Annaly Capital Management
Latham & Watkins LLP
Barclays
RBS
Ford Motor Credit
Bank of America Merrill Lynch
Royal Bank of Canada
Ford Motor Credit
American Securitization Forum
II. Definitions
General
Annaly Capital Managment
Latham & Watkins LLP
Barclys
RBS
Ford Motor Credit
Bank of American Merrill Lynch
Royal Bank of Canada
American Securitization Forum
II. Definitions
General
Interstate Natural Gas Association of America
II. Definitions
ConocoPhillips
Sullivan & Cromwell LLP
II. Definitions
Natural Gas Supply Association
II. Definitions
XXVI. Position Limits
Better Markets
II. Definitions
SIFMA
Goldman Sachs & Co.
Davis Polk & Wardwell
II. Definitions
Securities Industry and Financial Markets Association
Goldman Sachs & Co.
Davis Polk & Wardwell
II. Definitions
Not-for Profit Electric Coalition
National Rural Electric Cooperative Association
American Public Power Association
Los Angeles Department of Water and Power (representing the Large Public Power Council)
Bonneville Power Administration
Reed Smith LLP
II. Definitions
Russell Wasson
Richard Meyer
Susan Kelly
Randy Howard
Sonya Baskerville
Patty Dondanville
Dave Schryver
II. Definitions
Coalition of Physical Energy Companies
Bracewell
Shell Energy North America
II. Definitions
Edison Electric Institute
II. Definitions
American Gas Association
Covington and Burling
II. Definitions
Barclays Capital, Inc.
BNP Paribas
CIBC World Markets Corp.
Credit Suisse
Deutsche Bank AG
HSBC Bank USA
Institute of International Bankers (IIB)
Mizuho Corporate Bank, Ltd.
Royal Bank of Canada
Standard Chartered Bank
UBS
I. Registration
II. Definitions
XVII. Data Recordkeeping
XVIII. Real Time Reporting
American Banking Association
II. Definitions
BP America Inc.
I. Registration
II. Definitions
Covington and Burling LLP
II. Definitions
American Public Gas Association
Bonneville Power Administration
National Rural Electric Cooperative Association
American Public Power Association
Van Ness Feldman (for the Large Public Power Council)
Reed Smith LLP
II. Definitions
Natural Gas Supply Association
II. Definitions
Los Angeles Department of Water and Power (LADWP)
Tacoma Public Utilities
Partner Van Ness Feldman Law Firm
II. Definitions
Large Public Power Council
II. Definitions
II. Definitions
XI. End-user Exception
Better Markets
II. Definitions
XXVI. Position Limits
Consumer Federation of America
II. Definitions
XXVI. Position Limits
Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
II. Definitions
V. Capital & Margin
XI. End-user Exception
Latham & Watkins
II. Definitions
Latham & Watkins
GFMA Global FX Division
Goldman Sachs
Managed Funds Association
II. Definitions
Cargill
II. Definitions
XXVI. Position Limits
Natural Gas Supply Association
National Corn Growers Association
II. Definitions
KfW Development Bank
II. Definitions
Dominion Resources
Exelon
NextEra Energy Resources
Bracewell & Giuliani
Edison Electric Institute (EEI)
Electric Power Supply Association (EPSA)
II. Definitions
XVII. Data Recordkeeping
ConocoPhillips
NextEra
Vitol
Sutherland
MidAmerican
NextEra
II. Definitions
XVII. Data Recordkeeping
American Public Power Association
Large Public Power Council
National Rural Electric Cooperative Association
II. Definitions
American Gas Association
II. Definitions
American Gas Association
II. Definitions
American Gas Association
II. Definitions
National Rural Electric Cooperative Association
American Public Power Association
New York Power Authority representing the Large Public Power Council
Reed Smith LLP
II. Definitions
American Banking Association (ABA)
II. Definitions
Eris Exchange
DRW
II. Definitions
VII. DCO Core Principles
VIII. Process for Review of Swaps
XII. DCM Core Principles
XVIII. Real Time Reporting
Block Sizes for Large Notional Off-Facility Swaps
BP
II. Definitions
III. Business Conduct Standards w/ Counterparties
V. Capital & Margin
XXVI. Position Limits
Americans for Financial Reform
II. Definitions
XIII. SEF Registration
XXVIII. Volcker Rule
European Investment Bank
Arnold & Porter
II. Definitions
EIB
Arnold & Portner
II. Definitions
XXI. Joint Rules w/ SEC
CME, Pension funds
II. Definitions
XII. DCM Core Principles
XXVI. Position Limits
General
Companies in the oil & gas industry and financial companies engaged in swaps with energy market participants.
II. Definitions
V. Capital & Margin
XI. End-user Exception
General
Inter-American Development Bank (IDB)
II. Definitions
XI. End-user Exception
The Business Council for Sustainable Energy (BCES)
Sempra Energy
Solar City
American Wind Energy Association (AWEA)
Pacific Gas & Electric (PGE)
Calpine
Sacramento Municipal Utilities District (SMUD)
II. Definitions
Cleary Gottlieb Steen & Hamilton LLP
Citigroup
II. Definitions
Consumer Federation of America
Better Markets, Inc.
II. Definitions
III. Business Conduct Standards w/ Counterparties
Bank of Oklahoma, (BOKF, N.A.)
II. Definitions
General
SIFMA
MFA
II. Definitions
Goldman Sachs
II. Definitions
IV. Business Conduct Standards – Internal
National Council of Farmer Cooperatives
II. Definitions
Morgan, Lewis & Bockius LLP
Managed Funds Associates
Global FX Division
II. Definitions
BlackRock
II. Definitions
III. Business Conduct Standards w/ Counterparties
VIII. Process for Review of Swaps
General
Better Markets
II. Definitions
Grain and Feed Association of Illinois, Springfield
Consolidated Grain & Barge Co, Bluffs, IL
Demeter, LP, South Beloit, IL
GROWMARK, Inc., Bloomington, IL
Kansas Grain and Feed Association
Missouri Agribusiness
II. Definitions
General
Independent Community Bankers of America
II. Definitions
American Bankers Association ("ABA")
II. Definitions
General
Webster Bank
Commerce Bank
BOK Financial
Wells Fargo
ABA
II. Definitions
National Grain and Feed Association
American Farm Bureau Federation
Commodity Markets Council
National Council of Farmer Cooperatives
II. Definitions
Covington & Burling LLP
American Gas Association
II. Definitions
XXVI. Position Limits
Bunge Global Agribusiness
Louis Dreyfus Commodities
Cargill
Delta Strategies for Gavilon
Commodity Markets Council
II. Definitions
Sempra Energy
Natural Gas Supply Association
Solar City
American Wind Energy Association
Pacific Gas & Electric
Sacramento Municipal Utilities District
BCSE
II. Definitions
NAREIT
Chatham
NAM
U.S. Chamber of Commerce
Constellation
Peabody Energy
Gibson Dunn
II. Definitions
National Corn Growers Association
Natural Gas Supply Association
II. Definitions
National Rural Electric Cooperative Association (NRECA)
American Public Power Association (APPA)
II. Definitions
XVII. Data Recordkeeping
XVIII. Real Time Reporting
Chatham Financial
II. Definitions
NextEra Energy
II. Definitions
NAIC and SEC
II. Definitions
Chicago Trading Company
II. Definitions
Berkshire
MidAmerican
II. Definitions
Nossaman LLP
Regions Bank
Fifth Third Bank
II. Definitions
Constellation Energy Group
Dominion Resources
Exelon
Public Service Enterprise Group (PSEG)
Edison Electric Institute (EEI)
II. Definitions
Hunton & Williams
ConocoPhillips
Vitol
NextEra Energy
II. Definitions
Morgan, Lewis & Bockius
Securities Industry and Financial Markets Association (SIFMA)
Winton Capital
Managed Funds Association
Campbell & Company
Morgan Stanley
Tudor Investment Corporation
II. Definitions
Goldman Sachs
II. Definitions
Goldman Sachs
II. Definitions
Global Foreign Exchange Division
Managed Funds Association
II. Definitions
The World Bank
II. Definitions
Country Hedging
Dairy Farmers of America/Dairylea
Land O’Lakes
Growmark
National Council of Farmer Cooperatives
II. Definitions
The Farm Credit Council
II. Definitions
XVII. Data Recordkeeping
XVIII. Real Time Reporting
National Rural Electric Cooperative Association
II. Definitions
XVII. Data Recordkeeping
XVIII. Real Time Reporting
Evolution Markets
II. Definitions
XIII. SEF Registration
Working Group of Commercial Energy Firms
II. Definitions
Report: Improving Clearing Oversight
PNC Finanical Services
PNC Capital Markets
Fifth Third Bank
Promontory Financial Group, LLC
II. Definitions
Schulte, Roth & Zabel
II. Definitions
The Financial Services Roundtable
BB&T
Capital One
CIT Capital Markets
CIT Group
FTN Financial/First Tennessee Bank
Toyota Financial
Union Bank
US Bank
Arnold & Porter
Latham & Watkins
II. Definitions
Schulte, Roth & Zabel
II. Definitions
The Financial Services Roundtable
II. Definitions
General
ABN AMRO, Amalgamated Metal Trading, Bank of America Merrill Lynch, BP Oil International, Citigroup, CME Group, Credit Suisse Securities, Deutsche Bank, Elliott Advisors, FOA, Goldman Sachs, ICE Futures, IG Group, JP Morgan, London Stock Exchange, Marex Financial, Monument Securities, Morgan Stanley, Natixis Commodity Markets, NYSE LIFFE, RWE Supply Trading, UBS
II. Definitions
V. Capital & Margin
VII. DCO Core Principles
XII. DCM Core Principles
XXVI. Position Limits
Kreditanstalt für Wiederaufbau (KfW)
Sullivan & Cromwell LLP
II. Definitions
Markit
MarkitSERV
Latham & Wakins (as counsel)
II. Definitions
IV. Business Conduct Standards – Internal
XIII. SEF Registration
XVII. Data Recordkeeping
XVIII. Real Time Reporting
National Rural Utilities Cooperative Finance Corporation (NRU CFC)
Russell & Barron
II. Definitions
XI. End-user Exception
XXI. Joint Rules w/ SEC
FTN Financial, a division of First Tennessee Bank, N.A.
II. Definitions
XI. End-user Exception
JP Morgan Chase & Co.
I. Registration
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards – Internal
V. Capital & Margin
The Church Alliance
II. Definitions
III. Business Conduct Standards w/ Counterparties
XI. End-user Exception
Morgan Stanley
I. Registration
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards – Internal
V. Capital & Margin
Natinal Gas Supply Association
II. Definitions
Regions Bank
Fifth Third Bank
M&T Bank
II. Definitions
XVI. Swap Data Repositories Registration
Goldman Sachs & Co.
I. Registration
II. Definitions
V. Capital & Margin
DRW
Chicago Trading Company
Infinium
Delta Strategies
II. Definitions
VIII. Process for Review of Swaps
XVI. Swap Data Repositories Registration
Infinium, DRW Trading, CTC
II. Definitions
KfW, also known as Kreditanstalt für Wiederaufbau
Sullivan & Cromwell
II. Definitions
Willkie Farr & Gallagher LLP
II. Definitions
UBS Americas, Inc.
II. Definitions
V. Capital & Margin
XII. DCM Core Principles
XIII. SEF Registration
Natural Gas Exchange (NGX)
II. Definitions
VII. DCO Core Principles
VIII. Process for Review of Swaps
IX. Governance & Possible Limits
Church Alliance
II. Definitions
III. Business Conduct Standards w/ Counterparties
XI. End-user Exception
GFI Group
Katten Muchin Rosenman LLP
II. Definitions
Sullivan & Cromwell
II. Definitions
Regions Bank
Fifth Third Bank
M&T Bank
Nossaman Law Firm
II. Definitions
Securities Industry and Financial Markets Associations Asset Management Group (SIFMA AMG)
Vanguard
Goldman Sachs Asset Management
Fidelity Investments
II. Definitions
Renewable Energy Markets Association
II. Definitions
National Council of Farmer Cooperatives
II. Definitions
XI. End-user Exception
XIX. Agricultural Swaps
Los Angeles Department of Water & Power
II. Definitions
Webster Bank
II. Definitions
ING
Prudential Financial
Fidelity
JP Morgan Chase
Bank of America Merrill Lynch
Stable Value Investment Associaton
Cadwalader Wickersham & Taft
II. Definitions
Goldman Sachs
II. Definitions
V. Capital & Margin
CME and the law firm of Skadden Arps, representing CME
II. Definitions
Country Hedging
Dairy Framers of America/Dairylea
Land O'Lakes
Growmark
National Council of Farmer Cooperatives
II. Definitions
XIX. Agricultural Swaps
XXVI. Position Limits
National Council of Farmer Cooperatives
II. Definitions
XIX. Agricultural Swaps
Country Heading
Dairy Risk Management Services
Commodity Risk Management
AgriVisor
Dairy Farmers of America
Land O'Lakes
Growmark
II. Definitions
XXVI. Position Limits
General
CHS
Dairy Farmers of America/Dairylea
Land O 'Lakes
Growmark
National Council of Farmer Cooperatives
II. Definitions
XXVI. Position Limits
General
ISDA
MayerBrown
II. Definitions
Chatham Financial
II. Definitions
Futures Industry Association Board of Directors
II. Definitions
XIII. SEF Registration
XVIII. Real Time Reporting
XXVI. Position Limits
XXVII. Investment Adviser Reporting
BG Americas & Global LNG (BG Americas)
Alpine Group
Hunton & Williams
II. Definitions
XVII. Data Recordkeeping
XXI. Joint Rules w/ SEC
Bunge
Cargill
Louis Dreyfus Commodities
Gavilon
Hunton & Williams
Vitol
Commodity Markets Council
II. Definitions
Wells Fargo
Sullivan & Cromwell
II. Definitions
Mizuho Securities USA, Inc. (MSUSA)
Sherman & Sterling LLP (Sherman & Sterling)
Sapient Global Markets (Sapient)
I. Registration
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards – Internal
V. Capital & Margin
Business Roundtable
Chamber of Commerce
Financial Executives International
Agricultural Retailers Association
Chatham
GE
Ford
II. Definitions
V. Capital & Margin
General
Coalition for Derivatives End-Users
Chamber of Commerce
Business Roundtable
Chatham Financial
ConocoPhillips
GE
Cargill
John Deere
Constellation
II. Definitions
V. Capital & Margin
VII. DCO Core Principles
Wells Fargo
II. Definitions
Goldman Sachs
I. Registration
II. Definitions
Assoc. of Int'l Inverstors
II. Definitions
V. Capital & Margin
General
II. Definitions
V. Capital & Margin
XXVI. Position Limits
Fidelity Investments
II. Definitions
V. Capital & Margin
XXVI. Position Limits
Chatham Financial (Chatham)Â
Susquehanna Bancshares, Inc. (Susquehanna)
II. Definitions
XI. End-user Exception
JPMorgan Chase
I. Registration
II. Definitions
Bunge
II. Definitions
XXVI. Position Limits
Bunge
I. Registration
II. Definitions
Bunge
II. Definitions
XI. End-user Exception
Citi
JP Morgan
Morgan Stanley
II. Definitions
V. Capital & Margin
VI. Segregation and Bankruptcy
VIII. Process for Review of Swaps
XIII. SEF Registration
XVIII. Real Time Reporting
Gavilon
II. Definitions
XXVI. Position Limits
ISDA
Kalorama Partners
II. Definitions
XIII. SEF Registration
Gavilon LLC
Delta Strategy Group
II. Definitions
XIX. Agricultural Swaps
Gavilon
Delta Strategy
II. Definitions
Vitol, Inc.
II. Definitions
ISDA, Kalorama Partners
II. Definitions
K&L Gates, MFS Investment Management, Invesment Advisors Assoc.
II. Definitions
General
The Prudential Insurance Company of America (Prudential)
Sullivan & Cromwell (S&C)
U.S. Securities and Exchange Commission (SEC)
II. Definitions
XI. End-user Exception
Conoco Phillips
Hess
Shell Trading
Constellation
Vitol Inc.
Luminant
AGL Resources
BP
NextEra Energy
DTE Energy
Hunton
II. Definitions
Conoco
Hess
Constellation
Vitol
NextEra
II. Definitions
Riverside Risk Advisors
II. Definitions
V. Capital & Margin
XI. End-user Exception
Athilon Structured Investment Advisors LLC (Athilon)
Sullivan & Cromwell
II. Definitions
Credit Suisse
II. Definitions
XVII. Data Recordkeeping
Goldman Sachs Bank USA
I. Registration
II. Definitions
California State Teachers’ Retirement System (CalSTRS)
Covington & Burling
II. Definitions
Steben & Co.
II. Definitions
General
American Electric Power
 Calpine
 Constellation
 DC Energy
 Edison Electric Institute
 Edison International
 EPSA
 Exelon
 GenOn
 Southern Company
 Sutherland
 Bracewell
 Cadwalader
II. Definitions
Credit Suisse
Millennium Capital
Marathon Capital
TRowe Price
BlackRock
Blue Mountain
Goldman Sachs Asset Management
King Street
II. Definitions
V. Capital & Margin
XIII. SEF Registration
BlackRock
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards – Internal
IX. Governance & Possible Limits
Institute of International Bankers
Davis Polk & Wardwell
Clearly Gottlieb
II. Definitions
Rabobank
Davis Polk
I. Registration
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards – Internal
V. Capital & Margin
XVII. Data Recordkeeping
XVIII. Real Time Reporting
General
Constellation Energy
BRT
Chamber of Commerce
National Association of Manufacturers
NAREIT
Financial Executives International
IBM
Caterpillar
John Deere
GE
Forest City
Inland
MillerCoors
Ford
Energy Future Holdings
Chatham Financial
Gibson Dunn
II. Definitions
XI. End-user Exception
The Cypress Group (Cypress)
Primus Asset Management, Inc. (Primus)
Invicta Financial Group (Invicta)
Quadrant Structured Investment Advisers LLC (Quadrant)
U.S. Securities and Exchange Commission (SEC)
II. Definitions
MFX Solutions, Inc. (MFX)
II. Definitions
ISDA
Kalorama Partners
Mayer Brown
II. Definitions
IX. Governance & Possible Limits
XXVI. Position Limits
General
ISDA
Kalorama Partners
Mayer Brown
II. Definitions
XIII. SEF Registration
XVIII. Real Time Reporting
XXI. Joint Rules w/ SEC
Vitol, Inc.
II. Definitions
XI. End-user Exception
XXVI. Position Limits
Property Casualty Insurers Assoc, The Raben Group
II. Definitions
XI. End-user Exception
Constellation
BP
GenOn
Cargill
Shell
Electrip Power Supply Association (EPSA)
II. Definitions
V. Capital & Margin
XXI. Joint Rules w/ SEC
Working Group of Commercial Energy Firms
I. Registration
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards – Internal
V. Capital & Margin
XVII. Data Recordkeeping
XVIII. Real Time Reporting
General
Agrivisor
II. Definitions
Nomura
Citi
Goldman Sachs
Credit Suisse
Bank of America/Merrill Lynch
Mayer Brown
II. Definitions
MBIA
II. Definitions
V. Capital & Margin
XVI. Swap Data Repositories Registration
Next Era Energy Power Marketing, LLC
Next Era Energy Resources, LLC
Delta Strategy Group
Cadwalader, Wickersham & Taft LLP
II. Definitions
Bank of France
II. Definitions
NextEra Energy
II. Definitions
General
NextEra
II. Definitions
General
Credit Suisse, Deutsche Bank, Citi, JP Morgan, Barclays, Morgan Stanley, Goldman Sachs, UBS
I. Registration
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards – Internal
XVII. Data Recordkeeping
XVIII. Real Time Reporting
Hungary, France, Sweden, UK, Poland and Netherlands
II. Definitions
VII. DCO Core Principles
European Parliament's Economic and Monetary Affairs Committee
II. Definitions
European Parliament
II. Definitions
VII. DCO Core Principles
XI. End-user Exception
XVIII. Real Time Reporting
European Commission
II. Definitions
VII. DCO Core Principles
XI. End-user Exception
XVI. Swap Data Repositories Registration
Fidelity
Vanguard
Fidelity
Wellington
Goldman Sachs Asset Management
MFS
Securities Industry Financial Markets Association (SIFMA)
II. Definitions
Shell Energy North America
Shell Oil Company
II. Definitions
XXI. Joint Rules w/ SEC
XXVI. Position Limits
Shell Energy
II. Definitions
XXI. Joint Rules w/ SEC
XXVI. Position Limits
Northland Energy Trading LLC
Sutherland
II. Definitions
Shell Oil Company
II. Definitions
XXI. Joint Rules w/ SEC
XXVI. Position Limits
Chatham Financial
II. Definitions
Americans for Financial Reform
AFL-CIO
Better Markets
II. Definitions
Institute of International Bankers
I. Registration
II. Definitions
Morgan Stanely
II. Definitions
III. Business Conduct Standards w/ Counterparties
XIII. SEF Registration
XVIII. Real Time Reporting
Berkshire Hathaway
MidAmerican Energy Holdens Company
Burlington Northern Santa Fe
Hunton & Williams LLP
II. Definitions
Berkshire Hathaway
MidAmerican Energy Holdings Company
Burlington Northern Santa Fe
MidAmerican Energy Company
Hunton & Williams LLP
II. Definitions
General
Berkshire Hathaway
MidAmerican Energy Holdens Company
Burlington Northern Santa Fe
Hunton & Williams LLP
II. Definitions
European Banking Federation (EBF)
Swiss Bankers Association
Deutsche Bank
British Bankers Association
Association of German Banks
BNP Paribas
II. Definitions
V. Capital & Margin
Institute of International Bankers
Royal Bank of Canada
Barclays Capital
BNP Paribas
Credit Suisse
Deutsche Bank
HSBC
Rabobank
Societe Generale
The Royal Bank of Scotland
UBS
Clearly Gottlieb
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards – Internal
V. Capital & Margin
XVII. Data Recordkeeping
XVIII. Real Time Reporting
Nomura
Cypress Group
II. Definitions
Southern California Edison Company
Edison Mission Energy
Hogan Lovells LLP
II. Definitions
Bunge
Commodity Markets Council (CMC)
Arnold & Porter
II. Definitions
Weil, Gotshal & Manges LLP
II. Definitions
IntercontinentalExchange (ICE)
II. Definitions
VII. DCO Core Principles
VIII. Process for Review of Swaps
XIII. SEF Registration
XVII. Data Recordkeeping
Kraft Foods
Russell & Barron
Sutherland Asbill & Brennan LLP
II. Definitions
XI. End-user Exception
Vitol Inc.
II. Definitions
Participants discussed the swap dealer definition and speculative position limits.
II. Definitions
XXVI. Position Limits
Vitol Inc.
II. Definitions
National Rural Utilities Cooperative Finance Corporation
Russell Barron
Hogan Lovells
II. Definitions
S.A.C. Capital Advisors, L.P.
D.E. Shaw Group
Sullivan & Cromwell LLP
Citadel LLC
Brevan Howard
BlueMountain Capital Management
Elliott Management Corporation
King Street Capital Management, L.P.
Managed Funds Association
II. Definitions
The Federal Reserve Bank of Boston
The Federal Reserve Board
The Securities Exchange Commission
The CFTC
II. Definitions
Bank of Oklahoma
Frederic Dorwart (law firm)
II. Definitions
Capital One N.A.
B&F Capital Markets Inc.
Branch Banking & Trust Company
Wilmer Cutler Pickering Hale and Dorr LLP
II. Definitions
Vanguard
Goldman Sachs Asset Management
Pimco
Wellington Management Co., LLP
Fidelity Investments
SIFMA AMG
Davis Polk & Wardwell LLP
II. Definitions
Representatives from energy firms, electric utilitiy industry, las firm of Morgan, Lewis & Bockius
II. Definitions
XI. End-user Exception
XXV. Whistleblowers
General
Stanford University Graduate School of Business
II. Definitions
BP
II. Definitions
XXI. Joint Rules w/ SEC
Independent Petroleum Association of America (IPAA)
II. Definitions
V. Capital & Margin
XI. End-user Exception
ABASA member banks; Cecilia Calaby, ABASA; Paul Architzel, Wilmer Hale
I. Registration
II. Definitions
Natural Gas Supply Association and National Corn Growers Association
II. Definitions
V. Capital & Margin
XI. End-user Exception
ONEOK Energy Services Company (ONEOK)
Wilmer Cutler Pickering Hale and Dorr LLP (Wilmer)
II. Definitions
National Rural Electric Cooperative Association
American Public Power Association
American Public Gas Association
Large Public Power Council
ACES Power Marketing
Schiff Hardin LLP
Wilmer Cutler Pickering Hale and Dorr LLP
II. Definitions
XXI. Joint Rules w/ SEC
National Rural Electric Cooperative Association
American Public Power Association
American Public Gas Association
Large Public Power Council
ACES Power Marketing
Schiff Hardin LLP
Wilmer Cutler Pickering Hale and Dorr LLP
II. Definitions
Sullivan and Cromwell, LLP
I. Registration
II. Definitions
Barclays Bank plc
BNP Paribas S.A.
Deutsche Bank AG
Societe Generale
The Royal Bank of Scotland Group plc
UBS AG
The Royal Bank of Canada
Davis, Polk, and Wardwell, LLP
I. Registration
II. Definitions
IV. Business Conduct Standards – Internal
Commodity Markets Oversight Coalition
II. Definitions
XI. End-user Exception
XXVI. Position Limits
National Rural Utilities Cooperative Finance Corporation (NRUCFC)
Russell Barron
Hogan Lovells
II. Definitions
XI. End-user Exception
National Association of Regulatory Utility Commissioners (NARUC)
II. Definitions
Land O'Lakes, Inc.
II. Definitions
XIX. Agricultural Swaps
US Chamber of Commerce
Financial Executives International
General Electric
NAREIT
Procter & Gamble
IBM
General Motors
National Association of Corporate Treasurers
FMC Corporation
ConocoPhillips
Microsoft
Chatham Financial
Gibson Dunn
II. Definitions
Ron Eliason (Individual)
II. Definitions
XIX. Agricultural Swaps
Farm Credit Council
Co Bank
Agri Bank
II. Definitions
XI. End-user Exception
Farm Credit Council
II. Definitions
VI. Segregation and Bankruptcy
XI. End-user Exception
MFA
Delta Strategy Group
King Street Capital Management
BlueMountain Capital Management, LLC
Citadel LLC
Brevan Howard, Inc.
Tudor Investment Corporation
II. Definitions
VI. Segregation and Bankruptcy
IX. Governance & Possible Limits
XII. DCM Core Principles
XIII. SEF Registration
XVI. Swap Data Repositories Registration
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
Managed Funds Association
I. Registration
II. Definitions
IV. Business Conduct Standards – Internal
V. Capital & Margin
NextEra Energy Resources, LLC
II. Definitions
V. Capital & Margin
XI. End-user Exception
XVII. Data Recordkeeping
XVIII. Real Time Reporting
Delta Strategy Group
II. Definitions
Constellation Energy
II. Definitions
AEGON
American Benefits Council
Davis & Harman
Prudential
Securities Exchange Commission
II. Definitions
General Motors (GM)
Davis & Harman (DM)
NISA Investment Advisors (NISA)
Association for Financial Professionals (AFP)
Skadden (S)
American Benefits Council (ABC)
Winston & Strawn (WS)
II. Definitions
III. Business Conduct Standards w/ Counterparties
VI. Segregation and Bankruptcy
XVI. Swap Data Repositories Registration
General Motors (GM)
NISA Investment Advisors (NISA)
Association for Financial Professionals (AFP)
American Benefits Council (ABC)
Skadden (S)
Winston & Strawn (WS)
II. Definitions
III. Business Conduct Standards w/ Counterparties
XI. End-user Exception
DC Bar Association Members
II. Definitions
VII. DCO Core Principles
VIII. Process for Review of Swaps
XIV. FBOT Registration
XVII. Data Recordkeeping
XVIII. Real Time Reporting
Chesapeake Energy Corporation
Delta Strategy Group
II. Definitions
V. Capital & Margin
K&L Gates
Peabody Energy
II. Definitions
Peabody Energy (Peabody)
K&L Gates LLP (K&L Gates)
II. Definitions
Societe Generale
I. Registration
II. Definitions
IV. Business Conduct Standards - Internal
Peabody Energy
II. Definitions
CIEBA
American Benefits Council
II. Definitions
III. Business Conduct Standards w/ Counterparties
XVI. Swap Data Repositories Registration
XVII. Data Recordkeeping
MetLife
Clifford Chance
II. Definitions
VII. DCO Core Principles
XIII. SEF Registration
XVIII. Real Time Reporting
Fidelity
PIMCO
Vanguard
Investment Company Institute (ICI)
II. Definitions
Electric Power Supply Association (EPSA)
PSEG Energy Resources & Trade (PSEG)
NRG Energy (NRG)
Constellation Energy
Calpine
Mirant Corporation (Mirant)
Sutherland
II. Definitions
V. Capital & Margin
EPSA
PSEG Energy Resources
Calpine
Sutherland
Constellation Energy
NRG
II. Definitions
V. Capital & Margin
Vitol, Hunton & Williams, Constellation, ConocoPhillips
II. Definitions
XI. End-user Exception
XXVI. Position Limits
OTC
Vitol
Constellation Energy
Conoco Phillips
II. Definitions
XIII. SEF Registration
Electric Power Supply Association (EPSA)
I. Registration
II. Definitions
V. Capital & Margin
EPSA, PSEG Energy Resources & Trade, NGR, Constellation Energy, Calpine, Mirant Corporation
II. Definitions
Tudor Investment Corporation
II. Definitions
VI. Segregation and Bankruptcy
VII. DCO Core Principles
Natural Gas Exchange (NGX)
Alston & Bird, LLP (Alston & Bird)
II. Definitions
XXI. Joint Rules w/ SEC
Tudor Investment Corporation
Sullivan & Cromwell LLP
II. Definitions
Prudential Global Funding (Prudential Global)
Genworth Financial (Genworth)
Prudential Financial (Prudential)
Genworth Financial (Genworth)
John Hancock Financial Services Inc. (John Hancock)
MetLife (MetLife)
American Council of Life Insurers (ACLI)
Lincoln Financial Group (Lincoln)
The Northwestern Mutual Life Insurance Co. (Northwestern Mutual)
II. Definitions
XXI. Joint Rules w/ SEC
GM Asset Management
II. Definitions
International Banking Institutions
II. Definitions
General
Skadden Arps Slate Meagher & Flom
II. Definitions
Nidera
National Grain and Feed Assn
Advance Trading
Advanced Market Concepts
University of Illinois
Kansas Farm Bureau
Kansas State University
Shay Grain
Kansas City Board of Trade Wheat Cash Committee
Haviland Coop
Kansas Grain and Feed Association
Illinois Farm Bureau
II. Definitions
XIX. Agricultural Swaps
XXVI. Position Limits
Chicago Bar Association members
II. Definitions
V. Capital & Margin
Winston & Strawn
CME Group
Chesapeake Energy
Citadel
Caterpillar, Inc.
Delta Strategies
U.S. Chamber of Commerce
The Boeing Company
TruMarx Data Partners Inc.
GTCR Golder Rauner
The PrivateBank & Trust Co.
McGuire Woods
Chatham
Deere & Company
IMC Financial Markets
Inland
II. Definitions
V. Capital & Margin
XI. End-user Exception
XVIII. Real Time Reporting
XXVI. Position Limits
MFS
Wellington
Goldman Sachs
Fidelity Investments
Vanguard Group
BlackRock
AllianceBernstein
Securities Industry and Financial Markets Association (SIFMA)
Davis Polk & Wardwell LLP
II. Definitions
XXVI. Position Limits
Old Dominion Power (ODP); American Public Gas Association (APGA); American Public Power Association (APPA); National Rural Electric Cooperative Association (NRECA); Schiff Hardin law firm; New York Power Authority (NYPA); Aces Power Marketing (APM); and Alston & Bird law firm (Alston & Bird).
II. Definitions
XI. End-user Exception
Cygma
Chatham Financial LLC
II. Definitions
Hess Energy
Hess Energy Trading Company LLC (HETCO)
Delta Strategy Group
II. Definitions
Tradeweb
II. Definitions
XIII. SEF Registration
The World Bank
II. Definitions
IV. Business Conduct Standards - Internal
NextEra Energy Resources
Delta Strategy Group
II. Definitions
XI. End-user Exception
UBS
II. Definitions
XIII. SEF Registration
UBS
II. Definitions
XIII. SEF Registration
XVI. Swap Data Repositories Registration
Firms participating in the conference.
II. Definitions
XVII. Data Recordkeeping
XIX. Agricultural Swaps
XXI. Joint Rules w/ SEC
XXVI. Position Limits
Fidelity
ING
JPMorgan
Fidelity Investments
McDermott
SEC
Stable Value Investment Association
II. Definitions
CLS Bank (CLS)
II. Definitions
XXI. Joint Rules w/ SEC
Members of MFA.
I. Registration
II. Definitions
XI. End-user Exception
XIII. SEF Registration
XXI. Joint Rules w/ SEC
XXVI. Position Limits
General
Alternative Invstment Management Association (AIMA)
II. Definitions
XXI. Joint Rules w/ SEC
Bank of America
Sullivan & Cromwell
II. Definitions
Eris
DRW Trading Group
II. Definitions
XII. DCM Core Principles
XIII. SEF Registration
J.P. Morgan Chase & Co.
I. Registration
II. Definitions
V. Capital & Margin
VI. Segregation and Bankruptcy
VII. DCO Core Principles
VIII. Process for Review of Swaps
IX. Governance & Possible Limits
X. Systemically Important DCO Rules
XI. End-user Exception
NYSE Euronext
IntercontinentalExchange
DRW Trading Group
II. Definitions
XIII. SEF Registration
XIV. FBOT Registration
Markit
MarkitSERV
Depository Trust & Clearing Corporation (DTCC)
Winston & Strawn
II. Definitions
XIII. SEF Registration
XVI. Swap Data Repositories Registration
XVIII. Real Time Reporting
Morgan Stanley
II. Definitions
Commodity Markets Council
Louis Dreyfus
Gavilon
II. Definitions
Natural Gas Supply Association
I. Registration
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards - Internal
V. Capital & Margin
VI. Segregation and Bankruptcy
VIII. Process for Review of Swaps
XI. End-user Exception
XXVI. Position Limits
NAIC
II. Definitions
XXI. Joint Rules w/ SEC
US Chamber of Commerce
II. Definitions
XI. End-user Exception
Coalition for Derivatives End-Users
US Chamber of Commerce
National Association of Manufacturers
American Petroleum Institute
National Association of Real Estate Investment Trusts
Chatham Financial
Conoco Phillips
Occidental
Ford Motor Co
Forest City Enterprises
Walt Disney
GE
Gibson Dunn
II. Definitions
Citigrouop
JP Morgan
Goldman Sachs
Barclays
Morgan Stanley
II. Definitions
VI. Segregation and Bankruptcy
XV. Rule Certification
BNP Paribas Fortis
II. Definitions
XVIII. Real Time Reporting
Caisse de depot et placement du Quebec
ATB Financial
Jones Day
II. Definitions
NRECA, APPA
II. Definitions
XI. End-user Exception
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
Consumer Federation of America
II. Definitions
III. Business Conduct Standards w/ Counterparties
Morgan Stanley (MS)
Capital Alpha (CA)
Chesapeake Management Co. (CMC)
Millenium Partners (MP)
Deka (D)
Dutko Worldwide
II. Definitions
V. Capital & Margin
XXVI. Position Limits
Sullivan & Cromwell
BNP Paribas Commodities
II. Definitions
XVIII. Real Time Reporting
XXVI. Position Limits
XXVIII. Volcker Rule
BNP Paribas
II. Definitions
XVIII. Real Time Reporting
XXVI. Position Limits
XXVIII. Volcker Rule
BNP Paribas
Sullivan & Cromwell
II. Definitions
XVIII. Real Time Reporting
XXVI. Position Limits
XXVIII. Volcker Rule
Assured Gauranty
Patton Boggs
Davis Polk
II. Definitions
Financial Services Roundtable
II. Definitions
XXI. Joint Rules w/ SEC
U.S. Chamber of Commerce
II. Definitions
V. Capital & Margin
XVIII. Real Time Reporting
Chamber of Commerce
K&L Gates
Caterpillar, Inc.
Constellation Energy
Chatham Financial
Boeing
The Walt Disney Company
Wholesale Markets Brokers Association, Americas
IBM
Thomson Reuters
CME Clearing
FMC Corporation
NASDAQ OMX
Trustmark Corporation
II. Definitions
V. Capital & Margin
XI. End-user Exception
Goldman Sachs
Winston & Strawn
II. Definitions
XXI. Joint Rules w/ SEC
Cleary Gottlieb
Morgan Stanley
Credit Agricole
Credit Suisse
Citigroup
Barclays Capital
PNC Bank
Nomura
Bank of America Merrill Lynch
Bank of America Securities LLC
Barclays Capital
Nomura Securities Intl
HSBC Securities USA
SEC
II. Definitions
XXI. Joint Rules w/ SEC
American Benefits Council
General Dynamics
GM Asset Management
NISA Investment Advisors LLC
CIEBA
Davis & Harman LLP
Skadden
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards - Internal
IX. Governance & Possible Limits
XI. End-user Exception
XVI. Swap Data Repositories Registration
XVII. Data Recordkeeping
NASDAQ
International Derivatives Clearing Group
II. Definitions
VIII. Process for Review of Swaps
XIII. SEF Registration
ISDA
MorganStanley
CitiBank
Societe Generale
Deutsche Bank
DE Shaw
II. Definitions
V. Capital & Margin
VIII. Process for Review of Swaps
XIII. SEF Registration
International Swaps and Derivatives Association's Regional Conference
II. Definitions
V. Capital & Margin
VIII. Process for Review of Swaps
XIII. SEF Registration
Morgan Stanley
I. Registration
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards - Internal
V. Capital & Margin
Shiff Hardin
The Energy Authority
National Rural Electric Cooperative Association (NRECA)
American Public Power Association (APPA)
ACES Power Marketing
American Public Gas Association (APGA)
II. Definitions
V. Capital & Margin
XI. End-user Exception
XVII. Data Recordkeeping
XVIII. Real Time Reporting
XXVI. Position Limits
Morgan Stanley
I. Registration
II. Definitions
III. Business Conduct Standards w/ Counterparties
V. Capital & Margin
National Council of Farmer Cooperatives (NCFC)
Land O'Lakes
Growmark
Dairy Farmers of America (DFA)
CHS, Inc. (CHS)
II. Definitions
V. Capital & Margin
XI. End-user Exception
XIX. Agricultural Swaps
CHS, Inc.,
Dairy Farmers of America (DFA),
Growmark/ Agrivisor,
LandO'Lakes,
National Council of Farmer Cooperatives (NCFC)
II. Definitions
V. Capital & Margin
XI. End-user Exception
XIX. Agricultural Swaps
CHS
NCFC
Land O'Lakes
Growmark
II. Definitions
XVI. Swap Data Repositories Registration
XIX. Agricultural Swaps
National Council of Farmer Cooperatives
Land O'Lakes
Growmark
Dairy Farmers of America
CHS, Inc.
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards - Internal
V. Capital & Margin
XI. End-user Exception
XIX. Agricultural Swaps
Alternative Investment Management Association (AIMA)
II. Definitions
V. Capital & Margin
VIII. Process for Review of Swaps
IX. Governance & Possible Limits
FXALL
II. Definitions
XIII. SEF Registration
FXALL
Winston and Strawn
II. Definitions
XIII. SEF Registration
Exelon
Bracewell and Giuliani
II. Definitions
XI. End-user Exception
State Regulators
NAIC
CSBS
NASAA
II. Definitions
V. Capital & Margin
VII. DCO Core Principles
VIII. Process for Review of Swaps
X. Systemically Important DCO Rules
XI. End-user Exception
Coalition for Derivatives End Users
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards - Internal
V. Capital & Margin
VII. DCO Core Principles
XVII. Data Recordkeeping
XVIII. Real Time Reporting
Americans for Financial Reform
II. Definitions
III. Business Conduct Standards w/ Counterparties
V. Capital & Margin
VII. DCO Core Principles
VIII. Process for Review of Swaps
X. Systemically Important DCO Rules
XI. End-user Exception
XII. DCM Core Principles
XIII. SEF Registration
XVII. Data Recordkeeping
XVIII. Real Time Reporting
XXVI. Position Limits
Hunton & Williams LLP
FPL Group
NextEra Energy
Vitol, Inc.
Constellation Energy
BP North America
DTE Energy Trading, Inc.
Luminant Power
MidAmerican Energy
ConocoPhillips
Direct Energy
Direct Energy Upstream
Hess Corporation
II. Definitions
IV. Business Conduct Standards - Internal
V. Capital & Margin
XXI. Joint Rules w/ SEC
JP Morgan Chase
II. Definitions
XIII. SEF Registration
Managed Funds Association (MFA)
Ospraie
HBK Investments L.P.
Delta Strategy Group
II. Definitions
Brevan Howard
Winton Capital Management Ltd.
Highbridge Capital Management, LLC
King Street Capital Management, LLC
D.E. Shaw Group
Delta Strategy Group
HBK Investments L.P.
BlueMountain Capital Management
Ospraie Management, LLC
Managed Funds Association
II. Definitions
ISDA
SIFMA
II. Definitions
IX. Governance & Possible Limits
VII. DCO Core Principles
VIII. Process for Review of Swaps
X. Systemically Important DCO Rules
XIII. SEF Registration
XVII. Data Recordkeeping
XVIII. Real Time Reporting
XXI. Joint Rules w/ SEC
XXVIII. Volcker Rule