We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:
| Release No. |
Date |
Details |
| Third Quarter |
|
33-8949 |
Jul. 31, 2008 |
Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies
Other Release No.: IC-28346
File No.: S7-28-07
Comments Due: August 29, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-28-07
See also: Proposed Rule Release No. 33-8861
|
|
34-58264 |
Jul. 30, 2008 |
Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors with Respect to Investment Adviser Portfolio Trading Practices
Other Release No.: 34-58264; IC-28345; IA-2763
File No.: S7-22-08
Comments Due: October 1, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-22-08
|
|
34-58255 |
Jul. 30, 2008 |
Proposed Amendment to Municipal Securities Disclosure
File No.: S7-21-08
Comments Due: September 22, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-21-08 |
|
34-58107 |
Jul. 7, 2008 |
Amendment to Regulation SHO
File No.: S7-19-07
Comments Due: August 13, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-19-07
See also: comments on Emergency Order S7-20-08
|
|
IC-28327 |
Jul. 1, 2008 |
References to Ratings of Nationally Recognized Statistical Rating Organizations [Corrected]
Other Release No.: IA-2751
File No.: S7-19-08
Comments Due: September 5, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-19-08
|
|
33-8940 |
Jul. 1, 2008 |
Security Ratings
Other Release No.: 34-58071
File No.: S7-18-08
Comments Due: September 5, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-18-08
|
|
34-58070 |
Jul. 1, 2008 |
References to Ratings Of Nationally Recognized Statistical Rating Organizations
File No.: S7-17-08
Comments Due: September 5, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-17-08
|
| Second Quarter |
|
34-58047 |
Jun. 27, 2008 |
Exemption of Certain Foreign Brokers or Dealers [Corrected]
File No.: S7-16-08
Comments Due: September 8, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-16-08
|
|
33-8935 |
Jun. 26, 2008 |
Modernization of the Oil and Gas Reporting Requirements
Conforming Version (To Conform to Release Published in the Federal Register)
Other Release No.: 34-58030
File No.: S7-15-08
Comments Due: September 8, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-15-08
|
|
33-8933 |
Jun. 25, 2008 |
Indexed Annuities and Certain Other Insurance Contracts
Other Release No.: 34-58022
File No.: S7-14-08
Comments Due: September 10, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-14-08
|
|
34-57967 |
Jun. 16, 2008 |
Proposed Rules for Nationally Recognized Statistical Rating Organizations
File No.: S7-13-08
Comments Due: July 25, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-13-08
|
|
33-8929 |
Jun. 10, 2008 |
Interactive Data For Mutual Fund Risk/Return Summary
Other Release Nos.: 34-57942, 39-2457, IC-28298
File No.: S7-12-08
Comments Due: August 1, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-12-08
|
|
33-8924 |
May 30, 2008 |
Interactive Data to Improve Financial Reporting
Other Release Nos.: 34-57896; 39-2455; IC-28293
File No.: S7-11-08
Comments Due: August 1, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-11-08
|
|
33-8917 |
May 6, 2008 |
Revisions to the Cross-Border Tender Offer, Exchange Offer, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions
Other Release No.: 34-57781
File No.: S7-10-08
Comments Due: June 23, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-10-08
|
| First Quarter |
|
34-57511 |
Mar. 17, 2008 |
"Naked" Short Selling Anti-Fraud Rule [Corrected]
File No.: S7-08-08
Comments Due: May 20, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-08-08
See also: comments on Emergency Order S7-20-08
|
|
33-8901 |
Mar. 11, 2008 |
Exchange-Traded Funds
Other Release No.: IC-28193
File No.: S7-07-08
Comments Due: May 19, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-07-08
|
|
34-57427 |
Mar. 4, 2008 |
Part 248 - Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information [Corrected]
Other Release Nos.: IC-28178, IA-2712
File No.: S7-06-08
Comments Due: May 12, 2008
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-06-08
|
|
IA-2711 |
Mar. 3, 2008 |
Amendments to Form ADV [Corrected]
Other Release No.: 34-57419
File No.: S7-10-00
Comments Due: May 16, 2008
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-10-00
|
|
33-8900 |
Feb. 29, 2008 |
Foreign Issuer Reporting Enhancements
Other Release Nos.: 34-57409, International Series Release No. 1308
File No.: S7-05-08
Comments Due: May 12, 2008
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-05-08
|
|
34-57350 |
Feb. 19, 2008 |
Exemption from Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers
Other Release No.: International Series Release No. 1307
File No.: S7-04-08
Comments Due: April 25, 2008
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-04-08
|
|
34-57306 |
Feb. 11, 2008 |
Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007
Other Release No.: IC-28148
File No.: S7-02-08
Comments Due: March 17, 2008
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-02-08
|
|
33-8889 |
Feb. 1, 2008 |
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
Other Release No.: 34-57258
File No.: S7-06-03
Comments Due: March 10, 2008
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-06-03
|
