| SEC. 1.
| Short Title |
6021
|
| SEC. 2.
| Definitions
|
|
| (a)
| Bank holding company |
6021
|
| (b)
| Company; company covered in 1970 |
6022
|
| (c)
| Bank defined |
6023
|
| (d)
| Subsidiary |
6024
|
| (e)
| Successor |
6024
|
| (f)
| Board |
6024
|
| (g)
| Ownership and control |
6024
|
| (h)
| Extraterritorial effect |
6025
|
| (i)
| Thrift institution |
6025
|
| (j)
| Definition of savings association and related terms |
6026
|
| (k)
| Affiliate |
6026
|
| (l)
| Savings bank holding company |
6026
|
| (n)
| Incorporated definitions |
6026
|
| (o)
| Other definitions |
6027
|
| (p)
| Financial holding company |
6028.01
|
| (q)
| Insurance company |
6028.01
|
| SEC. 3.
| Acquisition of Bank Shares or Assets
|
|
| (a)
| Prior approval of Board as necessary; exceptions; subsequent approval
or disposition upon disapproval |
6028.01
|
| (b)
| Notice and hearing requirements; waiver in case of bank in danger of
closing |
6029
|
| (c)
| Factors for consideration by Board |
6030
|
| (d)
| Interstate banking |
6030.01
|
| (e)
| Insured bank |
6031
|
| (f)
| [Repealed]
|
| (g)
| Mutual bank holding company |
6031
|
| SEC. 4.
| Interests in Nonbanking Organizations
|
| (a)
| Ownership or control of voting shares of any company not a bank;
engagement in activities other than banking |
6031
|
| (b)
| Statement purporting to represent shares of any company except a bank
or bank holding company |
6033
|
| (c)
| Exemptions |
6033
|
| (d)
| Exemption of company controlling one bank prior to July 1, 1968 |
6037
|
| (e)
| Divestiture of nonexempt shares |
6038
|
| (f)
| Certain companies not treated as bank holding companies |
6038
|
| (g)
| Limitations on certain banks |
6042
|
| (h)
| Tying provisions |
6042
|
| (i)
| Acquisition of savings associations |
6043
|
| (j)
| Notice procedures for nonbanking activities |
6044
|
| (k)
| Engaging in activities that are financial in nature |
6046
|
| (l)
| Conditions for engaging in expanded financial activities |
6046.03
|
| (m)
| Provisions applicable to financial holding companies that fail to meet
certain requirements |
6046.04 |
| {{10-31-07 p.6002}} |
| (n)
| Authority to retain limited nonfinancial activities and
affiliations |
6046.05
|
| (o)
| Regulation of certain financial holding companies |
6046.06
|
| SEC. 5.
| Administration
|
| (a)
| Registration of bank holding company |
6046.06
|
| (b)
| Regulations and orders |
6046.07
|
| (c)
| Reports and examinations |
6046.07
|
| (d)
| Reports to the Congress; recommendations |
6046.10
|
| (e)
| Enforcement and jurisdiction |
6046.10
|
| (f)
| Hearings; rules and regulations |
6046.11
|
| (g)
| Authority of state insurance regulator and the securities and
exchange commission |
6046.11
|
| SEC. 6.
| [Repealed]
|
|
| SEC. 7.
| Reservation of rights to States
|
| (a)
| In general |
6046.12
|
| (b)
| State taxation authority not affected |
6046.12
|
| SEC. 8.
| Penalties
|
|
| (a)
| Criminal penalty |
6046.13
|
| (b)
| Civil money penalty |
6047
|
| (c)
| Notice under this section after separation from service |
6047
|
| (d)
| Penalty for failure to make reports |
6048
|
| SEC. 9.
| Judicial Review |
6048
|
| SEC. 10A.
| Limitation on rulemaking, prudential, supervisory, and enforcement
authority of the board |
6049
|
| SEC. 11.
| Saving Provision
|
|
| (a)
| General rule |
6049
|
| (b)
| Antitrust review; |
6049
|
| (c)
| Same; Board and State banking agency as party; representation by
counsel |
6050
|
| (d)
| Same; treatment of merger transactions consummated prior or subsequent
to May 9, 1956, and not in litigation prior to July 1, 1966 |
6050
|
| (e)
| Same; substantive law applicable to proceedings pending on or after
July 1, 1966 with respect to merger transactions |
6051
|
| (f)
| Same; definition of ``antitrust laws'' |
6051
|
| SEC. 12.
| Separability of Provisions |
6051
|
| SEC. 225.81
| What is a financial holding company? |
6110.26
|
| SEC. 225.82
| How does a bank holding company elect to become a financial holding
company? |
6110.27
|
| SEC. 225.83
| What are the consequences of failing to continue to meet applicable
capital and management requirements? |
6110.28-A
|
| SEC. 225.84
| What are the consequences of failing to maintain a satisfactory or
better rating under the Community Reinvestment Act at all insured
depository institution subsidiaries? |
6110.28-B
|
| SEC. 225.85
| Is notice to or approval from the Board required prior to engaging in a
financial activity? |
6110.28-C
|
| SEC. 225.86
| What activities are permissible for financial holding
com panies? |
6110.28-D
|
| SEC. 225.87
| Is notice to the Board required after engaging in a financial
activity? |
6110.28-F1
|
| SEC. 225.88
| How to request the Board to determine that an activity is financial in
nature or incidental to a financial activity? |
6110.28-F2
|
| SEC. 225.89
| How to request approval to engage in an activity that is complementary
to a financial activity? |
6110.28-G
|
| SEC. 225.90
| What are the requirements for a foreign bank to be treated as a
financial holding company? |
6110.28-H
|
| SEC. 225.91
| How may a foreign bank elect to be treated as a financial holding
company? |
6110.28-I
|
| SEC. 225.92
| How does an election by a foreign bank become effective? |
6110.28-I
|
| SEC. 225.93
| What are the consequences of a foreign bank failing to continue to meet
applicable capital and management requirements? |
6110.28-J
|
| SEC. 225.94
| What are the consequences of an insured branch or depository
institution failing to maintain a satisfactory or better rating under
the Community Reinvestment Act? |
6110.26-L
|
| SEC. 225.101
| Bank holding company's subsidiary banks owning shares of nonbanking
companies |
6110.28-L
|
| SEC. 225.102
| Bank holding company indirectly owning nonbanking company through
subsidiaries |
6110.28-L-1
|
| SEC. 225.103
| Bank holding company acquiring stock by dividends, stock splits or
exercise of rights |
6110.28-L-2
|
| SEC. 225.104
| ``Services'' under section 4(c)(1) of Bank Holding Company Act
|
6110.28-L-2
|
| SEC. 225.107
| Acquisition of stock in small business investment company. .
|
6110.28-L-4
|
| SEC. 225.109
| ``Services'' under section 4(c)(1) of Bank Holding Company Act
|
6110.28-L-5 |
| {{12-31-07 p.6005}} |
| SEC. 225.111
| Limit on investment by bank holding company system in stock of small
business investment companies |
6110.28-L-6
|
| SEC. 225.112
| Indirect control of small business concern through convertible
debentures held by small business investment company |
6110.28-L-6
|
| SEC. 225.113
| Services under section 4(a) of Bank Holding Company Act |
6110.28-L-7
|
| SEC. 225.115
| Applicability of Bank Service Corporation Act in certain bank holding
company situations |
6110.28-L-8
|
| SEC. 225.118
| Computer services for customers of subsidiary banks |
6110.28-L-10
|
| SEC. 225.121
| Acquisition of Edge corporation affiliate by State member banks of
registered bank holding company |
6110.28-L-11
|
| SEC. 225.122
| Bank holding company ownership of mortgage companies |
6110.28-L-11
|
| SEC. 225.123
| Activities closely related to banking |
6110.28-L-12
|
| SEC. 225.124
| Foreign bank holding companies |
6110.28-L-14
|
| SEC. 225.125
| Investment adviser activities |
6110.28-L-15
|
| SEC. 225.126
| Activities not closely related to banking |
6110.28-L-17
|
| SEC. 225.127
| Investment in corporations or projects designed primarily to promote
community welfare |
6110.28-L-17
|
| SEC. 225.129
| Activities closely related to banking |
6110.28-L-20
|
| SEC. 225.130
| Issuance and sale of short-term debt obligations by bank holding
companies |
6110.28-L-20
|
| SEC. 225.131
| Activities closely related to banking |
6110.28-L-22
|
| SEC. 225.132
| Acquisition of assets |
6110.28-L-22
|
| SEC. 225.133
| Computation of amount invested in foreign corporations under general
consent procedures |
6110.28-L-23
|
| SEC. 225.134
| Escrow arrangements involving bank stock resulting in a violation of
the Bank Holding Company Act |
6110.28-L-23
|
| SEC. 225.136
| Utilization of foreign subsidiaries to sell long-term debt obligations
in foreign markets and to transfer the proceeds to their United States
parent(s) for domestic purposes |
6110.28-L-25
|
| SEC. 225.137
| Acquisition of shares pursuant to section 4(c)(6) of the Bank Holding
Company Act |
6110.28-L-25
|
| SEC. 225.138
| Statement of policy concerning divestitures by bank holding companies
|
6110.28-L-27
|
| SEC. 225.139
| Presumption of continued control under section 2(g)(3) of the Bank
Holding Company Act |
6110.28-L-29
|
| SEC. 225.140
| Disposition of property acquired in satisfaction of debts previously
contracted |
6110.28-L-31
|
| SEC. 225.141
| Operations subsidiaries of a bank holding company |
6110.28-L-33
|
| SEC. 225.142
| Statement of policy concerning bank holding companies engaging in
futures, forward and options contracts on U.S. Government and agency
securities and money market instruments |
6110.28-L-33
|
| SEC. 225.143
| Policy statement on nonvoting equity investments by bank holding
companies |
6110.28-L-34
|
| SEC. 225.145
| Limitations established by the Competitive Equality Banking Act of 1987
on the activities and growth of nonbank banks |
6110.28-L-37
|
| SEC. 225.170
| What type of investments are permitted by this subpart, and under what
conditions may they be made? |
6110.28-L-45
|
| SEC. 225.171
| What are the limitations on managing or operating a portfolio company
held as a merchant banking investment? |
6110.28-M |
| {{12-31-07 p.6006}} |
| SEC. 225.172
| What are the holding periods permitted for merchant banking
investments? |
6110.28-P
|
| SEC. 225.173
| How are investments in private equity funds treated under this
subpart? |
6110.28-Q
|
| SEC. 225.174
| What aggregate thresholds apply to merchant banking
investments? |
6110.28-R
|
| SEC. 225.175
| What risk management, record keeping and reporting policies are
required to make merchant banking investments? |
6110.28-R
|
| SEC. 225.176
| How do the statutory cross marketing and sections 23A and B limitations
apply to merchant banking investments? |
6110.28-S
|
| SEC. 225.177
| Definitions |
6110.28-U
|
| SEC. 225.200
| Conditions to Board's section 20 orders |
6110.28-U
|
| SEC. 265.1
| Authority, purpose, and scope |
6181
|
| SEC. 265.2
| Delegation of functions generally |
6181
|
| SEC. 265.3
| Board review of delegated actions |
6181
|
| SEC. 265.4
| Functions delegated to Board Members |
6182
|
| SEC. 265.5
| Functions delegated to Secretary of the Board |
6183
|
| SEC. 265.6
| Functions delegated to General Counsel |
6184.01
|
| SEC. 265.7
| Functions delegated to Director of Division of Banking Supervision and
Regulation |
6186.01
|
| SEC. 265.8
| Functions delegated to the Staff Director of Division of International
Finance |
6190.01 |
| {{12-31-07 p.6007}} |
| SEC. 265.9
| Functions delegated to the Director of Division of Consumer and
Community Affairs |
6190.01
|
| SEC. 265.10
| Functions delegated to Secretary of Federal Open Market Committee |
6190.02
|
| SEC. 265.11
| Functions delegated to Federal Reserve banks |
6190.02 |
