Information for Prospective Receivers

In both settled and litigated cases, the Division of Enforcement makes recommendations to the courts regarding persons to assist the court in a variety of capacities, including as receivers to take control of, marshal, maintain, and/or distribute assets; or to operate businesses. If you are interested in being considered for a position as a receiver in an SEC enforcement action pending in a federal district court, please complete this application.

Information Regarding Receiverships

The following are Receiverships in SEC Enforcement cases for which web pages have been created by SEC staff. It may not be a complete list of Receiverships in SEC Enforcement matters. If you have a question about a receivership that does not have a webpage, please contact the SEC staff listed on the matter's court docket. To ask a question or report a problem concerning your investments, your investment account, or a financial professional, submit an inquiry online or call the SEC's toll-free investor assistance line at 1-800-SEC-0330.

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please enter name of party or other term in case name:

• A
• ABC Viaticals, et al.
• Acorn Capital Management
• American Pension Services, Inc., and Curtis L. DeYoung
• AmeriFirst Funding, et al.
• Angelo A. Alleca, Summit Wealth Management, Inc., Summit Investment Fund LP et al., 1:12-cv-03261-WSD (U.S. District Court, N.D.Ga., Atlanta Division)
• Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds and Success Trust and Holding LLC
• Atlantic Asset Management, LLC
• Arthur Nadel, et al.
• B
• Bentley Financial Services, Inc.
• Brian A. Bjork
• C
• Carolina Development Company, Lambert Vander Tuig, and Jonathan Carman
• Capital Cove Bancorp LLC; Christopher M. Lee aka Rashid K. Khalfani
• Cobalt Multifamily Investors I, LLC, et al.
• Colin Nathanson, et al.
• Commodities Online, LLC and Commodities Online Management, LLC
• Creative Capital Consortium, LLC, et al.
• Credit Bancorp, Ltd.
• CRW Management, L.P. et al.
• D
• Diversified Lending Group, Inc., et al.
• Direct Lending Investments, LLC
• Donald Anthony Walker Young, et al.
• E - F
• Edward T. Stein, et al.
• Federal Employee Benefits Group, Inc. (FEBG)
• First Choice Management Services, Inc. and Gary Van Waeyenberghe
• G - H
• Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC
• Giant Operating, LLC and George Wesley Harris et al.
• Global Express Capital Real Estate Investment Fund I, LLC et al.
• Heyman International
• I - J
• Inteligentry, Ltd. et al. 2:13-cv-00344 (D. Nevada)
• International Fiduciary Corp., S.A., et al.
• International Management Associates, LLC et al.
• James G. Temme and Stewardship Fund LP
• James R. Harrold, et al.
• John Scott Clark, Impact Cash, LLC and Impact Payment Systems, LLC
• John V. Bivona, Saddle River Advisors, LLC, et al.
• Joseph S. Forte and Joseph Forte, L.P.
• J.T. Wallenbrock & Associates, Citadel Capital Management Group, Larry Toshio Osaki, and Van Y. Ichinotsubo
• K - L
• Learn Waterhouse, Inc. et al.
• Life's Good, Inc.
• Lincoln Funds International, Inc.
• Lotus Development Corporation
• M
• MAK 1 Group Enterprises, LLC
• Management Solutions, Inc.
• Medical Capital Holdings, Inc., et al.
• Millennium Bank, et al.
• Mutual Benefits Corp., et al.
• N - O
• NewPoint Financial Services, Inc., et al.
• NJ Affordable Homes Corp. and Wayne Puff
• One Equity Corporation et al.
• Oppenheimerfunds, Inc. and Oppenheimerfunds Distributor, Inc. (3-14909)
• Oversea Chinese Fund Limited Partnership, et al.
• Oxton Senior Living, LLC, et al.
• P - Q
• Pension Fund of America LC, et al.
• PinnFund USA, Inc.
• Platinum Management (NY) LLC, et al.
• Plus Money, Inc. and Matthew La Madrid, et al.
• Presto Telecommunications, Inc.
• Provident Capital Indemnity, Ltd., Minor Vargas Calvo, Jorge L. Castillo and Desarrollos Comerciales Ronim, S.A.
• R
• Ray M. White and CRW Management, L.P
• Rex Venture Group, LLC d/b/a ZeekRewards.com, and Paul R. Burks
• Robert Allen Stanford, Stanford International Bank, Stanford Group Company and Stanford Capital Management
• Robert Louis Carver, Robert Louis Carver II, James Lowell DeMers, Lincoln Funds International, Inc., and Paropes Corporation f/k/a Brookstone Capital, Inc.
• S
• Safevest, LLC, et al.
• Sebastian International Enterprises, Inc.
• Secure Investment Services, Inc. et al.
• Select Asset Management, LLC et al.
• Senen Pousa and Investment Intelligence Corporation Pty LLC
• Sherbourne Capital Management, Ltd., et al.
• Southern Financial Group, Inc.
• Stanford International Bank, et al.
• Stephen C. Sayre, et al.
• Success Trust and Holding LLC
• Summit Wealth Management, Inc.
• Sun Empire, LLC, et al. and Sun Group, et al.
• Sunwest Management, Inc., et al.
• Systems of Excellence and Charles O. Huttoe
• T
• T-Bar Resources LLC and Tommy Eugene Barber
• Temme et al.
• Terry L. Dowdell, et al.
• Todays Growth Consultant Inc. (dba “The Income Store”) and Kenneth D. Courtright, III
• Travis E. Correll, individually and doing business as Horizon Establishment, et al.
• Trevor G. Cook, Patrick (Pat) Kiley, et al.
• Tri Energy et al.
• Tuco Trading, LLC.
• U - V
• Universal Brokerage FX
• U.S. Reservation Bank & Trust, Higher Investment Technologies, Inc., Global-Link Capital Markets L.L.C. et al.
• Vescor Capital Corp., Val E. Southwick, et al.
• Viatical Capital, Inc., d/b/a Life Settlement Network, Life Investment Funding Enterprises, Inc., Charles D. York, and Robert K. Coyne
• W
• W Financial Group, LLC, Adley H. Abdulwahab, Michael K. Wallens, Sr. and Michael K. Wallens, Jr.
• WG Trading Investors, L.P., et al.
• Wealth Pools International, Inc.
• Weston Rutledge Financial Services, Inc.
• Wextrust Capital, LLC et al.
• World Class Limousines, Inc., 1-800-GET-LIMO, Inc. and 1-800-GET-LIMO Service, Inc.
• Worldwide Entertainment, Inc., et al.
• X - Y - Z
• ZeekRewards Investors