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NYSE Amex LLC Rulemaking
Note: NYSE Amex LLC was formerly known as NYSE Alternext US LLC. All filings by NYSE Amex will be posted to this page. Filings with "NYSEALTR" as part of the file number will continue to be posted to the
NYSE Alternext page.
We encourage the public to submit comments on the following NYSE Amex LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
NYSEAmex File Number List for 2009
| Release No. |
Date |
Details |
| Second Quarter |
SR-NYSEAmex-2009-14 |
| 34-59834 |
Apr. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rules 1000, 60 and 123C to be more Consistent with the Trading Characteristics of Securities Traded on NYSE Amex
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-NYSEAmex-2009-14
|
SR-NYSEAmex-2009-15 |
| 34-59825 |
Apr. 27, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 935NY - Order Exposure Requirements
Comments due: 15 days after publication in the Federal Register
Submit comments on SR-NYSEAmex-2009-15
|
SR-NYSEAmex-2009-13 |
| 34-59816 |
Apr. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rules 15 and 123C Regarding the Operation of its NYSE Amex Order Imbalance Information Service to Modify the Reference Price at Which the Exchange Reports the Order Imbalance Information and Clarify what Information is Included and Excluded from the Order Imbalance Information Reports
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEAmex-2009-13
|
SR-NYSEAmex-2009-07 |
| 34-59799 |
Apr. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 13, 902, 903, 904, 905 and 906 to Eliminate Certain Order Types from the Off-Hours Trading Facility
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEAmex-2009-07
|
SR-NYSEAmex-2009-12 |
| 34-59778 |
Apr. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: May 14, 2009
Submit comments on SR-NYSEAmex-2009-12
|
SR-NYSEAmex-2009-11 |
| 34-59743 |
Apr. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Available an NYSE Amex Order Imbalance Information Datafeed as a Separate, Stand-Alone Market Data Product
Comments due: May 7, 2009
Submit comments on SR-NYSEAmex-2009-11
|
SR-NYSEAmex-2009-10 |
| 34-59736 |
Apr. 8, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 975NY – Obvious Errors and Catastrophic Errors
Comments due: May 7, 2009
Submit comments on SR-NYSEAmex-2009-10
|
SR-NYSEAmex-2009-09 |
| 34-59720 |
Apr. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Fees Payable by Member Organizations for which the Exchange is the Designated Examining Authority
Comments due: May 5, 2009
Submit comments on SR-NYSEAmex-2009-09
|
SR-NYSEAmex-2009-08 |
| 34-59715 |
Apr. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a New Transaction Fee for Floor Brokers
Comments due: May 5, 2009
Submit comments on SR-NYSEAmex-2009-08
|
SR-NYSEAmex-2009-04 |
| 34-59685 |
Apr. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Modify its Annual Report Distribution Requirements
Comments due: April 29, 2009
Submit comments on SR-NYSEAmex-2009-04
|
| First Quarter |
SR-NYSEAmex-2009-05 |
| 34-59665 |
Mar. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Equities Rule 48.10 to Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange to Declare An Extreme Market Volatility Condition and Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange
Comments due: April 28, 2009
Submit comments on SR-NYSEAmex-2009-05
|
SR-NYSEAmex-2009-03 |
| 34-59660 |
Mar. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 936C, Cancellation and Adjustment of Index Option Transactions
Comments due: April 28, 2009
Submit comments on SR-NYSEAmex-2009-03
|
SR-NYSEAmex-2009-01 |
| 34-59658 |
Mar. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Amending its Schedule of Fees and Charges for Exchange Services
Comments due: April 27, 2009
Submit comments on SR-NYSEAmex-2009-01
|
SR-NYSEAmex-2009-06 |
| 34-59642 |
Mar. 27, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Option Trading Rules In Order to Extend the Penny Pilot Program
Comments due: April 27, 2009
Submit comments on SR-NYSEAmex-2009-06
|
SR-NYSEAmex-2009-02 |
| 34-59627 |
Mar. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Formally Adopting and Codifying its Wireless Data Communications Initiatives
Comments due: April 22, 2009
Submit comments on SR-NYSEAmex-2009-02
|
| Release No. |
Date |
Details |
SR-NYSEAmex-2009-15 |
| 34-59825 |
Apr. 27, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 935NY - Order Exposure Requirements
Comments due: 15 days after publication in the Federal Register
Submit comments on SR-NYSEAmex-2009-15
|
SR-NYSEAmex-2009-14 |
| 34-59834 |
Apr. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rules 1000, 60 and 123C to be more Consistent with the Trading Characteristics of Securities Traded on NYSE Amex
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEAmex-2009-14
|
SR-NYSEAmex-2009-13 |
| 34-59816 |
Apr. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rules 15 and 123C Regarding the Operation of its NYSE Amex Order Imbalance Information Service to Modify the Reference Price at Which the Exchange Reports the Order Imbalance Information and Clarify what Information is Included and Excluded from the Order Imbalance Information Reports
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEAmex-2009-13
|
SR-NYSEAmex-2009-12 |
| 34-59778 |
Apr. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: May 14, 2009
Submit comments on SR-NYSEAmex-2009-12
|
SR-NYSEAmex-2009-11 |
| 34-59743 |
Apr. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Available an NYSE Amex Order Imbalance Information Datafeed as a Separate, Stand-Alone Market Data Product
Comments due: May 7, 2009
Submit comments on SR-NYSEAmex-2009-11
|
SR-NYSEAmex-2009-10 |
| 34-59736 |
Apr. 8, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 975NY – Obvious Errors and Catastrophic Errors
Comments due: May 7, 2009
Submit comments on SR-NYSEAmex-2009-10
|
SR-NYSEAmex-2009-09 |
| 34-59720 |
Apr. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Fees Payable by Member Organizations for which the Exchange is the Designated Examining Authority
Comments due: May 5, 2009
Submit comments on SR-NYSEAmex-2009-09
|
SR-NYSEAmex-2009-08 |
| 34-59715 |
Apr. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a New Transaction Fee for Floor Brokers
Comments due: May 5, 2009
Submit comments on SR-NYSEAmex-2009-08
|
SR-NYSEAmex-2009-07 |
| 34-59799 |
Apr. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 13, 902, 903, 904, 905 and 906 to Eliminate Certain Order Types from the Off-Hours Trading Facility
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEAmex-2009-07
|
SR-NYSEAmex-2009-06 |
| 34-59642 |
Mar. 27, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Option Trading Rules In Order to Extend the Penny Pilot Program
Comments due: April 27, 2009
Submit comments on SR-NYSEAmex-2009-06
|
SR-NYSEAmex-2009-05 |
| 34-59665 |
Mar. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Equities Rule 48.10 to Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange to Declare An Extreme Market Volatility Condition and Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange
Comments due: April 28, 2009
Submit comments on SR-NYSEAmex-2009-05
|
SR-NYSEAmex-2009-04 |
| 34-59685 |
Apr. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Modify its Annual Report Distribution Requirements
Comments due: April 29, 2009
Submit comments on SR-NYSEAmex-2009-04
|
SR-NYSEAmex-2009-03 |
| 34-59660 |
Mar. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 936C, Cancellation and Adjustment of Index Option Transactions
Comments due: April 28, 2009
Submit comments on SR-NYSEAmex-2009-03
|
SR-NYSEAmex-2009-02 |
| 34-59627 |
Mar. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Formally Adopting and Codifying its Wireless Data Communications Initiatives
Comments due: April 22, 2009
Submit comments on SR-NYSEAmex-2009-02
|
SR-NYSEAmex-2009-01 |
| 34-59658 |
Mar. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Amending its Schedule of Fees and Charges for Exchange Services
Comments due: April 27, 2009
Submit comments on SR-NYSEAmex-2009-01
|
http://www.sec.gov/rules/sro/nyseamex.shtml
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