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CBOE Rulemaking
We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
CBOE File Number List for 2009
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| Second Quarter |
SR-CBOE-2009-026 |
| 34-59866 |
May 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-CBOE-2009-026
|
SR-CBOE-2009-018 |
| 34-59824 |
Apr. 27, 2009 |
Order Approving Proposed Rule Change to Permanently Establish the Short Term Option Series Pilot Program
See also: Notice: Rel. No. 34-59601
|
SR-CBOE-2009-024 |
| 34-59793 |
Apr. 20, 2009 |
Notice of Filing of a Proposed Rule Change Related to Obvious Error Rules
Comments due: May 15, 2009
Submit comments on SR-CBOE-2009-024
|
SR-CBOE-2009-009 |
| 34-59700 |
Apr. 2, 2009 |
Order Approving a Proposed Rule Change to Amend its Rules Prohibiting Members from Functioning as Market
See also: Notice: Rel. No. 34-59425
|
SR-CBOE-2009-023 |
| 34-59694 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: April 30, 2009
Submit comments on SR-CBOE-2009-023
|
SR-CBOE-2009-019 |
| 34-59690 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees
Comments due: April 30, 2009
Submit comments on SR-CBOE-2009-019
|
SR-CBOE-2009-020 |
| 34-59676 |
Apr. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations
Comments due: April 29, 2009
Comments received are available for this notice.
Submit comments on SR-CBOE-2009-020
|
| First Quarter |
SR-CBOE-2009-022 |
| 34-59667 |
Mar. 31, 2009 |
Notice of Filing of Proposal to List and Trade S&P 500 Dividend Index Options
Comments due: April 27, 2009
Comments received are available for this notice.
Submit comments on SR-CBOE-2009-022
|
SR-CBOE-2009-021 |
| 34-59630 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Comments received are available for this notice.
Submit comments on SR-CBOE-2009-021
|
SR-CBOE-2009-018 |
| 34-59601 |
Mar. 19, 2009 |
Notice of Filing of a Proposed Rule Rule Change Related to Short Term Option Series
Comments due: April 16, 2009
See also: Order: Rel. No. 34-59824
|
SR-CBOE-2009-017 |
| 34-59585 |
Mar. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Complex Order Book
Comments due: April 14, 2009
Submit comments on SR-CBOE-2009-017
|
SR-CBOE-2009-001 |
| 34-59587 |
Mar. 17, 2009 |
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
See also: Notice: Rel. No. 34-59378
|
SR-CBOE-2009-016 |
| 34-59546 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Hybrid Rule Pertaining to Orders Represented in Open Outcry
Comments due: April 6, 2009
Submit comments on SR-CBOE-2009-016
|
SR-CBOE-2009-015 |
| 34-59539 |
Mar. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Pilot Programs
Comments due: April 6, 2009
Submit comments on SR-CBOE-2009-015
|
SR-CBOE-2009-012 |
| 34-59524 |
Mar. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Dividend, Merger and Short Stock Interest Strategies Fee Cap Pilot Program Until March 1, 2010
Comments due: April 3, 2009
Submit comments on SR-CBOE-2009-012
|
SR-CBOE-2009-014 |
| 34-59515 |
Mar. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: April 1, 2009
Submit comments on SR-CBOE-2009-014
|
SR-CBOE-2009-013 |
| 34-59509 |
Mar. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the CBSX Direct Connectivity Charge and the Trading Permit Application Fee
Comments due: April 1, 2009
|
SR-CBOE-2009-010 |
| 34-59462 |
Feb. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Regulatory Circular RG02-101 Issued Under Rule 17.50(g)(6) – Imposition of Fines for Minor Rule Violations
Comments due: March 27, 2009
|
SR-CBOE-2009-011 |
| 34-59448 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Simple Auction Liaison (SAL)
Comments due: March 24, 2009
|
SR-CBOE-2009-007 |
| 34-59435 |
Feb. 23, 2009 |
Notice of Filing of Proposed Rule Change Relating to Tied Hedge Transactions
Comments due: March 23, 2009
Comments received are available for this notice.
Submit comments on SR-CBOE-2009-007
|
SR-CBOE-2009-008 |
| 34-59427 |
Feb. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 20, 2009
|
SR-CBOE-2009-009 |
| 34-59425 |
Feb. 19, 2009 |
Notice of Filing of a Proposed Rule Change to Amend its Rules Prohibiting Members from Functioning as Market-Makers
Comments due: March 19, 2009
See also: Order: Rel. No. 34-59700
|
SR-CBOE-2008-115 |
| 34-59417 |
Feb. 18, 2009 |
Notice of Filing of Amendments No. 1 and 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to FLEX Options Expirations
Comments due: March 18, 2009
See also: Notice: Rel. No. 34-59060
|
SR-CBOE-2009-006 |
| 34-59406 |
Feb. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CBOE Rules Relating to DPMs and LMMs
Comments due: March 17, 2009
|
SR-CBOE-2009-002 |
| 34-59379 |
Feb. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Broker-Dealer Transaction Fees for AIM Executions
Comments due: March 12, 2009
|
SR-CBOE-2009-001 |
| 34-59378 |
Feb. 10, 2009 |
Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program
Comments due: March 12, 2009
Comments received are available for this notice.
See also: Order: Rel. No. 34-59587
|
SR-CBOE-2008-123 |
| 34-59359 |
Feb. 4, 2009 |
Order Approving Proposed Rule Change to Adopt a Trade, Flash and Cancel Order Type for CBSX
See also: Notice: Rel. No. 34-59147
|
SR-CBOE-2009-005 |
| 34-59357 |
Feb. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: March 4, 2009
|
SR-CBOE-2009-004 |
| 34-59355 |
Feb. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 3, 2009
|
SR-CBOE-2008-127 |
| 34-59336 |
Feb. 2, 2009 |
Order Approving Proposal to Eliminate the $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series
See also: Notice: Rel. No. 34-59152
|
SR-CBOE-2009-003 |
| 34-59331 |
Jan. 30, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Trades for Less than $1
Comments due: February 27, 2009
|
SR-CBOE-2008-117 |
| 34-59300 |
Jan. 27, 2009 |
Order Approving a Proposed Rule Change to Amend Exchange Rule 4.21 Relating to Third Party Deposits
See also: Notice: Rel. No. 34-59104
|
SR-CBOE-2008-134 |
| 34-59213 |
Jan. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: February 5, 2009
|
SR-CBOE-2008-118 |
| 34-59210 |
Jan. 7, 2009 |
Order Granting Approval of Proposed Rule Change Related to Obvious Error Rules
See also: Notice: Rel. No. 34-59038
|
SR-CBOE-2008-132 |
| 34-59209 |
Jan. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Regarding Fees for the CBOE Stock Exchange
Comments due: February 3, 2009
|
SR-CBOE-2008-125 |
| 34-59200 |
Jan. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Affiliations with Broker-Dealers
Comments due: February 2, 2009
|
SR-CBOE-2008-128 |
| 34-59193 |
Jan. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2009
Comments due: January 30, 2009
|
| Release No. |
Date |
Details |
SR-CBOE-2009-026 |
| 34-59866 |
May 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-CBOE-2009-026
|
SR-CBOE-2009-024 |
| 34-59793 |
Apr. 20, 2009 |
Notice of Filing of a Proposed Rule Change Related to Obvious Error Rules
Comments due: May 15, 2009
Submit comments on SR-CBOE-2009-024
|
SR-CBOE-2009-023 |
| 34-59694 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: April 30, 2009
Submit comments on SR-CBOE-2009-023
|
SR-CBOE-2009-022 |
| 34-59667 |
Mar. 31, 2009 |
Notice of Filing of Proposal to List and Trade S&P 500 Dividend Index Options
Comments due: April 27, 2009
Comments received are available for this notice.
Submit comments on SR-CBOE-2009-022
|
SR-CBOE-2009-021 |
| 34-59630 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Comments received are available for this notice.
Submit comments on SR-CBOE-2009-021
|
SR-CBOE-2009-020 |
| 34-59676 |
Apr. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations
Comments due: April 29, 2009
Comments received are available for this notice.
Submit comments on SR-CBOE-2009-020
|
SR-CBOE-2009-019 |
| 34-59690 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees
Comments due: April 30, 2009
Submit comments on SR-CBOE-2009-019
|
SR-CBOE-2009-018 |
| 34-59824 |
Apr. 27, 2009 |
Order Approving Proposed Rule Change to Permanently Establish the Short Term Option Series Pilot Program
|
| 34-59601 |
Mar. 19, 2009 |
Notice of Filing of a Proposed Rule Rule Change Related to Short Term Option Series
Comments due: April 16, 2009
|
SR-CBOE-2009-017 |
| 34-59585 |
Mar. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Complex Order Book
Comments due: April 14, 2009
Submit comments on SR-CBOE-2009-017
|
SR-CBOE-2009-016 |
| 34-59546 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Hybrid Rule Pertaining to Orders Represented in Open Outcry
Comments due: April 6, 2009
Submit comments on SR-CBOE-2009-016
|
SR-CBOE-2009-015 |
| 34-59539 |
Mar. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Pilot Programs
Comments due: April 6, 2009
Submit comments on SR-CBOE-2009-015
|
SR-CBOE-2009-014 |
| 34-59515 |
Mar. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: April 1, 2009
Submit comments on SR-CBOE-2009-014
|
SR-CBOE-2009-013 |
| 34-59509 |
Mar. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the CBSX Direct Connectivity Charge and the Trading Permit Application Fee
Comments due: April 1, 2009
|
SR-CBOE-2009-012 |
| 34-59524 |
Mar. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Dividend, Merger and Short Stock Interest Strategies Fee Cap Pilot Program Until March 1, 2010
Comments due: April 3, 2009
Submit comments on SR-CBOE-2009-012
|
SR-CBOE-2009-011 |
| 34-59448 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Simple Auction Liaison (SAL)
Comments due: March 24, 2009
|
SR-CBOE-2009-010 |
| 34-59462 |
Feb. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Regulatory Circular RG02-101 Issued Under Rule 17.50(g)(6) – Imposition of Fines for Minor Rule Violations
Comments due: March 27, 2009
|
SR-CBOE-2009-009 |
| 34-59700 |
Apr. 2, 2009 |
Order Approving a Proposed Rule Change to Amend its Rules Prohibiting Members from Functioning as Market
|
| 34-59425 |
Feb. 19, 2009 |
Notice of Filing of a Proposed Rule Change to Amend its Rules Prohibiting Members from Functioning as Market-Makers
Comments due: March 19, 2009
|
SR-CBOE-2009-008 |
| 34-59427 |
Feb. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 20, 2009
|
SR-CBOE-2009-007 |
| 34-59435 |
Feb. 23, 2009 |
Notice of Filing of Proposed Rule Change Relating to Tied Hedge Transactions
Comments due: March 23, 2009
Comments received are available for this notice.
Submit comments on SR-CBOE-2009-007
|
SR-CBOE-2009-006 |
| 34-59406 |
Feb. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CBOE Rules Relating to DPMs and LMMs
Comments due: March 17, 2009
|
SR-CBOE-2009-005 |
| 34-59357 |
Feb. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: March 4, 2009
|
SR-CBOE-2009-004 |
| 34-59355 |
Feb. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 3, 2009
|
SR-CBOE-2009-003 |
| 34-59331 |
Jan. 30, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Trades for Less than $1
Comments due: February 27, 2009
|
SR-CBOE-2009-002 |
| 34-59379 |
Feb. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Broker-Dealer Transaction Fees for AIM Executions
Comments due: March 12, 2009
|
SR-CBOE-2009-001 |
| 34-59587 |
Mar. 17, 2009 |
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
|
| 34-59378 |
Feb. 10, 2009 |
Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program
Comments due: March 12, 2009
Comments received are available for this notice.
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http://www.sec.gov/rules/sro/cboe.shtml
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