What's New on the SEC Website
August 13, 2009

Division of Corporation Finance

Staff No-Action, Interpretive and Exemptive Letters

• PlanetOut Inc. (August 12, 2009)

Division of Investment Management

Staff No-Action and Interpretive Letters

• General Electric Company (August 12, 2009)

Administrative Law Judge (ALJ) Decisions and Orders

• Initial Decision: Fortel, Inc., now known as Envit Capital Group, Inc. (Rel. No. ID-385; File No. 3-13465)
   
• Notice That Initial Decision Has Become Final: Matthew La Madrid (Rel. No. IA-2915; File No. 3-13415)

Administrative Proceedings

• James C. Dawson (Release No. IA-2914; File No. 3-13579; August 12, 2009)
  See also Order

Litigation Releases

• Brantley Capital Management, LLC, Robert Pinkas, and Tab Keplinger (Lit. Rel. No. 21178)

Press Releases

• SEC Charges Ohio-Based Investment Advisers for Fraudulently Overstating Assets (2009-184)

Public Company Accounting Oversight Board

• Order Approving Proposed Rules on Annual and Special Reporting by Registered Public Accounting Firms (Release No. 34-60497; File No. PCAOB-2008-04)
   
• Order Approving Proposed Rules on Succeeding to the Status of a Predecessor Firm (Release No. 34-60496; File No. PCAOB-2008-05)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Matching Algorithms (Release No. 34-60476; File No. SR-CBOE-2009-056; August 11, 2009)
   
• FINRA: Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 3160 (Networking Arrangements Between Members and Financial Institutions) in the Consolidated FINRA Rulebook (Release No. 34-60475; File No. SR-FINRA-2009-047; August 11, 2009)
   
• MSRB: Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-11(i) (Settlement of Syndicate or Similar Account), Rule G-11(j) (Payment of Designations), and Rule G-12(i) (Settlement of Joint or Similar Account) (Release No. 34-60487; File No. SR-MSRB-2009-12; August 12, 2009)
   
• NASDAQ OMX BX: Notice of Filing of Proposed Rule Change To Eliminate Chapter V, Section 13 (Unusual Market Conditions) of the BOX Trading Rules and to Modify Related Rules (Release No. 34-60465; File No. SR-BX-2009-041; August 10, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until August 21, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions If They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions that Occur in the Event of a System Disruption or System Malfunction (Release No. 34-60478; File No. SR-NYSE-2009-81; August 11, 2009)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 409A and Adopting New Rule 2266 to Correspond with Rule Changes Recently Filed by the Financial Industry Regulatory Authority, Inc. (Release No. 34-60457; File No. SR-NYSE-2009-76; August 7, 2009)
   
• NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 409A NYSE Amex Equities and Adopting New Rule 2266 NYSE Amex Equities to Conform to Proposed Rule Changes Submitted in a Companion Filing by the New York Stock Exchange LLC (Release No. 34-60458; File No. SR-NYSEAMEX-2009-52; August 7, 2009)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Settlement of FLEX Currency Options (Release No. 34-60486; File No. SR-Phlx-2009-68; August 12, 2009)
   
• Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Firm Proprietary Facilitation Orders (Release No. 34-60477; File No. SR-Phlx-2009-67; August 11, 2009)