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Other Commission Orders, Notices,
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Release No. | Date | Details |
Fourth Quarter | ||
PA-28 | Dec. 2, 1999 | Privacy Act of 1974 Notice of Modifications to a System of Records and the Establishment of a New System of Records: Applications for Registration or Exemption under the Investment Advisers Act of 1940 and the Investment Company Act of 1940 (SEC-2), Pay and Leave System (SEC-15), and Broker-Dealer Records (SEC-49) File No.: S7-27-99 |
34-42042 | Oct. 20, 1999 | International Securities Exchange LLC (Notice of Registration Under Section 6 of the Securities Exchange Act of 1934 File No.: 10-127 Comments Due: 21 days after date of publication in the Federal Register |
Third Quarter | ||
No releases | ||
Second Quarter | ||
34-41439 | May 24, 1999 | International Securities Exchange LLC (Notice of Registration Under Section 6 of the Securities Exchange Act of 1934) File No.: 10-127 Comments Due: 45 days after date of publication in the Federal Register Comments received electronically are available for this notice. |
34-41384 | May 10, 1999 | Foreign Issuers (Submitted Information Under Section 12(g) of the Securities Exchange Act of 1934) International Series Release No. 1196 |
34–41288 | Apr. 14, 1999 | Amendments to the Commission’s Freedom of Information Act, Privacy Act, and Confidential Treatment Rules File No.: S7-14-99 Other Release Nos.: FOIA–190; PA–27 |
PA-26 | Apr. 14, 1999 | Privacy Act of 1974: Establishment of Two Systems of Records: Disgorgement and Penalties Tracking System (SEC-47) and Fitness Center Membership, Payment, and Fitness Records (SEC-48) File No.: S7-13-99 |
First Quarter | ||
33-7664 | Mar. 31, 1999 | Securities Uniformity; Annual Conference on Uniformity of Securities (meeting date: April 19, 1999) |
34-41199 | Mar. 22, 1999 | Tradepoint Financial Networks plc (Order Granting Limited Volume Exemption Under Section 5 of the Securities Exchange Act of 1934) International Series Release No. 1189 File No.: 10-126 |
http://www.sec.gov/rules/other/otherarchive/other1999.shtml
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