Law and Regulation
2008 Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
September 8, 2008
Leroy Watson v. Forward Forex, Inc., CFTC Docket No. 08-R029
September 5, 2008
Haibo Zhou v. Gain Capital Group, LLC d/b/a Forex.com, CFTC Docket No. 07-R034
August 1, 2008
Timothy J. Blach v. ADM Investor Services, Inc., CFTC Docket No. 07-R052
July 21, 2008
Mark R. Sokoll v. Global Asset Management Alliance, LLC, CFTC Docket No. 08-R010
June 26, 2008
Sohan Dua v. Farr Financial, Inc., CFTC Docket No. 08-R008
June 16, 2008
Marcelo Barsanti v. Cromwell Financial Services, Inc., Richard Allen Peluchette, Michael F. Staryk, III, Noel Cayetan Tavio and Philip Mark Tuccelli, CFTC Docket No. 07-R023
June 4, 2008
The Estate of Mickey Simon (by Diane M. Simon, Executor) v. ADM Investor Services, Inc., Richard Eugene Blair and Richard Eugene Blair d/b/a Rich Blair Commodities, CFTC Docket No. 07-R032
May 16, 2008
Karla Gregory v. Peregrine Financial Group, Inc. and Wasendorf & Son Co., CFTC Docket No. 07-R022
May 5, 2008
James Lindsey v. Main Street Trading, Inc., MF Global, Inc., CFTC Docket No. 08-R006
May 1, 2008
Elizabeth L. Kline v. John Joseph Bellave, Silver State Trading, Inc., CFTC Docket No. 08-R007
April 30, 2008
Victor Cavallaro v. Angus Jackson Inc. of Florida a/k/a Angus Jackson Inc., CFTC Docket No. 06-R055
April 24, 2008
Steve MorningThunder v. Noble Alejandro Drakoln, Liverpool Derivatives Group, CFTC Docket No. 07-R033
April 23, 2008
Paul M. Pakan v. Dennis Javier Patino and David Jude Javor, CFTC Docket No. 06-R034
April 21, 2008
Maria Del Carmen Oblitas Montes v. MF Globlal, Inc. d/b/a Lind-Waldock, CFTC Docket No. 07-R058
April 21, 2008
Jerry N. Phelps v. International Commodity Clearing, MIG, LLC, CFTC Docket No. 07-R003
April 21, 2008
In the Matter of: Liberty Financial Trading Corporation, Inc. and Liberty Real Assets Investment Corporation, CFTC Docket No. SD 08-02
April 8, 2008
Murray S. Gertner v. Man Financial Group d/b/a MF Global, Inc., CFTC Docket No. 07-R057
March 20, 2008
In the Matter of: Maros Miklas, CFTC Docket No. 07-10
March 20, 2008
In the Matter of: Worldwide Clearing, LLC, CFTC Docket No. SD 08-01
March 19, 2008
Paul M. Pakan v. KJW, LLC, Michael Alexson, Andrew Cole, David Jude Javor, Dennis Javier Patino and Ken Wolf, CFTC Docket No. 06-R034
March 17, 2008
Mohinder Paul, Mukesh Paul Sodhi V. Futuretech Trading Group Inc., Stephen Jason Shore, Gerald L. Sipe, CFTC Docket No. 08-R012
March 14, 2008
Sonia Sasse and Stephen A. Sasse v. Larry Alan Kahn, Ferdinand Joseph Young and South Coast Commodities, Inc., CFTC Docket No. 06-R027
February 25, 2008
Daniel J. Corbett v. Marsha Eleanor Friedman, Debrah Gail a/k/a Gail Eisenberg, Universal Financial Holding Corporation, and Worldwide Commodity Corporation, CFTC Docket No. 05-R022
January 31, 2008
Frank Cruz v. Majestic Commodity Corporation, CFTC Docket No. 07-R031
January 28, 2008
Phillip Jhong v. Castle Trading, Inc., Man Financial, Inc., Gregory Zane Parker, Yuri Plyam, CFTC Docket No. 06-R051
January 28, 2008
Robert W. And Donna C. Kaps v. Mark Jeffrey Dym, Executive Commodity Corp., Thomas Courtland Kennedy, CFTC Docket No. 06-R046
January 17, 2008
India Moss-Thomas v. East Coast Commodities, Kevin Alan Rosenberg, South Coast Commodities, Inc., Alice Gordon Welton, CFTC Docket No. 07-R007