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Position Limits

Date
MEETING WITH
REGARDING RULEMAKING
08/02/2012
10:30 AM
More Info
Natural Gas Supply Association
II. Definitions

XXVI. Position Limits

06/29/2012
5:30 PM
More Info
The Carlyle Group
XXVI. Position Limits

06/20/2012
3:30 PM
More Info
Shell

BP

Conoco Phillips

Natural Gas Supply Association
XXVI. Position Limits

05/04/2012
3:00 PM
More Info
Futures Industry Association

Morgan Stanley
XXVI. Position Limits

05/01/2012
2:30 PM
More Info
Direct

MidAmerican

NextEr

a

Koch

Luminant

Vitol

LDH

COP

Shell

AGL

Sutherland
XXVI. Position Limits

04/30/2012
2:00 PM
More Info
Maryknoll Office for Global Concerns

Tri-State Coalition for Responsible Investment

Missionary Oblates of Mary Immaculate/Interfaith Center for Corporate Responsibility

U.S. Conference of Catholic Bishops

ActionAid

National Family Farm Coalition

Institute for Agriculture and Trade Policy
XIII. SEF Registration

XXVI. Position Limits

04/19/2012
2:30 PM
More Info
Better Markets
II. Definitions

XXVI. Position Limits

04/18/2012
3:00 PM
More Info
Consumer Federation of America
II. Definitions

XXVI. Position Limits

04/10/2012
3:30 PM
More Info
Cargill
II. Definitions

XXVI. Position Limits

03/14/2012
11:00 AM
More Info
BP
II. Definitions

III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

XXVI. Position Limits

03/05/2012
12:15 PM
More Info
CME, Pension funds
II. Definitions

XII. DCM Core Principles

XXVI. Position Limits

General

02/08/2012
12:00 AM
More Info
Commodity Markets Oversight Council Coalition:

New England Fuel Institute

Maryknoll

Better Markets

American Public Gas Association

Petroleum Marketers Association of America

American Feed Industry Association

National Farmers Union

Airlines for America

National Council of Chain Restaurants

Americans for Financial Reform

Institute for Agriculture & Trade Policy

Clark & Weinstock

Consumer Federation of America

New York Oil Heating Association

University of Maryland

American Bakers' Association

National Association of Shell Marketrs

American Trucking Association

Institute for Agriculture & Trade Policy
III. Business Conduct Standards w/ Counterparties

XXVI. Position Limits

XXVIII. Volcker Rule

General

02/02/2012
3:30 PM
More Info
Covington & Burling LLP

American Gas Association
II. Definitions

XXVI. Position Limits

12/06/2011
8:30 AM
More Info
New York Portfolio Clearing

NYSE Euronext

NYSE Liffe U.S.
XII. DCM Core Principles

XXVI. Position Limits

10/13/2011
11:30 AM
More Info
ABN AMRO, Amalgamated Metal Trading, Bank of America Merrill Lynch, BP Oil International, Citigroup, CME Group, Credit Suisse Securities, Deutsche Bank, Elliott Advisors, FOA, Goldman Sachs, ICE Futures, IG Group, JP Morgan, London Stock Exchange, Marex Financial, Monument Securities, Morgan Stanley, Natixis Commodity Markets, NYSE LIFFE, RWE Supply Trading, UBS
II. Definitions

V. Capital & Margin

VII. DCO Core Principles

XII. DCM Core Principles

XXVI. Position Limits

10/12/2011
1:30 PM
More Info
Masters Capital
XXVI. Position Limits

10/12/2011
12:30 PM
More Info
AFL-CIO
XXVI. Position Limits

XXVIII. Volcker Rule

10/12/2011
12:00 PM
More Info
XXVI. Position Limits

10/11/2011
2:00 PM
More Info
Skadden Arps (representing CME)
XXVI. Position Limits

10/07/2011
6:00 PM
More Info
Skadden Arps (representing CME)
XXVI. Position Limits

10/07/2011
5:00 PM
More Info
Cadwalader Wickersham & Taft (representing commercial energy and agricultural end users)
XXVI. Position Limits

10/05/2011
1:00 PM
More Info
Shell Energy N.A.

Shell Oil
IV. Business Conduct Standards – Internal

V. Capital & Margin

XXVI. Position Limits

10/04/2011
2:00 PM
More Info
Shell Energy
XXVI. Position Limits

General

10/04/2011
10:00 AM
More Info
New England Fuel Institute (NEFI)
XXVI. Position Limits

09/23/2011
1:00 PM
More Info
Individual
XXVI. Position Limits

09/21/2011
5:00 PM
More Info
CME
XII. DCM Core Principles

XXVI. Position Limits

08/30/2011
1:00 PM
More Info
FIA

Goldman Sachs

Credit Suisse

Morgan Stanley

Barclays

Cadwalader, Wickersham & Taft LLP
XXVI. Position Limits

General

08/30/2011
11:00 AM
More Info
PIMCO
XXVI. Position Limits

08/30/2011
10:00 AM
More Info
Futures Industry Association
XXVI. Position Limits

08/05/2011
1:00 PM
More Info
Chicago Mercantile Exchange
XXVI. Position Limits

08/05/2011
9:00 AM
More Info
Chicago Mercantile Exchange
XII. DCM Core Principles

XXVI. Position Limits

08/05/2011
8:00 AM
More Info
Chicago Mecantile Exchange
XXVI. Position Limits

08/02/2011
4:00 PM
More Info
Secirities Industry and Financial Markets Associations Asset Management Group
XXVI. Position Limits

08/02/2011
11:30 AM
More Info
Securities Industry and Financial Markets Association Asset Management Group
XXVI. Position Limits

08/02/2011
10:00 AM
More Info
Chicago Mercantile Exchange
XII. DCM Core Principles

XXVI. Position Limits

08/02/2011
10:00 AM
More Info
SIFMA AMG

Goldman Sachs

Vangaurd

J.P. Morgan

Fidelity

PIMCO
XXVI. Position Limits

08/02/2011
9:00 AM
More Info
Goldman Sachs Asset Management

PIMCO

Vanguard

SIFMA

BlackRock

JP Morgan Asset Management

Fidelity Investments

Fried, Frank, Harris, Shriver & Jacobson LLP
XXVI. Position Limits

07/22/2011
2:45 PM
More Info
Bunge
XXVI. Position Limits

07/22/2011
1:00 PM
More Info
Commodity Markets Coalition
XXVI. Position Limits

07/22/2011
9:00 AM
More Info
Commodity Markets Coalition
XXVI. Position Limits

07/20/2011
1:00 PM
More Info
JPM
XXVI. Position Limits

General

07/20/2011
11:15 AM
More Info
JP Morgan Chase
XII. DCM Core Principles

XXVI. Position Limits

07/14/2011
4:00 PM
More Info
Country Hedging

Dairy Framers of America/Dairylea

Land O'Lakes

Growmark

National Council of Farmer Cooperatives
II. Definitions

XIX. Agricultural Swaps

XXVI. Position Limits

07/14/2011
10:00 AM
More Info
Country Heading

Dairy Risk Management Services

Commodity Risk Management

AgriVisor

Dairy Farmers of America

Land O'Lakes

Growmark
II. Definitions

XXVI. Position Limits

General

07/14/2011
10:00 AM
More Info
CHS

Dairy Farmers of America/Dairylea

Land O 'Lakes

Growmark

National Council of Farmer Cooperatives
II. Definitions

XXVI. Position Limits

General

07/12/2011
9:30 AM
More Info
Height Analytics

Brigade Capital Management

Glenview Capital Management

Fir Tree Partners

Thompson, Siegel and Walmsley
V. Capital & Margin

XXVI. Position Limits

General

06/23/2011
2:30 PM
More Info
XXVI. Position Limits

06/23/2011
1:00 PM
More Info
FIA organized a group including:

Fried Frank

GETCO

MF Global

Deutsche Bank

Citi

MF Global

UBS

R.J. O’Brien and Associates

Richard Berliand Limited

Morgan Stanley

Katten Muchin
XXVI. Position Limits

06/23/2011
11:00 AM
More Info
Ogilvy GR

Geneva Energy Markets

Geneva Trading
XIII. SEF Registration

XXVI. Position Limits

06/22/2011
2:00 PM
More Info
Intercontinental Exchange
XXVI. Position Limits

06/22/2011
1:15 PM
More Info
BG Group
XXVI. Position Limits

General

06/22/2011
12:30 PM
More Info
Futures Industry Association Board of Directors
II. Definitions

XIII. SEF Registration

XVIII. Real Time Reporting

XXVI. Position Limits

XXVII. Investment Adviser Reporting

06/21/2011
2:30 PM
More Info
BG Americas
XVI. Swap Data Repositories Registration

XXVI. Position Limits

General

06/21/2011
11:00 AM
More Info
CalPERS
III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

XXVI. Position Limits

06/15/2011
11:30 AM
More Info
CMC, Bunge, Cargill, Louis Dreyfus Commodities, Gavilon, Hunton & Williams, Vitol
XXVI. Position Limits

06/15/2011
9:00 AM
More Info
Delta Strategy Group
XXVI. Position Limits

06/14/2011
12:00 PM
More Info
Ogilvy Government Relations and the National Bank of Canada
XXVI. Position Limits

06/13/2011
2:00 PM
More Info
CME Group
XXVI. Position Limits

06/07/2011
10:00 AM
More Info
Alternative Investement Management Association ("AIMA")
XXVI. Position Limits

06/02/2011
1:30 PM
More Info
BlackRock
XXVI. Position Limits

06/02/2011
10:00 AM
More Info
Precious Metals Trading

HSBC Group
XXVI. Position Limits

05/26/2011
3:30 PM
More Info
Senators from Capitol Hill
XXVI. Position Limits

05/24/2011
10:00 AM
More Info
II. Definitions

V. Capital & Margin

XXVI. Position Limits

05/24/2011
9:00 AM
More Info
Fidelity Investments
II. Definitions

V. Capital & Margin

XXVI. Position Limits

05/18/2011
3:30 PM
More Info
Bunge
II. Definitions

XXVI. Position Limits

05/18/2011
3:00 PM
More Info
CME Group

Skadden
XXVI. Position Limits

05/18/2011
2:00 PM
More Info
Winton Capital

King Street

Tudor

DE Shaw

Serengeti

MFA
XXVI. Position Limits

General

05/18/2011
1:00 PM
More Info
Winton Capital

King Street

Tudor

DE Shaw

Serengeti

MFA

Delta
I. Registration

XXVI. Position Limits

05/18/2011
12:00 PM
More Info
Winton Capital

King Street

Tudor

DE Shaw

Serengeti

MFA

Delta Strategies
I. Registration

XXVI. Position Limits

05/18/2011
11:00 AM
More Info
Winton Capital

King Street

Tudor

DE Shaw

Serengeti

MFA

Delta Strategy Group
XXVI. Position Limits

05/18/2011
9:00 AM
More Info
MFA

Winton Capital

King Street

Tudor Investments

DE Shaw

Serengeti

Delta Strategy Group
XXVI. Position Limits

05/12/2011
11:00 AM
More Info
American Bankers' Association
V. Capital & Margin

XXVI. Position Limits

05/12/2011
10:00 AM
More Info
Better Markets, Inc.
XXVI. Position Limits

05/11/2011
4:30 PM
More Info
CME
XII. DCM Core Principles

XXVI. Position Limits

05/11/2011
3:00 PM
More Info
Gavilon
II. Definitions

XXVI. Position Limits

05/11/2011
2:30 PM
More Info
Chicago Mercantile Exchange
VI. Segregation and Bankruptcy

VII. DCO Core Principles

XII. DCM Core Principles

XXVI. Position Limits

05/11/2011
11:30 AM
More Info
CME Group

Skadden
XXVI. Position Limits

05/10/2011
3:00 PM
More Info
Chicago Mercantile Exchange (CME)
XXVI. Position Limits

General

05/10/2011
1:45 PM
More Info
CME Group
XXVI. Position Limits

05/10/2011
10:00 AM
More Info
Better Markets, Inc.
XXVI. Position Limits

04/28/2011
3:00 PM
More Info
AIMA
I. Registration

VII. DCO Core Principles

XXVI. Position Limits

04/28/2011
2:00 PM
More Info
Alternative Investment Managment Assoc (AIMA)

Crossroads Strategies
XXVI. Position Limits

04/26/2011
11:00 AM
More Info
Alternative Investment Management Association (AIMA)

Crossroads Strategies
XXVI. Position Limits

General

04/26/2011
10:00 AM
More Info
Alternative Investment Management Association (AIMA)

Crossroads Strategies
XXVI. Position Limits

04/21/2011
11:30 AM
More Info
Goldman Sachs
V. Capital & Margin

XXVI. Position Limits

04/18/2011
11:00 AM
More Info
National Introducing Broker Association (NIBA)
XXVI. Position Limits

04/14/2011
4:00 PM
More Info
Institute for Agriculture and Trade Policy

Oxfam

Maryknoll Office

Departmento Intersindical De Estatistica E Estudos Socioeconomicos, Brasil
XXVI. Position Limits

04/13/2011
3:00 PM
More Info
Teucrium

Crowell & Moring, LLP
XXVI. Position Limits

General

04/06/2011
3:00 PM
More Info
ISDA

Kalorama Partners

Mayer Brown
II. Definitions

IX. Governance & Possible Limits

XXVI. Position Limits

General

04/06/2011
11:30 AM
More Info
Teucrium
XXVI. Position Limits

04/05/2011
11:00 AM
More Info
Barclays

Sullivan & Cromwell
XXVI. Position Limits

04/05/2011
10:00 AM
More Info
Barclays

Sullivan & Cromwell
XXVI. Position Limits

04/04/2011
3:00 PM
More Info
Vitol, Inc.
II. Definitions

XI. End-user Exception

XXVI. Position Limits

03/21/2011
3:00 PM
More Info
Shell Energy North America

Shell Oil Company
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

03/21/2011
2:00 PM
More Info
Shell Energy
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

03/21/2011
1:00 PM
More Info
Shell Oil Company
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

03/09/2011
9:00 AM
More Info
Gresham Investment Management
XXVI. Position Limits

03/04/2011
1:30 PM
More Info
Gresham Investment Managment
XXVI. Position Limits

03/04/2011
11:00 AM
More Info
Neil Gillen, Henry Jarecki, and Jon Spencer
XXVI. Position Limits

02/25/2011
11:00 AM
More Info
Pacific Investment Management Company (PIMCO)

Sullivan & Cromwell (S&C)

K&L Gates (K&L)
XXVI. Position Limits

02/24/2011
3:00 PM
More Info
MBF Clearing Corp.

Delta Strategy Group
XXVI. Position Limits

02/17/2011
2:00 PM
More Info
Copper and Brass Fabricators Council
XXVI. Position Limits

02/16/2011
2:00 PM
More Info
Vitol
XVI. Swap Data Repositories Registration

XXVI. Position Limits

02/16/2011
2:00 PM
More Info
Copper and Brass Fabricators Council
XXVI. Position Limits

02/16/2011
1:00 PM
More Info
Vitol
XVI. Swap Data Repositories Registration

XXVI. Position Limits

02/16/2011
11:00 AM
More Info
Participants discussed the swap dealer definition and speculative position limits.
II. Definitions

XXVI. Position Limits

02/16/2011
9:00 AM
More Info
Vitol
XXVI. Position Limits

02/15/2011
3:00 PM
More Info
Vitol Inc.
XXVI. Position Limits

02/15/2011
11:00 AM
More Info
MBF Clearing Corp. (MBF)

Delta Strategy Group (DSG)
XXVI. Position Limits

02/10/2011
5:15 PM
More Info
V. Capital & Margin

IX. Governance & Possible Limits

XXVI. Position Limits

General

02/09/2011
9:00 AM
More Info
AFR
XXVI. Position Limits

General

02/04/2011
1:00 PM
More Info
Barclays Capital
IX. Governance & Possible Limits

XIII. SEF Registration

XXVI. Position Limits

General

01/19/2011
11:30 AM
More Info
Citadel Group
IX. Governance & Possible Limits

XXVI. Position Limits

01/19/2011
9:00 AM
More Info
Gresham Investment Fund
XIX. Agricultural Swaps

XXVI. Position Limits

01/13/2011
2:00 PM
More Info
Commodity Markets Oversight Coalition
II. Definitions

XI. End-user Exception

XXVI. Position Limits

12/15/2010
2:30 PM
More Info
CME Group
VII. DCO Core Principles

XII. DCM Core Principles

XIII. SEF Registration

XXVI. Position Limits

12/15/2010
2:00 PM
More Info
CME
XIII. SEF Registration

XXVI. Position Limits

12/14/2010
2:30 PM
More Info
Intercontinental Exchange (ICE)
XXVI. Position Limits

12/14/2010
12:00 PM
More Info
Intercontinental Exchange (ICE)
XXVI. Position Limits

12/14/2010
11:30 AM
More Info
Deshaw
XIII. SEF Registration

XXVI. Position Limits

12/14/2010
2:00 AM
More Info
DE Shaw

Delta Strategy Group
XXVI. Position Limits

12/13/2010
12:00 AM
More Info
ICE
XIII. SEF Registration

XXVI. Position Limits

12/07/2010
12:30 PM
More Info
Intercontinental Exchange
XXVI. Position Limits

12/07/2010
9:30 AM
More Info
Goldman Sachs
XIII. SEF Registration

XXVI. Position Limits

12/03/2010
2:30 PM
More Info
Louis Dreyfus
XXVI. Position Limits

11/29/2010
2:00 PM
More Info
Better Markets, Inc. (BMI)
V. Capital & Margin

IX. Governance & Possible Limits

XII. DCM Core Principles

XIII. SEF Registration

XXVI. Position Limits

11/18/2010
1:00 PM
More Info
SIFMA

Pimco

Goldman Sachs

Vanguard

Fidelity

BlackRock
XXVI. Position Limits

11/16/2010
4:00 PM
More Info
Chesapeake Energy

Delta Strategy Group
XXVI. Position Limits

11/16/2010
11:00 AM
More Info
Delta Stretgy

Chesapeake Energy
XI. End-user Exception

XXVI. Position Limits

11/16/2010
10:30 AM
More Info
Chesapeake Energy (CE)

Delta Strategy Group (DSG)
XVIII. Real Time Reporting

XXVI. Position Limits

11/12/2010
1:00 PM
More Info
Goldman Sachs
XXVI. Position Limits

11/12/2010
10:00 AM
More Info
Goldman Sachs
XXVI. Position Limits

11/10/2010
4:00 PM
More Info
SIFMA

Association for Financial Markets in Europe
VII. DCO Core Principles

VIII. Process for Review of Swaps

XXVI. Position Limits

11/10/2010
9:00 AM
More Info
Cargill Risk Management
V. Capital & Margin

XI. End-user Exception

XIX. Agricultural Swaps

XXVI. Position Limits

11/09/2010
1:30 PM
More Info
Cargill Risk Management
V. Capital & Margin

XI. End-user Exception

XIX. Agricultural Swaps

XXVI. Position Limits

11/09/2010
12:45 PM
More Info
Vitol, Hunton & Williams, Constellation, ConocoPhillips
II. Definitions

XI. End-user Exception

XXVI. Position Limits

11/09/2010
11:30 AM
More Info
Cargill Risk Management
V. Capital & Margin

XI. End-user Exception

XXVI. Position Limits

11/09/2010
10:45 AM
More Info
Energy Working Group, Vitol, Hunton & Williams, Constellation, ConocoPhillips
XIII. SEF Registration

XXVI. Position Limits

11/09/2010
10:00 AM
More Info
Cargill Risk Management
V. Capital & Margin

XI. End-user Exception

XXVI. Position Limits

11/08/2010
2:00 PM
More Info
Tudor Investment

Sullivan & Cromwell LLP
V. Capital & Margin

VI. Segregation and Bankruptcy

XXVI. Position Limits

11/03/2010
2:30 PM
More Info
Nidera

National Grain and Feed Assn

Advance Trading

Advanced Market Concepts

University of Illinois

Kansas Farm Bureau

Kansas State University

Shay Grain

Kansas City Board of Trade Wheat Cash Committee

Haviland Coop

Kansas Grain and Feed Association

Illinois Farm Bureau
II. Definitions

XIX. Agricultural Swaps

XXVI. Position Limits

11/02/2010
3:30 PM
More Info
Winston & Strawn

CME Group

Chesapeake Energy

Citadel

Caterpillar, Inc.

Delta Strategies

U.S. Chamber of Commerce

The Boeing Company

TruMarx Data Partners Inc.

GTCR Golder Rauner

The PrivateBank & Trust Co.

McGuire Woods

Chatham

Deere & Company

IMC Financial Markets

Inland
II. Definitions

V. Capital & Margin

XI. End-user Exception

XVIII. Real Time Reporting

XXVI. Position Limits

11/02/2010
12:00 PM
More Info
European Commission, Futures Industry Association
VII. DCO Core Principles

XIII. SEF Registration

XXVI. Position Limits

11/02/2010
12:00 AM
More Info
CME Group
VII. DCO Core Principles

X. Systemically Important DCO Rules

XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

XXVI. Position Limits

11/01/2010
11:00 AM
More Info
ICE
XXVI. Position Limits

11/01/2010
10:30 AM
More Info
MFS

Wellington

Goldman Sachs

Fidelity Investments

Vanguard Group

BlackRock

AllianceBernstein

Securities Industry and Financial Markets Association (SIFMA)

Davis Polk & Wardwell LLP
II. Definitions

XXVI. Position Limits

10/28/2010
12:00 PM
More Info
Air Transport Association (ATA)
XI. End-user Exception

XXVI. Position Limits

10/28/2010
11:30 AM
More Info
Ford Motor Company
XI. End-user Exception

XXVI. Position Limits

10/25/2010
2:00 PM
More Info
Delta Strategy Group

Hess Energy
XI. End-user Exception

XXVI. Position Limits

10/25/2010
1:00 PM
More Info
Hess Energy (H)

Delta Strategy Group (DSG)
XI. End-user Exception

XXVI. Position Limits

10/25/2010
11:00 AM
More Info
Hess Corporation

Delta Strategy Group
XXVI. Position Limits

10/22/2010
2:00 PM
More Info
XXVI. Position Limits

10/22/2010
10:15 AM
More Info
Public Citizen (PC)
XXVI. Position Limits

10/22/2010
9:00 AM
More Info
JBS USA
XXVI. Position Limits

10/21/2010
3:00 PM
More Info
NextEra Energy Resources (NextEra)

Delta Strategy Group (DSG)
XXVI. Position Limits

10/21/2010
2:00 PM
More Info
Barclays

Credit Suisse

JP Morgan

Louis Dreyfus Commodities
XXVI. Position Limits

10/21/2010
2:00 PM
More Info
NextEra Energy

Delta Strategy Group

Parsons Strategies
XI. End-user Exception

XXII. Portfolio Margining Procedures

XXVI. Position Limits

10/21/2010
11:00 AM
More Info
NextEra Energy Resources

Delta Strategy Group
XXVI. Position Limits

10/14/2010
1:00 PM
More Info
Goldman Sachs
XII. DCM Core Principles

XIII. SEF Registration

XVIII. Real Time Reporting

XXVI. Position Limits

10/14/2010
11:00 AM
More Info
Shell
XI. End-user Exception

XXVI. Position Limits

10/14/2010
9:30 AM
More Info
Firms participating in the conference.
II. Definitions

XVII. Data Recordkeeping

XIX. Agricultural Swaps

XXI. Joint Rules w/ SEC

XXVI. Position Limits

10/12/2010
10:00 AM
More Info
US Commodity Fund, Sutherland Asbill & Brennan
XXVI. Position Limits

10/08/2010
10:00 AM
More Info
Members of MFA.
I. Registration

II. Definitions

XI. End-user Exception

XIII. SEF Registration

XXI. Joint Rules w/ SEC

XXVI. Position Limits

General

10/07/2010
2:00 PM
More Info
Sullivan & Cromwell LLP

BT Pension Scheme Management Ltd London
XXVI. Position Limits

10/07/2010
11:00 AM
More Info
BT Pension Scheme Management
XXVI. Position Limits

10/07/2010
11:00 AM
More Info
BT Pension Scheme Mgmt, Sullivan & Cromwell
XXVI. Position Limits

10/07/2010
10:00 AM
More Info
Morgan Stanley
XXVI. Position Limits

10/06/2010
9:30 AM
More Info
Futures and Options Associations(FOA)
XXVI. Position Limits

General

10/06/2010
9:00 AM
More Info
XVIII. Real Time Reporting

XXVI. Position Limits

10/06/2010
9:00 AM
More Info
Shell Energy North America
V. Capital & Margin

XVIII. Real Time Reporting

XXVI. Position Limits

09/29/2010
2:00 PM
More Info
American Public Gas Association (APGA)

Electric Power Supply Association (EPSA)

Edison Electric Institute (EEI)

National Rural Electric Cooperative Association (NRECA)
XXVI. Position Limits

09/29/2010
1:00 PM
More Info
Natural Gas Supply Association
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards - Internal

V. Capital & Margin

VI. Segregation and Bankruptcy

VIII. Process for Review of Swaps

XI. End-user Exception

XXVI. Position Limits

09/29/2010
10:00 AM
More Info
Winton Capital

Managed Funds Association
XXVI. Position Limits

09/27/2010
4:00 PM
More Info
Barclays

Winston & Strawn
XVIII. Real Time Reporting

XXVI. Position Limits

09/23/2010
10:30 AM
More Info
US Commodity Funds
XXVI. Position Limits

09/23/2010
10:00 AM
More Info
Barclays Capital
XXVI. Position Limits

09/22/2010
2:30 PM
More Info
Morgan Stanley (MS)

Capital Alpha (CA)

Chesapeake Management Co. (CMC)

Millenium Partners (MP)

Deka (D)

Dutko Worldwide
II. Definitions

V. Capital & Margin

XXVI. Position Limits

09/22/2010
2:00 PM
More Info
Sullivan & Cromwell

BNP Paribas Commodities
II. Definitions

XVIII. Real Time Reporting

XXVI. Position Limits

XXVIII. Volcker Rule

09/22/2010
1:00 PM
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BNP Paribas
II. Definitions

XVIII. Real Time Reporting

XXVI. Position Limits

XXVIII. Volcker Rule

09/22/2010
12:00 PM
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BNP Paribas

Sullivan & Cromwell
II. Definitions

XVIII. Real Time Reporting

XXVI. Position Limits

XXVIII. Volcker Rule

09/22/2010
10:00 AM
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BNP Paribas
XXVI. Position Limits

09/21/2010
11:00 AM
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Horizons Exchange Traded Funds
XVIII. Real Time Reporting

XXVI. Position Limits

09/21/2010
10:30 AM
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Goldman Sachs
XIII. SEF Registration

XVIII. Real Time Reporting

XXVI. Position Limits

09/20/2010
10:00 AM
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Goldman Sachs
XXVI. Position Limits

09/16/2010
2:00 PM
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Industrial Energy Consumers of America (IECA)
V. Capital & Margin

XI. End-user Exception

XVII. Data Recordkeeping

XXI. Joint Rules w/ SEC

XXIII. Anti-Manipulation

XXVI. Position Limits

General

09/15/2010
1:00 PM
More Info
Shiff Hardin

The Energy Authority

National Rural Electric Cooperative Association (NRECA)

American Public Power Association (APPA)

ACES Power Marketing

American Public Gas Association (APGA)
II. Definitions

V. Capital & Margin

XI. End-user Exception

XVII. Data Recordkeeping

XVIII. Real Time Reporting

XXVI. Position Limits

09/14/2010
4:00 PM
More Info
Air Transport Association (ATA)

Delta Air Lines
XXVI. Position Limits

09/14/2010
2:30 PM
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National Consumers League
III. Business Conduct Standards w/ Counterparties

XXVI. Position Limits

09/14/2010
2:00 PM
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Southwest Airlines

Delta Strategies Group
XXVI. Position Limits

09/14/2010
10:00 AM
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Managed Funds Association

Ospraie Management

Tudor Investment Corporation

BlackRock Alternative Advisors

Louis-Dreyfus Highbridge

Centaurus Energy Management

Delta Strategies
XXVI. Position Limits

09/13/2010
4:00 PM
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Pacific Investment Management Company (PIMCO)
XXVI. Position Limits

09/13/2010
2:30 PM
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PIMCO Funds

Allianz of America Corporation

Sullivan & Cromwell LLP
XXVI. Position Limits

09/13/2010
1:00 PM
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PIMCO, Allianz of America Corporation
XXVI. Position Limits

09/13/2010
12:00 PM
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PIMCO
XXVI. Position Limits

09/13/2010
10:00 AM
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Pacific Investment Management Company (PIMCO)
XXVI. Position Limits

09/10/2010
10:00 AM
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Alternative Investment Management Association (AIMA)
XXVI. Position Limits

09/07/2010
3:00 PM
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Macquarie Bank
XXVI. Position Limits

08/31/2010
1:00 PM
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MFA
V. Capital & Margin

VII. DCO Core Principles

XXVI. Position Limits
08/27/2010
1:00 PM
More Info
Americans for Financial Reform
II. Definitions

III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

VII. DCO Core Principles

VIII. Process for Review of Swaps

X. Systemically Important DCO Rules

XI. End-user Exception

XII. DCM Core Principles

XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

XXVI. Position Limits
08/24/2010
2:00 PM
More Info
CME Group
XXVI. Position Limits

08/24/2010
10:00 AM
More Info
US Commodity Funds
XXVI. Position Limits

08/20/2010
10:00 AM
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Morgan Stanley
XXVI. Position Limits

08/19/2010
3:00 PM
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Cargill
XXVI. Position Limits

08/18/2010
3:00 PM
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XXVI. Position Limits

08/18/2010
10:00 AM
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Hess Energy Trading Company (HETCO)
XXVI. Position Limits

08/16/2010
4:00 PM
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Merrilly Lynch

Sullivan & Cromwell
XXVI. Position Limits

08/16/2010
10:00 AM
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Merrill Lynch
XXVI. Position Limits

08/16/2010
9:00 AM
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Goldman Sachs
XXVI. Position Limits

08/13/2010
11:00 AM
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Delta Air Lines
XXVI. Position Limits

08/13/2010
9:00 AM
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Scotia Capital
XXVI. Position Limits

08/11/2010
11:00 AM
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Shell
XXVI. Position Limits

08/11/2010
10:00 AM
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MarkitSERV

Depository Trust and Clearing Corporation
XXVI. Position Limits

08/03/2010
2:00 PM
More Info
Managed Funds Association (MFA)

Delta Strategies Group

Ospraie Management

Hbk Investments
XXVI. Position Limits

08/03/2010
9:30 AM
More Info
Managed Funds Association
V. Capital & Margin

XXVI. Position Limits

Date
SUBMISSION
08/02/2011
Conditional Spot-Month Speculative Limit Proposal PDF Image
CME Group, From External Meeting on 8/2/2011
07/22/2011
Section by Section Description of Proposed Amendments to Sections 151.5 and 151.10 PDF Image
Commodity Markets Coalition, From External Meeting on 7/22/2011
06/19/2011
06/14/2011
Energy Market Update: Focus on Exchange-Traded Funds PDF Image
National Bank of Canada, From External Meeting on 6/14/2011
06/10/2011
Silver Issue PDF Image
Mark Anthony
06/03/2011
06/01/2011
Regarding Margin Hikes PDF Image
domas jefferson
05/14/2011
05/11/2011
05/11/2011
Silver Market Manipulation PDF Image
Joachim Troilius
05/11/2011
05/11/2011
05/08/2011
Comex Fraud PDF Image
Steve Hickel
05/08/2011
Fraud on Comex PDF Image
Steve Hickel
05/08/2011
05/07/2011
CME CORRUPTION PDF Image
Steve Hickel
05/07/2011
05/05/2011
05/04/2011
fraud in the market PDF Image
Bill Sutherland
05/04/2011
05/02/2011
05/02/2011
04/27/2011
04/26/2011
market manipulation PDF Image
Bill Sutherland
04/26/2011
Meeting summary PDF Image
AIMA, From External Meeting on 4/26/2011
04/18/2011
cftc PDF Image
Bill Sutherland
04/18/2011
NIBA meeting_779 PDF Image
From External Meeting on 4/18/2011
03/28/2011
Position limits PDF Image
Len Wohletz
03/28/2011
Coalition Letter on Position Limits PDF Image
Christine Cochran, Commodity Markets Council
03/26/2011
03/21/2011
03/10/2011
03/03/2011
investigation results PDF Image
Matthew Clites
03/02/2011
02/11/2011
Silver limits PDF Image
Tolling Jennings
01/26/2011
cftc regulation PDF Image
Bill Sutherland
01/26/2011
01/25/2011
Concern PDF Image
Patricia Brown
01/20/2011
Position Limits in Silver PDF Image
Joachim Troilius
01/18/2011
Position limits PDF Image
Jim Loudon
01/18/2011
Who owns the CFTC? PDF Image
Trish Figgers
01/18/2011
01/16/2011
Silver position limits PDF Image
Theda und Hansjörg Hiller
01/16/2011
01/15/2011
01/13/2011
Low stress and certain results PDF Image
Edward Pitman Gold Mine Investor
01/12/2011
Low Stress Answers Friendly Results PDF Image
Edward Pitman Gold Mine Investor
01/12/2011
01/11/2011
CFTC Rulemaking PDF Image
Michele Parker
01/11/2011
01/11/2011
Re: Exemptionftom Position Limits for Diversified Funds PDF Image
Karrie McMillan, Investment Company Institute
01/09/2011
01/07/2011
01/07/2011
Position limits PDF Image
Sphereshadow
01/05/2011
01/05/2011
01/04/2011
01/04/2011
Silver Position Limits PDF Image
James M. Reardon
01/04/2011
01/03/2011
(No subject) PDF Image
James Turner
01/03/2011
Dodd Frank Act PDF Image
Kerry Stiner
01/03/2011
Dodd Frank Act PDF Image
Joan Wollschlager
01/03/2011
01/03/2011
Dodd-Frank Act PDF Image
bruce wakefield
01/03/2011
(No subject) PDF Image
Lowell Schachtsiek
12/27/2010
12/27/2010
12/17/2010
12/15/2010
12/15/2010
Position Limits PDF Image
Brian Gordon
12/13/2010
12/13/2010
12/08/2010
12/06/2010
Silver Limits PDF Image
William Derraugh
12/05/2010
Silver Manipulation PDF Image
Robert Taylor
12/05/2010
Position Limits PDF Image
Joachim Troilius
12/05/2010
Position Limits PDF Image
Joachim Troilius
12/05/2010
Position Limits PDF Image
Joachim Troilius
12/05/2010
12/05/2010
Position Limits PDF Image
Joachim Troilius
12/01/2010
Silver Trading PDF Image
Eva K. Millette Coombs
11/23/2010
11/23/2010
11/23/2010
11/22/2010
11/22/2010
11/20/2010
11/10/2010
11/10/2010
Enough is Enough PDF Image
Bruce Biederman
11/10/2010
position limits PDF Image
Bruce Biederman
11/10/2010
11/09/2010
Position limits PDF Image
Bruce Biederman
11/09/2010
11/09/2010
Silver Market Manipulation PDF Image
Joachim Troilius
11/09/2010
Silver Market Manipulation PDF Image
Joachim Troilius
11/07/2010
Position Limits PDF Image
Joachim Troilius
11/07/2010
Position limits PDF Image
John Camper
11/07/2010
Re: Position Limits PDF Image
Joachim Troilius
11/01/2010
10/29/2010
Comment on the Aggregation of Position Limits PDF Image
NextEra Energy Power Marketing
10/27/2010
10/27/2010
Comex Silver PDF Image
Kerry Bates
10/27/2010
10/26/2010
Silver Manipulation PDF Image
Northwest Outlets LLC
10/25/2010
Silver Limits PDF Image
Randy D. Loar
10/25/2010
10/25/2010
The Crimex PDF Image
Ray Trott
10/24/2010
10/23/2010
10/22/2010
10/21/2010
No Subject PDF Image
Jim Wessell
10/19/2010
10/19/2010
10/14/2010
Comments Deadline PDF Image
Rachel Perez
10/14/2010
COMEX-Accountability-Limit PDF Image
Wolfgang Gelbmann
10/14/2010
10/13/2010
10/12/2010
Silver Positions PDF Image
Bill Thompson
10/12/2010
Position Limits PDF Image
Ted Butler
10/11/2010
Setting Position Limits PDF Image
Frederick Macaskill
10/11/2010
NGFA Comments on Dodd-Frank Act PDF Image
National Grain and Feed Association
10/09/2010
Correct It..Please PDF Image
Michael Hughes
10/09/2010
Position limits on silver... PDF Image
Robert D. Scott, Jr.
10/08/2010
10/08/2010
Position Limits PDF Image
Ronald E. Hudson
10/08/2010
10/07/2010
FW: Silver Crash PDF Image
Robert L. Taylor
10/07/2010
10/07/2010
10/07/2010
please read PDF Image
Edward F. Koster
10/07/2010
Overview of the US Commodities Markets and Position Limits and Exemptions PDF Image
Morgan Stanley Commodities, From External Meeting on 10/7/2010
10/06/2010
Fw: PDF Image
Judy Langeslay
10/06/2010
10/05/2010
10/05/2010
Position Limits PDF Image
Josh Johnsons
10/05/2010
10/04/2010
Position Limits on Commodities PDF Image
Carl J. Strang, Jr.
10/04/2010
10/04/2010
The One Percent Solution PDF Image
Michael J. Traynor
10/04/2010
10/04/2010
Silver Position Limits PDF Image
Marian and Dave Johnson
10/04/2010
10/03/2010
10/03/2010
Silver Limits PDF Image
John Moniz
10/03/2010
Manipulative Outrage PDF Image
Ed Ratermanis
10/03/2010
CFTC Position Limits Comments and Recommendations PDF Image
Legal, Futures Industry Association
10/03/2010
Setting Position Limits PDF Image
William Scaduto
10/03/2010
Commodity Position Limits PDF Image
Paul and Caroline Falconi
10/03/2010
10/03/2010
09/30/2010
Silver Manipulation PDF Image
Lila Lee Kohlberg Peters
09/30/2010
RE- position limits PDF Image
Bruce Biederman
09/29/2010
09/29/2010
Natural Gas Supply Association PDF Image
Natural Gas Supply Association
09/29/2010
NGSA CFTC Comments_09.28.2010_100 PDF Image
Natural Gas Supply Association (NGSA), From External Meeting on 9/29/2010
09/28/2010
Silver Manipulation PDF Image
Benny Martinez
09/27/2010
Position limits PDF Image
Chris Davisson
09/26/2010
Silver PDF Image
Edward Fuller
09/25/2010
Trading Limits PDF Image
George Neely
09/24/2010
09/24/2010
Silver Position Limits PDF Image
Robert L. Taylor
09/23/2010
Position limits PDF Image
William Meyrink
09/23/2010
09/23/2010
Position Limits PDF Image
Tyrone Bennett
09/23/2010
Position limits PDF Image
Nirmal Chaudhri
09/22/2010
09/22/2010
09/21/2010
Position Limits PDF Image
Bill Weigel
09/21/2010
position limits PDF Image
Lloyd Wolfe
09/20/2010
Position Limits PDF Image
Russell Sundquist
09/20/2010
(no subject) PDF Image
Christian Bachofen
09/20/2010
Position Limits PDF Image
Leo W. Hirsch
09/20/2010
09/20/2010
Discussions with the CFTC - Position Limits PDF Image
The Goldman Sachs Group, Inc., From External Meeting on 9/20/2010
09/19/2010
09/19/2010
09/19/2010
09/19/2010
(no subject) PDF Image
Don Gourley
09/19/2010
09/19/2010
09/18/2010
09/18/2010
09/18/2010
09/18/2010
09/18/2010
POSITION LIMITS SILVER PDF Image
Lindsay G. Barr
09/18/2010
09/18/2010
Position Limits PDF Image
Ken Goheen
09/17/2010
09/17/2010
setting position limits PDF Image
Daniel J. Weiner
09/17/2010
09/17/2010
09/16/2010
09/16/2010
09/16/2010
FW: PDF Image
Ken Katz
09/16/2010
09/16/2010
09/16/2010
09/16/2010
09/16/2010
09/16/2010
Position limits PDF Image
James Denison
09/16/2010
limits PDF Image
Oliver R. Holtzer
09/16/2010
09/16/2010
09/16/2010
Position Limits PDF Image
Sean Krogman
09/16/2010
09/16/2010
Silver PDF Image
Martin Spiesberger
09/16/2010
silver PDF Image
Scott McAdoo
09/15/2010
Position Limits PDF Image
Steven Greve
09/15/2010
Position Limits PDF Image
Steve Teskey
09/15/2010
Silver Limits PDF Image
Janice France
09/15/2010
Position limits PDF Image
Richard Lafond
09/15/2010
09/15/2010
(no subject) PDF Image
Mark McGuinness
09/15/2010
The 1% Solution PDF Image
Michael Cripe
09/15/2010
DO THE RIGHT THING PDF Image
Larry O?Toole
09/15/2010
silver limits PDF Image
Don Brassea
09/15/2010
09/15/2010
email (no-subject) PDF Image
Irwin H. McCumber
09/15/2010
09/15/2010
09/15/2010
09/15/2010
position limits PDF Image
Terry Weinman
09/15/2010
09/15/2010
09/15/2010
Silver position limits PDF Image
Richard Benson
09/15/2010
Fair, Simple and Sound PDF Image
Bertrand Tissot
09/15/2010
Ted Butler Letter PDF Image
John Manley
09/15/2010
1% Limit on Silver PDF Image
Roland Pitts
09/15/2010
(no subject) PDF Image
RSmith9066
09/15/2010
Position Limits PDF Image
Steven Boepple
09/15/2010
09/15/2010
09/15/2010
Position Limits PDF Image
Larry P. Butala
09/15/2010
Position Limits PDF Image
James Thornbury
09/15/2010
Position Limits PDF Image
Brian Anderton
09/15/2010
Ted Butler is Right! PDF Image
Richard DiNucci
09/15/2010
Position Limits PDF Image
Steve & Carol Sullivan
09/15/2010
Silver PDF Image
Brad Coyer
09/15/2010
Ted Butler's Solution PDF Image
Kimberly A. Somers, EA
09/15/2010
09/15/2010
09/15/2010
09/15/2010
09/15/2010
09/15/2010
Silver position limits PDF Image
Davinci Jeremie
09/15/2010
09/15/2010
09/15/2010
09/15/2010
09/15/2010
Position Limits PDF Image
Kevin Helrich
09/15/2010
I concur PDF Image
Dean Diamond
09/15/2010
09/15/2010
09/15/2010
09/15/2010
09/15/2010
Silver Position Limits PDF Image
Hubbard C. Hafner
09/15/2010
SILVER PDF Image
Warren Thompson
09/15/2010
09/15/2010
09/15/2010
09/15/2010
Silver limits PDF Image
Eric Mueller
09/15/2010
09/15/2010
09/15/2010
Limits PDF Image
Jim Fisher
09/15/2010
position limits PDF Image
Errica Finney
09/15/2010
FW: POSITION LIMITS PDF Image
Timothy Trott
09/15/2010
position limits PDF Image
John Bastian
09/15/2010
Position Limits PDF Image
Ken VanderPloeg
09/15/2010
CFTC Agenda - September 15 20101 (2)_26 PDF Image
NFP Energy End User Coalition, From External Meeting on 9/15/2010
09/14/2010
09/14/2010
09/14/2010
09/14/2010
Fw: SILVER MARKET PDF Image
Katherine Denton
09/14/2010
Manipulation of silver PDF Image
Kevin Hastings
09/14/2010
Proposal For Position limts PDF Image
Joseph M. Kusmiss
09/14/2010
09/14/2010
09/14/2010
silver position limits PDF Image
Werner Strohmaier
09/14/2010
09/14/2010
09/14/2010
Respectively,******* PDF Image
Kent Wisecarver
09/14/2010
09/14/2010
09/14/2010
09/14/2010
Position Limits PDF Image
James M. Oberg
09/14/2010
09/14/2010
09/14/2010
09/14/2010
email PDF Image
Vip Srivastav
09/14/2010
Fair, Simple and Sound PDF Image
Joseph Decrescenzo
09/14/2010
09/14/2010
09/14/2010
09/14/2010
09/14/2010
09/14/2010
09/14/2010
09/14/2010
email PDF Image
Daan
09/14/2010
09/14/2010
09/14/2010
09/14/2010
09/14/2010
Fwd: Fair, Simple and Sound PDF Image
Joseph Decrescenzo
09/14/2010
ONE PERCENT SOLUTION PDF Image
Raymond Sneath
09/14/2010
POSITION LIMITS ON SILVER PDF Image
Anthony C Rennie
09/14/2010
09/14/2010
The 2008 Boom/Bust in Oil Prices PDF Image
ATA and Delta Air Lines
09/14/2010
Mr. Butler?s proposal PDF Image
Patrick Bailey
09/14/2010
09/14/2010
09/14/2010
Commodity Position Limits PDF Image
Philip J. Barlett
09/14/2010
09/14/2010
reform in the silver market PDF Image
Malcolm F. Vidrine
09/14/2010
Kenneth Singleton Paper_31 PDF Image
Air Transport Association (ATA), From External Meeting on 9/14/2010
09/13/2010
SILVER MARKET PDF Image
Tim Denton
09/13/2010
09/13/2010
09/13/2010
09/13/2010
09/13/2010
09/13/2010
Position limits in COMEX silver PDF Image
Konstantinos S. Xeroudakis
09/13/2010
09/13/2010
Silver position limits PDF Image
Joseph O. Sellers, II
09/13/2010
09/13/2010
09/13/2010
09/13/2010
09/13/2010
Silver PDF Image
Victor Menashe
09/13/2010
09/01/2010
dmb argus_72 PDF Image
Argus Oil Market Regulation Summit 2010
08/26/2010
Email PDF Image
Jim Larue

See Also:

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CFTC's Commitment to Open Government

Gavel and Book

Follow the Status of Enforcement Actions