The Comptroller’s Licensing Manual consists of a series of booklets that explain the OCC’s policies and procedures on key licensing topics.
Each booklet includes sample filing forms and sample agency response documents, if applicable. The OCC recommends reading the booklet before accessing the sample documents.
Number | Title | Date |
010 | Application Filing Requirements | 04/2001 |
020 | Publication Forms | 01/2007 |
050 | Appeals Process | 04/2001 |
100 | Branching Activities | 04/2001 |
210 | Conversion to a National or State Bank | 04/2001 |
220 | Combination with a National or State Bank | 04/2001 |
230 | Mergers with FDIC-Insured Depository Institutions and Non-FDIC Insured Entities in which a Savings Institution Survives | 04/2001 |
240 | Purchase or Sale of Assets and/or Transfer of Liabilities by a Savings Institution from FDIC-Insured and Non-FDIC Insured Depository Institutions | 04/2001 |
310 | Change in Control | 04/2001 |
320 | Rebuttal of Control | 04/2001 |
410 | Charter and Bylaw Amendments | 04/2001 |
420 | Conversion of OTS Regulated Savings Institution to a Federal Charter | 04/2001 |
430 | Conversion of Bank or Credit Union to a Federal Charter | 04/2001 |
440 | Permission to Organize a Federal Savings Institution | 04/2001 |
450 | Conversion of Savings Institution from the Mutual Form of Organization to the Stock Form of Organization | 04/2001 |
460 | Voluntary Dissolution | 04/2001 |
605 | Subordinate Organizations | 04/2001 |
610 | Subordinated Debt and Mandatorily Redeemable Preferred Stock | 04/2001 |
620 | Fiduciary Powers | 09/2006 |
625 | Business Plan Guidelines | 04/2001 |
635 | Capital Distributions | 04/2001 |
640 | Modifications of Conditions of Approval | 04/2001 |
645 | Expansion of Business Activities | 04/2001 |
710 | FDIC Resolution Procedures | 04/2001 |
810 | Management Interlocks | 04/2001 |
840 | Regulatory Waivers | 04/2001 |
Number | Title | Date |
138 | Interagency Charter and Federal Deposit Insurance Application | 03/2008 |
1240 | Application for Fiduciary Powers | 05/2008 |
1344 | Subordinated Debt Securities Issuances | 11/2008 |
1450 | Permission to Establish Branch Office, Change of Location of an Office, or Redesignation of Home and Branch Office | 06/2011 |
1495 | Interim Thrift Institution, Application to Establish and Merge | 03/2009 |
1502-E | Charter, Federal Stock Association | 09/2011 |
1502-F | Charter, Federal Mutual Association | 09/2011 |
1518 | Bylaws, Model for Stock Associations | 03/2009 |
1522 | Mutual Holding Company Reorganization, MHC- 1 | 06/2008 |
1523 | Minority Stock Issuance by a Savings Association Subsidiary of a Mutual Holding Company, MHC-2 | 06/2008 |
1558 | Establish or Change of Location of an Office | 06/2011 |
1560 | Higher Lending Limitations | 03/2009 |
1561 | Subordinated Debt or Mandatory Redeemable Preferred Stock Issuances | 11/2008 |
1562 | Service Corporation Activity Securities Brokerage | 06/2008 |
1563 | Charter and Bylaw Amendments | 09/2011 |
1564 | Prescribed Services or Activities for S&L Holding Companies, Notice to Commence Activities | 09/2008 |
1566 | Preapproved Service Corporation Activity | 06/2011 |
1577 | Bylaws, Model for Mutual Savings Associations | 03/2009 |
1579 | Establish an Operating Subsidiary | 02/2008 |
1582 | Conversion of a Depository Institution to a Federal Stock or Mutual Savings Association | 03/2007 |
1583 | Capital Distribution | 04/2012 |
1584 | Notice filing pursuant to 12 CFR Section 563.22(c) for Institutions that Qualify for Expedited Treatment | 05/2008 |
1585 | Conversions to or Combinations with a Bank | 05/2008 |
1589 | Transfer Application | 05/2008 |
1606 | Applicant Certification | 03/2008 |
1622 | Interagency Notice of Change in Control | 02/2009 |
1623 | Interagency Biographical and Financial Report | 10/2008 |
1624 | Interagency Notice of Change in Director or Senior Executive Officer | 03/2008 |
1639 | Interagency Merger Application | 10/2008 |
AC | Application for Conversion | 06/2008 |
H-(e) | Holding Company Applications/Information Filing | 06/2008 |