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ALJ Decisions & Orders:
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AP No. | Date | Respondents |
Fourth Quarter | ||
No Number | Dec. 22, 1965 | J.P. Howell & Co., Inc., Michael La Marca, Charles Hoffman, Benjamin Greene, Joel Kaplan, Stephen Negri, Philip Waldman, Edward Vanasco File No. 8-5548 Sidney L. Feiler, Hearing Examiner (Note: Opinion) |
3-35 | Dec. 2, 1965 | Owen K. Taylor, Inc. (801-3675)
Sidney Gross, Hearing Examiner (Note: Finality Order) |
No Number | Nov. 30, 1965 | George A. Brown, dba Brown & Company (File No. 8-7953) Markoff, Sterman & Gowell, Incorporated (File No. 8-10948), Leon F. Markoff, Marshal Stepman, David C. Gowell
William W. Swift, Hearing Examiner (Note: Opinion) |
No Number | Nov. 19, 1965 | J. Brad David, Ltd. (8-10598)
James G. Ewell, Hearing Examiner (Note: Opinion) |
No Number | Nov. 15, 1965 | Kamen & Company, Abraham Kamen, File No. 8-4175; Frederick Cirlin Associates, Inc., Frederick Cirlin, Brian Frederick Barrabee, File No. 8-11319; Laurence H. Ross, File No. 8-11033
Sidney Gross, Hearing Examiner (Note: Opinion) |
No Number | Nov. 15, 1965 | J.E. Marken & Co., Inc. (8-10657), John E. Marken, Morris Cipris, Jack Perlow, Nat Horowitz
Irving Schiller, Hearing Examiner (Note: Finality Order) |
3-14 | Oct. 20, 1965 | Reed, Whitney & Stonehill, Inc., Leonard Lazaroff, Milton Steinberg, Seymour Tankleff, Russell Siebach File No. 8-9837 Samuel Binder, Hearing Examiner (Note: Finality Order) |
No Number | Oct. 15, 1965 | Harris Clare & Co., Inc. (8-10474), Harris Clare & Co. (8-11753), Towne Harris & Co., Inc. (8-10377), Bruce Shapiro (8-10474), Martin Clare, Melvin Winslow (8-11753), Robert Summers, Harris Freedman (8-10377)
Irving Schiller, Hearing Examiner (Note: Opinion; Finality Order) |
No Number | Oct. 6, 1965 | Copley and Company (8-5248), Ralph E. Cook, Charles A. Schoenecke, J. Blaine Corry, Theodore B. Gazarian, Leonard J. Tillotson
William W. Swift, Hearing Examiner (Note: Finality Order) |
No Number | Aug. 30, 1965 | Atlantic Equities Company (File No. 8-8415), Blair F. Claybaugh & Company (File No. 8-2851), First Pennington Company (File No. 8-7626), Lenchner, Covato & Co., Inc. (File No. 8-6692), John Randolph Wilson, Jr. d/b/a John R. Wilson, Jr. Co. (File No. 8-6784), Strathmore Securities, Inc. (File No. 8-7323), Shawe & Co., Inc. (File No. 8-9486), Klein, Runner & Company, Inc. (File No. 8-9930), Howard James Hansen, d/b/a H. J. Hansen & Company (File No. 8-11747); Siltronics, Inc. (File No. 24W-2490)
James G. Ewell, Hearing Examiner (Note: Opinion) |
No Number | Aug. 5, 1965 | R. Baruch & Company, et al. (Files. 8-8712, et al.)
Sidney L. Feiler, Hearing Examiner (Note: Opinion) |
No Number | Jul. 26, 1965 | Hayden Lynch & Co., Inc. (File No. 8-11990)
Samuel Binder, Hearing Examiner (Note: Opinion) |
Third Quarter | ||
No Number | Jul. 6, 1965 | Assurance Investment Company, Paul A. Miller, Harold M. Pelton File No. 8-11787 Warren E. Blair, Hearing Examiner (Note: Opinion) |
Second Quarter | ||
No Number | Jun. 10, 1965 | Uneeda Vending Service, Inc. File No. 24NY-5678 Sidney Ullman, Hearing Examiner (Note: Opinion) |
No Number | May 21, 1965 | Allstate Petroleum, Inc., File No. 8-10775
Sidney L. Feiler, Hearing Examiner (Note: Opinion) |
No Number | May 10, 1965 | San Francisco Mining Exchange, File No. 10-38
James G. Ewell, Hearing Examiner (Note: Opinion) |
No Number | May 5, 1965 | F. S. Johns & Co., Inc. (File No. 8-8759), Global Planning Corp. (File No. 8-10629), Regina Dlugash, doing business as Louglas Enterprises (File No. 8-5148), Eliot, Roberts & Co., Inc. (File No. 8-5497), Reuben Rose & Co., Inc. (File No. 8-10217), Winkler, Chase Company (File No. 8-3909) Samuel Binder, Hearing Examiner (Note: Opinion) |
First Quarter | ||
No Number | Mar. 30, 1965 | Sunshine Securities, Inc., Lillian Grossbard File No. 8-8595 Samuel Binder, Hearing Examiner (Note: Opinion) |
3-10 | Mar. 29, 1965 | Seaboard Securities Corporation (8-9753), Leon Nash, Harold Ignatoff
Irving Schiller, Hearing Examiner (Note: Opinion) |
No Number | Mar. 17, 1965 | G. H. Musekamp & Co. (File No. 8-8635)
Warren E. Blair, Hearing Examiner (Note: Opinion) |
No Number | Mar. 12, 1965 | Linder, Bilotti & Co., Inc., File No. 8-9570
Irving Schiller, Hearing Examiner (Note: Opinion) |
3-5 | Mar. 2, 1965 | Broadwall Securities, Inc., Arnold Mahler, Jack Einiger, Alexander Lapidus, Stanley Miller File No. 8-11096 Sidney Ullman, Hearing Examiner (Note: Opinion) |
No Number | Feb. 3, 1965 | Nathan Salinger, d/b/a Salinger Investment Co. File No. 8-10740 Samuel Binder, Hearing Examiner (Note: Opinion) |
No Number | Jan. 19, 1965 | Harold E. Winterhalter d/b/a Harold E. Winterhalter Company File No. 8-6717 Samuel Binder, Hearing Examiner (Note: Opinion) |
http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1965.shtml
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