SEC Proposed Rules

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

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Release No.	Date	Details
Third Quarter
IA-2910	Aug. 3, 2009	Political Contributions by Certain Investment Advisers File No.:   S7-18-09 Comments Due:   October 6, 2009 Federal Register version Comments received are available for this proposal. Submit comments on S7-18-09
34-60332	Jul. 17, 2009	Proposed Amendment to Municipal Securities Disclosure File No.:   S7-15-09 Comments Due:   September 8, 2009 Federal Register version Comments received are available for this proposal. Submit comments on S7-15-09
33-9052	Jul. 10, 2009	Proxy Disclosure and Solicitation Enhancements Other Release No.:   34-60280, IC-28817 File No.:   S7-13-09 Comments Due:   September 15, 2009 Federal Register version Comments received are available for this proposal. Submit comments on S7-13-09
34-60218	Jul. 1, 2009	Shareholder Approval of Executive Compensation of TARP Recipients File No.:   S7-12-09 Comments Due:   September 8, 2009 Federal Register version Comments received are available for this proposal. Submit comments on S7-12-09
Second Quarter
IC-28807	Jun. 30, 2009	Money Market Fund Reform File No.:   S7-11-09 Comments Due:   September 8, 2009 Federal Register version Comments received are available for this proposal. Submit comments on S7-11-09 See also: Rule 2a-7 Amendments Proposed by SEC in June 2009, Marked to Show Changes from Current Rule 2a-7
33-9046	Jun. 10, 2009	Facilitating Shareholder Director Nominations Other Release Nos.:   34-60089, IC-28765 File No.:   S7-10-09 Comments Due:   August 17, 2009 Federal Register version Comments received are available for this proposal. Submit comments on S7-10-09
IA-2876	May 20, 2009	Custody of Funds or Securities of Clients by Investment Advisers File No.:   S7-09-09 Comments Due:   July 28, 2009 Federal Register version Comments received are available for this proposal. Submit comments on S7-09-09
34-59769	Apr. 15, 2009	Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act Other Release Nos.:   IA-2866, IC-28697 File No.:   S7-09-07 Comments Due:   May 20, 2009 Federal Register version Comments received are available for this proposal. Submit comments on S7-09-07 See also:  Proposed Rule Release No. 34-55497
34-59748	Apr. 10, 2009	Amendments to Regulation SHO File No.:   S7-08-09 Comments Due:   June 19, 2009 Federal Register version Comments received are available for this proposal. Submit comments on S7-08-09
First Quarter
33-9005	Feb. 3, 2009	Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers Other Release No.:   34-59350 File No.:   S7-27-08 Comments Due:   April 20, 2009 Federal Register version Comments received are available for this proposal. Submit comments on S7-27-08 See also:  Proposed Rule Release No. 33-8982
34-59343	Feb. 2, 2009	Re-proposed Rules for Nationally Recognized Statistical Rating Organizations File No.:   S7-04-09 Comments Due:   March 26, 2009 Federal Register version Comments received are available for this proposal. Submit comments on S7-04-09