American Stock Exchange (AMEX)
BATS Exchange, Inc. (BATS)
Board of Trade of the City of Chicago, Inc. (CBOT)
Boston Stock Exchange (BSE)
Boston Stock Exchange Clearing Corporation (BSECC)
CBOE Futures Exchange, LLC (CFE)
Chicago Board Options Exchange (CBOE)
Chicago Mercantile Exchange (CME)
Chicago Stock Exchange (CHX)
Depository Trust Company (DTC)
Emerging Markets Clearing Corporation (EMCC)
Financial Industry Regulatory Authority (FINRA)
Fixed Income Clearing Corporation (FICC) (formerly: Government Securities Clearing Corporation)
International Securities Exchange (ISE)
Municipal Securities Rulemaking Board (MSRB)
NASD
NASDAQ OMX BX, Inc. (BX)
(formerly: Boston Stock Exchange)
NASDAQ OMX PHLX, Inc. (Phlx)
(formerly: Philadelphia Stock Exchange)
NASDAQ Stock Market LLC (NASDAQ)
National Futures Association (NFA)
National Market System Plans (NMS)
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National Market System Plans (NMS) (continued)
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File No. S7-24-89: National Market Systems |
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File No. 4-516: Options Regulatory Surveillance Authority (ORSA) |
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File No. 4-518: National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS |
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File No. 4-524: NMS Linkage Plan by the Amex, BSE, CBOE, CHX, NASDAQ, NSE, NYSE and NYSE Arca |
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File No. 4-529: Regulatory Responsibilities Between the International Securities Exchange, LLC and NASD | |
Options Price Reporting Authority (OPRA) |
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File No. 4-533: Revised NMS Plan for the Selection and Reservation of Securities Symbols by NASDAQ, NASD, NSX and Phlx
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File No. 4-534: Proposed NMS Plan for the Selection and Reservation of Securities Symbols by Amex, NYSE and NYSE Arca
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File No. 4-546: Proposed Options Order Protection and Locked/Crossed Market Plan by Amex, CBOE, ISE, Nasdaq, NYSE Arca, and Phlx
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National Securities Clearing Corporation (NSCC)
National Stock Exchange (NSX) (formerly: Cincinnati Stock Exchange)
New York Stock Exchange (NYSE)
NQLX (formerly: Nasdaq Liffe Markets)
NYSE Alternext US LLC (NYSEALTR)
(formerly: American Stock Exchange)
NYSE Amex LLC (NYSEAmex)
(formerly: NYSE Alternext US LLC)
NYSE Arca, Inc. (NYSE Arca)
(formerly: Pacific Exchange, Inc.)
OneChicago LLC (OC)
Options Clearing Corporation (OCC)
Stock Clearing Corporation of Philadelphia (SCCP)
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