Litigation Releases
The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.
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SEC Litigation Releases RSS Feed
| Release No. | Date | Respondents |
|---|---|---|
Fourth Quarter | ||
| LR-24987 | Dec. 16, 2020 | Luckin Coffee Inc.
See also: SEC Complaint |
| LR-24986 | Dec. 15, 2020 | Karina Chairez
See also: SEC Complaint |
| LR-24985 | Dec. 15, 2020 | CapWealth Advisors, LLC, Timothy J. Pagliara, and Timothy R. Murphy
See also: SEC Complaint |
| LR-24984 | Dec. 15, 2020 | Roland M. Mathys |
| LR-24983 | Dec. 14, 2020 | Roger E. Dobrovodsky, Robert Todd Seth, Matthew L. Walker
See also: Complaints: Roger Dobrovodsky; Robert Seth; Matthew Walker |
| LR-24982 | Dec. 11, 2020 | Christopher Clark and William Wright
See also: SEC Complaint |
| LR-24981 | Dec. 11, 2020 | Sequential Brands Group, Inc.
See also: SEC Complaint |
| LR-24980 | Dec. 9, 2020 | Amir Bruno Elmaani
See also: SEC Complaint |
| LR-24979 | Dec. 9, 2020 | Gomes et al. |
| LR-24978 | Dec. 9, 2020 | J. Jeremy Barbera, Carl Smith, and Nanobeak Biotech Inc.
See also: SEC Complaint |
| LR-24977 | Dec. 7, 2020 | Applied BioSciences Corp.
See also: SEC Complaint |
| LR-24976 | Dec. 3, 2020 | SCANA Corporation, et al. |
| LR-24975 | Dec. 2, 2020 | Eugenio Garcia Jimenez, Jr.
See also: SEC Complaint |
| LR-24974 | Dec. 2, 2020 | Bajic et al. |
| LR-24973 | Dec. 2, 2020 | Richard J. Rubin and Thomas J. Craft, Jr.
See also: SEC Complaint |
| LR-24972 | Dec. 1, 2020 | Mark Alan Lisser a/k/a Mark Alan a/k/a Mark Allen
See also: SEC Complaint |
| LR-24971 | Nov. 30, 2020 | Garrett M. O'Rourke and Michael J. Black |
| LR-24970 | Nov. 30, 2020 | Brothers Investment Group International, Inc. N/K/A Brothers International Group Inc., et al.
See also: SEC Complaint |
| LR-24969 | Nov. 24, 2020 | Rumbaugh et al
See also: SEC Complaint |
| LR-24968 | Nov. 23, 2020 | Benja Inc., et al.
See also: SEC Complaint |
| LR-24967 | Nov. 23, 2020 | Michael R. Sullivan
See also: SEC Complaint |
| LR-24966 | Nov. 20, 2020 | Winston Reed Investments LLC |
| LR-24965 | Nov. 19, 2020 | Richard W. Davis, Jr., et al. |
| LR-24964 | Nov. 13, 2020 | Carrie L. Tolstedt
See also: SEC Complaint |
| LR-24963 | Nov. 13, 2020 | Christopher W. Burns, Investus Advisers LLC d/b/a Dynamic Money LLC, Investus Financial LLC, Peer Connect LLC, and Meredith L. Burns (Relief Defendant)
See also: SEC Complaint; Order |
| LR-24961 | Nov. 9, 2020 | Douglas A. Roth
See also: SEC Complaint |
| LR-24959 | Nov. 9, 2020 | David C. Coggins, et al. |
| LR-24960 | Nov. 9, 2020 | Robert C. Morgan |
| LR-24958 | Nov. 9, 2020 | Hughe Duwayne Graham, Donald Lee Howard, Larry Louis Matyas
See also: SEC Complaint |
| LR-24957 | Nov. 9, 2020 | Mohammed Ali Rashid |
| LR-24956 | Nov. 5, 2020 | Ieremenko et al. |
| LR-24955 | Nov. 4, 2020 | Curative Biosciences, Inc. f/k/a Healthient, Inc., William M. Alverson, Katherine West Alverson, and Steven G. Patton |
| LR-24954 | Nov. 3, 2020 | Terrence Chalk, et al.
See also: SEC Complaint |
| LR-24953 | Oct. 27, 2020 | John A. Paulsen
See also: SEC Complaint |
| LR-24952 | Oct. 27, 2020 | Alex Forester, Michael Hicks, Yarden Krampf, Christopher Lee, Sean O'Neal, Michael Raynor, and Lee Sobel
See also: SEC Complaint |
| LR-24951 | Oct. 23, 2020 | Joseph Taub, et al. |
| LR-24950 | Oct. 22, 2020 | Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC |
| LR-24949 | Oct. 19, 2020 | Jillian Sidoti
See also: SEC Complaint |
| LR-24948 | Oct. 19, 2020 | Motty Mizrahi et al. |
| LR-24947 | Oct. 19, 2020 | Joseph P. Willner |
| LR-24946 | Oct. 16, 2020 | Rudden, et al.
See also: Final Judgment |
| LR-24945 | Oct. 14, 2020 | Dana J. Bradley, Marlin S. Hershey, D. Bradley, Inc., Bryant Boys, LLC, Distressed Lending Fund, Erndit LLC, Hershey Enterprises, MW Enterprises, Performance Holdings, Performance Retire on Rentals
See also: Final Judgment |
| LR-24944 | Oct. 13, 2020 | Alexander Rowland
See also: SEC Complaint |
| LR-24943 | Oct. 9, 2020 | SAExploration Holdings, Inc., et al.
See also: SEC Complaint |
| LR-24942 | Oct. 8, 2020 | Nanotech Engineering, Inc., Michael James Sweaney (also known as Michael Hatton), David Sweaney, and Jeffery Gange See also: SEC Complaint See also: Final Judgment - David Sweaney |
| LR-24941 | Oct. 6, 2020 | McAfee et al. |
| LR-24939 | Oct. 5, 2020 | Hill International, Inc. et al.
Other Release No.: AAER-4185 |
Third Quarter | ||
| LR-24940 | Sep. 30, 2020 | Drew Morgan Ciccarelli
See also: SEC Complaint |
| LR-24938 | Sep. 30, 2020 | Rand Heckler and Rand Heckler, Inc.
See also: SEC Complaint |
| LR-24937 | Sep. 30, 2020 | Johnson, Everett, Ekejija, and NVC Fund, LLC
See also: SEC Complaint |
| LR-24936 | Sep. 30, 2020 | Mason D. Newman, Christian J. Baquerizo and Kevin Cardenas
See also: >SEC Complaint - Baquerizo and Cardenas; SEC Complaint - Newman |
| LR-24935 | Sep. 30, 2020 | Joel Stohlman, et al.
See also: SEC Complaint |
| LR-24934 | Sep. 30, 2020 | Robert McCabe et al.
See also: SEC Complaint |
| LR-24933 | Sep. 30, 2020 | Michael Staisil
See also: SEC Complaint |
| LR-24932 | Sep. 30, 2020 | Roger Nils-Jonas Karlsson
See also: SEC Complaint |
| LR-24931 | Sep. 30, 2020 | Todd W. Mixon
See also: SEC Complaint |
| LR-24930 | Sep. 30, 2020 | Thomas J. Gity, et al.
See also: SEC Complaint |
| LR-24929 | Sep. 30, 2020 | Sebastian Silea, Christian Kranenberg, and KS Cartel LLC
See also: SEC Complaint |
| LR-24928 | Sep. 29, 2020 | Lewis I. Wallach
See also: SEC Complaint |
| LR-24927 | Sep. 29, 2020 | Stebbins & Jones
See also: SEC Complaint See also: Final Judgment - Stebbins See also: Final Judgment - Jones |
| LR-24926 | Sep. 29, 2020 | Andrew Dale Ledbetter, Esq.
See also: SEC Complaint |
| LR-24925 | Sep. 29, 2020 | Corbin L. Lambert
See also: SEC Complaint |
| LR-24924 | Sep. 28, 2020 | Clifton Curtis Sneed, Jr.
See also: SEC Complaint |
| LR-24923 | Sep. 28, 2020 | Laksha Bohra, Viky Bohra, and Gotham Bohra
See also: SEC Complaint |
| LR-24922 | Sep. 28, 2020 | Lindner Capital Advisors, Inc. and Robert J. Lindner
See also: SEC Complaint |
| LR-24921 | Sep. 28, 2020 | Marcus Beam |
| LR-24920 | Sep. 28, 2020 | Todd Zinkwich
See also: SEC Complaint |
| LR-24919 | Sep. 25, 2020 | Eric M. Hill
See also: SEC Complaint |
| LR-24918 | Sep. 25, 2020 | Zvi Feiner, et al. |
| LR-24917 | Sep. 25, 2020 | Frank G. Mueller
See also: SEC Complaint |
| LR-24916 | Sep. 24, 2020 | Oscar Haynes Morris, Jr. and Lakeside Capital Partners, LP
See also: SEC Complaint |
| LR-24915 | Sep. 24, 2020 | Revolution Lighting Technologies, Inc., et al.
See also: SEC Complaint |
| LR-24914 | Sep. 24, 2020 | James M. Rudnick
See also: SEC Complaint |
| LR-24913 | Sep. 24, 2020 | Craig A. Zabala
See also: SEC Complaint |
| LR-24912 | Sep. 23, 2020 | Edward T. Kelly
See also: SEC Complaint |
| LR-24911 | Sep. 23, 2020 | Roger Duffield, et al.
See also: SEC Complaint See also: Final Judgment - Duffield See also: Final Judgment - Plandai |
| LR-24910 | Sep. 22, 2020 | Verley Lee Sembritzky, Jr., Bounty of the Ocean Inc., and Ocean Harvest LLC
See also: SEC Complaint |
| LR-24909 | Sep. 22, 2020 | Yinghang "James" Yang and Yuanbiao Chen
See also: SEC Complaint |
| LR-24908 | Sep. 21, 2020 | Robert Hoddes Jacobs
See also: SEC Complaint |
| LR-24907 | Sep. 21, 2020 | Milton J. Dosal, Jr.
See also: SEC Complaint |
| LR-24906 | Sep. 21, 2020 | PowerTradersPress.com, Inc., et al.
See also: Final Judgment - Dennis J. Verderosa and Final Judgment - Emin Cohen |
| LR-24905 | Sep. 18, 2020 | Adam Rogas, et. al
See also: SEC Complaint |
| LR-24904 | Sep. 17, 2020 | John Geraci |
| LR-24903 | Sep. 17, 2020 | Steven J. Sheinfeld
See also: SEC Complaint |
| LR-24902 | Sep. 17, 2020 | Scott Allen Fries
See also: SEC Complaint |
| LR-24901 | Sep. 16, 2020 | Estate of Richard Ventrilla and Cygnus Capital Management, LLC
See also: SEC Complaint |
| LR-24900 | Sep. 16, 2020 | Henry Sargent et al.
See also: SEC Complaint See also: Final Judgment - Frederick Mintz and Alan Fraade |
| LR-24899 | Sep. 15, 2020 | FLiK, CoinSpark, Ryan S. Felton, William Q. Sparks, Jr., Owen B. Smith, and Chance B. White, and Relief Defendants Hyperion Holdings LLC, Stephanie L. Brown, Dale W. Felton, and Jennifer Felton
See also: SEC Complaint |
| LR-24898 | Sep. 15, 2020 | Gary Pryor, et al
See also: SEC Complaint |
| LR-24897 | Sep. 15, 2020 | PixarBio Corp. et al. |
| LR-24896 | Sep. 14, 2020 | Francisco Abellan Villena, Guillermo Ciupiak, James B. Panther, Jr., and Faiyaz Dean |
| LR-24895 | Sep. 14, 2020 | Remington Chase a/k/a William Westwood a/k/a William Elliott
See also: SEC Complaint |
| LR-24895 | Sep. 14, 2020 | Remington Chase a/k/a William Westwood a/k/a William Elliott |
| LR-24894 | Sep. 10, 2020 | RRBB Asset Management, LLC, et al.
See also: SEC Complaint |
| LR-24893 | Sep. 10, 2020 | Tangoe, Inc. et. al.
See also: SEC Complaint; Final Judgment - Donald Farias |
| LR-24892 | Sep. 10, 2020 | Richard M. Kirsch and Adam Terris
See also: SEC Complaint |
| LR-24891 | Sep. 10, 2020 | Steven D. Rodemer
See also: SEC Complaint |
| LR-24890 | Sep. 10, 2020 | Hai Khoa Dang
See also: SEC Complaint |
| LR-24889 | Sep. 9, 2020 | Kirk Sperry and Sperry and Sons Capital Investments, LLC
See also: SEC Complaint |
| LR-24888 | Sep. 3, 2020 | Steven Fitzgerald Brown
See also: SEC Complaint |
| LR-24887 | Sep. 3, 2020 | Geoffrey Thompson
See also: SEC Complaint |
| LR-24886 | Sep. 3, 2020 | John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
See also: SEC Complaint |
| LR-24885 | Sep. 3, 2020 | Phillip W. Conley |
| LR-24884 | Sep. 3, 2020 | Peter DiChiara
See also: SEC Complaint |
| LR-24883 | Sep. 2, 2020 | Steven M. Sexton
See also: SEC Complaint |
| LR-24882 | Sep. 2, 2020 | Gary S. Wykle and Alejandro Cortes |
| LR-24881 | Sep. 1, 2020 | Matthew O. Clason
See also: SEC Complaint |
| LR-24880 | Aug. 31, 2020 | John Brian McLane, Jr. and Paul Anthony Nash
See also: SEC Complaint |
| LR-24879 | Aug. 31, 2020 | Anton Senderov & Lior Babazara
See also: SEC Complaint |
| LR-24878 | Aug. 27, 2020 | Dominic A. Tropiano
See also: SEC Complaint |
| LR-24877 | Aug. 26, 2020 | David C. Coggins, et al.
See also: SEC Complaint |
| LR-24876 | Aug. 25, 2020 | Sepehr Sarshar
See also: SEC Complaint |
| LR-24875 | Aug. 25, 2020 | Mark J. Boucher and Strategic Wealth Advisor Group Services Inc.
See also: SEC Complaint |
| LR-24874 | Aug. 25, 2020 | Engler, et al.
See also: SEC Complaint Order - Desiderio Order - Perez Order - Turney |
| LR-24873 | Aug. 24, 2020 | Minish "Joe" Hede and Kevin Graetz
See also: SEC Complaint |
| LR-24872 | Aug. 24, 2020 | RMR Asset Management Company, et al.
See also: SEC Complaint |
| LR-24871 | Aug. 20, 2020 | Ibrahim Almagarby, et al.
See also: Order Granting Summary Judgment |
| LR-24870 | Aug. 18, 2020 | Cecilia Millan and Margarita Cabrera
See also: SEC Complaint |
| LR-24869 | Aug. 14, 2020 | Mark P. Frissora
Other Release No.: AAER-4160 See also: SEC Complaint |
| LR-24868 | Aug. 13, 2020 | Ross Barish
See also: SEC Complaint |
| LR-24867 | Aug. 13, 2020 | Sean R. Stewart et al. |
| LR-24866 | Aug. 13, 2020 | Dale Tenhulzen et al.
See also: SEC Complaint |
| LR-24865 | Aug. 11, 2020 | Brendan M. Ross
See also: SEC Complaint |
| LR-24864 | Aug. 11, 2020 | Vu Anh Nguyen, et al.
See also: SEC Complaint |
| LR-24863 | Aug. 6, 2020 | Jack Brewer
See also: SEC Complaint |
| LR-24862 | Aug. 5, 2020 | Niel Martin Nielson
See also: Order Adopting Magistrate's Report and Entering Default Judgment |
| LR-24861 | Aug. 4, 2020 | Victor Lee Farias and Integrity Aviation & Leasing, LLC
See also: SEC Complaint |
| LR-24860 | Jul. 31, 2020 | Complete Business Solutions Group Inc. d/b/a/ Par Funding et al. See also: SEC Complaint |
| LR-24859 | Jul. 29, 2020 | Kevin R. Kuhnash and Jason P. Jimerson
See also: SEC Complaint |
| LR-24858 | Jul. 29, 2020 | Mustafa David Sayid |
| LR-24857 | Jul. 29, 2020 | Anthony Todd Johnson et al. |
| LR-24856 | Jul. 24, 2020 | Mark L. Hopkins
See also: SEC Complaint |
| LR-24855 | Jul. 24, 2020 | Harold L. Altvater
See also: Final Judgment |
| LR-24854 | Jul. 20, 2020 | YouPlus, Inc., et al.
See also: SEC Complaint |
| LR-24853 | Jul. 14, 2020 | Thunderbird Power Corp., et al.
See also: SEC Complaint |
| LR-24852 | Jul. 10, 2020 | Benjamin Alderson, et al.
See also: Final Judgment - Alderson Final Judgment - Hamilton Order Instituting Administrative Proceedings |
| LR-24851 | Jul. 7, 2020 | Luke C. Zouvas et al. |
| LR-24850 | Jun. 7, 2020 | Brenda Smith, et al. |
| LR-24849 | Jul. 6, 2020 | David Sims, et al |
| LR-24848 | Jul. 6, 2020 | Zvi Feiner, et al.
See also: Final Judgment |
| LR-24847 | Jul. 2, 2020 | Daniel Dirk Coddington, et al. |
| LR-24846 | Jul. 1, 2020 | Matthew Benjamin and Clear Solutions Group, LLC
See also: SEC Complaint |
| LR-24845 | Jul. 1, 2020 | Temenos Advisory, Inc., and George L. Taylor |
Second Quarter | ||
| LR-24844 | Jun. 29, 2020 | Daniel C. Ustian
See also: Order |
| LR-24843 | Jun. 24, 2020 | Todd Lahr and Thomas Megas
See also: Final Judgment, Order Instituting Proceedings |
| LR-24842 | Jun. 23, 2020 | Eran Eyal and UnitedData, Inc. d/b/a/ "Shopin, "
See also: Final Judgment - Eyal Final Judgment - Shopin |
| LR-24841 | Jun. 22, 2020 | Gregg D. Caplitz, et al. |
| LR-24840 | Jun. 18, 2020 | Vassilios Trikantzopoulos and Navis Ventures LLC
See also: SEC Complaint |
| LR-24839 | Jun. 18, 2020 | Gomes et al.;
See also: SEC Complaint |
| LR-24838 | Jun. 17, 2020 | AmTrust Financial Services, Inc. and Ronald E. Pipoly, Jr.
See also: SEC Complaint |
| LR-24837 | Jun. 16, 2020 | Daniel Adams, Michael Flanders, Spiderworx Media LLC, and An L.A. Minute LLC
See also: Final Judgment - An L.A. Minute LLC Final Judgment - Daniel Adams Final Judgment - Michael Flanders Final Judgment - Spiderworx Media LLC |
| LR-24836 | Jun. 15, 2020 | Neil Burkholz, et al. |
| LR-24835 | Jun. 11, 2020 | Giga Entertainment Media Inc. et al. |
| LR-24834 | Jun. 11, 2020 | PowerTradersPress.com, Inc., et al. |
| LR-24833 | Jun. 10, 2020 | Dubovoy, et al. |
| LR-24832 | Jun. 10, 2020 | Jason C. Nielsen
See also: SEC Complaint |
| LR-24831 | Jun. 9, 2020 | Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC
See also: SEC Complaint |
| LR-24830 | Jun. 8, 2020 | Brandon E. Copeland and E.B. & Copeland Capital, Inc. |
| LR-24829 | Jun. 5, 2020 | Daniel F. Putnam, Jean Paul Ramirez Rico, Angel A. Rodriguez, MMT Distribution, LLC, R & D Global
See also: SEC Complaint |
| LR-24828 | Jun. 5, 2020 | Stiefel Laboratories Inc. and Charles W. Stiefel |
| LR-24827 | Jun. 5, 2020 | Tamara Steele and Steele Financial, Inc. |
| LR-24826 | Jun. 4, 2020 | Navellier & Associates, Inc., and Louis Navellier |
| LR-24825 | Jun. 3, 2020 | E*Hedge Securities, Inc., et al.
See also: SEC Complaint |
| LR-24824 | May 26, 2020 | William Sadleir
See also: SEC Complaint |
| LR-24823 | May 26, 2020 | Cash Capital, LLC, America's Strategic Ore Properties, and Robert W. Wilson See also: Motion Points and Authorities |
| LR-24822 | May 22, 2020 | Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC |
| LR-24821 | May 18, 2020 | Paul Russell Montgomery, Jr., Michael David Fisher, James Hurst Willingham
See also: SEC Complaint |
| LR-24820 | May 14, 2020 | Turbo Global Partners, Inc. and Robert W. Singerman
See also: SEC Complaint |
| LR-24819 | May 14, 2020 | Applied BioSciences Corp.
See also: SEC Complaint |
| LR-24818 | May 14, 2020 | Ronald D. Swanson
See also: SEC Complaint |
| LR-24817 | May 13, 2020 | Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young
See also: SEC Complaint |
| LR-24816 | May 12, 2020 | Neil Burkholz, et al.
See also: SEC Complaint |
| LR-24815 | May 12, 2020 | TCA Fund Management Group Corp. and TCA Global Credit Fund GP, Ltd.
Other Release No.: AAER-4140 |
| LR-24814 | May 11, 2020 | Clinton Maurice Tucker II
See also: SEC Complaint |
| LR-24813 | May 6, 2020 | Damon Elliott, et al.
See also: SEC Complaint |
| LR-24812 | May 5, 2020 | Lisa Bershan, Barry Schwartz, and Joel Margulies
See also: SEC Complaint Final Judgment - Bershan Final Judgment - Margulies Final Judgment - Schwartz |
| LR-24811 | May 5, 2020 | CAN Capital, Inc.
See also: SEC Complaint |
| LR-24810 | May 5, 2020 | Zhuobin Hong, et al.
See also: SEC Complaint |
| LR-24809 | Apr. 28, 2020 | Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab
See also: SEC Complaint |
| LR-24808 | Apr. 28, 2020 | Donald J. Kellen
See also: SEC Complaint |
| LR-24807 | Apr. 28, 2020 | Praxsyn Corporation and Frank J. Brady
See also: SEC Complaint |
| LR-24806 | Apr. 27, 2020 | William Alfred Batchelor and John Michael Zukoski
See also: SEC Complaint |
| LR-24805 | Apr. 24, 2020 | Aequitas Management, LLC, et al. |
| LR-24804 | Apr. 24, 2020 | Dropil, Inc., Jeremy McAlpine, Zachary Matar, and Patrick O'Hara
See also: SEC Complaint |
| LR-24803 | Apr. 23, 2020 | Phillip Hudnall, Todd Esh, BirdDog Business Group, LLC and BirdDog Oil Equipment, LLC, Defendants and Duc "Doug" Nguyen, Brian Hudnall, DonDon, Kansas Oil Reserves, Kansas Oil Reserves 2, LLC and Phayrn Resources, Relief Defendants
See also: SEC Complaint |
| LR-24802 | Apr. 22, 2020 | Renew Spinal Care, Inc., Laserscopic Medical Clinic, LLC, Joe Samuel Bailey, Barry Edward Mitchell, Laurence Grossnickle, and Charles Clement Goubert, Jr.
See also: SEC Complaint |
| LR-24801 | Apr. 22, 2020 | Barry R. Bekkedam See also: SEC Complaint |
| LR-24800 | Apr. 21, 2020 | Steven L. Brickner
See also: SEC Complaint |
| LR-24799 | Apr. 17, 2020 | Amir Waldman, et al. |
| LR-24798 | Apr. 17, 2020 | Phillip W. Conley
See also: SEC Complaint |
| LR-24797 | Apr. 16, 2020 | Matthew S. Hilliard; Hilliard Oil Ventures, Inc. a/k/a Delta Western Company; Hilliard Helium Company, LLC; Hilliard Land and Energy Corp.
See also: SEC Complaint |
| LR-24796 | Apr. 16, 2020 | Revolutionary Concepts, Inc., et al.
See also: Opinion and order |
| LR-24795 | Apr. 15, 2020 | Joseph Fiore, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.)
See also: SEC Complaint |
| LR-24794 | Apr. 13, 2020 | Asante K. Berko
See also: SEC Complaint |
| LR-24793 | Apr. 9, 2020 | Ieremenko et al. |
| LR-24792 | Apr. 8, 2020 | Jeffrey D. Cordes et al.
Other Release No.: AAER-4121 See also: SEC Complaint |
| LR-24791 | Apr. 8, 2020 | Douglas Leighton et al.
See also: SEC Complaint |
| LR-24790 | Apr. 6, 2020 | International Investment Group, LLC
See also: Final Judgment as to Defendant International Investment Group, LLC |
| LR-24789 | Apr. 3, 2020 | Patrick Muraca, NanoMolecularDX, LLC (a/k/a NMDX, LLC), and MetaboRX, LLC |
| LR-24788 | Apr. 3, 2020 | Engler, et al.
See also: SEC Complaint |
| LR-24787 | Apr. 3, 2020 | Teshuater LLC, Larry Donnell Leonard, II, Shuwana Leonard, and Teshua Business Group, LLC, Defendants
See also: SEC Complaint |
| LR-24786 | Apr. 2, 2020 | OwnZones Media Network, Inc., Daniel Goman, and Joseph Goman
See also: SEC Complaint |
| LR-24785 | Apr. 1, 2020 | Jeffrey E. Wall and The Lighthouse Events, LLC |
First Quarter | ||
| LR-24784 | Mar. 30, 2020 | Bryan Cohen and George Nikas |
| LR-24783 | Mar. 26, 2020 | Adam Matthew Root
See also: SEC Complaint |
| LR-24782 | Mar. 26, 2020 | David M. Mahan
See also: SEC Complaint |
| LR-24781 | Mar. 25, 2020 | Bernard Findley and Halitron, Inc.
See also: SEC Complaint |
| LR-24780 | Mar. 25, 2020 | Donald H. Hunter
See also: SEC Complaint |
| LR-24779 | Mar. 24, 2020 | Justin W. Keener d/b/a JMJ Financial
See also: SEC Complaint |
| LR-24778 | Mar. 24, 2020 | Todd Lahr and Thomas Megas
See also: SEC Complaint |
| LR-24777 | Mar. 23, 2020 | Joe Leland Tarver, Rock and Roll Cycles, LLC, and Cycle for Life, Inc.
See also: SEC Complaint |
| LR-24776 | Mar. 23, 2020 | Kendricks, et al., Hamed A. Ettu
See also: SEC Complaint |
| LR-24775 | Mar. 20, 2020 | Meta 1 Coin Trust, et al.
See also: SEC Complaint |
| LR-24774 | Mar. 20, 2020 | Hologram USA Networks Inc. and Alkiviades ("Alki") David |
| LR-24773 | Mar. 19, 2020 | Brandon E. Copeland and E.B. & Copeland Capital, Inc.
See also: SEC Complaint |
| LR-24772 | Mar. 19, 2020 | Scott O. Hirsch and Kenneth L. Friedman
See also: SEC Complaint |
| LR-24771 | Mar. 16, 2020 | Barry Honig, et al.
See also: SEC Complaint |
| LR-24770 | Mar. 16, 2020 | Denis Georgiyevich Sotnikov, et al.
See also: SEC Complaint |
| LR-24769 | Mar. 13, 2020 | Stacey Beane, Justin Deckert and Travis Laska
See also: SEC Complaint |
| LR-24768 | Mar. 13, 2020 | Bradley C. Reifler, et. al.
See also: SEC Complaint |
| LR-24767 | Mar. 11, 2020 | Kinetic Investment Group, LLC, et al.
See also: SEC Complaint |
| LR-24766 | Mar. 11, 2020 | PTG Capital Partners, Ltd.
See also: Default Judgment of Defendant Nedko Nedev; Final Judgment as to Defendant Strategic Capital Partners Muster Limited; Final Judgment as to Defendant Strategic Wealth Investments, Inc. |
| LR-24765 | Mar. 11, 2020 | Barry Honig, et al. |
| LR-24764 | Mar. 11, 2020 | E. Herbert Hafen |
| LR-24763 | Mar. 10, 2020 | ICOBox, et al.
See also: SEC Complaint |
| LR-24762 | Mar. 6, 2020 | David G. Dreslin, et al. |
| LR-24761 | Mar. 6, 2020 | Tomer Feingold and Dov Malnik
See also: SEC Complaint |
| LR-24760 | Mar. 6, 2020 | Todays Growth Consultant Inc. and Kenneth D. Courtright, III |
| LR-24759 | Mar. 5, 2020 | Brook Church-Koegel, et al.
See also: SEC Complaint |
| LR-24758 | Mar. 5, 2020 | Ira S. Viener |
| LR-24757 | Mar. 3, 2020 | Michael Staisil |
| LR-24756 | Mar. 2, 2020 | Donald J. Fowler, et al.
See also: Opinion and order |
| LR-24755 | Mar. 2, 2020 | Neil Burkholz, et al. |
| LR-24754 | Mar. 2, 2020 | Bongiorno, Arthur
See also: SEC Complaint |
| LR-24753 | Mar. 2, 2020 | Daniel C. Ustian |
| LR-24752 | Feb. 28, 2020 | PixarBio Corp. et al. |
| LR-24751 | Feb. 27, 2020 | SCANA Corporation, et al.
See also: SEC Complaint |
| LR-24750 | Feb. 28, 2020 | Bradley Davis
See also: SEC Complaint |
| LR-24749 | Feb. 27, 2020 | Nicholas Lattanzio et al. See also: SEC Complaint; Final Judgment - Lattanzio |
| LR-24748 | Feb. 26, 2020 | John D. Fierro and JDF Capital, Inc.
See also: SEC Complaint |
| LR-24747 | Feb. 26, 2020 | Dionne Van Zyl
See also: SEC Complaint |
| LR-24746 | Feb. 21, 2020 | Kit Mun Chan, Lau Kean Chong, Chong Poui Fan, Binji Lu, and Youn Chien Wong |
| LR-24745 | Feb. 20, 2020 | Emmanuel Kouyoumdjian (a/k/a "Manny K")
See also: SEC Complaint |
| LR-24744 | Feb. 20, 2020 | Navellier & Associates, Inc., and Louis Navellier
See also: SEC Complaint |
| LR-24743 | Feb. 20, 2020 | Richard Lee, et al. |
| LR-24742 | Feb. 20, 2020 | Jon L. Aronson and Elliet N. Aronson
See also: SEC Complaint |
| LR-24741 | Feb. 20, 2020 | Winston Reed Investments LLC
See also: SEC Complaint |
| LR-24740 | Feb. 18, 2020 | EquiAlt LLC et al. |
| LR-24739 | Feb. 18, 2020 | Richard G. Cody, et al. |
| LR-24738 | Feb. 13, 2020 | Criterion Wealth Management Insurance Services, Inc., Robert Allen Gravette, and Mark Andrew MacArthur
See also: SEC Complaint |
| LR-24737 | Feb. 11, 2020 | Michael Ackerman
See also: SEC Complaint |
| LR-24736 | Feb. 11, 2020 | The Nutmeg Group LLC, Randall Goulding, and David Goulding |
| LR-24735 | Feb. 11, 2020 | Rishi Shah, Shradha Agarwal, Brad Purdy and Ashik Desai
See also: SEC Complaint |
| LR-24734 | Feb. 10, 2020 | Timothy W. Crawford, et al. |
| LR-24733 | Feb. 5, 2020 | Charlie Jinan Chen and Shui Foon Mok |
| LR-24732 | Jan. 31, 2020 | Bill Tsai |
| LR-24731 | Jan. 31, 2020 | Michael Douglas Billings and MDB Group, LLC
See also: SEC Complaint |
| LR-24730 | Jan. 31, 2020 | Alex C. Procopio, Mark S. Zouvas, and Christian R. Hansen
See also: SEC Complaint |
| LR-24729 | Jan. 31, 2020 | DFRF Enterprises LLC, et al. |
| LR-24728 | Jan. 31, 2020 | Philip E. Riehl
See also: SEC Complaint |
| LR-24727 | Jan. 29, 2020 | Eric T. Landis et al. |
| LR-24726 | Jan. 28, 2020 | Edward E. Matthes
See also: SEC Complaint |
| LR-24725 | Jan. 27, 2020 | David Aubel and Robert Raffa |
| LR-24724 | Jan. 24, 2020 | Jeffrey P. Carpoff and Paulette Carpoff
See also: SEC Complaint |
| LR-24723 | Jan. 21, 2020 | Sergii "Sergey" Grybniak, Opporty International, Inc., and Clever Solution Inc.
See also: SEC Complaint |
| LR-24722 | Jan. 21, 2020 | Guy Scott Griffithe, Robert William Russell, Renewable Technologies Solution, Inc., Green Acres Pharms, LLC, and SMRB, Defendants, and Sonja Marie Russell, Relief Defendant
See also: SEC Complaint |
| LR-24721 | Jan. 17, 2020 | Daniel Markel
See also: SEC Complaint |
| LR-24720 | Jan. 17, 2020 | Hill International, Inc. et al.
See also: SEC Complaint |
| LR-24719 | Jan. 16, 2020 | Allan L. Lundervold
See also: SEC Complaint |
| LR-24718 | Jan. 16, 2020 | Drake et al., Messier et al., Brooks
See also: SEC SEC Complaint against Gregory Lamont Drake, Stephen Kenneth Grossman, Stephen Scott Moleski, Jason David St. Amour, and David Alan Wolfson; SEC Complaint against Thomas Troy Brooks; and SEC Complaint against Scott Charles Messier and Jay Zola Scoratow |
| LR-24717 | Jan. 15, 2020 | Todays Growth Consultant Inc. and Kenneth D. Courtright, III
See also: SEC Complaint |
| LR-24716 | Jan. 14, 2020 | Lidingo Holdings, LLC, et al.
See also: Final Judgment - Bjorlin Final Judgment - Hodge Final Judgment - Nichols |
| LR-24715 | Jan. 14, 2020 | Diane D. Dalmy et al.
See also: Amended Final Judgment - Dalmy |
| LR-24714 | Jan. 13, 2020 | Michael B. Rothenberg |
| LR-24713 | Jan. 13, 2020 | Robert O. Carr and Katherine M. Hanratty |
| LR-24712 | Jan. 10, 2020 | Bajic et al., Ciapala et al.
See also: SEC Complaint-Ciapala et al.; SEC Complaint-Bajic et al. |
| LR-24711 | Jan. 8, 2020 | Donald G. Blakstad
See also: SEC Complaint |
| LR-24710 | Jan. 8, 2020 | ARO Equity, LCC et al.
See also: Amended SEC Complaint |
| LR-24709 | Jan. 7, 2020 | Jay Costa Kelter
See also: SEC Complaint |
| LR-24708 | Jan. 7, 2020 | Edward Espinal and Cash Flow Partners, LLC
See also: SEC Complaint |
| LR-24707 | Jan. 6, 2020 | Steven A. Schwartz
See also: SEC Complaint |
| LR-24706 | Jan. 3, 2020 | Longfin Corp. and Venkata S. Meenavalli |
| LR-24705 | Jan. 3, 2020 | Ulrik Debo
See also: SEC Complaint |
| LR-24704 | Jan. 2, 2020 | Pinto-Thomaz, et al. |
| LR-24703 | Jan. 2, 2020 | James V. Mazzo, et al. |
| LR-24702 | Jan. 2, 2020 | Benjamin Mekawy and Alan D. Seidel
See also: SEC Complaint |