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Commission Speeches and Public Statements Archive: 1985
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1985 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
Dec. 11, 1985 |
The Securities Industry and Markets: Past, Present and Future, National Press Club, Washington, D.C. |
Chairman John S. R. Shad |
Nov. 21, 1985 |
Business and the First Amendment, The American Bar Association Forum Committee on Communications Law and the Federal Regulation of Securities Committee of the Section of Corporation, Banking and Business Law, Washington, D.C. |
Commissioner Aulana L. Peters |
Nov. 19, 1985 |
When Corporate America Talks: The Differing Uses of Corporate Disclosure, Fourth Annual Conference on Current Financial Issues, Financial Executives Institute, New York, New York |
Commissioner Charles C. Cox |
Nov. 18, 1985 |
Market Information and Investor Relations, The National Investor Relations Institute 1985 Fall Conference, Boston, Massachusetts |
Commissioner Aulana L. Peters |
Nov. 12, 1985 |
When Corporate America Talks: The Differing Uses of Corporate Disclosure, Fourth Annual Conference on Current Financial Issues, Financial Executives Institute, San Francisco, California |
Commissioner Charles C. Cox |
Oct. 29, 1985 |
Major Efforts and Issues at the SEC, Council of Institutional Investors First Annual Meeting, Atlanta, Georgia |
Chairman John S. R. Shad |
Oct. 25, 1985 |
The New Transfer Agent: Past Progress, Future Prospects, The Stock Transfer Association, Inc. 1985 Annual Meeting and Conference Program, Scottsdale, Arizona |
Commissioner Charles C. Cox |
Oct. 18, 1985 |
Making the Punishment Fit the Crime -- A Look at SEC Enforcement Remedies, Eighteenth Annual Rocky Mountain State-Federal-Provincial Cooperative Securities Conference, Denver, Colorado |
Commissioner Charles C. Cox |
Oct. 16, 1985 |
Ancillary Relief and Remedies: Exotic, Extraordinary or Just Plain Effective?, 1985 Los Angeles Securities Regulation Seminar, Los Angeles, California |
Commissioner Aulana L. Peters |
Oct. 6, 1985 |
The National Market System: Thoughts on Past and Future Developments, The National Securities Traders Association Annual Convention, Boca Raton, Florida |
Commissioner Aulana L. Peters |
Third Quarter |
Sep. 27, 1985 |
The Level Regulatory Playing Field for the Securities Markets, The San Francisco Institute on Financial Services, University of San Francisco School of Law, San Francisco, California |
Commissioner Aulana L. Peters |
Second Quarter |
Jun. 25, 1985 |
Disclosure and Investor Confidence -- The United States Experience, The Tenth Annual Conference of the Interamerican Conference of Securities Commissions and Similar Organizations, Cartogena, Colombia |
Commissioner Charles C. Cox |
Jun. 10, 1985 |
A South-of-the-Border Perspective on the Internationalization of the Capital Markets, Investment Dealers Association of Canada, Quebec City, Quebec, Canada |
Commissioner Aulana L. Peters |
Jun. 1, 1985 |
Tender Offers: The Arguments and the Evidence, 1985 National Conference of the American Society of Corporate Secretaries, Boca Raton, Florida |
Commissioner Charles C. Cox |
May 16, 1985 |
The Accounting Profession: The Challenges of the 1980's, University of Southern California SEC and Financial Reporting Institute, Los Angeles, California |
Commissioner Aulana L. Peters |
May 8, 1985 |
Functional Regulation: Old and New Applications, Ray Garrett, Jr. Corporate and Securities Law Institute, Northwestern University, Chicago, Illinois |
Commissioner Aulana L. Peters |
May 7, 1985 |
Major Efforts and Issues at the SEC, Society of American Business and Economic Writers |
Chairman John S. R. Shad |
Apr. 24, 1985 |
Introducing EDGAR, A Seminar Dealing with the SEC's New Electronic Information System, Arthur Andersen & Co.; Finanicial Executives Institute; Packard Press Corporation; Philadelphia Stock Exchange; Wolf, Block, Schorr and Solis-Cohen, Philadelphia, Pennsylvania |
Commissioner Charles C. Cox |
Apr. 19, 1985 |
SEC Litigation: Thoughts on When to Settle and Try Cases, The Washington Bar Association, Washington, D.C. |
Commissioner Aulana L. Peters |
First Quarter |
Mar. 15, 1985 |
Investor Protection: The First Line of Defense, Brooklyn Law School's A Securities Regulation Symposium, New York, New York |
Commissioner Aulana L. Peters |
Mar. 8, 1985 |
Investor Protection, the SEC, and the Independent Auditor, The Metropolitan Washington, D.C. Chapter of the National Association of Black Accountants, Washington, D.C. |
Commissioner Aulana L. Peters |
Mar. 1, 1985 |
SEC Speaks 1985, Practicing Law Institute, Washington, D.C. |
Chairman John S. R. Shad |
Feb. 25, 1985 |
Keynote Address, SEC Securities Immobilization Workshops |
Chairman John S. R. Shad |
Feb. 23, 1985 |
Ancillary Relief and Remedies: Exotic, Extraordinary or Just Plain Effective?, The Washington State Bar Association Northwest Securities Institute, Seattle, Washington |
Commissioner Aulana L. Peters |
Feb. 20, 1985 |
Economic Forum on Tender Offers |
Chairman John S. R. Shad |
Feb. 14, 1985 |
Budget Deficits, Capital Formation and the State-Federal Relationship Under the Federal Securities Laws, Second Annual Securities and Exchange Commission North American Securities Administrators Association State-Federal Securities Conference, Williamsburg, Virginia |
Commissioner Charles L. Marinaccio |
Feb. 5, 1985 |
Current Concerns of the Commission, The Brookings Institution Conference for Business Executives on Understanding Federal Government Operations, Washington, D.C. |
Commissioner Charles C. Cox |
Jan. 23, 1985 |
Looking for the Perfect Enforcement Remedy, The University of California Twelfth Annual Securities Regulation Institute, San Diego, California |
Commissioner James C. Treadway, Jr. |
Jan. 9, 1985 |
The State of the World of Accounting -- Thoughts About the Past, Present and Future, 1985 Twelfth Annual AICPA National Conference on Current SEC Developments, Washington, D.C. |
Commissioner James C. Treadway, Jr. |
Jan. 9, 1985 |
Public Policy Issues Concerning the Subjects of Tender Offers and the Developing International Equities Market, Chicago Regional Group of the American Society of Corporate Secretaries, Chicago, Illinois |
Commissioner Charles L. Marinaccio |
1985 Speeches and Statements by Commission Staff
Date |
Title |
Author |
Fourth Quarter |
Dec. 9, 1985 |
Enforcement and the In-House Professional, The SEC Institute Annual SEC Reporting Forum, Washington, D.C. |
David N. Powers, Counsel to Commissioner Aulana L. Peters |
Nov. 12, 1985 |
International Legal Assistance in Securities Law Enforcement, Seminar on Swiss Capital Market Law -- Status And Perspectives, Zurich, Switzerland |
Michael D. Mann, Chief, Office of International Legal Assistance, Division of Enforcement |
Oct. 31, 1985 |
Good Compliance Is Good Business, 1985 ICI/SEC Procedures Conference, Washington, D. C. |
Kathryn B. McGrath, Director, Division of Investment Management |
Oct. 29, 1985 |
Rumors in the Casino -- The Impact on the SEC's Enforcement Program of the Use and Abuse of Market Sensitive Information, 10th Annual Securities Law for the Wisconsin Practitioner, Milwaukee, Wisconsin |
Daniel L. Goelzer, General Counsel |
Third Quarter |
No speeches are available for this quarter. |
Second Quarter |
May 29, 1985 |
The Future Outlook for Securities Processing Regulation, Operations Conference Securities Industry Association |
Richard G. Ketchum, Director, Division of Market Regulation |
Apr. 19, 1985 |
Fair Presentation, American Accounting Association Northeast Regional Meeting, Syracuse University, Syracuse, New York |
Clarence Sampson, Chief Accountant |
First Quarter |
Jan. 16, 1985 |
"The Debate on Hostile Takeovers" or Is T. Boone Pickens Good or Bad for Society, The D.C. Bar, Washington, D.C. |
Gregg A. Jarrell, Chief Economist |
Jan. 4, 1985 |
Recent Civil and Criminal Prosecutions of Insider Trading Violations, Washington, D.C. |
Gary Lynch, Associate Director, Division of Enforcement |
http://www.sec.gov/news/speech/speecharchive/1985speech.shtml
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