Mar. 3, 2004	Putnman Investment Management, LLC
3-11361	Feb. 27, 2004	Paul W. Mason (a/k/a Louis R. Sarpy), Kristin L. Emery, and Laurence M. Anderson (a/k/a Ron Laurence)
3-11355	Feb. 26, 2004	Luis F. Lorie
3-11084	Feb. 24, 2004	Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song
3-11347	Feb. 18, 2004	Valentin Fernandez, Juan Fernandez, Daniel J. Phillips, Matthew D. Stone and Haskell P. Stone
3-11319	Feb. 17, 2004	Paul A. Barrios III and Dennis P. O'Connell, Jr.
3-11377	Feb. 17, 2004	Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M . Behrens, CPA, Marvin J. Morris, CPA, and Benedict P. Rybicki, CPA
3-11366	Feb. 13, 2004	Gregg Becker
3-11365	Feb. 3, 2004	Paul Joseph Sheehan dba Paul J. Sheehan & Associates
3-11347	Feb. 2, 2004	Valentin Fernandez, Juan Fernandez, Daniel J. Phillips, Matthew D. Stone and Haskell P. Stone
3-11367	Jan. 28, 2004	Edward Becker
3-11366	Jan. 28, 2004	Gregg Becker
3-11259	Jan. 28, 2004	Michael Batterman and Randall B. Batterman III
3-11346	Jan. 21, 2004	Steven E. Muth, Richard J. Rouse, and Bruce J. Bates
3-11317	Jan. 16, 2004	Putnman Investment Management, LLC
3-11259	Jan. 12, 2004	Michael Batterman and Randall B. Batterman III
3-11084	Jan. 9, 2004	Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song
3-11234	Jan. 7, 2004	Michael B. Rawdin, Hard Asset Management, Inc., and David Cohen
3-11084	Jan. 6, 2004	Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song

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