Follow Us:
External Meetings: Meeting w/UBS Americas, Inc.
When:
9/14/2011 4:00 PM
Rulemaking(s):
II. Definitions
V. Capital & Margin
XII. DCM Core Principles
XIII. SEF Registration
V. Capital & Margin
XII. DCM Core Principles
XIII. SEF Registration
CFTC Staff:
Gary Gensler
Steven Adamske
Julian Hammar
Carl Kennedy
Alicia Lewis
Stephen Obie
Sebastian Pujol Schott
Bella Rozenberg
Thomas Smith
Jeffrey Steiner
Steven Adamske
Julian Hammar
Carl Kennedy
Alicia Lewis
Stephen Obie
Sebastian Pujol Schott
Bella Rozenberg
Thomas Smith
Jeffrey Steiner
Visitor(s):
Phil Lofts, UBS
David Kelly, UBS
Paul Hamill, UBS
Eric Rosen, UBS
Dick Ribbentrop, UBS
David Kelly, UBS
Paul Hamill, UBS
Eric Rosen, UBS
Dick Ribbentrop, UBS
Organization(s):
UBS Americas, Inc.
-
Participants discussed (i) timeline for rule implementation, (ii) core principle 9, (iii) issues pertaining to SEFs, and (iv) capital and margin.
See Also:
