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Comments on Commission Notice:
The Nasdaq Stock Market, Inc.'s Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
(Release No. 34-44625; File No. 10-131)
Notice of Amendments 4 and 5 (October 4, 2005)
- Steven I. Weissman, Esq., Steven I. Weisman, P.A., December 18, 2005 (File name: siweissman121805.pdf)
- Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc., New York, New York, December 13, 2005 (File name: esknight3192.pdf)
- Memorandum from the Office of the Chairman regarding meeting with representatives of the New York Stock Exchange, December 8, 2004 (File name: nyse120805.htm)
- James A. Duncan, Chairman, and John C. Giesea, President/CEO, Security Traders Association, November 18, 2005 (File name: 10131-95.pdf)
- Kim Bang, Bloomberg L.P., November 17, 2005 (File name: bloomberg111705.pdf)
- Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc., November 10, 2005 (File name: myeager111005.pdf)
- Kevin J.P. O'Hara, Chief Administrative Officer and General Counsel, Archipelago Holdings, Inc., November 10, 2005 (File name: kjpohara111005.pdf)
- Chuck Hagel, Tim Johnson, Mike Crapo, John Sununu, Evan Bayh, Mike Enzi, Wayne Allard, Elizabeth Dole, Jim Bunning, Robert Bennett, and Rick Santorum, Members of Congress, November 9, 2005 (File name: 10131-88.pdf)
- Jeffrey W. Rubin, Partner, Hogan & Hartson, November 9, 2005 (File name: jwrubin110905.pdf)
- Vito Fossella, Member of Congress, November 8, 2005 (File name: 10131-89.pdf)
- Michael Santucci, President; Kimberly Unger, Esq., Executive Director; Stephen J. Nelson, Esp., Co-Chair, STANY Trading Issues Committee; Security Traders Association of New York; November 8, 2005 (File name: kunger110805.pdf)
- James T. Brett, Managing Director, J.P. Morgan Securities Inc., November 4, 2005 (File name: 10131-87.pdf)
- Carolyn McCarthy, Member of Congress, November 3, 2005(File name: cmccarthy110305.pdf)
- Michael J. Simon, Secretary, International Securities Exchange, Inc., November 3, 2005 (File name: mjsimon110305.pdf)
- Members of the House Financial Services Committee, Congress of the United States, October 31, 2005 (File name: 10-131-84.pdf)
- Brad Smith, former OTCBB Committee member; Peter Chepucavage, former NASD and SEC staff member; Stephen Boyko, former NASD staff member; Frank McAuliffe, former NASD staff member; and
Steven Brock, CEO, Public Management Corporation, October 12, 2005 (File name: bsmith101205.pdf)
- Steven I. Weissman, Esq., Steven I. Weisman, P.A., October 9, 2005 (File name: siweissman100905.pdf)
Initial Notice (June 7, 2001)
- Steven I. Weissman, P.A., June 7, 2005 (File name: siweissman060705.pdf)
- Patrick J. Tiberi, Representative to Congress, April 20, 2005 (File name: 10131-81.pdf)
- Comments on behalf of United States Capital Market LLC, by William W. Uchimoto, Esq., Saul Ewing LLP, Philadelphia, Pennsylvania, March 19, 2004 (File name: sweissman1.htm)
- Memorandum from Luis de la Torre, Counsel to Commissioner Goldschmid, regarding October 16, 2003 meeting with representatives of the Nasdaq Stock Market dated October 30, 2003 (File name: nasdaq101603.htm)
- Comments of Steven I. Weissman, Esq., October 4, 2002 (File name: sweissman1.htm)
- Comments of Meyer S. Frucher, Chairman and Chief Executive Officer, The Philadelphia Stock Exchange, Inc., February 25, 2002 (File name: frucher1.htm)
- Comments of W. Hardy Callcott, Senior Vice President and General Counsel, Charles Schwab & Co., Inc., August 30, 2001
(File name: callcott1.htm)
- Comments of Stuart Kaswell, Senior Vice President and General Counsel, Securities Industry Association, August 30, 2001 (File name: kaswell1.htm)
- Comments of Cameron Smith, General Counsel, Island ECN, Inc., August 29, 2001 (File name: smith1.htm)
- Comments of Douglas M. Atkin, President and Chief Executive Officer, Instinet Corporation, August 28, 2001 (File name: atkin1.htm)
- Comments of Jeffrey T. Brown, Vice President-Regulations and General Counsel, Cincinnati Stock Exchange, August 23, 2001 (File name: brown1.htm)
- Comments of Kevin M. Foley, Bloomberg LP and Bloomberg Tradebook LLC, August 28, 2001 (File name: foley1.htm)
- Comments of Sol Reicher, Co-Chairman, Specialists Associations; John Hawkey, Chairman, Floor Brokers Association; and Ross Moore, Chairman, Options Market Maker Association, The Member Associations of the American Stock Exchange, July 30, 2001 (File name: reicher1.htm)
- Comments of William O'Brien, Senior Vice President and General Counsel, BRUT ECN, L.L.C., July 30, 2001 (File name: obrien1.htm)
- Comments of Marc E. Lackritz, President, Securities Industry Association, July 24, 2001 (File name: lackritz1.htm)
http://www.sec.gov/rules/other/10-131.shtml
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