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U.S. Securities and Exchange Commission


SEC Seeking Public Comments On:

Measures to Curtail "Pay to Play" Practices

Measures to Help Municipal Bond Investors

Measures to Improve Corporate Governance

Money Market Fund Reforms

Proposal to Facilitate Rights of Shareholders to Nominate Directors

Measures to Increase Protections for Investor Funds Controlled by Investment Advisers

Spotlight on Current SEC Topics
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Post-Madoff Reforms

Interactive Data (XBRL)

Information for
Reserve Primary Fund
Investors

 

 

 

Enforcement tips - how to send tips to the SEC's Division of Enforcement

SEC Charges Key Madoff Lieutenant

The SEC has charged Bernard L. Madoff’s chief financial officer, Frank DiPascali, with fraud for operating an entirely fictitious investment strategy and creating millions of phony documents and bogus trading records to deceive regulators and investors. SEC Complaint


Other News:


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SEC Chairman Mary L. Schapiro
SEC Chairman Mary Schapiro's testimony before Congress about financial regulatory reform.

Chairman Schapiro's Congressional testimony about regulation of
systemic risk.



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