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Litigation Releases Archives 1997
Archive of older Litigation Releases available include:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Additional Archives
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Release No. |
Date |
Action |
Fourth Quarter |
LR-15599 | Dec. 22, 1997 | Robert Howard and Robert E. Verrando | LR-15598 | Dec. 22, 1997 | William Madon | LR-15597 | Dec. 19, 1997 | Stephen Desimone, Francis Decabia and Gary Moody | LR-15605 | Dec. 23, 1997 | Emanuel Pinez | LR-15604 | Dec. 23, 1997 | Gene Block, Individually and d/b/a Block Consulting Services, Renate Haag, Individually and d/b/a Haag + Partner, and Robert T. Riley, Individually and d/b/a The Roberts Group | LR-15603 | Jan. 5, 1998 | Millennium Software Solutions, Inc. and Mark Shkolir | LR-15602 | Dec. 23, 1997 | Nicholas A. Zahareas, Tuschner & Company, Inc. and John M. Tuschner, Defendants and Euroamerican Securities S.A. | LR-15601 | Dec. 23, 1997 | Capital Acquisitions, Inc., The Somerset Group, Inc., Wayne Notwell and Clealon Mann |
LR-15600 |
Dec. 22, 1997 |
Barclay Davis and World Syndicators, Inc. |
LR-15596 |
Dec. 18, 1997 | Sanjeev "Tony" Sachdeva and Nasim "Nicky" Aziz |
LR-15595
|
Dec. 18, 1997 |
George Badger, Golf Communities of America, Inc., F.K.A. Golf Ventures, Inc., Duane Mar.ant, Stephen Spencer, Karl Badger, Marion Sherrill, Harmon S. Hardy, La Jolla Capital Corporation, Harold B. Gallison, Jr., Terry Hughes, Marvin Susemihl, David Rosenthal, andrew Sears, and William Slone; andrew Scudiero, Eric Nicholsberg, Dominick Caputo, Dominick Chieco, Craig Marino, Mat Matles, Anthony Selvaduri, Michael Dreitlein, Anthony Giambrone, Ian Hosang, and Frank Hartmann; Leonard Alexander Ruge, Richard Wolff, Mac Beagelman, Michael Scott Symons, Richard Balber, Stephen Evers, Eugene Flaksman, Mark Furman, Alex Grinshpon, Daniel Kolchkov, Jeff Sanders, Alex Solon, Mark Zaborsky, and Jeffery Stone; Joseph Pignatiello, John Fasano, James Manas, Robert Marsik, Mark Pierce, Peter Mazzeo, and Constance Pignatiello; Jeffrey Szur, Bertram Slutsky, First National Equity Corp., F.K.A. J.S. Securities, Inc., Vadim Kaplun, Joseph Epstein, Cary Weinstein, David Gold, Ronald Gray, Alex Levin, Diane Lakin, Elaine Szur, and George Elian |
LR-15594 | Dec. 17, 1997 | Calman H. Rifkin and Eva-Health, USA, Inc. | LR-15593 | Dec. 17, 1997 | Holly Holdings, Inc. | LR-15592 | Dec. 12, 1997 | Uniglobe Trading Company, Inc., et.al. | LR-15591 | Dec. 15, 1997 | John Gardner Black, Devon Capital Management, Inc., and Financial Management Sciences, Inc. | LR-15590 | Dec. 11, 1997 | Joseph P. Medsker, Unified Financial Services Agency Corp., and Unified Financial Services Advisory Corp. | LR-15589 | Dec. 11, 1997 | Raejean S. Bonham, World Plus, Inc., and Atlantic Pacific Funding Corporation | LR-15588 | Dec. 10, 1997 | Trinity Gas Corporation and Sidney W. Sers | LR-15587 | Dec. 9, 1997 | Karl L. Dahlstrom, et al. | LR-15586 | Dec. 9, 1997 | Roger D. Wyatt and David L. Holewinski | LR-15585 | Dec. 9, 1997 | Southwest Income Trust, et al. | LR-15584 | Dec. 9, 1997 | Viking Resources International, Inc. | LR-15583 | Dec. 8, 1997 | Millennium Software Solutions, Inc. and Mark Shkolir | LR-15582 | Dec. 8, 1997 | Trinity Gas Corporation and Sidney W. Sers | LR-15581 | Dec. 8, 1997 | James R. Frith, Jr. Chicago Partnership Board, Inc., Defendants, and Adbot, Inc | LR-15580 | Dec. 4, 1997 | Steven R. Jakubowski | LR-15579 | Dec. 4, 1997 | Joseph A. Bremont, Jimmy B. Sanchez, Comcar International, Ltd., Commercial Capital Resources, Inc., Loomis Ltd., Michael R. Spector, and R.P.S. Financial Group, Inc. | LR-15578 | Dec. 4, 1997 | Peter T. Caserta, Salvatore T. Marino, and Dana C. Verrill | LR-15577 | Dec. 1, 1997 | Harold E. Tobin | LR-15576 | Dec. 1, 1997 | Robert Hunter, Edward R. Dudlik, Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph McKeon, Kathy Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose, Jr., Raymond F. White, and H. Constance Neff | LR-15574 | Nov. 26, 1997 | KS Resources et al. | LR-15573 | Nov. 26, 1997 | Seahawk Deep Ocean Technology, Inc., John C. Morris, Gregory H. Stemm and Daniel S. Bagley | LR-15572 | Nov. 25, 1997 | HealthTech International, Inc. | LR-15571 | Nov. 25, 1997 | Charles O. Huttoe et al. | LR-15570 | Nov. 24, 1997 | Integrated Waste Services, Inc. | LR-15569 | Nov. 24, 1997 | Steven Strauss | LR-15568 | Nov. 21, 1997 | Uniglobe Trading Company, Inc., et.al. | LR-15567 | Nov. 20, 1997 | KS Resources, et al. | LR-15566 | Nov. 19, 1997 | Paramount Capital Management, Inc. and "John Doe" a/k/a "Kenneth Bridget" |
LR-15565 |
Nov. 20, 1997 |
Richard P. Poirier, Jr., James E. Eaton and Michael S. Devegter
See also: Complaint in this matter
|
LR-15564 | Nov. 18, 1997 | CNC Trading Company, et al. | LR-15563 | Nov. 18, 1997 | John S. Nadolski | LR-15562 | Nov. 17, 1997 | John Logan | LR-15561 | Nov. 14, 1997 | Vincent Setteducate | LR-15560 | Nov. 14, 1997 | Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, and Joseph Kenton Capital, Ltd | LR-15559 | Nov. 13, 1997 | Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody | LR-15558 | Nov. 13, 1997 | David W. Laing and PCO, Inc., D/B/A Personal Choice Opportunities | LR-15557 | Nov. 12, 1997 | Jerome C. Pinckney, Richard L. Arnold, Donald E. Elder, Fernando Cruz, Shaun K. R. Maxwell, Anthony Bukovich, and Six Capital Corporation | LR-15556 | Nov. 12, 1997 | Peter R. DeGeorge | LR-15555 | Nov. 10, 1997 | Teddy Wayne Solomon, Lisa Stevens, Platinum International, and Quantum Corp. a/k/a Quantum Trading | LR-15554 | Nov. 7, 1997 | Financial Advisers, Inc., American Capital Funding, Inc., and FW Advisers | LR-15553 | Nov. 5, 1997 | Shahryar Soroosh | LR-15552 | Nov. 5, 1997 | Vladislav Steven Zubkis, et al. | LR-15551 | Nov. 5, 1997 | Alan M. Stricoff | LR-15550 | Nov. 4, 1997 | Robert D. Gersh | LR-15549 | Nov. 4, 1997 | andrew S. Lane, Jack Lane, Jack O. Scher, Deborah S. Games, Craig L. Sampson, Bruce Sampson, and Tracy Ann Stoddart | LR-15548 | Oct. 31, 1997 | Bond D. Fletcher and Mediajet, Inc. | LR-15547 | Oct. 30, 1997 | Randall Smith Kuhlmann and David Sydney Darling | LR-15546 | Oct. 30, 1997 | Mitchell A. Hammer and Joseph Letzelter, Jr. | LR-15545 | Oct. 29, 1997 | Ronald J. Mitchellette and Robert Hardy | LR-15544 | Oct. 28, 1997 | Hernan Jose Perez | LR-15543 | Oct. 27, 1997 | Randall E. Bradbury, The Bradbury Financial Group, Inc., and T.B.F.G. International, Ltd. | LR-15542 | Oct. 24, 1997 | David Scott Heredia | LR-15541 | Oct. 24, 1997 | William D. Brosseau, et al. | LR-15540 | Oct. 24, 1997 | Roy Handojo | LR-15539 | Oct. 24, 1997 | Medco, Inc., et al. | LR-15538 | Oct. 21, 1997 | offshore Financial Corporation, et al. | LR-15537 | Oct. 20, 1997 | Bruce Van Wagner, et al. | LR-15536 | Oct. 20, 1997 | Gary W. Berus, Patricia S. Gale, Robert W. Harper and Nancy A. Swoffer | LR-15535 | Oct. 20, 1997 | Jerald Beagelman, Fred Lyman, Joseph Sanfellipo, and Elliot Stumacher | LR-15534 | Oct. 16, 1997 | Whitworth Energy Resources, Ltd., et al. | LR-15533 | Oct. 16, 1997 | Hernan Jose Perez | LR-15532 | Oct. 9, 1997 | Atlantic Capital Corporation, Wall Street Marketing, Inc., Pullman Publications, Inc., Stephen DeCesare, Mark Missler, Patrick Kephart, Howard Jenkins, Scott Mijares, Robert Thomas Beatty, Vincent St. Clair Beatty, Michael Cardascia, David Scott Rossman, Adrian Wilson, Timothy B. Daley, and David M. Connochie | LR-15531 | Oct. 8, 1997 | Cihaco International, Inc., Hartmut Haussecker, Bartley Carson Healy, and Tanya Llanes-Tarver | LR-15530 | Oct. 7, 1997 | Mark E. Gatch and Henry Benjamin Schmidt | LR-15529 | Oct. 7, 1997 | Atratech, Inc., Anthony Gurino, Vincent Sorena, Patrick Borello, Aug.o Aufiero, Stanley Kaplan, Francis J. O'Reilly, and Raymond Stankey | LR-15528 | Oct. 6, 1997 | Continental Wireless Cable Television, Inc., Robin J. Mcpherson, Jay R. Bishop and Gene R. Cardenaz | LR-15527 | Oct. 6, 1997 | James G. Hanley | LR-15526 | Oct. 2, 1997 | John Patrick Brink | LR-15525 | Oct. 1, 1997 | KS Resources, et al. | LR-15524 | Oct. 2, 1997 | Gerard Burns, et al. | LR-15523 | Oct. 1, 1997 | Russell S. Smith, et al. | LR-15522 | Oct. 1, 1997 | Jeffrey P. Sudikoff, Edward Cheramy and Rudy Wann |
Third Quarter |
LR-15521 |
Sep. 30, 1997 |
Francis X. Wazeter, III, et al. |
LR-15520
|
Sep. 30, 1997 |
Robert Hunter, Edward R. Dudlik,
Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph Mckeon, Kathy
Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose, Jr.,
Raymond F. White, and H. Constance Neff |
LR-15519
|
Sep. 30, 1997 |
David R. Pfister, Richard G.
Pfister, Ty Bartel, Nick A. Skansi, Nick L. Skansi, George S. Pharis,
Chok-tat Tan, Jody L. Lafont, Jeffrey J. Jandegian, and Randolph R.
Blackburn |
LR-15517
|
Sep. 30, 1997 |
Brian E. Willis and William
Sanchez |
LR-15516 |
Sep. 30, 1997 |
Leonard Greer and Judah Wernick |
LR-15515 |
Sep. 30, 1997 |
Sam Moore |
LR-15514
|
Sep. 29, 1997 |
Phoenix Metals U.S.A. II, Inc.,
and Robert F. Flaherty |
LR-15513 |
Sep. 26, 1997 |
Carlo D'Alelio |
LR-15512 |
Sep. 26, 1997 |
Sage Technology, Inc., Jamie
Edelkind, and William R. Thiele |
LR-15511
|
Sep. 26, 1997 |
John Gardner Black, Devon Capital
Management, Inc., and Financial Management Sciences, Inc. |
LR-15510
|
Sep. 25, 1997 |
Harold J. Lee and Alfred Almeder |
LR-15509
|
Sep. 25, 1997 |
Dale J. Lange, et al. |
LR-15508 |
Sep. 25, 1997 |
Ferrofluidics Corporation, Ronald
Moskowitz, Jan R. Kirk, Stephen P. Morin, Jerome Allen, Bruce S. Moody,
and the 1991 RPM Irrevocable Trust |
LR-15507
|
Sep. 25, 1997 |
Michael Borlinghaus, Joseph Latona,
Leonard Bellezza, Jeffrey F. Green, Joseph P. Greenwald, and Heinz Grein |
LR-15506
|
Sep. 24, 1997 |
William H. Malek, Dean C. Turner
and Michael L. Cooperstock |
LR-15505 |
Sep. 24, 1997 |
Whitworth Energy Resources, Ltd.;
Williston Basin Holding Corp.; Amerivest Financial Group, Inc.; Peter
Sacker; Jerry W. anderson; and Robert M. Kerns |
LR-15504
|
Sep. 22, 1997 |
Barnard Sackett, John H. Schriek
and Enviroland, Ltd. |
LR-15503 |
Sep. 19, 1997 |
Terry Oneil Clifford, D/b/a
Datasource Consulting Group |
LR-15502
|
Sep. 27, 1996 |
;Omni International Trading, Inc., Daniel J. Bubalo, John C.
Hetherington, Michael A. Wilcox, Daniel L. Koehler, Brian E. Farley and
Scott A. |
LR-15501
|
Sep. 18, 1997 |
International Breeders, Inc., First
Western Ostrich Corp., Ostrich Breeders of America, Inc., Nsa, Inc.,
Capital Management and Development Corp., Jeffrey Davis, Bob Stewart,
Freddie Don Stewart, Steven Stewart, Homer Rios, Clifford Stahl and Rik
Foxx |
LR-15500
|
Sep. 18, 1997 |
Club Atlanta Travel, Inc., David
L. Straub, Frank Garner, and Fred Garner |
LR-15499
|
Sep. 17, 1997 |
Charles Anthony Ferracone, James W.
Farrell, James L. Ericksteen, Gary L. Moore, Jill Hall, and Guido
Bensberg |
LR-15498 |
Sep. 17, 1997 |
MicroWest Industries, Inc. et al. |
LR-15497 |
Sep. 17, 1997 |
Paul H. Borg |
LR-15496 |
Sep. 17, 1997 |
The Geneva Group and Nicholas
Garcia |
LR-15495
|
Sep. 16, 1997 |
Telecom Marketing, Inc.; Telecom
Industries, Inc.; Barry Smith; Midas Media, Inc.; Jeffrey Jolcover;
Century Wireless Communications Corp.; Ron Schroeder; Tri-star
Communications, Inc.; Paul Iwankowski; Brixel, Inc.; and John Field IV |
LR-15494
|
Sep. 15, 1997 |
Walter Clarence Busby, Jr. |
LR-15493 |
Sep. 15, 1997 |
Alpha Diversified Industries, Inc.,
Ralph W. Leblanc, and Robert M. Bingham |
LR-15492
|
Sep. 15, 1997 |
Roy Handojo |
LR-15491 |
Sep. 12, 1997 |
Edward M. Collins |
LR-15490 |
Sep. 12, 1997 |
Charles O. Huttoe, et al |
LR-15489
|
Sep. 11, 1997 |
Bernard Zelenka |
LR-15488 |
Sep. 11, 1997 |
Donald C. Ferguson, Renee Ferguson,
David L. Fried, Albert L. Fried, and Matthew C. Ferry |
LR-15487
|
Sep. 11, 1997 |
Maury H. Joseph and Allen E. Beni |
LR-15486
|
Sep. 11, 1997 |
Channa Wickremeratne ("Channa
Wick") |
LR-15485 |
Sep. 11, 1997 |
Scientific Software-Intercomp,
Inc. |
LR-15484 |
Sep. 10, 1997 |
Michael Anthony Pierce, et al. |
LR-15483 |
Sep. 10, 1997 |
Mark A. Ritacco, et al. |
LR-15482
|
Sep. 23, 1996 |
Charles R. Cleveland, Sr.;
Sep. 10, 1997 |
LR-15481 |
Sep. 9, 1997 |
Michael J. Oberholzer |
LR-15480
|
Sep. 8, 1997 |
Phoenix Continental Corporation,
Michael T. Honey, and Robert Johnston |
LR-15479
|
Sep. 8, 1997 |
American Business Securities,
Inc., Southwest Energy Consultants, Inc., Western Energy Acquisitions,
Inc., Trans Terra Corporation, International, MacArthur Asset
Management, Inc., Barry J. Zimmermann, John L. Casperson, Jr., Jeffrey
L. Casperson, Jerome L. Casperson, Joseph L. Casperson, Tim L. Epps, and
Thomas A. Hicks |
LR-15478 |
Sep. 8, 1997 |
Donald R. Moore, Individually and
D/B/A International Society of Investors, et al. |
LR-15477 |
Sep. 5, 1997 |
The Infinity Group Company,
Geoffrey P. Benson and Geoffrey J. O'Connor, et. al. |
LR-15476 |
Sep. 4, 1997 |
Hugh Thrasher, John H.
anderson, Ezra Chammah, Stanley Elbaum, Scott Forbes, Guillermo Gomez
a/k/a William Gomez, Stephen v.R. Goodhue, Jr., Ira Gorman, Gorman
Commodities and Securities, Inc., Jonathan S. Hirsh, Ronald Kuznetsky,
Darrell Sandy Marsh, Jack P. Marsh, Michael R. Newman, Roger K. Odwak,
Angelo Petrotto, Lee Rosenblatt, Robert Sacks, Jeffrey A. Sanker, David
Schaen, Leonard Schaen, Julian Schor, Gregg R. Shawzin, and Mark R.
Shawzin |
LR-15475 |
Sep. 4, 1997 |
Keith Knutsson and Kaldi, Inc. |
LR-15474 |
Sep. 4, 1997 |
Wyatt Gene Ross, Lynn K. Ross, and
Mickie E. Higgins-Hallke |
LR-15473 |
Sep. 4, 1997 |
J. Bristow anderson, Bradley F.
Bahret, Deborah D. Bahret, Lisa R. Burgess-Pittman, Linda A. Connor,
George L. Gore, Jr., Moroni Leon Jensen, Stephen J. Katz, Charles R.
Perry, Jr. |
LR-15472
|
Sep. 4, 1997 |
Rob Nite, Philip L. Thomas, and
David V. Sims |
LR-15471 |
Sep. 4, 1997 |
Jason S. Wall |
LR-15470 |
Sep. 4, 1997 |
Mark K. Curry and Joseph H. Curry |
LR-15469
|
Sep. 3, 1997
|
Ellis L. Deyon, Bradley T. Gullett
(individually, and D.B.A. "Gullet and Associates"), William
Hanke, Dove Investment Group, Inc. Sherwood H. Craig |
LR-15468 |
Sep. 2, 1997 |
Richard Warren &
Associates, Inc., et. al. |
LR-15467 |
Sep. 2, 1997 |
Digitran Systems, Inc., Donald G.
Gallent and James R. Bryan |
LR-15466 |
Aug. 28, 1997 |
Cihaco International, Inc., Hartmut
Haussecker, Bartley Carson Healy and Tanya Llanes-Tarver |
LR-15465 |
Aug. 28, 1997 |
Irving M. Mangel, Samuel J. Mangel,
Thomas J. Ciocco and Edward W. Maskaly |
LR-15464 |
Aug. 28, 1997 |
Karl L. Dahlstrom, et al. |
LR-15463 |
Aug. 28, 1997 |
Michael J. Randy, et al. |
LR-15462 |
Aug. 27, 1997 |
The Infinity Group Company, Geoffrey
P. Benson and Geoffrey J. O'Connor, et. al. |
LR-15461
|
Aug. 27, 1997 |
Frank A. M. Luca, Rudy Crosswell,
and Paula G. Den Boer |
LR-15460 |
Aug. 27, 1997 |
Timothy Ross, Douglas Coates, and
John D. Peckskamp, Jr. |
LR-15459 |
Aug. 26, 1997 |
Biltmore Securities, Inc. |
LR-15458 |
Aug. 22, 1997 |
Wedgewood Financial Group, Inc., et
al. |
LR-15457 |
Aug. 21, 1997 |
American Growth Capital Corp.,
American Growth Fund I, LP, Growth Capital Resources Corp., Capital
Growth Fund I, LP., Donna L. Snyder, Charles E. Duquette, Robert K.
Kelly, Hugo v. Cianciulli, William M. McNary, Emanuel B. Nedwick, Jerome
L. Glazov, and Christopher A. Paulick |
LR-15456 |
Aug. 21, 1997 |
Robert J. Young, William Douglas
Morgan, Russell Lozis and Beth Lombardo |
LR-15455 |
Aug. 21, 1997 |
Richard Warren & Associates,
Inc., et. al. |
LR-15454 |
Aug. 21, 1997 |
Airship International Ltd. |
LR-15453 |
Aug. 21, 1997 |
Timax I General Partnership, et al.
|
LR-15452 |
Aug. 21, 1997 |
Steve McMichael, et al. |
LR-15451
|
Aug. 21, 1997 |
Ralph Wills, III and ProFinancial
Advisors, Inc. |
LR-15450 |
Aug. 20, 1997 |
Jozef A.C. van Stratum |
LR-15447 |
Aug. 18, 1997 |
Tandem Management Inc., William F.
Branston, Eugene B. Deveney and Peter S. Alsop |
LR-15446 |
Aug. 18, 1997 |
andrew S. Pitt, Conectisys Corp.,
Devon Investment Advisors, Inc., B & M Capital Corp., Mike Zaman and
Smith, Benton and Hughes, Inc. |
LR-15445 |
Aug. 18, 1997 |
American Growth Capital Corp.,
American Growth Fund I, LP, Growth Capital Resources Corp., Capital
Growth Fund I, LP., Donna L. Snyder, Charles E. Duquette, Robert K.
Kelly, Hugo v. Cianciulli, William M. McNary, Emanuel B. Nedwick, Jerome
L. Glazov, and Christopher A. Paulick |
LR-15444 |
Aug. 15, 1997 |
Dhirein Patel |
LR-15443
|
Aug. 15, 1997 |
William F. Kane |
LR-15442
|
Aug. 15, 1997 |
Abdul Ismail, Ong Congqin Bobby,
and Lum Kwan Sung |
LR-15441 |
Aug. 13, 1997 |
Interactive Medical Technologies
Ltd., William E. Shell, and Clark M. Holcomb |
LR-15440
|
Aug. 12, 1997 |
American Growth Capital Corp.,
American Growth Fund I, LP, Growth Capital Resources Corp., Capital
Growth Fund I, LP., Donna L. Snyder, Charles E. Duquette, Robert K.
Kelly, Hugo V. Cianciulli, William M. McNary, Emanuel B. Nedwick, Jerome
L. Glazov, and Christopher A. Paulick |
LR-15439 |
Aug. 12, 1997 |
William M. Fisher |
LR-15438
|
Aug. 11, 1997 |
Gregg Michael Brenner and Pamela
Sue Topper |
LR-15437
|
Aug. 11, 1997 |
Trans-American Ostrich Traders,
Inc., Larry R. Earp, and David P. Silver |
LR-15436
|
Aug. 7, 1997 |
Trustcap Financial Group, Inc.,
Matrix Investment Advisors, Inc., Security Financial, Inc., and Matrix
Capital Management, Inc.; |
LR-15435
|
Aug. 7, 1997 |
Steven H. Schiffer, Joann R.
Schulz, Gary S. Kramer, Jonathan Solow, Frank J. Cannata, and Peter G.
Mintz |
LR-15434
|
Aug. 6, 1997 |
Michael Snowhite, BLS Consulting,
Charles Boratgis, Paul Land, Jeffrey Stern, Shelley Olander, Morrey
Wasserman, 900 Financial Services, L.L.C., David Kane, and Sam
Sarcinelli D/B/A/ S&S Consulting |
LR-15433
|
Aug. 6, 1997 |
Shahryar Soroosh |
LR-15432
|
Aug. 5, 1997 |
Insnet World Communications,
Inc. |
LR-15431
|
Aug. 5, 1997 |
Southwest Income Trust, et
al. |
LR-15430
|
Aug. 4, 1997 |
Emmanuel A. Lagpacan, John A.
Moreno and Kubasaki Associates, Inc |
LR-15429
|
Aug. 4, 1997 |
Samir Traboulsi, et
al. |
LR-15428
|
Aug. 4, 1997 |
Atlantic Capital Corporation, Wall
Street Marketing, Inc., Pullman Publications, Inc., Stephen DeCesare,
Mark Missler, Patrick Kephart, Howard Jenkins, Scott Mijares, Robert
Thomas Beatty, Vincent St. Clair Beatty, Michael Cardascia, David Scott
Rossman, Adrian Wilson, Timothy B. Daley, and David M. Connochie |
LR-15427
|
Aug. 1, 1997 |
Robert L. Gray |
LR-15426
|
Jul. 29, 1997 |
Charles Brumfield, Joseph
Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano,
Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence
Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith,
John Lynch, and Albert Brody |
LR-15425
|
Jul. 29, 1997 |
Mitchell A. Hammer and Joseph
Letzelter, Jr. |
LR-15424
|
Jul. 28, 1997 |
Geoffrey Paul Adams |
LR-15423
|
Jul. 28, 1997 |
First California Capital Markets
Group, Inc., H. Michael Richardson and Derrick Dumont |
LR-15422
|
Jul. 25, 1997 |
BioCoral Inc. |
LR-15421
|
Jul. 24, 1997 |
Southwest Income Trust, Inc., et
al |
LR-15420
|
Jul. 24, 1997 |
Stuart Gregory Smith and Capital
Investment Managers, Inc. |
LR-15419
|
Jul. 24, 1997 |
Alexandra Elizabeth Montgomery,
William Kenneth Nestor, Frederic Burgess and Harriet Gluck |
LR-15418
|
Jul. 24, 1997 |
Stephen J. Murphy |
LR-15417
|
Jul. 23, 1997 |
Policy Management Systems
Corporation, George Larry Wilson, Robert L. Gresham, James P. Brown,
David T. Bailey and Bernard C. Mazon |
LR-15416
|
Jul. 18, 1997 |
Sunbelt Development Corporation,
Wendell Rogers, Donald Hammond, and Willis Davis |
LR-15415
|
Jul. 16, 1997 |
United Fire Technology Inc.,
Beverlee Kamerling, WWBM Consultants, Inc., James Gartland, Charles F.
Jones, Michael J. Hooper and Kenneth R. Starnes |
LR-15414
|
Jul. 16, 1997 |
Harold E. Tobin |
LR-15413
|
Jul. 16, 1997 |
Robert Hunter, Edward R. Dudlik
Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph McKeon, Kathy
Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose Jr.,
Raymond White, H. Constance Neff |
LR-15412
|
Jul. 16, 1997 |
Gray Hawk Fund Co., Salvatore
Vecchio; Frederick J. Rice |
LR-15411
|
Jul. 11, 1997 |
CD Alternatives, Inc and Clyde
Keith LaMonda |
LR-15410
|
Jul. 10, 1997 |
Stuart Gregory Smith and Capital
Investment Managers, Inc. |
LR-15409
|
Jul. 9, 1997 |
Patrick Borello |
LR-15408
|
Jul. 8, 1997 |
Michael Anthony Chmiel |
LR-15407
|
Jul. 8, 1997 |
Juan Carlos Martinez |
LR-15406
|
Jul. 7, 1997 |
Barry L. King |
LR-15405
|
Jul. 7, 1997 |
Felix, Inc. |
LR-15404
|
Jul. 7, 1997 |
G. Gregory Russell |
LR-15403
|
Jul. 2, 1997 |
Jerry G. Allison and Qualified
Pensions, Inc. |
LR-15402
|
Jul. 2, 1997 |
Affordable Prepaid Cellular, Inc.
and John C. Rockett |
LR-15401
|
Jul. 2, 1997 |
Dr. Jacob Y. Terner, Theodore W.
Dutton, Dr. Nissan Kahen, Parviz Kahen, George Voigt and andrea Guillen
Dutton |
LR-15400
|
Jul. 2, 1997 |
B.M.C. Enterprises Inc. et
al. |
Second Quarter |
LR-15399 |
Jun. 26, 1997 |
Emanuel Pinez |
LR-15398
|
Jun. 26, 1997 |
Patrick R. Bennett, Michael A.
Bennett, Charles Genovese, Gary Peiffer, Anthony Pavoni, and Thomas
Pomposelli |
LR-15397
|
Jun. 26, 1997 |
Frederick Liu |
LR-15396
|
Jun. 26, 1997 |
Richard L. McAdoo |
LR-15395 |
Jun. 25, 1997 |
J. Scott Eskind |
LR-15394 |
Jun. 25, 1997 |
Mark E. Gatch and Henry Benjamin
Schmidt |
LR-15393
|
Jun. 24, 1997 |
Jury Matt Hansen, Fergus Sloan and
Christie Hansen |
LR-15392 |
Jun. 24, 1997 |
Bruce A. Milliken and Richard A.
Crawford |
LR-15391 |
Jun. 24, 1997 |
Nicholas F. Coscia |
LR-15390
|
Jun. 20, 1997 |
Thomas Warde |
LR-15389
|
Jun. 19, 1997 |
Michael Humphress |
LR-15388
|
Jun. 19, 1997 |
Michelle P. Suppes and Mark Anthony |
LR-15387 |
Jun. 16, 1997 |
Robert Clifford Cowan |
LR-15386
|
Jun. 12, 1997 |
Wye Resources,Inc. |
LR-15385
|
Jun. 11, 1997 |
Patrick J. Leonard and Peter P.
Hartman |
LR-15384 |
Jun. 11, 1997 |
Joseph C. Allegra,David
Hersh, J. Lee Ledbetter |
LR-15383
|
Jun. 10, 1997 |
Michael Green and Capital
Resources Group, Inc. |
LR-15382 |
Jun. 10, 1997 |
Kyle Weston |
LR-15381
|
Jun. 2, 1997 |
Robert C. Cowan, CS Investments
Trust, Cowan Asset Management, Inc. |
LR-15380
|
Jun. 2, 1997 |
PanWorld Minerals
International, Inc., Robert G. Weeks, Kenneth L. Weeks, David A.
Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan
Communications, Inc., Jerome Wenger, Randall Gilbert |
LR-15379
|
May 30, 1997 |
Nu-Life International of Georgia,
Inc, Gene Arthur |
LR-15378 |
May 30, 1997 |
Affordable Prepaid Cellular,
Inc., John C. Rockett |
LR-15377 |
May 30, 1997 |
Judy Hockett, Gayle Raisor, and
Kevin Raisor |
LR-15376 |
May 29, 1997 |
Ted Harold Westerfield |
LR-15375
|
May 29, 1997 |
Steven W. Koinis |
LR-15374
|
May 27, 1997 |
Broadcast Associates -
I, Broadcast Acquisitions, Inc., Broadcast Holdings, Inc., Arthur A.
Graves, III, and Gregory P. Moeller |
LR-15373 |
May 22, 1997 |
Kenneth Mitchell Wiggins, Jr. and
Wiggins & Company, Inc. |
LR-15372
|
May 21, 1997 |
Balance for Life, Inc., Richard K.
Steele, Jr. |
LR-15371 |
May 21, 1997 |
Members Service Corporation, Philip
Sung, John R. Silseth II, Union Securities Ltd., David Gilbert, Todd H.
Moore, Charles V. Payne, Wall Street Strategies, Inc., Joseph Lanza,
Kenneth O'Neal. |
LR-15370 |
May 21, 1997 |
Sage Technology, Inc., William R.
Thiele |
LR-15369
|
May 21, 1997 |
Norman G. Cornelius, Avalon Custom
Homes, Inc. Avalon Alliance Group, Inc.. |
LR-15368 |
May 16, 1997 |
Channa Wickremeratne a/k/a Channa
Wick and Options Group Trading Company |
LR-15367
|
May 16, 1997 |
Nycal Corporation |
LR-15366
|
May 15, 1997 |
Stephen J. Murphy |
LR-15365 |
May 13, 1997 |
Greenway Environmental Services,
Inc., Alvin A. McCollum, Steven F. Broadbent, Rex L. Zimmerman |
LR-15364 |
May 13, 1997 |
BeneFund, Inc. and Vernon R. Twyman,
Jr. |
LR-15363 |
May 13, 1997 |
A.R. Baron & Co., Inc., andrew
Bressman, Roman Okin, Richard Acosta, Glenn O'Hare, Joseph Scanni, Brett
Hirsch, Garvey Fox, Matthew Hirsch, Richard Simone, Charles Plia, Mark
Goldman, John Mcandris and Jack Wolynez |
LR-15362
|
May 12, 1997 |
James E. Washington, Jr., Dreams
Unlimited Investment Group, Dreams Unlimited Investment, Inc., Concepts
Unlimited Investment Group and Jacob N. Haynes |
LR-15361 |
May 8, 1997 |
John F. Aptt, Financial Instruments
Group, Financial Instruments Corporation, World Financial Instruments,
Global Financial Instruments, International Financial Instruments,
National Financial Instruments and Regional Financial Instruments |
LR-15360
|
May 6, 1997 |
Southwest Income Trust; Advantage
Income Trust; and Investors Trading Trust, Palo Verde 136, Inc., Steven
R. Shoop, Advantage Marketing Group, Inc., Charles D. Brown, FLC
Corporation, Donn K. Phillips and Anthony Ghirardello |
LR-15359
|
May 5, 1997 |
Cary S. Greene, Mustang
Development Corporation and Tower Operating Company |
LR-15358 |
May 1, 1997 |
Shaun K.R. Maxwell |
LR-15357 |
May 1, 1997 |
Marshall E. Melton |
LR-15356 |
May 29, 1996 |
Douglas R. Damon, Robert M. Davis
and Kenneth C. Kolovitz |
LR-15355 |
Apr. 29, 1997 |
Gene Block and Robert T. Riley |
LR-15354 |
Apil 29, 1997 |
Gary J. DiVall and Paul E. Magnuson |
LR-15353 |
Apr. 29, 1997 |
Bradley J. Simmons and American
Energy Group, Ltd. |
LR-15352
|
Apr. 29, 1997 |
David A. Schmidt and Willard A.
Whitehurst |
LR-15351 |
Apr. 25, 1997 |
Lum Kwan Sung |
LR-15350 |
Apr. 24, 1997 |
J.R. Consulting, Inc. |
LR-15349
|
Apr. 24, 1997 |
Charles E. Rose |
LR-15348 |
Apr. 24, 1997 |
Joseph C. Kane, Jr. |
LR-15347 |
Apr. 23, 1997 |
Jay R. Bishop |
LR-15346
|
Apr. 23, 1997 |
Joseph Latona and Jeffrey F.
Green |
LR-15345 |
Apr. 23, 1997 |
Jerry G. Kilgore |
LR-15344 |
Apr. 22, 1997 |
Stephen J. Murphy a.k.a. Jack
Davis |
LR-15343 |
Apr. 22, 1997 |
Barry C. Nelsen and Ellis J.
Tallant |
LR-15342 |
Apr. 21, 1997 |
Tellus Industries, Inc. and Glen E.
Burke |
LR-15341 |
Apr. 21, 1997 |
Stanley J. Feminella |
LR-15340
|
Apr. 18, 1997 |
Jeffrey E. Carter |
LR-15339 |
Apr. 17, 1997 |
Philip Rennert, David Rex Yeaman,
Michael Miller, George Jensen and Nolan Mendenhall |
LR-15338 |
Apr. 17, 1997 |
Global Financial Traders, Ltd.,
BGSG Holding Corp., Michael R. Reilly, John J. Kenna, Vincent J. Iovine
and David S. Coleman |
LR-15337 |
Apr. 17, 1997 |
David E. Lipson |
LR-15336 |
Apr. 17, 1997 |
Forrest Sygman |
LR-15335 |
Apr. 17, 1997 |
Neil A. Liechty and Neil A.
Liechty, Inc. |
LR-15334 |
Apr. 15, 1997 |
Ong Congqin Bobby |
LR-15333 |
Apr. 15, 1997 |
Timothy A. Hills and S.J. Windsor
Capital Partners LLP |
LR-15332 |
Apr. 15, 1997 |
Timothy J. Moriarty |
LR-15331 |
Apr. 15, 1997 |
John K. Judd, Jr. |
LR-15330
|
Apr. 15, 1997 |
NVID International, Inc., Matthew
E. Klenovic, and Robert F. Bunte |
LR-15329 |
Apr. 15, 1997 |
William Dennis Brosseau and
Kenneth Wayne McKay |
LR-15328 |
Apr. 11, 1997 |
James W. Hall |
LR-15327 |
Apr. 11, 1997 |
David Earl Wallace, Earl Joseph
Latiolais, David Stuart Zuckerman, and Joseph C. Lucio |
LR-15326 |
Apr. 11, 1997 |
Enserco, Inc., Energy
Service Company, John P. Brink, Anthony J. Leo and Frank Bravo, Jr. |
LR-15325 |
Apr. 10, 1997 |
Structural Dynamics Research
Corporation and Ronald J. Friedsam |
LR-15324
|
Apr. 10, 1997 |
Kenneth P. Kasarjian and The
Kenton Group, Inc. |
LR-15323
|
Apr. 10, 1997 |
Eunice J. Leigh |
LR-15322 |
Apr. 10, 1997 |
Dr. Milton Mutchnick, Renee
Mutchnick, Michael DeWood, Dennis M. Gill, Yvonne Graham, Paul H.
Holloway, William M. Leuchter, Richard Liebich, Dr. Panguluri, Dr.
Ravindra Alapati and Dr. Syam Gaddam |
LR-15321
|
Apr. 9, 1997 |
Michael Jonsson and Objective Invest
Holding S.A. |
LR-15320 |
Apr. 8, 1997 |
Donald E. Elder |
LR-15319
|
Apr. 8, 1997 |
Asset Management and Research,
Inc., Westview Capital, L.C., Trading Partners, L.C. and Trading
Partners II, L.C. |
LR-15318
|
Apr. 8, 1997 |
Peter M. Stanley |
LR-15317
|
Apr. 7, 1997 |
NVID International, Inc., Matthew
E. Klenovic and Robert F. Bunte |
LR-15316
|
Apr. 4, 1997 |
Michelle P. Suppes and Mark
Anthony |
LR-15315
|
Apr. 4, 1997 |
Nilkanth Patel, Hasmukh Patel,
Janak C. Patel, Janak M. Patel, and Kanubhai Patel |
LR-15314
|
Apr. 3, 1997 |
Leslie John Gray |
LR-15313
|
Apr. 2, 1997 |
Timothy A. Hills, S.J. Windsor
Capital Partners LLP |
LR-15312
|
Apr. 2, 1997 |
Chester Holdings, Ltd., Joseph
Pignatiello, Constance Pinatiello, Christopher Werner |
LR-15311
|
Apr. 1, 1997 |
Kenneth E. Rottenberg |
First Quarter |
LR-15310 |
Mar. 31, 1997 |
Robert D. Gersh, Boston Municipal Securities, Inc. and Devonshire Escrow |
LR-15309 |
Mar. 31, 1997 |
Raeburn Evans, M.D. |
LR-15308 |
Mar. 28, 1997 |
Gerald P. Hirsch and
Churchill Mortgage Investment Corp. |
LR-15307 |
Mar. 25, 1997 |
David I. Namer, Network
Mortgage Services, Inc., Offshore Insurance Services, Inc., Meyers
Pollock Robbins, Inc., Michael Ploshnick and Shelli Ploshnick |
LR-15306 |
Mar. 25, 1997 |
Michael Anthony Pierce
and Jocelyn Jane O'Rourke |
LR-15305 |
Mar. 24, 1997 |
Environmental
Chemicals Group, Inc.  |
LR-15304 |
Mar. 24, 1997 |
Gregg R. Shawzin, John
H. Anderson and Jeffrey Sanker |
LR-15303 |
Mar. 21, 1997 |
Paul Jay Shiffman |
LR-15302 |
Mar. 20, 1997 |
Susan L. Hirsch |
LR-15301 |
Mar. 19, 1997 |
Pamela Sue Topper |
LR-15300 |
Mar. 18, 1997 |
Dunne Finance Limited |
LR-15299 |
Mar. 18, 1997 |
Terry Plack |
LR-15298 |
Mar. 17, 1997 |
Robert Pierce, Carrie L.
Williams Pierce, and Pierce Investments Co. |
LR-15297 |
Mar. 17, 1997 |
Matrix Investment
Advisors, Inc., Security Financial, Inc., and Trustcap Financial Group,
Inc. |
LR-15296 |
Mar. 17, 1997 |
Steven W. Koinis
Mar. 17, 1997 |
LR-15295 |
Mar. 14, 1997 |
Emanuel Pinez Mar. 14,
1997 |
LR-15294 |
Mar. 14, 1997 |
Jan Jusko |
LR-15293 |
Mar. 14, 1997 |
Danny Sterk |
LR-15292 |
Mar. 14, 1997 |
William Sedkey Saydein |
LR-15291 |
Mar. 14, 1997 |
Global Financial
Traders, Ltd., BGSG Holding Corp., Michael R. Reilly, John J. Kenna,
Vincent J. Iovine, and David S. Coleman |
LR-15290 |
Mar. 14, 1997 |
Barry L. King |
LR-15289 |
Mar. 13, 1997 |
Walter E. Johnson and
Rex E. Sanders |
LR-15288 |
Mar. 13, 1997 |
Michael R. Warren |
LR-15287 |
Mar. 13, 1997 |
Fernando Cruz |
LR-15286 |
Mar. 12, 1997 |
Merle S. Finkel |
LR-15285 |
Mar. 12, 1997 |
Alfred Volpe |
LR-15284 |
Mar. 10, 1997 |
Business and Taxpayers
Coalition for Affordable Housing |
LR-15283 |
Mar. 10, 1997 |
Michael J. Colello |
LR-15282 |
Mar. 11, 1997 |
Phillip John Milligan,
a/k/a John Milligan |
LR-15281 |
Mar. 11, 1997 |
W.S. Clearing, Inc.,
William Sedkey Saydein |
LR-15280 |
Mar. 10, 1997 |
Gregg Michael Brenner
and Pamela Sue Topper |
LR-15279 |
Mar. 10, 1997 |
Hubert Leon Leopard and
Richard E. Lopez |
LR-15278 |
Mar. 10, 1997 |
Gary Alan Singer |
LR-15277 |
Mar. 10, 1997 |
Robert N. Taylor |
LR-15276 |
Mar. 7, 1997 |
First Interregional
Advisors Corporation, First Interregional Equity Corporation and Richard
Goettlich |
LR-15275 |
Mar. 5, 1997 |
Personal Wealth
Systems, Inc. and Gary M. Haiser |
LR-15274 |
Mar. 4, 1997 |
Simon M. Rosenfeld,
Terry D. Kochanowski and John F. Yakimczyk |
LR-15273 |
Mar. 4, 1997 |
John Thomas Royall |
LR-15272 |
Mar. 4, 1997 |
Mike Zaman, Smith,
Benton & Hughes, Andrew S. Pitt, Conectisys Corporation, B & M
Capital Corp., and Devon Investment Advisors, Inc. |
LR-15271 |
Feb. 28, 1997 |
Charles L. Howard |
LR-15270 |
Feb. 28, 1997 |
Joy L. Bouwkamp, Joe L.
Hallock and Thomas M. Grahovac |
LR-15269 |
Feb. 27, 1997 |
Neil A. Liechty and
Neil Liechty, Inc. |
LR-15268 |
Feb. 27, 1997 |
Michael Anthony Pierce |
LR-15267 |
Feb. 27, 1997 |
Marshall E. Melton Asset
Management and Research, Inc., Westview Capital, L.C. Trading Partners,
L.C. and Trading Partners II, L.C. |
LR-15266 |
Feb. 27, 1997 |
Triton Energy
Corporation, Philip W. Keever and Richard L. McAdoo |
LR-15265 |
Feb. 27, 1997 |
Roseann Martucci, Jay R.
Hartman and Garr Management Services, Inc |
LR-15264 |
Feb. 25, 1997 |
George Chelekis, KGC,
Inc. and Hot Stocks Review, Inc. |
LR-15263 |
Feb. 25, 1997 |
Lynn Roy Oyler |
LR-15262 |
Feb. 21, 1997 |
Rolan Colon |
LR-15261 |
Feb. 18, 1997 |
Sterling Foster &
Company, Inc., Adam Lieberman, Craig Kellerman, Frank Monroig, Dennis
Rueb |
LR-15260 |
Feb. 18, 1997 |
Fabri-Centers of
America, Inc., Robert L. Norton and Joseph E. Williams |
LR-15259 |
Feb. 14, 1997 |
Kenneth J. Schulte |
LR-15258 |
Feb. 14, 1997 |
Emanuel Pinez |
LR-15257 |
Feb. 13, 1997 |
Dennis Williams, Steve
Wertman, Kevin Woodbridge, Edward Donner, Edward T. Shea, Ronald Geraci,
Sr., Gerard King, Raymond Kripaitis, Trent Gribben, Ronald Troy Mikulka,
Douglas Diggins, and Edward Bracken |
LR-15256 |
Feb. 13,
1997 |
Harvey P. Tabb,
Donald R. Golan, American Ticketing Systems, Inc., Business Investment
Group, Inc. and Socal Ameritix Limited Partnership |
LR-15255 |
Feb. 13, 1997 |
John T. Hall, Joel
Ciniero and Mark Keckeisen |
LR-15254 |
Feb. 11, 1997 |
Thomas J. Farrell |
LR-15253 |
Jan. 29, 1997 |
Linda A. Hodge and The
Hodge Group, P.C.  |
LR-15252 |
Feb. 11, 1997 |
Digital Products
Corporation |
LR-15251 |
Feb. 10, 1997 |
Eddie Antar  |
LR-15250 |
Feb. 10, 1997 |
Lennox, S.A |
LR-15249 |
Feb. 7, 1997 |
The AppleTree Companies,
Inc. |
LR-15248 |
Feb. 6, 1997 |
Linda M. King |
LR-15247 |
Feb. 6, 1997 |
Ronald J. Mitchellette
and Robert Hardy |
LR-15246 |
Feb. 6, 1997 |
Ezra Chammah, Stanley
Elbaum, David Schaen, Ira Gorman, and Angelo Petrotto |
LR-15245 |
Feb. 5, 1997 |
Thomas Warde |
LR-15244 |
Feb. 4, 1997 |
J.W. Korth & Co. and
James Wilder Korth |
LR-15243 |
Feb. 3, 1997 |
Silicon Graphics, Inc. |
LR-15242 |
Feb. 3, 1997 |
David E. Freitag |
LR-15241 |
Feb. 3, 1997 |
Ben Bush Investment
Management, Inc |
LR-15240 |
Feb. 3, 1997 |
Nicholas J. Pace |
LR-15239 |
Feb. 3, 1997 |
One Naples Securities,
Inc. and James Zimmerman |
LR-15238 |
Jan. 31, 1997 |
Robert C. White |
LR-15237 |
Jan. 31, 1997 |
Charles O. Huttoe |
LR-15236 |
Jan. 30, 1997 |
Michael Levine |
LR-15235 |
Jan. 30, 1997 |
Citi Financial Services,
Citi Corp Realty Partners IV, Richard Thomas Mandell, Mark Morgenlender,
and Mark Barquera and Mark Cabrerro |
LR-15234 |
Jan. 30, 1997 |
Martin Kaiden and Martin
Kaiden Company, Inc. |
LR-15233 |
Jan. 30, 1997 |
Richard P. Brown |
LR-15232 |
Jan. 30, 1997 |
Telecom Marketing, Inc.,
Telecom Industries, Inc., Midas Media, Inc., Brixel, Inc., and John
Field, IV |
LR-15231 |
Jan. 30, 1997 |
Richard L. Arnold |
LR-15230 |
Jan. 29, 1997 |
Jay Marcus |
LR-15229 |
Jan. 28, 1997 |
Mustang Development
Corporation, Tower Operating Company, Neal B. Stein, Cary S. Greene, and
Samuel Embras, Jr. |
LR-15228 |
Jan. 28, 1997 |
Alexander Charles
Fuentes |
LR-15227 |
Jan. 28, 1997 |
Joseph Cusimano |
LR-15226 |
Jan. 23, 1997 |
Eugene R. Valentine |
LR-15225 |
Jan. 22, 1997 |
Gary W. Berus and Ronald
W. Harper |
LR-15224 |
Jan. 22, 1997 |
William P. Dillon |
LR-15223 |
Jan. 22, 1997 |
Jacob Adoni and Victor
Douenias |
LR-15222 |
Jan. 21, 1997 |
Ellis Deyon |
LR-15221 |
Jan. 21, 1997 |
Thomas Alger and William
Mylett |
LR-15220 |
Jan. 17, 1997 |
Cecil H. Suter |
LR-15219 |
Jan. 17, 1997 |
Twenty-First Century,
Capital Link Holding, Shields, Mariarossi, Marketing Concepts Group,
Inc., I-Net Holdings, Inc., Michael Coyne, Apex Marketing, Inc., Capital
Link, Inc., Frontline Consulting, Inc. and Twenty-First Century
Connection, LP. |
LR-15218 |
Jan. 17, 1997 |
Nicholas A. Rudi and
Public Capital Advisors, Inc. |
LR-15217 |
Jan. 16, 1997 |
Concept Capital Fund, Ltd., and Multinational Fund Management, Ltd. |
LR-15216 |
Jan. 16, 1997 |
Robert Albert Merrifield |
LR-15215 |
Jan. 15, 1997 |
Eugene D. Derry |
LR-15214 |
Jan. 15, 1997 |
Mark Anthony and Michelle Suppes and Suppes Securities, Inc. |
LR-15213 |
Jan. 15, 1997 |
RBF International, Inc., and Kenneth P. D'Angelo |
LR-15212 |
Jan. 9, 1997 |
James S. Faller II |
LR-15211 |
Jan. 9, 1997 |
Joseph P. Galluzzi |
LR-15210 |
Jan. 9, 1997 |
Harold Goldstein and Robert Singleton |
LR-15209 |
Jan. 8, 1997 |
Arie From |
LR-15208 |
Jan. 6, 1997 |
Milton Weinger |
LR-15207 |
Jan. 6, 1997 |
Cecil H. Suter |
LR-15206 |
Jan. 6, 1997 |
Matthew E. Klenovic and Thomas R. Yearms Amendment Release LR-15206A: Matthew E. Klenovic, Thomas R. Yearms, Christopher P. Veltmann. May 14, 1997 |
LR-15205 |
Jan. 2, 1997 |
Michael Anthony Chmiel |
LR-15204 |
Jan. 2, 1997 |
Ronald C. Black |
LR-15203 |
Jan. 2, 1997 |
Harry C. Morgan, John G. Martines, and John F. Walsh |
http://www.sec.gov/litigation/litreleases/litrelarchive/litarchive1997.shtml
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