Archive of older proposed rules currently available on site. We encourage the public to submit comments on proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:
| Release No. |
Date |
Details |
| Fourth Quarter |
| 33-7250 |
Dec. 28, 1995 |
Proposed amendments to require disclosure of accounting policies for derivatives
Reference: Rel. Nos. 34-36643, IC-21625
File No.: S7-35-95 |
| 34-36548 |
Dec. 1, 1995 |
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to NAqcess System and Accompanying Rules of Fair Practice
File No.: SR-NASD-95-42 |
| 33-7242 |
Nov. 22, 1995 |
Calculation of Yield by Certain Unit Investment Trusts
File No.: S7-32-95 |
| IC-21398 |
Oct. 5, 1995 |
Custody of Investment Company Assets Outside the United States -- Extension of Comment Period; Action: Proposed rule amendments and request for comment; extension of comment period. 17CFR 270
File No.: S7-23-95
RIN 3235-AE98 |
| Third Quarter |
| 33-7212 |
Sep. 8, 1995 |
Proposed Rule: Personal Investment Activities of Investment Company Personnel and Codes of Ethics of Investment Companies and Their Investment Advisers and Principal Underwriters (Rule 17j-1)
File No.: S7-25-95
Comments Due: November 13, 1995
Comments received electronically are available for this proposal. |
| IC-21260 |
July 27, 1995 |
Status of Investment Advisory Programs under the Investment Company Act of 1940
Reference: Rel. No. IA-1510 |
| IC-21259 |
Jul. 27, 1995 |
Custody of Investment Company Assets Outside the United States
Reference: Rel. No. International Series Rel. No. 831
File No.: S7-23-95 |
| IC-21217 |
Jul. 19, 1995 |
Money Market Fund Quarterly Reporting
Reference: Rel. No. 34-35991
File No.: S7-22-95 |
| 33-7196 |
Jul. 19, 1995 |
Money Market Fund Prospectuses
Reference: Rel. No. IC-21216 |
| Second Quarter |
| 33-7183 |
Jun. 27, 1995 |
Use of Abbreviated Financial Statements in Documents Delivered to Investors Pursuant to the Securities Act of 1933 and Securities Exchange Act of 1934
Reference: Rel. Nos. 34-35893, IC-21166 |
| 33-7184 |
Jun. 27, 1995 |
Streamlining and Consolidation of Executive and Director Compensation Disclosure
Reference: Rel. No. 34-35894
File No.: S7-14-95
Comments Due: September 8, 1995
Comments received electronically are available for this proposal. |
| 33-7188 |
Jun. 27, 1995 |
Solicitations of Interest Prior to an Initial Public Offering |
| 34-34923 |
|
Disclosure Concerning Legal Proceedings Involving Management, Promoters, Control Persons and Others
Reference: Rel. Nos. 33-7106, IC-20670 |
| 35-26312 |
Jun. 20, 1995 |
Exemption of Issuance and Sale of Securities By Public-Utility and Non-Utility Subsidiary Companies of Registered Public-Utility Holding Companies |
| 35-26313 |
Jun. 20, 1995 |
Exemption of Acquisition By Registered Public Utility Holding Companies of Securities of Nonutility Companies Engaged in Certain Energy-Related and Gas-Related Businesses; Exemption of Capital Contributions and Advances to Such Companies |
| First Quarter |
| 34-35375 |
Feb. 14, 1995 |
Disclosure by Investment Advisers Regarding Soft Dollar Practices
Reference: Rel. No. IA-1469
File No.: S7-5-95 |
| 34-35323 |
Feb. 2, 1995 |
Unlisted Trading Privileges
File No.: S7-4-95 |
| 33-7133 |
Feb. 1, 1995 |
Registration Fees for Certain Investment Companies
Reference: Rel. No. IC-20874
File No.: S7-3-95 |
