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Commission Speeches and Public Statements Archive: 1938
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1938 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
Nov. 21, 1938 |
Address, National Association of Accredited Publicity Directors, New York, New York |
Chairman William O. Douglas |
Nov. 17, 1938 |
The Technique of Public Utility Reorganization and Some Regulation Problems, National Association of Railroad and Utilities Commissioners, New Orleans, Louisiana |
Commissioner George C. Mathews |
Nov. 17, 1938 |
Address, Inaugurating a Series of Discussions on S.E.C. Personnel Problems, S.E.C. Union, Local 5, United Federal Workers of America, Washington, D.C. |
Chairman William O. Douglas |
Nov. 9, 1938 |
Administrative Flexibility or Industrial Paralysis?, Georgetown Law Alumni Club, Washington, D.C. |
Commissioner Jerome N. Frank |
Nov. 9, 1938 |
Address, Harvard Club of Boston, Boston, Massachusetts |
Chairman William O. Douglas |
Oct. 27, 1938 |
Address, Station WICC, New Haven, Connecticut |
Chairman William O. Douglas |
Oct. 26, 1938 |
Administrative Government, Eighth Annual Forum on Current Problems, New York Herald Tribune, New York City, New York |
Chairman William O. Douglas |
Oct. 23, 1938 |
A Discussion of the Maloney Act Program, Annual Convention, Investment Bankers Association of America, White Sulfur Springs, West Virginia |
Commissioner George C. Mathews |
Oct. 2, 1938 |
Address, 19th Annual Conference, National Association of Securities Commissioners, Denver, Colorado |
Chairman James M. Landis |
Third Quarter |
Sep. 22, 1938 |
Too Much Interest in Interest, National Association of Securities Commissioners, Kansas City, Missouri |
Commissioner Jerome N. Frank |
Sep. 21, 1938 |
Address, Dinner given by the Society for the Advancement of Management for delegates of the International Management Congress, Washington, D.C. |
Chairman William O. Douglas |
Jul. 26, 1938 |
Scatteration v. Integration of Public Utility Systems, Section of Public Utility Law, American Bar Association, Cleveland, Ohio |
Chairman William O. Douglas |
Jul. 26, 1938 |
Address, Committee of the Banks and Investment Bankers of Cleveland, Chamber of Commerce, Cleveland, Ohio |
Chairman William O. Douglas |
Jul. 25, 1938 |
Corporate Reorganizations and the Chandler Act, Sixty-First Annual Meeting of the American Bar Association, Cleveland, Ohio |
Commissioner Jerome N. Frank |
Jul. 5, 1938 |
Why We Should Save America First, Institute of Public Affairs, Charlottesville, Virginia |
Commissioner Jerome N. Frank |
Second Quarter |
Jun. 22, 1938 |
Address, The Foundation for the Advancement of the Social Sciences, Denver, Colorado |
Chairman William O. Douglas |
Jun. 17, 1938 |
Address, Harvard Business School Alumni Association, Cambridge, Massachusetts |
Commissioner John W. Hanes |
Jun. 17, 1938 |
Decentralization in Finance, The San Francisco Stock Exchange, San Francisco, California |
Chairman William O. Douglas |
Jun. 15, 1938 |
Address, Junior Chamber of Commerce, Chamber of Commerce Building, Seattle, Washington |
Chairman William O. Douglas |
Jun. 13, 1938 |
Address, Seventy-Ninth Annual Commencement of Whitman College, Walla Walla, Washington |
Chairman William O. Douglas |
Jun. 3, 1938 |
A Cooperative Program |
Chairman William O. Douglas |
May 28, 1938 |
Address, Law School Alumni, University of Buffalo, Buffalo, New York |
Commissioner Jerome N. Frank |
May 20, 1938 |
Accounting in Relation to Regulation of Security Sales, Institute on Accounting of the Ohio State University, College of Commerce and Administration, Columbus, Ohio |
Commissioner George C. Mathews |
May 20, 1938 |
Address, Association of Stock Exchange Firms, New York, New York |
Chairman William O. Douglas |
May 6, 1938 |
Address, Luncheon of the Western Pennsylvania Group of the Investment Bankers Association of America, Pittsburgh, Pennsylvania |
Commissioner John W. Hanes |
May 5, 1938 |
Our Part in Recovery, Meeting of the Commonwealth Club of Cincinnati, Cincinnati, Ohio |
Commissioner John W. Hanes |
Apr. 27, 1938 |
Address, The Yale Club of Washington, Washington, D.C. |
Chairman William O. Douglas |
First Quarter |
Mar. 22, 1938 |
Five Years Of Federal Securities Regulation |
Commissioner William O. Douglass |
Mar. 18, 1938 |
Address, Joint Luncheon of the Minnesota Group of the Investment Bankers Association and the Twin City Bond Club, Minneapolis, Minnesota |
Commissioner John W. Hanes |
Mar. 17, 1938 |
The Capital Market and the Investment Banker, Luncheon of the Central States Group of the Investment Bankers Association of America, Chicago, Illinois |
Commissioner John W. Hanes |
Feb. 2, 1938 |
Address, The Commonwealth Club, Chicago, Illinois |
Chairman William O. Douglas |
Feb. 1, 1938 |
Address, The Economic Club of Chicago, Chicago, Illinois |
Chairman William O. Douglas |
Jan. 8, 1938 |
Address, Jackson Day Dinner, New Haven, Connecticut |
Chairman William O. Douglas |
1938 Speeches and Statements by Commission Staff
Date |
Title |
Author |
Fourth Quarter |
Dec. 30, 1938 |
Address, Thirty-Sixth Annual Meeting, Association of American Law Schools, Chicago, Illinois |
Robert H. O'Brien, Assistant General Counsel |
Dec. 30, 1938 |
Address, Thirty-Sixth Annual Meeting, Association of American Law Schools, Chicago, Illinois |
Chester T. Lane, General Counsel |
Dec. 29, 1938 |
The Problem of Broker Solvency, Annual Meeting of the American Business Law Association, Detroit, Michigan |
William M. Blaisdell, Director, Monopoly Study |
Dec. 28, 1938 |
Some Current Problems in Accounting, Annual Meeting of the American Accounting Association, Detroit, Michigan |
William W. Werntz, Chief Accountant |
Dec. 16, 1938 |
An Approach To Accounting Problems, Illinois Society of Certified Public Accountants, Chicago, Illinois |
William W. Werntz, Chief Accountant |
Dec. 14, 1938 |
An Approach To Accounting Problems, Indianapolis Chapter of the National Association of Cost Accountants, Chicago, Illinois |
William W. Werntz, Chief Accountant |
Dec. 13, 1938 |
Address, S.E.C. Union, Local 5, United Federal Workers of America, Washington, D.C. |
Samuel O. Clark, Jr., Director, Reorganization Division |
Dec. 7, 1938 |
Address, Cleveland, Ohio |
Harry H. Egly, Chief, Over-The-Counter Section |
Dec. 7, 1938 |
The Handling of Chandler Act Cases - A Case History, S.E.C. Local #5, United Federal Workers of America, Washington, D.C. |
Robert H. Winn |
Nov. 30, 1938 |
Functions of S.E.C. Under the Chandler Act, Number II in a Series of Discussions on S.E.C. Personnel Problems, S.E.C. Union, Local 5, United Federal Workers of America, Washington, D.C. |
Joseph L. Weiner, Special Counsel, Reorganization Division |
Nov. 17, 1938 |
Some Aspects of Service Companies Under the Holding Company Act, National Association of Railroad and Utilities Commissioners, New Orleans, Louisiana |
Fred J. Almgren, Public Utilities Division |
Oct. 28, 1938 |
The Over-The-Counter Market and the Maloney Act, Annual Convention of the Investment Bankers Association of America, White Sulphur Springs, West Virginia |
Francis A. Bonner, Adviser |
Oct. 27, 1938 |
Address, Practising Law Courses, New York, New York |
Abe Fortas, Assistant Director, Public Utilities Division |
Oct. 26, 1938 |
Functions of the Securities and Exchange Commission in Corporate Reorganization Proceedings, New York County Lawyers' Association, Symposium on Corporate Reorganizations, New York City, New York |
Edmund Burke, Jr., Assistant Director, Reorganization Division |
Oct. 24, 1938 |
Address, American Mining Congress, Los Angeles, California |
Howard N. Lary, Regional Administrator |
Oct. 17, 1938 |
Address, The Conference of Post Office Inspectors, Washington D.C. |
Chester T. Lane, General Counsel |
Third Quarter |
Sep. 27, 1938 |
Address, Controllers Institute of America, New York, New York |
William W. Werntz, Chief Accountant |
Sep. 20, 1938 |
Address, National Association of Securities Commissioners, Kansas City, Missouri |
John M. Clifford |
Aug. 5-6, 1938 |
The Securities Act of 1933 and its Application to Mining Securities, 4th Annual Convention, Mining Association of Montana, Dillon, Montana |
Day Karr, Regional Administrator, 8th Division |
Jul. 26, 1938 |
The Simplification of Holding Company Systems Under the Public Utility Holding Company Act of 1935, American Bar Association, Cleveland, Ohio |
John J. Burns, General Counsel |
Jul. 25, 1938 |
Aims, Purposes and Philosophy of the Barkley Bill (S. 2344, as reported, and H.R. 10292), Sixty-First Annual Meeting, American Bar Association, Open Forum on Pending Federal Legislation Involving Reorganizations and Securities, Cleveland, Ohio |
Edmund Burke, Jr., Assistant Director, Reorganization Division |
Jul. 14, 1938 |
Address, Legal Seminar, New York, New York |
Abe Fortas, Assistant Director, Public Utilities Division |
Second Quarter |
May 5, 1938 |
Operation and Problems of Some of the Smaller Securities Exchanges of the United States, Economics Club of the College of the City of New York, New York, New York |
Albert A. Carretta, Trading and Exchange Division |
First Quarter |
Mar. 17, 1938 |
Address, The Mining Association of Montana, Butte, Montana |
Chester T. Lane, Assistant General Counsel |
Mar. 14, 1938 |
Address, The Settle Bond Club, Seattle, Washington |
Chester T. Lane, Assistant General Counsel |
Mar. 3, 1938 |
Address, Boston Stock Exchange, Boston, Massachusetts |
Ganson Purcell, Director, Trading and Exchange Division |
Jan. 11, 1938 |
Address, Buffalo Chapter of the New York State Society of Certifed Public Accountants and Members of the Investment Banking Association and Buffalo Bar Association, Buffalo, New York |
Chester T. Lane, Assistant General Counsel |
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