SEC Proposed Rules Archive: 2005

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

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Release No.	Date	Details
Fourth Quarter
34-53020	Dec. 23, 2005	Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty to File Reports Under Section 15(d) of the Securities Exchange Act of 1934 Other Release No.: International Series Release No. 1295 File No.:   S7-12-05 Comments Due:   Comments should be received on or before February 28, 2006. Comments received are available for this proposal.  Click to submit comments on S7-12-05
34-52968	Dec. 16, 2005	Amendments To The Tender Offer Best-Price Rule Other Release No.: IC-27193  File No.:   S7-11-05 Comments Due:   Comments should be received on or before February 21, 2006. Federal Register PDF Comments received are available for this proposal.  Click to submit comments on S7-11-05
34-52926	Dec. 8, 2005	Internet Availability of Proxy Materials Other Release No.: IC-27182  File No.:   S7-10-05 Comments Due:   Comments should be received on or before February 13, 2006. Federal Register PDF Comments received are available for this proposal. See also:   Final Rule Release No. 34-55146 and 34-55146A
Third Quarter
33-8617	Sep. 22, 2005	Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports Other Release No.: 34-52491  File No.:   S7-08-05 Comments Due:   Comments should be received on or before October 31, 2005. Federal Register PDF Comments received are available for this proposal. See also Final Rule, Rel. No. 33-8644
Second Quarter
34-51595	Apr. 21, 2005	Proposed Amendments to the Rules of Practice and Related Provisions File No.:   S7-05-05 Comments Due:   Comments should be received on or before May 31, 2005. Federal Register PDF  Click to submit comments on S7-05-05
33-8570	Apr. 19, 2005	Definition of Nationally Recognized Statistical Rating Organization Other Release Nos.:   34-51572; IC-26834 File No.:   S7-04-05 Comments Due:   Comments should be received on or before June 9, 2005. Federal Register PDF Comments received are available for this proposal.  Click to submit comments on S7-04-05
First Quarter
33-8544	Feb. 28, 2005	Point of Sale Disclosure Requirements and Confirmation Requirements for Transactions in Mutual Funds, College Savings Plans, and Certain Other Securities, and Amendments to the Registration Form for Mutual Funds Reopening of Comment Period and Supplemental Request for Comment Other Release Nos.:   34-51274; IC-26778 File No.:   S7-06-04 Comments Due:   Comments should be received on or before April 4, 2005. Federal Register PDF Comments received are available for this proposal.  Click to submit comments on S7-06-04 See also: Attachments to this release; Proposed Rule, Rel. No. 33-8358
34-51019	Jan. 11, 2005	Fair Administration and Governance of Self-Regulatory Organizations; Disclosure and Regulatory Reporting by Self-Regulatory Organizations; Recordkeeping Requirements for Self-Regulatory Organizations; Ownership and Voting Limitations for Members of Self-Regulatory Organizations; Ownership Reporting Requirements for Members of Self-Regulatory Organizations; Listing and Trading of Affiliated Securities by a Self-Regulatory Organization Extension of Comment Period File No.:   S7-39-04 Comments Due:   Comments should be received on or before March 8, 2005. Federal Register PDF Comments received are available for this proposal.  Click to submit comments on S7-39-04 See also: Proposed Rule, Rel. No. 34-50699
34-50980	Jan. 6, 2005	Certain Broker-Dealers Deemed Not To Be Investment Advisers File No.:   S7-25-99 Comments Due:   Comments should be received on or before February 7, 2005. Comments received are available for this proposal. Federal Register PDF  Click to submit comments on S7-25-99 See also: Proposed Rule, Rel. No. 34-42099; Release No. 34-50213 (reopening comment period); Release No. 34-50979 (temporary rule)