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Comments on Proposed Rule: Political Contributions by Certain Investment Advisers

[Release No. IA-2910; File No. S7-18-09]


Aug. 25, 2009 Stephen Presser, Managing Partner, Monomoy Capital Partners, New York, New York
Aug. 25, 2009 Cathy Gottschalk, Esq., Massapequa Park, New York
Aug. 21, 2009 Hal Tabb, New Orleans, Louisiana
Aug. 20, 2009 RĂ©al Desrochers
Aug. 17, 2009 Steven Rubenstein
Aug. 14, 2009 Tricia Peterson, Vice President, Presidio Partners LLC
Aug. 13, 2009 Robert W. Stone
Aug. 13, 2009 Rick Dahl, Chief Investment Officer, Missouri State Employees Retirement System
Aug. 12, 2009 Michael Sotirhos, Partner, Atlantic-Pacific Capital, Inc.,
Aug. 11, 2009 Jeff Caplan, Attorney, Long Beach, California
Aug. 11, 2009 Nicholas Bienstock
Aug. 11, 2009 Frank Schmitz
Aug. 10, 2009 Rick Morrow, Veteran
Aug. 10, 2009 Joseph Finn
Aug. 10, 2009 Paul Ehrmann, Writers Guild of America screenwriter, Austin, Texas
Aug. 10, 2009 Andrew Wang, SVP, Runnymede Capital Management, Mendham, New Jersey
Aug. 10, 2009 Wade Slome, President of Investment Advisor Firm
Aug. 8, 2009 Girard Miller, Columnist, Governing Magazine and Author, Malibu, California
Aug. 8, 2009 John R Dempsey, Former Value Line Mutual Fund Manager, Easton, Connecticut
Aug. 7, 2009 Claude R. Parenteau, President, Parenteau Associates, LLC, Easton, Connecticut
Aug. 5, 2009 Girard Miller, Columnist, Governing Magazine and Author, Investing Public Funds and Pension Fund Investing, Malibu, California
Aug. 4, 2009 Wesley Ogburn, Portfolio Manager, Stanford Management Company (Stanford University Endowment), Menlo Park, California
Aug. 4, 2009 Brady Pyeatt, Licensed securties professional, Sausalito, California
Aug. 4, 2009 Ted Carroll, Partner, Small Buyout Firm CPA, New York, New York
Aug. 4, 2009 David R. Pohndorf, Managing Director, Source Capital Group, Inc., Westport, Connecticut
Aug. 3, 2009 W. Hardy Callcott
Aug. 3, 2009 Memorandum from the Office of Commissioner Walter regarding an August 3, 2009, telephone meeting with a representative of Credit Suisse

 

 

 

 

http://www.sec.gov/comments/s7-18-09/s71809.shtml

Modified: 08/25/2009