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Administrative Proceedings
The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.
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Release No. |
Date |
Respondents |
Third Quarter |
33-9361 |
Sep. 14, 2012 |
Walter V. Gerasimowicz, Meditron Asset Management, LLC, Meditron Management Group, LLC
Other Release Nos.: 34-67860, IA-3464, IC-30202
|
34-67857 |
Sep. 14, 2012 |
New York Stock Exchange LLC, and NYSE Euronext
|
34-67858 |
Sep. 14, 2012 |
4C Controls, Inc.
|
34-67856 |
Sep. 13, 2012 |
R. Jeffrey Rooks, CPA
Other Release No.: AAER-3405
|
IA-3463 |
Sep. 12, 2012 |
SJK Investment Management, LLC
|
34-67845 |
Sep. 12, 2012 |
Jilaine H. Bauer, Esq.
|
34-67834 |
Sep. 12, 2012 |
Shiming U.S., Inc., et al.
|
34-67833 |
Sep. 11, 2012 |
Jiangbo Pharmaceuticals, Inc.
|
34-67829 |
Sep. 11, 2012 |
Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry
|
IA-3462 |
Sep. 11, 2012 |
Jason George Rivera, Jr.
|
34-67824 |
Sep. 11, 2012 |
Centaur Management Co. LLC
|
34-67823 |
Sep. 11, 2012 |
Robert Carlsson
|
34-67821 |
Sep. 10, 2012 |
Joseph S. Blimline
|
34-67808 |
Sep. 10, 2012 |
JP Turner & Company, LLC, and William L. Mello
Other Release No.: IA-3460
Note: See also the Order Granting Waiver in this matter: 33-9360 |
33-9359 |
Sep. 10, 2012 |
Michael Bresner; Ralph Calabro; Jason Konner; and Dimitrios Koutsoubos
Other Release No.: 34-67810, IA-3461, IC-30197
|
34-67805 |
Sep. 7, 2012 |
Earl U. Bravo, Sr.
Other Release No.: IA-3459
|
34-67796 |
Sep. 7, 2012 |
2-Track Global, Inc.
|
34-67793 |
Sep. 6, 2012 |
S. W. Hatfield, CPA, and Scott W. Hatfield, CPA
|
IA-3458 |
Sep. 6, 2012 |
Focus Point Solutions, Inc., The H Group, Inc., and Christopher Keil Hicks
Other Release No.: IC-30196
|
34-67789 |
Sep. 5, 2012 |
Steven Yamashiro
Other Release No.: IA-3457
|
34-67788 |
Sep. 5, 2012 |
Global Pari-Mutuel Services, Inc.
|
34-67787 |
Sep. 5, 2012 |
Twenty One, Inc.
|
34-67786 |
Sep. 5, 2012 |
Stars To Go, Inc.
|
34-67783 |
Sep. 5, 2012 |
Centaur Management Co. LLC
|
34-67781 |
Sep. 5, 2012 |
Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr.
Other Release No.: IA-3456, IC-30193
|
34-67775 |
Sep. 4, 2012 |
China Sky One Medical, Inc.
|
34-67773 |
Aug. 31, 2012 |
Jason A. D’Amato
Other Release Nos.: IA-3455, IC-30192
|
34-67770 |
Aug. 31, 2012 |
Brian M. Campbell
|
33-9356 |
Aug. 31, 2012 |
Daniel Bogar, Bernerd E. Young, and Jason T. Green
Other Release Nos.: 34-67769, IA-3453, IC-30190
|
33-9355 |
Aug. 31, 2012 |
Jay T. Comeaux
Other Release No.: 34-67768, IA-3452, IC-30189
|
34-67767 |
Aug. 31, 2012 |
Federico Quinto, Jr., CPA
Other Release No.: AAER-3403
|
34-67763 |
Aug. 31, 2012 |
Alliance Bancshares California, et al.
|
34-67762 |
Aug. 31, 2012 |
AngelCiti Entertainment, Inc., et al.
|
34-67761 |
Aug. 30, 2012 |
Matthew Crisp
Other Release Nos.: IA-3451, IC-30187
|
34-67758 |
Aug. 30, 2012 |
Raymond P. Morris
|
34-67757 |
Aug. 30, 2012 |
Redcell Power Corp., et al.
|
34-67749 |
Aug. 29, 2012 |
Gary B. Wolff, Esq.
|
34-67748 |
Aug. 29, 2012 |
Angelica Aguilera
|
34-67746 |
Aug. 29, 2012 |
Ameriwest Energy Corp., Clyvia, Inc., and Crown Oil & Gas, Inc.
|
34-67745 |
Aug. 29, 2012 |
Falcon Oil & Gas Co., Inc., First Dearborn Income Properties, LP, Franklin American Corp., Future Healthcare, Inc., Gandalf Technologies, Inc., Geo International Corp., Geoalert, Inc., and GiraSolar, Inc.
|
IA-3450 |
Aug. 28, 2012 |
Candice D. Campbell
|
34-67744 |
Aug. 28, 2012 |
Edward A. Allen
|
34-67739 |
Aug. 28, 2012 |
Ryan Mark Reynolds
|
34-67731 |
Aug. 27, 2012 |
Florida First Equities Corp. (n/k/a Data Imaging Services, Inc.), Foodquest, Inc., Foodvision.com, Inc., Forefront, Inc. (f/k/a Anyox Resources, Inc.), Futronix Group, Inc., Genicom Corp. (n/k/a Oldgen, Inc.), and Global Online India, Inc.
|
34-67730 |
Aug. 27, 2012 |
Alliance Bancshares California, City Loan, Inc., Clear Choice Financial, Inc., CRC Crystal Research Corp., Cygne Designs, Inc., and Davi Skin, Inc.
|
34-67224 |
Aug. 24, 2012 |
Spyglass Equity Systems, Inc.
|
IA-3449 |
Aug. 23, 2012 |
Frances M. Guggino a/k/a Frances Favata
Other Release No.: IC-30181
|
34-67718 |
Aug. 23, 2012 |
Qiao Xing Universal Resources, Inc., et al.
|
34-67710 |
Aug. 22, 2012 |
Feigeda Electronic Technology, Inc. (f/k/a SRKP 20, Inc.), FirstQuote, Inc. (f/k/a Fine Line Properties, Inc.), Flexemessaging.com, Inc. (n/k/a Flexemessaging Acquisition Ltd.), Flomo Resources, Inc., Formulab Neuronetics Corp. Ltd. (n/k/a Foundation Healthcare Ltd.), and Genesis Development & Construction Ltd.
Note: See also the French version
|
34-67709 |
Aug. 22, 2012 |
Middlecove Capital, LLC, and Noah L. Myers
Other Release Nos.: IA-3448, and IC-30179
|
34-67708 |
Aug. 22, 2012 |
Todd C. Crow
Other Release No.: AAER-3402
|
34-67703 |
Aug. 22, 2012 |
Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp.
|
34-67697 |
Aug. 21, 2012 |
Quill Industries, Inc., et al.
|
34-67691 |
Aug. 20, 2012 |
Tyson D. Elliott
|
34-67690 |
Aug. 20, 2012 |
Preston L. Sjoblom
|
34-67689 |
Aug. 20, 2012 |
Richard L. Carter
|
34-67688 |
Aug. 20, 2012 |
Beicang Iron & Steel, Inc.
|
IA-3447 |
Aug. 16, 2012 |
Robert C. Butler
|
34-67679 |
Aug. 16, 2012 |
Dennis L. DeSender
|
34-67662 |
Aug. 15, 2012 |
Jason R. Hyatt
Other Release No.: IA-3446
|
34-67661 |
Aug. 15, 2012 |
Omar Ali Rizvi
Other Release No.: IA-3445
|
34-67658A |
Aug. 14, 2012 |
Stanley C. Brooks and Brookstreet Securities Corp.
Other Release No.: IA-3444
|
33-9349 |
Aug. 14, 2012 |
Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry
Other Release Nos.: 34-67649, IC-30167
|
34-67646 |
Aug. 14, 2012 |
Optimized Transportation Management, Inc.
|
34-67645 |
Aug. 13, 2012 |
Ross Mandell
|
34-67643 |
Aug. 13, 2012 |
Stephen M. Strauss
|
34-67642 |
Aug. 13, 2012 |
SEI Holdings, Inc. (n/k/a Stoneleigh Realty Investors, LLLP), Voorhees Acquisition Corp., Wellstead Industries, Inc., Werdston Holding, Inc., Wingate Government Mortgage Partners II LP, Wingate Housing Partners, Ltd., and Winthrop Interim Partners I L.P.
|
34-67641 |
Aug. 13, 2012 |
OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International), and Power Smoothie Café Franchising, Inc.
|
34-67640 |
Aug. 10, 2012 |
Peak Wealth Opportunities, LLC and David W. Dube, CPA
Other Release No.: IA-3443, IC-30165, AAER-3400
|
34-67637 |
Aug. 10, 2012 |
Ameriwest Energy Corp., Clyvia, Inc., and Crown Oil & Gas, Inc.
|
34-67626 |
Aug. 9, 2012 |
Objex, Inc., Online Power Supply, Inc., Orca Technologies, Inc., Orion Research Group, Inc., and PRTX Inc.
|
34-67625 |
Aug. 9, 2012 |
AngelCiti Entertainment, Inc., BodyTel Scientific, Inc., Comdial Corp.(n/k/a CMDL Corporation), DataMetrics Corp., and Green Energy Group, Inc. (a/k/a eCom eCom.Com, Inc.)
|
34-67615 |
Aug. 7, 2012 |
Flagship International Holding, Ltd., Fortune Credit & Insurance Services, Inc. (f/k/a Saratoga International Holdings Corp.), Fracmaster, Ltd., Franklyn Resources I, Inc., FutureOne, Inc., Galaxy Energy Corp., and Global Light Telecommunications, Inc.
|
34-67614 |
Aug. 7, 2012 |
Travis Richey
|
33-9348 |
Aug. 7, 2012 |
Lewis J. Hunter
Other Release No.: 34-67612
|
34-67613 |
Aug. 7, 2012 |
Shane A. Mullholand
|
IA-3442 |
Aug. 7, 2012 |
Brian J. Smart
|
34-67611 |
Aug. 7, 2012 |
Timothy T. Page
|
34-67605 |
Aug. 7, 2012 |
Apogee Technology, Inc.
|
IA-3441 |
Aug. 3, 2012 |
Consultiva Internacional, Inc.
|
34-67591 |
Aug. 2, 2012 |
Putnam Investment Management, LLC
|
34-67590 |
Aug. 2, 2012 |
Kenneth E. Lonchar, CPA
Other Release No.: AAER-3398
|
34-67587 |
Aug. 2, 2012 |
Falcon Oil & Gas Co., Inc., First Dearborn Income Properties, LP, Franklin American Corp., Future Healthcare, Inc., Gandalf Technologies, Inc., Geo International Corp., Geoalert, Inc., and GiraSolar, Inc.
|
34-67586 |
Aug. 2, 2012 |
Robert T. McAllister, Esq.
|
34-67551 |
Aug. 1, 2012 |
Alternative Energy Sources, Inc., Arlington Hospitality, Inc., Consolidated Oil & Gas, Inc., CSMG Technologies, Inc., CytoGenix, Inc., Dakotah, Incorporated, and DelSite, Inc.
|
34-67550 |
Jul. 31, 2012 |
Redcell Power Corp., Regency Property Group, Inc. (f/k/a Island Residences Club, Inc.), Riddle Records, Inc., Wareforce.com, Inc., and Whistler, Inc.
|
34-67544 |
Jul. 31, 2012 |
Matthew J. Gagnon
|
34-67542 |
Jul. 30, 2012 |
Nancy Shao Wen Chu
|
34-67541 |
Jul. 30, 2012 |
John S. Morgan, Marian I. Morgan, and Thomas D. Woodcock, Jr.
|
33-9345 |
Jul. 30, 2012 |
James Fuld, Jr.
|
34-67532 |
Jul. 30, 2012 |
Stephen Mazuchowski (a/k/a Steve Mazur)
Other Release Nos.: IC-30158
|
33-9344 |
Jul. 30, 2012 |
Peter Dong Zhou
Other Release Nos.: 34-67531, IC-30157
|
34-67530 |
Jul. 30, 2012 |
LocatePlus Holdings Corporation
|
34-67524 |
Jul. 27, 2012 |
Ark Asset Management Co., Inc.
|
33-9343 |
Jul. 27, 2012 |
UBS Financial Services Inc. of Puerto Rico
Other Release No.: 34-67526
|
34-67514 |
Jul. 26, 2012 |
Hennessee Group LLC and Charles J. Gradante
|
34-67513 |
Jul. 26, 2012 |
Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai; and Steven B. Markovitz
|
34-67512 |
Jul. 26, 2012 |
Peter Madoff
Other Release No.: IA-3440
|
34-67510 |
Jul. 26, 2012 |
Wesley Capital Management, LLC
Other Release No.: IA-3439
|
34-67504 |
Jul. 26, 2012 |
OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International), and Power Smoothie Café Franchising, Inc.
|
34-67492A |
Jul. 24, 2012 |
Wilfred R. Blum and Alexander Lindale, LLC
Other Release No.: IC-30152
Note: See also 34-67492
|
34-67491 |
Jul. 24, 2012 |
Andrew J. Franz
|
34-67483 |
Jul. 20, 2012 |
Fremont Investment Advisors, Inc.
|
34-67479 |
Jul. 20, 2012 |
Charles L. Rizzo and Gina M. Hornbogen
Other Release No.: IA-3436
|
34-67473 |
Jul. 20, 2012 |
Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.
|
34-67472 |
Jul. 19, 2012 |
Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne E. Lipski, CPA
Other Release No.: AAER-3394
|
34-67465 |
Jul. 19, 2012 |
Stephen J. Czarnik, Esq.
|
34-67464 |
Jul. 19, 2012 |
Far Vista Interactive Corp., Herzog International Holdings, Inc., Tatonka Oil & Gas Company, Inc., Green Capital Group, Inc., Lone Star International Energy Inc., Wintech Digital System Technology Corp., and House of Brussels Chocolates, Inc.
|
34-67463 |
Jul. 19, 2012 |
Alliance Bancshares California, City Loan, Inc., Clear Choice Financial, Inc., CRC Crystal Research Corp., Cygne Designs, Inc., and Davi Skin, Inc.
|
34-67460 |
Jul. 18, 2012 |
Noonan Capital Management, LLC and Timothy George Noonan
Other Release Nos.: IA-3435, IC-30142
|
34-67458 |
Jul. 18, 2012 |
Marc Christopher Harmon
|
33-9341 |
Jul. 18, 2012 |
Xavier Capdepon and Gwen Snorteland
Other Release Nos.: 34-67456, IC-30141
|
33-9340 |
Jul. 18, 2012 |
Alexander V. Rekeda
Other Release Nos.: 34-67455, IC-30140
|
33-9339 |
Jul. 18, 2012 |
Delaware Asset Advisers and Wei (Alex) Wei
Other Release No.: IA-3434
|
34-67454 |
Jul. 18, 2012 |
Kimon P. Daifotis
Other Release No.: IA-3433
|
34-67452 |
Jul. 18, 2012 |
Florida First Equities Corp. (n/k/a Data Imaging Services, Inc.), Foodquest, Inc., Foodvision.com, Inc., Forefront, Inc. (f/k/a Anyox Resources, Inc.), Futronix Group, Inc., Genicom Corp. (n/k/a Oldgen, Inc.), and Global Online India, Inc.
|
34-67451 |
Jul. 17, 2012 |
Jeffrey A. Wolfson, Robert A. Wolfson, and Golden Anchor Trading II, LLC (n/k/a Barabino Trading, LLC)
|
34-67450 |
Jul. 17, 2012 |
Jeffrey A. Wolfson, Robert A. Wolfson, and Golden Anchor Trading II, LLC (n/k/a Barabino Trading, LLC)
|
IA-3432 |
Jul. 17, 2012 |
Centaur Management Co. LLC
|
34-67442 |
Jul. 16, 2012 |
Gammacan International, Inc.
|
34-67441 |
Jul. 16, 2012 |
QPC Lasers, Inc., Sweet Success Enterprises, Inc., Trinsic, Inc., Veridicom International, Inc., Windswept Environmental Group, Inc., and Wyndstorm Corp.
|
34-67431 |
Jul. 13, 2012 |
Future Now Group, Inc., and Global Teledata Corp.
|
34-67430 |
Jul. 13, 2012 |
Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
|
34-67429 |
Jul. 13, 2012 |
Stream Communications Network & Media, Inc.
|
34-67428 |
Jul. 13, 2012 |
Fashion Fantasia Co., Fedders Corp. (n/k/a FC Liquidating, Inc.), Fifth Dimension, Inc., Fischel Holdings, Inc., Fortunata, Inc., GCA II Acquisition Corp., and GCA III Acquisition Corp.
|
34-67426 |
Jul. 12, 2012 |
Charles M. Vaughn
|
34-67425 |
Jul. 12, 2012 |
Florin S. Ilovici
|
34-67423 |
Jul. 12, 2012 |
Stanley Ng, CPA
Other Release No.: AAER-3393
|
34-67418 |
Jul. 12, 2012 |
Alternative Energy Sources, Inc., Arlington Hospitality, Inc., Consolidated Oil & Gas, Inc., CSMG Technologies, Inc., CytoGenix, Inc., Dakotah, Incorporated, and DelSite, Inc.
|
34-67416 |
Jul. 12, 2012 |
ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc.
|
34-67415 |
Jul. 11, 2012 |
Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
|
33-9336 |
Jul. 11, 2012 |
Belsen Getty, LLC, Terry M. Deru, and Andrew W. Limpert
Other Release Nos.: 34-67407, IA-3437, IC-30136
|
33-9335 |
Jul. 11, 2012 |
Belsen Getty, LLC, Terry M. Deru, and Andrew W. Limpert
Other Release Nos.: 34-67406, IA-3430, IC-30135
|
34-67396 |
Jul. 11, 2012 |
Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc.
|
34-67395 |
Jul. 11, 2012 |
Airtrax, Inc., Amedia Networks, Inc., American Business Financial Services, Inc., Appalachian Bancshares, Inc., and Ariel Way, Inc.
|
34-67394 |
Jul. 11, 2012 |
Ohio Ferro Alloys Corp., Orbcomm Corp., Outboard Marine Corp., Oz Communications, Inc. Penn-Pacific Corp., Peoples Community Bancorp, Inc., Performance Health Technologies, Inc., and Petals Decorative Accents, Inc.
|
34-67393 |
Jul. 10, 2012 |
Mitchell Segal, Esq.
|
34-67384 |
Jul. 10, 2012 |
Brian M. Campbell
Other Release No.: IA-3429
|
34-67378 |
Jul. 10, 2012 |
Recycle Tech, Inc.
|
34-66647A |
Jul. 10, 2012 |
Roger Greer
Note: See also 34-66647
|
34-66144A |
Jul. 10, 2012 |
Kay Berensen-Galster
Note: See also 34-66144
|
33-9333 |
Jul. 9, 2012 |
Calhoun Asset Management, LLC, and Krista Lynn Ward a/k/a Krista Lynn Karnezis
Other Release Nos.: 34-67377, IA-3428, IC-30131
|
34-67370 |
Jul. 9, 2012 |
Quill Industries, Inc. (n/k/a Eagle Worldwide Inc.), Rocky Point Pharmaceuticals, Inc.,Sentosa Financial Investments, Ltd., Western Futures Fund LP, Western Futures Fund II LP, Wichita River Oil Corp., Woods Cross Holding Corp., and WSC Group, Inc.
|
34-67369 |
Jul. 9, 2012 |
SEI Holdings, Inc. (n/k/a Stoneleigh Realty Investors, LLLP), Voorhees Acquisition Corp., Wellstead Industries, Inc., Werdston Holding, Inc., Wingate Government Mortgage Partners II LP, Wingate Housing Partners, Ltd., and Winthrop Interim Partners I L.P.
|
34-67368 |
Jul. 9, 2012 |
Manuel M. Bello
|
34-67367 |
Jul. 9, 2012 |
Fourthstage Technologies, Inc., Freesoftwareclub.com, FTM Media, Inc., Full Moon Universe, Inc., and Future Educational Systems, Inc.
|
34-67366 |
Jul. 9, 2012 |
True Product ID, Inc.
|
34-67365 |
Jul. 6, 2012 |
OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International), and Power Smoothie Café Franchising, Inc.
|
34-67364 |
Jul. 6, 2012 |
Raymond P. Morris
|
34-67363 |
Jul. 6, 2012 |
Oppenheimerfunds, Inc. and Oppenheimerfunds Distributor, Inc.
|
34-67361 |
Jul. 6, 2012 |
Superior Bancorp
|
34-67360 |
Jul. 6, 2012 |
Aegis Assessments, Inc., APC Group, Inc., Aurelio Resource Corp., BioAuthorize Holdings, Inc., and Fonix Corporation
|
33-9332 |
Jul. 5, 2012 |
UBS Financial Services Inc. of Puerto Rico
|
34-67358 |
Jul. 5, 2012 |
Marco Glisson
|
34-67350 |
Jul. 5, 2012 |
Qiao Xing Universal Resources, Inc., and Qiao Xing Mobile Communication Co., Ltd.
|
34-67348 |
Jul. 5, 2012 |
ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc.
|
34-67341 |
Jul. 3, 2012 |
Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC, and Samir H. Bhatt
|
34-67338 |
Jul. 3, 2012 |
A-Power Energy Generation Systems, Ltd.
|
33-9331 |
Jul. 2, 2012 |
Eric David Wanger and Wanger Investment Management, Inc.
Other Release Nos.: 34-67335, IA-3427, IC-30126
|
34-67334 |
Jul. 2, 2012 |
Objex, Inc., Online Power Supply, Inc., Orca Technologies, Inc., Orion Research Group, Inc., and PRTX, Inc.
|
34-67330 |
Jul. 2, 2012 |
Apogee Technology, Inc.
|
Second Quarter |
34-67310 |
Jun. 29, 2012 |
AngelCiti Entertainment, Inc., BodyTel Scientific, Inc., Clearant, Inc., Comdial Corp., (n/k/a CMDL Corporation), DataMetrics Corp., and Green Energy Group, Inc. (a/k/a eCom eCom.Com, Inc.)
|
34-67288 |
Jun. 28, 2012 |
One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp.
|
34-67287 |
Jun. 28, 2012 |
Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., Askmenow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
|
34-67282 |
Jun. 27, 2012 |
H. Clayton Peterson, CPA
Other Release No.: AAER-3391
|
IA-3426 |
Jun. 27, 2012 |
Drew Clayton Peterson
|
IA-3425 |
Jun. 27, 2012 |
Drew K. Brownstein
|
34-67279 |
Jun. 27, 2012 |
Harbinger Capital Partners, LLC
|
34-67270 |
Jun. 27, 2012 |
Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc.
|
34-67269 |
Jun. 27, 2012 |
Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc.
|
34-67268 |
Jun. 27, 2012 |
Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp.
|
34-67267 |
Jun. 26, 2012 |
Roberto Aleph Espinosa
Other Release No.: IA-3423
|
34-67254 |
Jun. 26, 2012 |
Future Now Group, Inc., and Global Teledata Corp.
|
34-67250 |
Jun. 25, 2012 |
Ralph R. Cioffi
|
34-67249 |
Jun. 25, 2012 |
Matthew M. Tannin
|
34-67236 |
Jun. 22, 2012 |
Blue Earth Refineries, Inc.
|
34-67235 |
Jun. 22, 2012 |
Oklahoma Energy Corp., OL Funding, Inc., Omnisky Corp., Orange County Ventures, Inc.,
Percipio Biotherapeutics, Inc., and Priviam, Inc.
|
34-67230 |
Jun. 21, 2012 |
Howard L. Blum
Other Release No.: IC-30120
|
34-67228 |
Jun. 21, 2012 |
Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc.
|
34-67221 |
Jun. 20, 2012 |
Florida First Equities Corp. (n/k/a Data Imaging Services, Inc.), Foodquest, Inc., Foodvision.com, Inc., Forefront, Inc. (f/k/a Anyox Resources, Inc.), Futronix Group, Inc., Genicom Corp. (n/k/a Oldgen, Inc.), and Global Online India, Inc.
|
IA-3420 |
Jun. 19, 2012 |
Locust Offshore Management, LLC
|
34-67219 |
Jun. 19, 2012 |
Ronald J. Mangini, CPA
Other Release No.: AAER-3390
|
34-67218 |
Jun. 19, 2012 |
Laurence M. Brown, CPA
Other Release No.: AAER-3389
|
34-67217 |
Jun. 19, 2012 |
Fourthstage Technologies, Inc., Freesoftwareclub.com, FTM Media, Inc., Full Moon Universe, Inc., and Future Educational Systems, Inc.
|
IA-3419 |
Jun. 15, 2012 |
Andrey C. Hicks
|
34-67206 |
Jun. 15, 2012 |
Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
|
34-67205 |
Jun. 14, 2012 |
Garrett D. Bauer
|
34-67204 |
Jun. 14, 2012 |
Matthew H. Kluger
|
34-67200 |
Jun. 14, 2012 |
Luc D. Nguyen
|
34-67199 |
Jun. 14, 2012 |
Stream Communications Network & Media, Inc.
|
34-67197 |
Jun. 13, 2012 |
Stephen H. Bethke
|
34-67193 |
Jun. 13, 2012 |
Anthracite Capital, Inc., Auto Data Network Inc., Avenue Group, Inc., Ckrush, Inc., Clickable Enterprises, Inc., and DCI USA, Inc.
|
34-67192 |
Jun. 13, 2012 |
ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and
Wireless Age Communications, Inc.
|
34-67190 |
Jun. 12, 2012 |
James Fleishman
|
34-67188 |
Jun. 12, 2012 |
Founding Partners Capital Management Company and William Gunlicks
|
34-67187 |
Jun. 12, 2012 |
Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company
|
34-67182 |
Jun. 12, 2012 |
Airtrax, Inc., Amedia Networks, Inc., American Business Financial Services, Inc., Appalachian Bancshares, Inc., and Ariel Way, Inc.
|
34-67179 |
Jun. 11, 2012 |
Ronny J. Halperin, Esq.
|
34-67174 |
Jun. 11, 2012 |
One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp.
|
34-67164 |
Jun. 8, 2012 |
Kenneth M. Avery, CPA
Other Release No.: AAER-3388
|
34-67151 |
Jun. 7, 2012 |
Aegis Assessments, Inc., APC Group, Inc., Aurelio Resource Corp., BioAuthorize Holdings, Inc., and Fonix Corporation
|
34-67149 |
Jun. 6, 2012 |
American Skandia Investment Services, Inc.
|
34-67148 |
Jun. 6, 2012 |
UBS Financial Services Inc. of Puerto Rico
|
34-67146 |
Jun. 6, 2012 |
Fashion Fantasia Co., Fedders Corp. (n/k/a FC Liquidating, Inc.), Fifth Dimension, Inc., Fischel Holdings, Inc., Fortunata, Inc., GCA II Acquisition Corp., and GCA III Acquisition Corp.
|
34-67140 |
Jun. 6, 2012 |
David Mark Bunzel
Other Release No.: IA-3416, IA-30098
|
33-9329 |
Jun. 6, 2012 |
OppenheimerFunds, Inc. and OppenheimerFunds Distributor, Inc.
Other Release Nos.: 34-67142, IA-3417, IC-30099
|
34-67139 |
Jun. 6, 2012 |
Adrenalina, Affinity Technology Group, Inc., Braintech, Inc., Builders Transport, Incorporated, and Catuity, Inc.
|
IA-3414 |
Jun. 5, 2012 |
Timothy J. Clyman
|
IC-30097 |
Jun. 5, 2012 |
Principal Mortgage Fund, Inc.
|
34-67125 |
Jun. 5, 2012 |
Tapslide, Inc.
|
34-67118 |
Jun. 5, 2012 |
Craig Kugel
Other Release No.: IA-3413
|
34-67117 |
Jun. 5, 2012 |
Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
|
34-67115 |
Jun. 5, 2012 |
Berman Center, Inc., Cyberkinetics Neurotechnology Systems, Inc., and Java Detour, Inc.
|
34-67114 |
Jun. 5, 2012 |
Optimized Transportation Management, Inc.
|
34-67112 |
Jun. 5, 2012 |
True Product ID, Inc.
|
34-67110 |
Jun. 5, 2012 |
Gammacan International, Inc.
|
34-67109 |
Jun. 5, 2012 |
Future Now Group, Inc., and Global Teledata Corp.
|
IA-3415 |
Jun. 5, 2012 |
Steven Enrico Lopez, Sr.
|
33-9328 |
Jun. 5, 2012 |
OLM Ventures, Inc.
Other Release Nos.: 34-67116, IC-30095
|
34-67099 |
Jun. 4, 2012 |
TierOne Corporation
|
34-67098 |
Jun. 4, 2012 |
Central Capital Venture Corporation
Other Release No.: IC-30094
|
34-67081 |
May 31, 2012 |
Interim Capital Corp.
Other Release No.: IC-30090
|
33-9327 |
May 31, 2012 |
Entertainment Capital Corp.
Other Release Nos.: 34-67080, IC-30089
|
34-67077 |
May 30, 2012 |
Ohio Ferro Alloys Corp., Orbcomm Corp., Outboard Marine Corp., Oz Communications, Inc. Penn-Pacific Corp., Peoples Community Bancorp, Inc., Performance Health Technologies, Inc., and Petals Decorative Accents, Inc.
|
IC-30088 |
May 30, 2012 |
International Asset Group, Inc.
|
IA-3412 |
May 30, 2012 |
Oxford Investment Partners, LLC and Walter J. Clarke
Other Release No.: 34-30086
|
34-67073 |
May 30, 2012 |
SinoTech Energy Limited
|
IA-3411 |
May 29, 2012 |
Jason George Rivera, Jr.
|
34-67072 |
May 29, 2012 |
Oklahoma Energy Corp., OL Funding, Inc., OmniSky Corp., Orange County Ventures, Inc. Percipio Biotherapeutics, Inc., and Priviam, Inc.
|
34-67069 |
May 29, 2012 |
Marc Christopher Harmon
|
IA-3410 |
May 29, 2012 |
Elijah Bang
|
IA-3409 |
May 29, 2012 |
Gregory D. Tindall
|
34-67067 |
May 29, 2012 |
Prime Star Group, Inc.
|
33-9326 |
May 29, 2012 |
Quantek Asset Management, LLC, Bulltick Capital Markets Holdings, LP, Javier Guerra, and Ralph Patino
Other Release Nos.: IA-3408, IC-30085
|
34-67062 |
May 25, 2012 |
Adrenalina, Affinity Technology Group, Inc., Braintech, Inc., Builders Transport, Incorporated, And Catuity, Inc.
|
34-67061 |
May 25, 2012 |
Telos, Inc., MAS Acquisition XVII Corp., Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
|
34-67060 |
May 24, 2012 |
Spencer C. Barasch
|
34-67051 |
May 24, 2012 |
Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc.
|
34-67049 |
May 23, 2012 |
Frank D. Edwards, CA
Other Release No.: AAER-3387
|
34-67048 |
May 23, 2012 |
Charles P. Morrison, CPA
Other Release No.: AAER-3386
|
IA-3407 |
May 23, 2012 |
James E. Putman
|
34-67043 |
May 23, 2012 |
Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc.
|
34-67042 |
May 22, 2012 |
UBS Financial Services Inc. of Puerto Rico
|
34-67041 |
May 22, 2012 |
Richard A. Finger, Jr.
|
34-67031 |
May 21, 2012 |
Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc.
|
34-67030 |
May 21, 2012 |
AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp
|
34-67029 |
May 18, 2012 |
Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
|
34-67028 |
May 18, 2012 |
Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
|
33-9324 |
May 18, 2012 |
Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino
Other Release No.: 34-67019
|
34-67016 |
May 18, 2012 |
Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
|
IA-3406 |
May 17, 2012 |
Copeland Wealth Management
|
IA-3405 |
May 17, 2012 |
Belal K. Faruki
|
34-67002 |
May 16, 2012 |
J. Michael Scarborough and Royal Alliance Associates, Inc.
|
34-66999 |
May 16, 2012 |
Worldwide Energy And Manufacturing USA, Inc.
|
34-66998 |
May 16, 2012 |
QPC Lasers, Inc., Sweet Success Enterprises, Inc., Trinsic, Inc., Veridicom International, Inc., Windswept Environmental Group, Inc., and Wyndstorm Corp.
|
34-66996 |
May 16, 2012 |
Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp.
Note: See also Chinese version of this Order
|
34-66991 |
May 15, 2012 |
John Jantzen
|
34-66990 |
May 15, 2012 |
Edward J. Marino
|
34-66988 |
May 15, 2012 |
Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc.
|
34-66987 |
May 15, 2012 |
Vineyard National Bancorp
|
34-66978 |
May 14, 2012 |
Kenneth A. Wolkoff
|
34-66977 |
May 14, 2012 |
George Sobol
|
34-66960 |
May 10, 2012 |
Robert C. Pribilski
|
34-66955 |
May 10, 2012 |
Adrenalina, Affinity Technology Group, Inc., BrainTech, Inc., Builders Transport, Incorporated, and Catuity, Inc.
|
IA-3404 |
May 10, 2012 |
Martin Currie Inc. and Martin Currie Investment Management Ltd.
Other Release No.: IC-30062
|
34-66948 |
May 9, 2012 |
Deloitte Touche Tohmatsu Certified Public Accountants Ltd.
|
34-66947 |
May 8, 2012 |
Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
|
34-66942 |
May 8, 2012 |
Telos, Inc., MAS Acquisition XVII Corp., Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
|
34-66938 |
May 8, 2012 |
One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp.
|
34-66933 |
May 7, 2012 |
Telos, Inc., et al.; Tianrong Internet Products and Services, Inc.
|
34-66929 |
May 7, 2012 |
Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., Mikron Infrared, Inc.
|
34-66921 |
May 4, 2012 |
Anthracite Capital, Inc., Auto Data Network Inc., Avenue Group, Inc., Ckrush, Inc., Clickable Enterprises, Inc., and DCI USA, Inc.
|
34-66908 |
May 3, 2012 |
Airtrax, Inc., Amedia Networks, Inc., American Business Financial Services, Inc., Appalachian Bancshares, Inc., and Ariel Way, Inc.
|
34-66907 |
May 2, 2012 |
Matthew J. Gagnon
|
34-66906 |
May 2, 2012 |
SinoTech Energy Limited
|
34-66902 |
May 2, 2012 |
Recycle Tech, Inc.
|
34-66900 |
May 2, 2012 |
HydroGenetics, Inc.
|
34-66899 |
May 2, 2012 |
Toolex International N.V., Topjobs.Net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a :African Gemstones Ltd.)
|
34-66897 |
May 2, 2012 |
AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp
|
33-9321 |
May 2, 2012 |
Hydrogenetics, Inc.
|
33-9318 |
May 1, 2012 |
UBS Financial Services Inc. of Puerto Rico
Other Release No.: 34-66893
Note: See also the Orders Granting Waivers in this matter: 33-9319 and 33-9320 |
33-9317 |
May 1, 2012 |
Miguel A. Ferrer and Carlos J. Ortiz
Other Release Nos.: 34-66892, IA-30058
|
34-66886 |
May 1, 2012 |
TMST, Inc.
|
34-66882 |
Apr. 30, 2012 |
Michael J. McNerney
|
34-66879 |
Apr. 30, 2012 |
Edward D. Puttick, Sr.
|
34-66878 |
Apr. 30, 2012 |
Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., Mikron Infrared, Inc.
|
34-66876 |
Apr. 30, 2012 |
LocatePlus Holdings Corporation
|
34-66875 |
Apr. 30, 2012 |
New Century Resources Corp.
|
34-66870 |
Apr. 27, 2012 |
Berman Center, Inc., Cyberkinetics Neurotechnology Systems, Inc., and Java Detour, Inc.
|
34-66858 |
Apr. 25, 2012 |
Aaron M. Glasser
|
34-66855 |
Apr. 25, 2012 |
Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc.
|
34-66854 |
Apr. 24, 2012 |
Egan-Jones Ratings Company and Sean Egan
|
34-66852 |
Apr. 24, 2012 |
Ryan Mark Reynolds
|
34-66851 |
Apr. 24, 2012 |
Eugene Science, Inc.
|
34-66850 |
Apr. 24, 2012 |
BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.
|
34-66849 |
Apr. 24, 2012 |
Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.
|
34-66843 |
Apr. 23, 2012 |
Asiamart, Inc.
|
33-9315 |
Apr. 20, 2012 |
GMB Capital Management LLC (currently known as "Clearstream Investments LLC"), GMB Capital Partners LLC, Gabriel Bitran and Marco Bitran
Other Release Nos.: 34-66837, IA-3399, IC-30040
|
34-66836 |
Apr. 20, 2012 |
Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc.
|
33-9314 |
Apr. 19, 2012 |
Johnny Clifton
Other Release No.: 34-66835
|
34-66832 |
Apr. 19, 2012 |
Proelite, Inc. and Universal Guardian Holdings, Inc.
|
34-66831 |
Apr. 19, 2012 |
OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern
|
IA-3397 |
Apr. 18, 2012 |
Brian J. Smart
|
34-66828 |
Apr. 18, 2012 |
MidSouth Capital, Inc. and Mark D. Hill
Other Release No.: IA-3398, IC-30038
|
34-66826 |
Apr. 18, 2012 |
Brian S. Cherry
|
34-66824 |
Apr. 18, 2012 |
Angstrom Microsystems Corp., Bedminster National Corp., Brake Headquarters U.S.A., Inc., and Brandpartners Group, Inc.
|
34-66823 |
Apr. 18, 2012 |
JC Acquisition Corp., L.B. Nelson Corp., LakesideMortgage Fund LLC, and National Community Builders, Inc.
|
34-66822 |
Apr. 17, 2012 |
Timothy T. Page
|
IA-3396 |
Apr. 17, 2012 |
David E. Howard II
|
33-9313 |
Apr. 16, 2012 |
optionsXpress, Inc., Thomas E. Stern, and Jonathan I. Feldman
Other Release No.: 34-66815, IC-30034
|
34-66814 |
Apr. 16, 2012 |
Peter J. Bottini, Phillip J. Hoeh, and Kevin E. Strine
|
34-66803 |
Apr. 13, 2012 |
Advanced Growing Systems, Inc., Advantage Capital Development Corp., Amazon Biotech, Inc., Andover Holdings, Inc. (n/k/a Andover Energy Holdings, Inc.), Bravo! Brands, Inc., and BSML, Inc.
|
34-66801 |
Apr. 12, 2012 |
Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. Mcdonald, and Douglas G. Frederick
|
34-66796 |
Apr. 12, 2012 |
Jorge L. Castillo, CPA
Other Release No.: AAER-3380
|
34-66791 |
Apr. 12, 2012 |
Goldman, Sachs & Co.
Note: See also the Order Granting a Waiver in this matter: 33-9312
|
IA-3395 |
Apr. 12, 2012 |
Mark Yagalla
|
34-66787 |
Apr. 12, 2012 |
AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp
|
34-66783 |
Apr. 11, 2012 |
New Century Resources Corp.
|
34-66782 |
Apr. 11, 2012 |
National Stock Transfer, Inc.
|
34-66779 |
Apr. 11, 2012 |
Bluepoint Linux Software Corp., China Bottles, Inc., China Hinon Biotech, Inc., China One Holding, Inc., China Private Equity Group, Corp., Chinese Manufacturers Online Corp., Long-E International, Inc., and Nano Superlattice Technology, Inc.
|
34-66778 |
Apr. 11, 2012 |
JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Luna Technologies International, Inc., and Litewave Corp.
|
34-66775 |
Apr. 10, 2012 |
HQ Sustainable Maritime Industries, Inc.
|
34-66771 |
Apr. 9, 2012 |
hereUare, Inc.
|
34-66770 |
Apr. 9, 2012 |
China Agro-Technology Holdings LTD
|
IA-3394 |
Apr. 6, 2012 |
John D. Friedrich
|
33-9311 |
Apr. 6, 2012 |
Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
|
34-66750 |
Apr. 5, 2012 |
Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
|
34-66749 |
Apr. 5, 2012 |
Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
|
34-66748 |
Apr. 5, 2012 |
Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
|
34-66745 |
Apr. 5, 2012 |
Scott A. Wolf
|
34-66744 |
Apr. 5, 2012 |
Alvin C. Ramsey
|
IA-3391 |
Apr. 4, 2012 |
Kenneth E. Marsh, Baldwin Anderson, Robert Anthony Budion, Jeanne M. Lada, and James T. Levier
|
34-66739 |
Apr. 4, 2012 |
Grant M. Carroll
|
34-66738 |
Apr. 4, 2012 |
Daniel J. Burns
|
34-66737 |
Apr. 4, 2012 |
John M. Williams
Other Release No.: AAER-3377
|
34-66736 |
Apr. 4, 2012 |
Delilah A. Proctor
|
34-66735 |
Apr. 4, 2012 |
Bryan N. Polozola
|
34-66730 |
Apr. 4, 2012 |
BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.
|
IA-3389 |
Apr. 3, 2012 |
Locust Offshore Management, LLC
|
34-66726 |
Apr. 3, 2012 |
Jerry L. Aubrey
|
IA-3388 |
Apr. 3, 2012 |
Andrey C. Hicks
|
34-66716 |
Apr. 3, 2012 |
ASP Ventures Corp.
|
34-66712 |
Apr. 2, 2012 |
Alex Martinez
Other Release No.: IA-3390
|
34-66707 |
Apr. 2, 2012 |
Aduddell Industries, Inc., Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc.
|
First Quarter |
34-66700 |
Mar. 30, 2012 |
BNY Mellon Securities LLC and Mark Shaw
|
34-66694 |
Mar. 30, 2012 |
Toolex International N.V., Topjobs.Net PLC, Tribridge Enterprises Corp. (n/k/a
Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a
African Gemstones Ltd.)
|
34-66693 |
Mar. 30, 2012 |
Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.), MDI, Inc., and Mobilepro Corp.
|
34-66692 |
Mar. 30, 2012 |
JC Acquisition Corp., L.B. Nelson Corp., Lakeside Mortgage Fund LLC and National Community Builders, Inc.
|
34-66691 |
Mar. 30, 2012 |
China Ventures Limited And Chinatek, Inc.
|
34-66690 |
Mar. 30, 2012 |
China Convergent Corp., LTD.
|
34-66689 |
Mar. 30, 2012 |
Thermo Tech Technologies Inc., T.V.G. Technologies Ltd., and Visual Frontier, Inc.
|
IC-30022 |
Mar. 29, 2012 |
Principal Mortgage Fund, Inc.
|
IC-30021 |
Mar. 29, 2012 |
Superior Community Capital Corporation
|
IC-30018 |
Mar. 29, 2012 |
International Asset Group, Inc.
|
IC-30015 |
Mar. 29, 2012 |
American Capital Partners Limited, Inc.
|
34-66687 |
Mar. 29, 2012 |
Interim Capital Corp.
Other Release No.: IC-30019
|
34-66685 |
Mar. 29, 2012 |
Central Capital Venture Corporation
Other Release No.: IC-30016
|
34-66684 |
Mar. 29, 2012 |
Andrea M. Ritchie
|
34-66683 |
Mar. 29, 2012 |
Joseph A. Padilla
|
34-66682 |
Mar. 29, 2012 |
Gary J. Yocom
|
34-66675 |
Mar. 29, 2012 |
Angstrom Microsystems Corp., Bedminster National Corp., Brake Headquarters U.S.A., Inc., and BrandPartners Group, Inc.
|
34-66673 |
Mar. 29, 2012 |
Satyam Computer Services Limited d/b/a Mahindra Satyam
|
34-66672 |
Mar. 29, 2012 |
Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.
|
33-9306 |
Mar. 29, 2012 |
OLM Ventures, Inc.
Other Release Nos.: 34-66688, IC-30020
|
33-9305 |
Mar. 29, 2012 |
Entertainment Capital Corp.
Other Release Nos.: 34-66686; IC-30017
|
34-66666 |
Mar. 27, 2012 |
Rafael Sanchez
|
34-66655 |
Mar. 26, 2012 |
Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc.,
|
34-66653 |
Mar. 26, 2012 |
Channell Commercial Corporation
|
34-66647 |
Mar. 22, 2012 |
Roger Greer
Note: See also 34-66647A
|
34-66640 |
Mar. 21, 2012 |
Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc.
|
34-66638 |
Mar. 21, 2012 |
Derek Lopez
|
34-66634 |
Mar. 21, 2012 |
Brenda A. Eschbach
Other Release No.: IA-3384
|
34-66633 |
Mar. 21, 2012 |
American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
|
34-66632 |
Mar. 21, 2012 |
American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
|
34-66626 |
Mar. 20, 2012 |
Michael A. Kimelman
|
34-66621 |
Mar. 20, 2012 |
ProElite, Inc., and Universal Guardian Holdings, Inc.
|
34-66619 |
Mar. 20, 2012 |
Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp.
|
34-66613 |
Mar. 16, 2012 |
American Unity Investments, Inc., China Display Technologies, Inc., China Wind Energy, Inc., Environment Ecology Holding Company of China, First Capital China Corporation, Fuda Faucet Works, Inc., Greater China Media & Entertainment Corp., Xechem International, Inc., and Yi Xin International Copper, Inc.
|
34-66612 |
Mar. 16, 2012 |
JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Litewave Corp., and Luna Technologies International, Inc.
|
34-66608 |
Mar. 15, 2012 |
Eugene Science, Inc.
|
34-66606 |
Mar. 15, 2012 |
Asiamart, Inc.
|
34-66604 |
Mar. 15, 2012 |
ASP Ventures Corp.
|
34-66598 |
Mar. 14, 2012 |
John B. Frohling, Esq.
|
34-66594 |
Mar. 14, 2012 |
Sharespost, Inc. and Greg B. Brogger
|
33-9302 |
Mar. 14, 2012 |
Laurence Albukerk and EB Financial Group, LLC
|
34-66588 |
Mar. 14, 2012 |
Aduddell Industries, Inc., Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc.
|
34-66587 |
Mar. 14, 2012 |
JC Acquisition Corp., L.B. Nelson Corp., LakesideMortgage Fund LLC, and National Community Builders, Inc.
|
34-66586 |
Mar. 13, 2012 |
China MediaExpress Holdings, Inc.
|
34-66585 |
Mar. 13, 2012 |
Alissa Joelle Kueng
Other Release No.: IA-3382
|
34-66579 |
Mar. 13, 2012 |
Kings Road Entertainment, Inc.
|
34-66578 |
Mar. 13, 2012 |
Silvermex Resources Inc.
|
33-9301 |
Mar. 12, 2012 |
Armando Ruiz, and Maradon Holdings, LLC
Other Release No.: 34-66573, IC-29978
|
34-66570 |
Mar. 12, 2012 |
Tapslide, Inc., TTC Technology Corp. (f/k/a Smartire Systems Inc.), TWL Corp., TXP Corp., Valentec Systems, Inc. (f/k/a Acorn Holdings Corp.), Verdant Technology Corp., and
VPGI Corp. |
34-66547 |
Mar. 9, 2012 |
Richard Dalton |
34-66546 |
Mar. 9, 2012 |
Advanced Growing Systems, Inc., Advantage Capital Development Corp., Amazon Biotech, Inc., Andover Holdings, Inc. a/k/a Andover Energy Holdings, Inc., Bravo! Brands, Inc., and BSML, Inc. |
34-66536 |
Mar. 8, 2012 |
Airbee Wireless, Inc. (ABEW), Axial Vector Engine Corp. (n/k/a Avec Corporation) (AVEC), and Exploration Drilling International, Inc. (EXDL) |
34-66535 |
Mar. 7, 2012 |
Jason Zakocs |
34-66534 |
Mar. 7, 2012 |
RealFund Investment Trust |
34-66533 |
Mar. 7, 2012 |
Luis Garg |
34-66532 |
Mar. 7, 2012 |
Aaron M. Glasser |
34-66531 |
Mar. 7, 2012 |
Brian S. Cherry |
IA-3380 |
Mar. 7, 2012 |
Jason Pflaum |
34-66524 |
Mar. 7, 2012 |
Prime Star Group, Inc. |
34-66523 |
Mar. 7, 2012 |
China Yingxia International, Inc. |
34-66519 |
Mar. 6, 2012 |
Toolex International N.V., topjobs.net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a African Gemstones Ltd.) |
34-66516 |
Mar. 6, 2012 |
James Clements |
34-66510 |
Mar. 5, 2012 |
Joseph Valko |
34-66509 |
Mar. 5, 2012 |
Syntax-Brillian Corporation |
34-66505 |
Mar. 2, 2012 |
Heli Electronics Corp. |
34-66496 |
Mar. 1, 2012 |
Strong Capital Management, Inc. |
34-66492 |
Mar. 1, 2012 |
Aduddell Industries, Inc.,Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc. |
34-66491 |
Mar. 1, 2012 |
Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp. |
34-66490 |
Feb. 29, 2012 |
Far Vista Interactive Corp., Herzog International Holdings, Inc., Tatonka Oil & Gas Company, Inc., Green Capital Group, Inc., Lone Star International Energy Inc., Wintech Digital System Technology Corp., House of Brussels Chocolates, Inc.
|
IA-3379 |
Feb. 28, 2012 |
Donald Anthony Walker Young, a/k/a D.A. Walker Young and Acorn Capital Management, LLC
|
34-66480 |
Feb. 28, 2012 |
Telos, Inc., Tianrong Internet Products And Services, Inc. (f/k/a MAS Acquisition XVII Corp.), Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
|
34-66479 |
Feb. 27, 2012 |
Robert Chiu, (A/K/A Chi Hung Chiu)
Other Release No.: AAER-3367
|
34-66478 |
Feb. 27, 2012 |
Thomas R. Fry
|
34-66477 |
Feb. 27, 2012 |
Bevan J. Wilde
|
34-66476 |
Feb. 27, 2012 |
Gary W. Hansen
|
34-66475 |
Feb. 27, 2012 |
Michael G. Butcher
|
34-66474 |
Feb. 27, 2012 |
James B. Mooring
|
34-66473 |
Feb. 27, 2012 |
Michael W. Averett
|
IA-3378 |
Feb. 27, 2012 |
Damian Omar Valdez
|
IA-3377 |
Feb. 27, 2012 |
Shawn R. Merriman
|
34-66470 |
Feb. 27, 2012 |
JC Acquisition Corp., L.B. Nelson Corp., Lakeside Mortgage Fund LLC, and National Community Builders, Inc.
|
34-66468 |
Feb. 24, 2012 |
Mary Beth Stevens; Paul W. Oliver, Jr.
Note: See also the Final Plan of Distribution
|
34-66457 |
Feb. 24, 2012 |
Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
|
34-66456 |
Feb. 24, 2012 |
American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
|
IA-3375 |
Feb. 23, 2012 |
Jon Edward Hankins
|
34-66448 |
Feb. 23, 2012 |
Ramco Energy PLC (N/K/A Seaenergy PLC), Rti, Inc., Rtica Corp., Runcorp, Inc. (F/K/A Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., Spectracom, Inc., Sportsco, Inc., and Stationmate, Inc. (N/K/A Oxysure, Inc.)
|
34-66447 |
Feb. 23, 2012 |
JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Luna Technologies International, Inc., and Litewave Corp.
|
34-66446 |
Feb. 23, 2012 |
Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.), MDI, Inc., and MobilePro Corp.
|
34-66443 |
Feb. 22, 2012 |
Robert S. Brown
|
34-66437 |
Feb. 22, 2012 |
Bio-Warm Corp. (n/k/a PHI Gold Corp.)
|
34-66436 |
Feb. 22, 2012 |
Amstem Corporation, Anesiva, Inc., Balsam Ventures, Inc., and Catcher Holdings, Inc.
|
34-66435 |
Feb. 21, 2012 |
Daniel J. Burns
|
34-66425 |
Feb. 17, 2012 |
American Skandia Investment Services, Inc.
|
34-66424 |
Feb. 17, 2012 |
Robert Rossi
|
34-66423 |
Feb. 17, 2012 |
Stephen E. Bowman
|
34-66419 |
Feb. 17, 2012 |
BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.
|
34-66417 |
Feb. 17, 2012 |
Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
|
34-66416 |
Feb. 16, 2012 |
George David Gordon
|
34-66415 |
Feb. 16, 2012 |
George David Gordon
|
IA-3374 |
Feb. 16, 2012 |
Michelle W. Palm
|
IA-3373 |
Feb. 15, 2012 |
James Davis Risher
|
IA-3371 |
Feb. 15, 2012 |
Robert Pinkas
|
34-66396 |
Feb. 15, 2012 |
Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
|
34-66395 |
Feb. 14, 2012 |
Dustin D. White
|
34-66388 |
Feb. 13, 2012 |
Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp.
|
34-66374 |
Feb. 10, 2012 |
Marc J. Riviello
|
34-66368 |
Feb. 9, 2012 |
Robert C. Koeller
|
34-66365 |
Feb. 9, 2012 |
Gregg M.S. Berger
|
34-66353 |
Feb. 7, 2012 |
Shaun P. Whiteley
Other Release No.: AAER-3366
|
34-66352 |
Feb. 7, 2012 |
Lynne Norman
Other Release No.: AAER-3365
|
34-66351 |
Feb. 7, 2012 |
Matthew Bell, ACA
Other Release No.: AAER-3364
|
34-66339 |
Feb. 7, 2012 |
EvergreenBancorp, Inc.
|
34-66338 |
Feb. 7, 2012 |
Broadcaster, Inc.
|
34-66337 |
Feb. 7, 2012 |
Advanced Mineral Technologies, Inc.
|
34-66336 |
Feb. 7, 2012 |
Crown Northcorp, Inc.
|
34-66333 |
Feb. 6, 2012 |
Gerald E. Patera
|
IA-3368 |
Feb. 6, 2012 |
Christopher T. Vulliez
|
34-66332 |
Feb. 6, 2012 |
Arthur Lin
Other Release No.: IA-3367
|
34-66331 |
Feb. 6, 2012 |
Telos, Inc., Tianrong Internet Products and Services, Inc. (f/k/a MAS Acquisition XVII Corp.), Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
|
34-66330 |
Feb. 6, 2012 |
Steven R. Long
|
34-66329 |
Feb. 6, 2012 |
Stanley M. Paulic
|
34-66323 |
Feb. 6, 2012 |
PPOL, Inc.
|
34-66319 |
Feb. 3, 2012 |
Todd Leslie Treadway
|
34-66318 |
Feb. 3, 2012 |
Alan Labineri
|
34-66317 |
Feb. 3, 2012 |
Margaret Grey
|
34-66316 |
Feb. 3, 2012 |
Khurram Tanwir
|
34-66314 |
Feb. 2, 2012 |
Craig Drimal
|
34-66313 |
Feb. 2, 2012 |
David Plate
|
34-66312 |
Feb. 2, 2012 |
Dale Shafer, CPA
Other Release No.: AAER-3362
|
34-66304 |
Feb. 2, 2012 |
China Yingxia International, Inc.
|
34-66303 |
Feb. 2, 2012 |
Along Mobile Technologies, Inc.
|
34-66302 |
Feb. 2, 2012 |
China Convergent Corp., Ltd.
|
34-66300 |
Feb. 2, 2012 |
Beicang Iron & Steel, Inc.
|
34-66298 |
Feb. 2, 2012 |
BluePoint Linux Software Corp., China Bottles, Inc., China Hinon Biotech, Inc., China One Holding, Inc., China Private Equity Group, Corporation, Chinese Manufacturers Online Corp., Long-e International, Inc., and Nano Superlattice Technology, Inc.,
|
34-66296 |
Feb. 2, 2012 |
American Unity Investments, Inc., China Display Technologies, Inc., China Wind Energy, Inc., Environment Ecology Holding Company of China, First Capital China Corporation, Fuda Faucet Works, Inc., Greater China Media & Entertainment Corp., Xechem International, Inc., and Yi Xin International Copper, Inc.
|
34-66294 |
Feb. 2, 2012 |
Blue Earth Refineries, Inc.
|
34-66293 |
Feb. 2, 2012 |
China Agro-Technology Holdings Ltd.
|
34-66291 |
Feb. 2, 2012 |
China Ventures Limited and Chinatek, Inc.
|
34-66290 |
Feb. 2, 2012 |
Heli Electronics Corp.
|
33-9298 |
Feb. 1, 2012 |
GE Funding Capital Market Services, Inc.
|
33-9297 |
Feb. 1, 2012 |
GE Funding Capital Market Services, Inc.
Other Release No.: 34-66289
|
34-66283 |
Jan. 31, 2012 |
Jeffrey A. Wolfson, Robert A. Wolfson, and Golden Anchor Trading II, LLC (n/k/a Barabino Trading, LLC)
|
34-66281 |
Jan. 31, 2012 |
Thermo Tech Technologies Inc., T.V.G. Technologies Ltd., and Visual Frontier, Inc.
|
34-66269 |
Jan. 30, 2012 |
Christopher J. Kelly, ACA and Margaret Hebb, ACA
Other Release No.: AAER-3359
|
34-66268 |
Jan. 30, 2012 |
Symmetry Medical, Inc. and Fred L. Hite
Other Release No.: AAER-3358
|
34-66267 |
Jan. 30, 2012 |
RPM Advantage, Inc.
|
34-66264 |
Jan. 27, 2012 |
Airbee Wireless, Inc., Axial Vector Engine Corp. (n/k/a Avec Corporation), and Exploration Drilling International, Inc.
|
34-66259 |
Jan. 26, 2012 |
Theodore W. Urban
Other Release No.: IA-3366
|
34-66258 |
Jan. 26, 2012 |
Tamara M. Davis
|
34-66249 |
Jan. 26, 2012 |
Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
|
34-66248 |
Jan. 26, 2012 |
Mercury Capital and Lisa R. Hyatt
|
34-66247 |
Jan. 26, 2012 |
Richard V. Rizzo
|
33-9296 |
Jan. 26, 2012 |
Spencer D. Mindlin, and Alfred C. Mindlin, CPA
Other Release No.: 34-66246, IA-3365, IC-29936
|
34-66240 |
Jan. 26, 2012 |
RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
|
34-66237 |
Jan. 25, 2012 |
Bob Nguyen
|
IA-3364 |
Jan. 25, 2012 |
Samir Barai
|
IA-3363 |
Jan. 25, 2012 |
John D. Friedrich
|
IA-3362 |
Jan. 25, 2012 |
Alain A. Assemi
|
IA-3361 |
Jan. 25, 2012 |
Timothy J. Clyman
|
34-66236 |
Jan. 25, 2012 |
Janus Capital Management LLC
|
34-66233 |
Jan. 25, 2012 |
Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
|
34-66217 |
Jan. 24, 2012 |
Shengtai Power International, Inc. and Singer Co. N.V.
|
34-66212A |
Jan. 23, 2012 |
1st Discount Brokerage, Inc. and Michael R. Fisher
Other Release No.: IA-3360A
|
34-66211 |
Jan. 23, 2012 |
e-Smart Technologies, Inc., et al.
|
IA-3359 |
Jan. 20, 2012 |
Noah Freeman
|
34-66206 |
Jan. 20, 2012 |
AXA Advisors, LLC
|
34-66205 |
Jan. 20, 2012 |
Leo T. Buggy
|
34-66198 |
Jan. 20, 2012 |
Amstem Corporation, Anesiva, Inc., Balsam Ventures, Inc., and Catcher Holdings, Inc.
|
34-66197 |
Jan. 20, 2012 |
Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.)
|
34-66196 |
Jan. 20, 2012 |
Regenesis Centers, Inc., Regenex, Inc., A.J. Ross Logistics, Inc., Southern Gourmet Products, Inc., Status Game Corp., and Suncast Network, Inc.
|
34-66195 |
Jan. 20, 2012 |
AEC, I, Inc., Aegir Ventures, Inc., American Toy Vending, Inc., Biometric Security Corp. (a/k/a Pender Financial Group Corp.), and Bridge-It Corp.
|
34-66194 |
Jan. 19, 2012 |
Derek Lopez
|
IA-3358 |
Jan. 19, 2012 |
Charles P. Copeland
|
34-66191 |
Jan. 19, 2012 |
e-Smart Technologies, Inc.
|
34-66185 |
Jan. 19, 2012 |
Regenesis Centers, Inc., Regenex, Inc., A.J. Ross Logistics, Inc., Southern Gourmet Products, Inc., Status Game Corp., and Suncast Network, Inc.
|
34-66184 |
Jan. 19, 2012 |
TapSlide, Inc., TTC Technology Corp. (f/k/a SmarTire Systems Inc.), TWL Corp., TXP Corp., Valentec Systems, Inc. (f/k/a Acorn Holdings Corp.), Verdant Technology Corp., and VPGI Corp.
|
34-66182 |
Jan. 18, 2012 |
Gregory Bartko, Esq.
|
34-66181 |
Jan. 18, 2012 |
Gregory Bartko, Esq.
Other Release No.: IA-3357
|
IA-3356 |
Jan. 17, 2012 |
UBS Global Asset Management (Americas) Inc.
Other Release No.: IC-29920
|
IA-3355 |
Jan. 17, 2012 |
Lisa B. Premo
Other Release No.: IC-29919
|
34-66162 |
Jan. 17, 2012 |
Charles Mark Hall
|
34-66161 |
Jan. 17, 2012 |
Chalmer E. Detling, II, Esq.
|
34-66160 |
Jan. 17, 2012 |
BSK & Tech, Inc.
|
34-66157 |
Jan. 13, 2012 |
1st Global Stock Transfer LLC and Helen Bagley
|
IA-3353 |
Jan. 13, 2012 |
RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen
Other Release No.: IC-29917
|
34-66154 |
Jan. 13, 2012 |
Sarang Ahuja
|
34-66152 |
Jan. 13, 2012 |
William R. Michael
Other Release No.: IA-3352
|
34-66151 |
Jan. 13, 2012 |
Don C. Winkler
|
34-66150 |
Jan. 13, 2012 |
Clifton K. Oram
|
IA-3351 |
Jan. 13, 2012 |
Cory A. Martin
|
34-66147 |
Jan. 12, 2012 |
William C. Tak
Other Release No.: IA-3350
|
34-66146 |
Jan. 12, 2012 |
Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.)
|
34-66144 |
Jan. 11, 2012 |
Kay Berensen-Galster
Note: See also 34-66144A
|
34-66143 |
Jan. 11, 2012 |
Justin William Rifkin
|
34-66142 |
Jan. 11, 2012 |
Lloyd V. Barriger
Other Release No.: IA-3349
|
34-66127 |
Jan. 10, 2012 |
Stephen M. Folan
|
34-66117 |
Jan. 6, 2012 |
RPM Advantage, Inc.
|
34-66101 |
Jan. 4, 2012 |
James L. Haley
|
33-9291 |
Jan. 4, 2012 |
Anthony Fields, CPA D/B/A Anthony Fields & Associates and D/B/A Platinum Securities Brokers
|
34-66089 |
Jan. 3, 2012 |
Clyde R. Parks
|
34-66088 |
Jan. 3, 2012 |
William Echeverri
|
34-66076 |
Jan. 3, 2012 |
Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.
|
http://www.sec.gov/litigation/admin.shtml
|