Law and Regulation
2007 Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
December 18, 2007
Jira Taylor v. Farr Financial, Inc., James Todd Weymiller d/b/a JWTrader (as an individual and firm), CFTC Docket No. 07-R027
November 30, 2007
Joyce Pozniko v. Leslie Ann Burton, Man Financial, Inc., CFTC Docket No. 04-R057
November 29, 2007
Robert W. and Donna C. Kaps v. Mark Jeffrey Dym, Executive Commodity Corp., Thomas Courtland Kennedy, CFTC Docket No. 06-R046
November 13, 2007
Thomas Edward Tejkl, Sr. v. John Thomas Ciaramella, Comtrust, Inc., CFTC Docket No. 06-R045
November 2, 2007
Edward F. Hassee v. John Peter Gelardi, Sammy Joe Goldman, Bonnie Kristina Haynes, Steven Irving Zander, CFTC Docket No. 07-R026
October 29, 2007
Udo Rotmistrenko, CFTC Docket No. SD 07-05
October 24, 2007
Frances B. Becton v. FX Solutions LLC, CFTC Docket No. 04-R083
October 18, 2007
Commodity Investment Group, Inc., CFTC Docket No. SD 07-04
October 15, 2007
Douglas A. Macleod, M.D.P.S. Inc.-Profit Sharing Plan v. Lawrence Clarke Baer, Richard John Daniels, Rosenthal Collins Group, LLC, CFTC Docket No. 05-R023
October 12, 2007
Next Financial Services Unlimited, Inc. and New World Trading, LLC, CFTC Docket No. SD 07-03
October 12, 2007
India Moss-Thomas v. East Coast Commodities, Kevin Alan Rosenberg, South Coast Commodities, Inc., CFTC Docket No. 07-R007
October 10, 2007
Richard R. and Suzanne Meyer Ab Living Trust, Richard R. and Suzanne N. Meyer, Trustees v. Randy Blair Pixley, Pixley Capital Management, LLC, CFTC Docket No. 06-R011
October 5, 2007
Iheanyi Nathan v. O'Brien, R.J. Associates, Inc., Redlands Futures and Options, Carl Lamont Sanford, CFTC Docket No. 06-R025
October 5, 2007
Marcelo Barsanti v. Cromwell Financial Services, Inc., Noel Cayetan Tavio, CFTC Docket No. 07-R023
October 5, 2007
Leland Kuzman v. Man Financial, Inc., CFTC Docket No. 07-R005
October 4, 2007
Richard R. and Suzanne Meyer Ab Living Trust, Richard R. and Suzanne N. Meyer, Trustees v. Randy Blair Pixley, Pixley Capital Management, LLC, CFTC Docket No. 06-R011
September 24, 2007
Alexander W. Herrey, Newport Property Corporation v. John Larocca, CFTC Docket No. 07-R006
September 20, 2007
Copernic Inc. v. Forex Capital Markets LLC, CFTC Docket No. 07-R024
September 20, 2007
Benjamin Langford v. Alaron Trading Corporation, Axis Trading Company LLC, Jin Young Park a/k/a Lydon Jin Ahn, Thomas Sang Tae Salk, CFTC Docket No. 06-R059
September 19, 2007
Victoria Terekhina v. Captial Market Services LLC d/b/a CMS Forex, CFTC Docket No. 07-R017
September 19, 2007
Magdy and Mona Fathy Aboelghar v. Richard Leyton Mulcahy, O'Brien, R.J. Associates Inc., RM Trading LLC, CFTC Docket No. 06-R043
September 5, 2007
Iheanyi Nathan v. O'Brien, R.J. Associates Inc., Redlands Futures and Options, Carl Lamont Sanford, CFTC Docket No. 06-R025
August 31, 2007
Bernice and Alfred Harre v. AG & Investment Services Inc., Man Financial Inc., Susan K. Martin, Gary F. Martin, CFTC Docket No. 06-R028
August 29, 2007
Thomas Edward Tejkl, Sr. v. John Thomas Ciaramella, Comtrust Inc., East Coast Commodities, Kevin Alan Rosenberg, Mitchell Howard Stein, CFTC Docket No. 06-R045
August 28, 2007
Harvey W. Millen v. Perry Hoffman, Walsh Trading Inc. d/b/a Walsh Trading, CFTC Docket No. 07-R030
August 27, 2007
Richard Shofe v. Larry Alan Kahn, Steven Labell, South Coast Commodities, Inc., CFTC Docket No. 06-R047
August 21, 2007
Robert J. Castro v. Farr Financial Inc., Christopher John Pollok, CFTC Docket No. 07-R014
August 15, 2007
Susan M. Smith v. Ian Floyd Betty, Comtrust, Inc., Minson Ji, Thomas Courtland Kennedy, Majestic Commodity Corporation, Michael Joseph Vallee, Gary Michael Voith, CFTC Docket No. 06-R048
August 8, 2007
Young Man Kim v. Dorman Trading, LLC, John E. Walsh LLC d/b/a 1WorldFX.com, One World Capital Group, Anthony William Stack, John Edward Walsh, CFTC Docket No. 07-R009
August 8, 2007
The Wall Street Fund Corp. v. Dorman Trading, LLC, John E. Walsh LLC d/b/a 1WorldFX.com, One World Capital Group, Anthony William Stack, John Edward Walsh, CFTC Docket No. 07-R012
August 8, 2007
The Khym Foundation v. Dorman Trading, LLC, John E. Walsh LLC d/b/a 1WorldFX.com, One World Capital Group, Anthony William Stack, John Edward Walsh, CFTC Docket No. 07-R013
August 2, 2007
Thomas Cost v. Chahir Geraigiri a/k/a Chad Geraigiri, Optimus Trading Group LLC, Vision Financial Markets LLC, Matthew Zimberg, CFTC Docket No. 07-R001
July 31, 2007
Miguel Angel Rubini Vargas, Gisella Lucia T. Salinas v. FX Solutions LLC, CFTC Docket No. 07-R025
July 20, 2007
William K. Archer, Jr. v. Trade Station Securities, Inc. d/b/a Trade Station Securities, CFTC Docket No. 06-R018
June 29, 2007
Jon B. Straub v. Alberto Jesus Jimenez and Robert Warren Meddoff, CFTC Docket No. 06-R016
June 28, 2007
Zeinab Khalil v. Infinity Futures, Inc. and Larry Gene Young, CFTC Docket No. 06-R003
June 13, 2007
Martin C. Miranda, Jr. v. Albert Gonzalez and Cromwell Financial Services, Inc., CFTC Docket No. 06-R042
June 5, 2007
Nuccia Bianco v. Cytrade Financial, LLC and Luke Joseph Moretti, CFTC Docket No. 06-R015
May 15, 2007
Ali Filipour v. Mitchell Brad Goldberg, Melody Heather Marks, Summer Leigh Mote and Presidential FX, CFTC Docket No. 05-R019
April 30, 2007
Yoshio Matsuyoshi v. Infinity Futures, Incorporated, IL. and Joseph Patrick Barry, CFTC Docket No. 06-R052
April 30, 2007
Leslie Elfman v. Bruce Norman Crown, Steven Labell, Universal Financial Holding Corp. and Worldwide Commodity Corp., CFTC Docket No. 07-R010
April 24, 2007
Edna D. Anderson v. David M. Beach, CFTC Docket No. 05-R058
April 18, 2007
John Y. Aboulghar v. Richard Leyton Mulcahy, R.J. O’Brien Associates, Inc., RM Trading LLC, CFTC Docket No. 06-R044
April 5, 2007
Samirah Sabbagh v. Erik Haugen, LC and Farr Financial, Inc., CFTC Docket No. 07-R008
March 29, 2007
Norr Diversified, Inc. v. Alaron Trading Corporation and Paul Brittain, Jr., CFTC Docket No. 05-R041
March 13, 2007
Pon Lee v. Thomas John Lee, Thomas J. Lee d/b/a Lee Capital Management and Vision Limited Partnership, CFTC Docket No. 06-R054
March 2, 2007
Vivian K.A. Childs v. Executive Commodity Corporation, Thomas Courtland Kennedy, Don Dwight Campbell and Jeffery Tracy Fields, CFTC Docket No. 05-R084
February 13, 2007
Ernest L. Wade v. Marcus Chevalier and KJW, LLC d/b/a/ Ken Wolf Commodities, CFTC Docket No. 06-R039
February 13, 2007
Wilshire Investment Management Corporation, CFTC Docket No. SD 06-06
February 9, 2007
South Coast Commodities, Inc., CFTC Docket No. SD 07-01
February 8, 2007
Worldwide Commodity Corporation, CFTC Docket No. SD 07-02
February 5, 2007
Gwendolyn Wilder and Danette Wilder v. International Commodity Clearing; Comtrust, Inc.; Majestic Commodity Corporation and Michael Joseph Vallee, CFTC Docket No. 06-R038
January 16, 2007
Karla Gregory v. Frank James Carmona and Tiger Financial Group, LLC, CFTC Docket No. 06-R029
January 12, 2007
Carlos D. Ridao v. Citigroup Global Markets, Inc., CFTC Docket No. 06-R060
January 11, 2007
Mark Wells v. Greg Peter Allotta and Nathaniel Matthew Branch, CFTC Docket No. 05-R052
January 8, 2007
Fan Chen v. Man Financial, Incorporated, Summit Financial Services d/b/a Opportunities in Options and Thomas J. Holvick, Jr., CFTC Docket No. 06-R049