ERISA Decisions
This Caselist focuses on published ERISA decisions.
Additional ALJ decisions (mostly approvals of settlements) may be found through DMS Search
Employee Benefits Security Administration (EBSA) [formerly PWBA] Advisory Opinions are located on the EBSA Web Site.
- 1991-RIS-1 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. RICHARD L. SMITH and SMITH ADMINISTRATORS
- Decision & Order (ALJ Jan. 20, 1998)HTML
- 1992-RIS-5 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. GEORGE H. ROBINSON, ADMINISTRATOR ANSWERING SERVICE, INC. ESOP
- Decision & Order (ALJ Feb. 2, 1993) (Robert M. Glennon)HTML
- Order Denying Reconsideration (ALJ Mar. 31, 1993 HTML
- Order Denying Reconsideration (ALJ Mar. 31, 1993 HTML
- 1992-RIS-16 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. SCHMID EMPLOYEE PROFIT SHARING PLAN
- Order Denying Motion to Dismiss (ALJ Nov. 5, 1992) (John M. Vittone)HTML
- Order Denying Motion to Dismiss (ALJ Jan. 19, 1993) (reconsideration)HTML
- Order Denying Motion to Dismiss (ALJ Jan. 19, 1993) (reconsideration)HTML
- 1992-RIS-19 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. SPALDING AND EVENFLO COMPANIES, INC.
- Decision & Order (ALJ Feb. 1, 1993) (E. Earl Thomas)HTML
- Decision & Order (PWBA Nov. 18, 1994)HTML
- Decision & Order (PWBA Nov. 18, 1994)HTML
- 1992-RIS-25 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BRANIFF, INC.
- Decision & Order (ALJ Sept. 27, 1993) (Victor J. Chao)HTML
- 1992-RIS-26 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. AUTOMOTIVE WHOLESALERS ASSOCIATION, INC.
- Order of Dismissal (ALJ Feb. 9, 1995)(Clement J. Kichuk)
HTML
- [consolidated with 92-RIS-31]
- [consolidated with 92-RIS-31]
- 1992-RIS-31
- [consolidated with 92-RIS-26]
- see 92-RIS-26 for orders
- see 92-RIS-26 for orders
- 1993-RIS-4 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION
- Decision & Order (ALJ June 9, 2000) (John M. Vittone)HTML
- Order [approving settlement agreement] (PWBA Oct. 24, 2000)HTML
- Order [approving settlement agreement] (PWBA Oct. 24, 2000)HTML
- 1993-RIS-18 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. T. W. TAGGART
- Decision & Order (ALJ Aug. 25, 1995)(Richard D.
Mills) HTML
- [consolidated with 93-RIS-19]
- [consolidated with 93-RIS-19]
- 1993-RIS-19 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. ASSOCIATION MARKETING CONSULTANTS, INC.
- [consolidated with 93-RIS-18]
- see 93-RIS-19 for orders
- see 93-RIS-19 for orders
- 1993-RIS-20 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CROSS MILLS, INC.
- Decision & Order Approving Proposed Consent Order
& Order of Dismissal (ALJ July 6, 1994)(Theodor P. von Brand)
HTML
- 1993-RIS-23 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. NORTHWESTERN INSTITUTE OF PSYCHIATRY
- Decision & Order (ALJ Dec. 21, 1993)(Ainsworth H.
Brown) HTML
- Decision & Order (PWBA July 26, 1995)HTML
- Decision & Order (PWBA July 26, 1995)HTML
- 1993-RIS-37 UNITED STATES DEPARTMENT OF LABOR, Pension and Welfare Benefits Administration v. MIDLANTIC COAST DELIVERY SYSTEMS, INC.
- Decision & Order Approving Settlement (ALJ Dec. 8,
1994) (Paul H. Teitler) HTML
- 1993-RIS-54 UNITED STATES DEPARTMENT OF LABOR, Pension and Welfare Benefits Administration v. DRS. MARLIN & DESILETS, P.C.
- Order of Dismissal (ALJ Nov. 2, 1994) (Joan Huddy
Rosenzweig) HTML
- [consolidated with 93-RIS-74 and 75]
- [consolidated with 93-RIS-74 and 75]
- 1993-RIS-55 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. MERSKIN & MERSKIN, P.C.
- Decision & Order (ALJ Apr. 27, 1995)(Daniel J.
Roketenetz) HTML
- 1993-RIS-58 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. THE PACE GROUP, INC. OF MICHIGAN
- Decision & Order Approving Stipulation & Order
of Dismissal (ALJ June 10, 1994)(Daniel J. Roketenetz) HTML
- 1993-RIS-59 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. THE PACE GROUP, INC. OF OHIO
- Decision & Order Approving Stipulation & Order
of Dismissal (ALJ June 10, 1994)(Daniel J. Roketenetz) HTML
- 1993-RIS-61 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. MICHAEL M. MAGUIRE, PLAN ADMINISTRATOR
- Decision & Order (ALJ Nov. 4, 1994)(Richard K.
Malamphy) HTML
- 1993-RIS-74 and 75
- [consolidated with 93-RIS-54]
- see 93-RIS-54 for orders
- see 93-RIS-54 for orders
- 1994-RIS-2 UNITED STATES DEPARTMENT OF LABOR v. HEALTHNET INSURANCE PLAN-NEWS, INC.
- Order to Show Cause (ALJ June 26, 1996)(John M.
Vittone)HTML
- 1994-RIS-9 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. IMPROVED READING CENTERS OF MICHIGAN
- Decision (ALJ xx)(J. Michael O'Neill) HTML
- 1994-RIS-11 USDOL v. EL DORADO FURNITURE CORP.
- Decision & Order (ALJ Feb. 21, 1997)(Paul H. Teitler)HTML
- 1994-RIS-17 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CINPAC, INC./LIBBY LEE TOYS, INC.
- Decision & Order (ALJ Mar. 20, 1995)(Richard E.
Huddleston) HTML
- 1994-RIS-24 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BOARD OF TRUSTEES, CHICAGO AREA INTERNATIONAL BROTHERHOOD OF TEAMSTERS SEVERANCE AND RETIREMENT TRUST FUND
- Decision & Order Approving Stipulation & Order
of Dismissal (ALJ Mar. 16, 1994)(Daniel J. Roketenetz) HTML
- 1994-RIS-27 USDOL v. DELFORD INDUSTRIES, INC.
- Order of Dismissal (ALJ May 11, 1995)(Robert D. Kaplan)HTML
- 1994-RIS-31 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. JOHN R. HOLLINGSWORTH COMPANY
- Order of Dismissal (ALJ Sept. 27, 1994)(Ralph A. Romano)HTML
- 1994-RIS-32 USDOL v. PDM CO., INC.
- Order of Dismissal (ALJ May 25, 1995)(Ralph A. Romano)HTML
- 1994-RIS-41 CONSOLIDATED PACKAGING CORPORATION
- Decision & Order (ALJ Dec. 23, 1994) (John M.
Vittone)HTML
- 1994-RIS-42 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. UNITED STEELWORKERS OF AMERICA
- Order of Dismissal (ALJ Mar. 24, 1995)(Daniel J.
Roketenetz) HTML
- 1994-RIS-48 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BAKERY AND CONFECTIONERY WORKERS LOCAL 125 HEALTH AND WELFARE TRUST FUND
- Decision & Order (ALJ Apr. 12, 1995) (Alexander Karst)HTML
- 1994-RIS-54 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BRICKLAYERS & ALLIED CRAFTSMEN, LOCAL #7, PENSION PLAN
- Decision & Order (ALJ Apr. 28, 1995)(Gerald M.
Tierney) HTML
- 1994-RIS-62 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. SOCIEDAD PARA ASISTENCIA LEGAL MONEY PURCHASE PLAN
- Decision & Order (ALJ Mar. 29, 1995)(John M. Vittone) HTML
- 1994-RIS-64 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. RHODE ISLAND BRICKLAYERS & ALLIED CRAFTSMEN PENSION FUND
- Decision & Order (ALJ May 30, 1995)(Joel F. Gardiner) HTML
- 1994-RIS-67 USDOL v. MESSIAH VILLAGE
- Order of Dismissal (ALJ Apr. 20, 1995)(Ralph A. Romano)HTML
- 1994-RIS-71 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BOARD OF TRUSTEES OF THE TEAMSTERS LOCAL 841 SEVERANCE PLAN
- Decision & Order Approving Motion to Withdraw Action
(ALJ July 10, 1995)(Joel F. Gardiner) HTML
- 1994-RIS-76 USDOL v. WILKINSON MANUFACTURING CO.
- Order of Dismissal (ALJ Aug. 13, 1996)(John M. Vittone)HTML
- 1995-RIS-4 USDOL v. D & H MANUFACTURERS, INC.
- Order of Dismissal (ALJ Jan. 11, 1996)(Robert L. Hillyard)HTML
- 1995-RIS-5 USDOL v. WALDMAN GRAPHICS, INC.
- Order of Dismissal (ALJ Aug. 13, 1996)(Paul H. Teitler)HTML
- 1995-RIS-10 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CASA HERRERA, INC.
- Order of Dismissal (ALJ July 25, 1995)(Samuel J. Smith)
HTML
- 1995-RIS-15 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. FARR COMPANY
- Order of Dismissal (ALJ Aug. 2, 1995)(Samuel J. Smith)
HTML
- 1995-RIS-28 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. GILBERT SORG
- Order Denying Complainant's Motion for Summary Decision
& Respondent's Cross Motion for Summary Decision (ALJ May 30,
1995)(Robert D. Kaplan)HTML
- 1995-RIS-40 USDOL v. BOARD OF TRUSTEES OF THE SCHENECTADY LOCAL 105 ANNUITY FUND
- Decision Approving Settlement & Dismissal Order (ALJ Oct. 31, 1997)(Richard A.
Morgan)HTML
- 1995-RIS-69 USDOL v. MIDWESTCO ENTERPRISES, INC.
- Order Denying Motion for Sanctions (ALJ Oct. 16, 1996)(John M. Vittone)HTML
- 1995-RIS-70 USDOL v. SEINO AMERICA, INC.
- Order of Dismissal (ALJ Oct. 7, 1996)(John M. Vittone)HTML
- 1996-RIS-9 USDOL v. M & B MINI-BLIND CORPORATION,
- Decision & Order (ALJ June 26, 1996)(John M. Vittone)HTML
- 1996-RIS-15 USDOL v. LIBERTY BANK
- Decision & Order (ALJ Aug. 13, 1996)(John M. Vittone)HTML
- 1996-RIS-39 USDOL v. NABET HEALTH FUND - FILM
- Order Approving Settlement (ALJ July 2, 1997) (Alexander Karst)HTML
- 1996-RIS-42 USDOL v. SOUTHWEST IMPORT REBUILDERS
- Order of Dismissal (ALJ Aug. 23, 1996)(John M. Vittone)HTML
- 1996-RIS-55 USDOL v. PATHOLOGY ASSOCIATES MEDICAL LABORATORIES
- Order of Dismissal (ALJ Oct. 31, 1996)(John M. Vittone)HTML
- 1996-RIS-60 USDOL v. ST. JOSEPH'S COMMUNITY HOSPITAL
- Order of Dismissal (ALJ Oct. 8, 1996)(John M. Vittone)HTML
- 1996-RIS-62 JOHNSON BROTHERS ENTERPRISES
- Decision & Order Approving Stipulation &: Order of Dismissal (ALJ Oct. 7,
1997)(Daniel J. Roketenetz)HTML
- 1996-RIS-63 USDOL v. FNW BANCORP, INC.
- Decision & Order (ALJ Nov. 8, 1996)(John M. Vittone)HTML
- 1996-RIS-67 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CURRENT DEVELOPMENT CORPORATION
- Decision & Order (ALJ Feb. 22, 2000)(Thomas F. Phalen, Jr.) HTML
- Errata (ALJ Mar. 2, 2000) HTML
- Errata (ALJ Mar. 2, 2000) HTML
- 1996-RIS-68 USDOL v. PENNFIELD CORPORATION
- Decision & Order (ALJ Oct. 16, 1996)(John M. Vittone)HTML
- 1996-RIS-73 USDOL v. RATHJE ENTERPRISES, INC.
- Decision & Order Approving Joint Stipulation &: Order of Dismissal (ALJ
1997)(Daniel J. Roketenetz)HTML
- 1996-RIS-77 USDOL v. GEORGIA AND SOUTH CAROLINA LABORERS DISTRICT COUNCIL EDUCATION AND TRAINING FUND
- Order of Dismissal (ALJ Nov. 25, 1996)(John M. Vittone)HTML
- 1997-RIS-6 USDOL v. ATLAS PAPER MILLS
- Order Approving Stipulation of Dismissal (ALJ Nov. 12, 1997)(John M. Vittone)HTML
- 1997-RIS-11 USDOL v. BR HOLDINGS, LTD. d/b/a RACINE STEEL CASTINGS
- Decision & Order (ALJ May 2, 1997)(John M. Vittone)HTML
- 1998-RIS-61 USDOL v. TENNECO AUTOMOTIVE
- Order (ALJ Mar. 3, 1999)(Rudolf L. Jansen)PDF
- Order of Dismissal (ALJ Apr. 2, 1999)HTML
- Order of Dismissal (ALJ Apr. 2, 1999)HTML
- 1999-RIS-48 USDOL v. BRIAN CENTER RELATED CORPORATIONS 401(K) PLAN ANNUAL REPORT (98-2659)
- Order Approving Settlement & Dismissing Complaint (ALJ Dec. 16, 1999) (James W. Kerr, Jr.)HTML
- 1999-RIS-53 USDOL v. COMPGRAPHIX, INC
- Decision & Order Granting Summary Decision (ALJ Oct. 14, 1999)(Larry W. Price)HTML
- 2000-RIS-40 USDOL, EBSA v. SCHNEIDERMAN'S FURNITURE, INC.
- Decision & Order Granting PWBA's Motion for Summary Decision (ALJ Mar. 23, 2001) (Alice M. Craft)HTML
- 2002-RIS-10 USDOL, EBSA v. CONTINUE CARE HOME HEALTH
- Order of Dismissal (ALJ June 10, 2003) (Michael P. Lesniak)HTML
- 2000-RIS-20 USDOL, EBSA v. SYNERGY MANUFACTURING TECHNOLOGY, INC.
- Decision & Order Granting Summary Decision (ALJ Feb. 21, 2007) (Jeffrey Tureck)PDF
- 2005-RIS-88 USDOL, EBSA v. DYNASPACE CORPORATION
- Decision & Order Granting Complainant's Motion for
Summary Judgment (ALJ Jan. 10, 2007) (Jeffrey Tureck)
PDF
- 2005-RIS-99 USDOL v. CALLAGHAN & CALLAGHAN, INC.
- Decision & Order (ALJ Apr. 24, 2006) (Larry W. Price)PDF
- 2005-RIS-115 USDOL, EBSA v. MASCON INFORMATION TECHNOLOGIES, LTD.
- Decision & Order (ALJ Oct. 19, 2006) (Jeffrey Tureck)
PDF
- 2006-RIS-7 USDOL, EBSA v. PLAN ADMINISTRATOR, STOVER INDUSTRIES INC. 401K PLAN
- Decision & Order Granting Complainant's Motion for Summary Decision (ALJ Mar. 15, 2007) (Joseph E. Kane)
PDF
- 2006-RIS-59 USDOL, EBSA v. PLAN ADMINISTRATOR, STARR'S TRANSPORTATION
- Decision & Order (ALJ Apr. 5, 2007) (John M. Vittone)
PDF
- 2007-RIS-9 USDOL, EBSA v. NEW DESIGN CONSTRUCTION CO., INC.
- Decision & Order Granting Complainant's Motion for Summary Judgment (ALJ May 4, 2007) (Thomas M. Burke)
PDF
- 2007-RIS-111 USDOL, EBSA v. PLAN ADMINISTRATOR, ARENSON OFFICE FURNISHING, INC. P/S 401(K) PLAN
- Decision & Order Cancelling Hearing &
Granting Complainant's Motion for Summary Judgment (ALJ May 2, 2008) (John M. Vittone)
PDF
- 2007-RIS-113 USDOL, EBSA v. PRODUCT MANAGEMENT, INC. PROFIT SHARING PLAN
- Initial Decision & Order Granting Summary Judgment (ALJ Feb. 23, 2009) (Daniel A. Sarno, Jr.)
PDF
- 2007-RIS-141 USDOL, EBSA v. PLAN ADMINISTRATOR, PRECISION WIRE PRODUCTS, INC.
- Decision & Order Granting EBSA's Motion for Summary Decision
& Denying Respondent's Counter-Motion for Summary Decision
(ALJ Sept. 10, 2008) (Gerald M. Etchingham)
PDF
- 2008-RIS-20 USDOL, EBSA v. TILE FINISHERS LOCAL 88 NY, BAC SAVINGS PLAN
- Decision & Order - Denying Motion to Dismiss & Granting Motion for
Summary Judgment (ALJ June 3, 2008) (Paul C. Johnson, Jr.)
PDF
- 2009-RIS-14 USDOL, EBSA v. PLAN ADMINISTRATOR, DUTCH AMERICAN IMPORT CO., INC., EMPLOYEE STOCK OWNERSHIP PLAN
- Decision & Order - Reducing Civil Penalty
(ALJ Jan. 6, 2010) (Gee)
PDF
- 2009-RIS-18 USDOL, EBSA v. LFC GROUP EMPLOYEES RETIREMENT PLAN
- Decision & Order Granting Complainant's Motion for Summary Decision
(ALJ May 20, 2010) (Gee)
PDF
- 2009-RIS-58 USDOL, EBSA v. PLAN ADMINISTRATOR, KAY TOLEDO TAG INC. 401(k) RETIREMENT SAVINGS PLAN
- Order Granting Complainant's Motion for Summary Decision
(ALJ July 15, 2010) (Merck)
PDF
- 2009-RIS-68 USDOL, EBSA v. PLAN ADMINISTRATOR, THIBEAULT CORP. OF NE/T-QUIP SALES & LEASING 401(K) PLAN
- Decision and Order
(ALJ July 19, 2010) (Calianos)
PDF
- 2009-RIS-80 USDOL, EBSA v. P.E.C. CONTRACTING ENGINEERS
- Decision and Order Granting Complainant's Motion for Summary Decision, in Part, and Denying
Respondent's Counter-Motion for Summary Decision
(ALJ Nov. 15, 2010) (Leland)
PDF
- 2010-RIS-17 USDOL, EBSA v. NEBRASKA MEAT CORPORATION (09-1622D)
- Decision and Order
(ALJ Aug. 30, 2010) (Romano)
PDF
- 2010-RIS-72 USDOL, EBSA v. PLAN ADMINISTRATOR, CONTRACTOR AND EMPLOYEES 401(K) PLAN, FRONTIER CONTRACTING INC.
- Order Granting EBSA's Motion for Summary Judgment
(ALJ Feb. 8, 2012) (Pulver)
PDF
- 2011-RIS-14 USDOL, EBSA v. NELLO CORPORATION
- Decision and Order Granting Complainant's Motion for Summary Judgment
(ALJ Nov. 8, 2011) (Chapman)
PDF
- 2012-RIS-42 USDOL, EBSA v. PLAN ADMINISTRATOR, ALL GLASS 401(k) PLAN
- Order Granting Summar Judgment
(ALJ Dec. 6, 2012) (Purcell)
PDF
- 2012-RIS-47 USDOL, EBSA v. PLAN ADMINISTRATOR, MMG OF CLIFTON PARK, INCORPORATED PLAN
- Order of Dismissal for Lack of Jurisdiction
(ALJ July 6, 2012) (Purcell)
PDF
- 2012-RIS-52 USDOL, EBSA v. PLAN ADMINISTRATOR, INTERNATIONAL UNION OF TOOL, DIE & MOLD MAKERS PENSION PLAN
- Decision and Order Dismissing Case for Lack of Jurisdiction
(ALJ Apr. 12, 2012) (Purcell)
PDF