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Escalated Enforcement Actions Issued to Individuals - S

Name and
NRC Action Number
NRC Action Type Date Issued Description
Mark Sharp
IA-07-039
IAORDER 10/19/2007 On October 19, 2007, a Confirmatory Order (Effective Immediately) was issued as part of a settlement agreement confirming commitments reached during alternative dispute resolution (ADR) mediation. In this case, the NRC concluded that the individual deliberately falsified a steam generator blowdown log entry in order to cover up an error he had made. As part of the settlement agreement, the individual agreed to take a number of actions including: restricting his 10 CFR Part 55 related activities until certain specified actions were accomplished; submitting a letter to the NRC outlining why the NRC can have confidence in his future activities in the industry; and sharing his lessons learned with the industry through several venues.
Joseph S. Shepherd
IA-08-014
IAORDER 09/08/2008 On September 8, 2008, a Confirmatory Order (Effective Immediately) was issued to Mr. Joseph S. Shepherd, a contractor for Source Production and Equipment Company (SPEC), confirming commitments reached as part of conjoined negotiations with the Department of Justice (DOJ). As a result of the plea negotiations with DOJ, Mr. Shepherd agreed to not contest the Order. The Order was issued based on Mr. Shepherd’s failure to comply with certain NRC Certificate of Compliance (CoC) requirements regarding a shipping package and his engagement in deliberate misconduct which caused SPEC to be in violation of 10 CFR 71.3. Specifically, SPEC, an NRC licensee pursuant to 10 CFR Part 110, shipped licensed radioactive material to Mexico on July 15, 2003, December 4, 2003, and May 20, 2004 while (1) the end caps were physically and dimensionally different from those approved in the CoC, and (2) the package was not inspected prior to shipment as required by the CoC. Mr. Shepherd agreed that he authorized modifications to the transportation package without prior NRC approval and that he concealed these package non-conformances from SPEC at the time of the shipments. Mr. Shepherd also agreed that he did not perform inspections of the shipping package as required by the CoC prior to the shipments to Mexico, but provided SPEC documentation which indicated that he performed the required inspections. As a result, SPEC, which relied on Mr. Shepherd’s representations that the shipping package complied with all regulatory requirements, shipped NRC licensed material without a license in violation of 10 CFR 71.3. The Order and DOJ agreement will prohibit Mr. Shepherd from participating in 10 CFR Part 71 licensed activities indefinitely. He also will (1) be subject to additional unannounced inspections for five years from the date of the Order, (2) notify and make available copies of the Order to customers, (3) attend additional regulatory safety training, and (4) prepare a presentation for an industry conference describing the circumstances of his violations.
Andrew Siemaszko
IA-05-021

IAORDER

 

 

 

 

 

04/21/2005

 

 

 



 

On April 21, 2005, an Order prohibiting involvement in NRC-licensed activities (for five years) from the effective date of the Order was issued to the individual based on his deliberate activities while employed at the Davis-Besse nuclear power plant. As a former system engineer, the individual deliberately provided inaccurate and incomplete information concerning the description of the efforts and results associated with removal of boric acid deposits from the reactor pressure vessel head.

AMENDMENT-
TO ORDER
10/17/2006 On October 17, 2006, Amendment of Order was issued which provides notice of additional examples further substantiating the violation of 10 CFR 50.5(a)(2) cited in the April 21, 2005, order with respect to deliberate submission of incomplete and inaccurate information to FENOC and the NRC. This Amendment of Order does not otherwise alter the statements or terms of the April 21, 2005, order.
Jack J. Spurling
IA-01-030
IAORDER 02/25/2005 On February 25, 2005, the NRC issued an Order Prohibiting Involvement in NRC-Licensed Activities (for three years) to Jack J. Spurling, former Site Superintendent for the Williams Power Corporation, a contractor at the Perry Nuclear Power Plant. Mr. Spurling deliberately provided materially inaccurate information to the NRC Office of Investigations during an interview and to the NRC staff during a predecisional enforcement conference in violation of 10 CFR 50.5(a)(2).


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