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SEC Proposed Rules
We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:
Third Quarter |
Second Quarter | First Quarter
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994
SEC Proposed Rules RSS Feed
Release No. |
Date |
Details |
Third Quarter |
IA-2910 |
Aug. 3, 2009 |
Political Contributions by Certain Investment Advisers
File No.: S7-18-09
Comments Due: October 6, 2009
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-18-09
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34-60332 |
Jul. 17, 2009 |
Proposed Amendment to Municipal Securities Disclosure
File No.: S7-15-09
Comments Due: September 8, 2009
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-15-09
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33-9052 |
Jul. 10, 2009 |
Proxy Disclosure and Solicitation Enhancements
Other Release No.: 34-60280, IC-28817
File No.: S7-13-09
Comments Due: September 15, 2009
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-13-09
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34-60218 |
Jul. 1, 2009 |
Shareholder Approval of Executive Compensation of TARP Recipients
File No.: S7-12-09
Comments Due: September 8, 2009
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-12-09
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Second Quarter |
IC-28807 |
Jun. 30, 2009 |
Money Market Fund Reform
File No.: S7-11-09
Comments Due: September 8, 2009
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-11-09
See also: Rule 2a-7 Amendments Proposed by SEC in June 2009, Marked to Show Changes from Current Rule 2a-7
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33-9046 |
Jun. 10, 2009 |
Facilitating Shareholder Director Nominations
Other Release Nos.: 34-60089, IC-28765
File No.: S7-10-09
Comments Due: August 17, 2009
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-10-09
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IA-2876 |
May 20, 2009 |
Custody of Funds or Securities of Clients by Investment Advisers
File No.: S7-09-09
Comments Due: July 28, 2009
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-09-09
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34-59769 |
Apr. 15, 2009 |
Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act
Other Release Nos.: IA-2866, IC-28697
File No.: S7-09-07
Comments Due: May 20, 2009
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-09-07
See also: Proposed Rule Release No. 34-55497
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34-59748 |
Apr. 10, 2009 |
Amendments to Regulation SHO
File No.: S7-08-09
Comments Due: June 19, 2009
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-08-09
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First Quarter |
33-9005 |
Feb. 3, 2009 |
Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers
Other Release No.: 34-59350
File No.: S7-27-08
Comments Due: April 20, 2009
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-27-08
See also: Proposed Rule Release No. 33-8982
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34-59343 |
Feb. 2, 2009 |
Re-proposed Rules for Nationally Recognized Statistical Rating Organizations
File No.: S7-04-09
Comments Due: March 26, 2009
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-04-09
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http://www.sec.gov/rules/proposed.shtml
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