FFIEC

Annual Report of Trust Assets
The Board of Governors of the Federal Reserve System discontinued the Annual Report of Trust Assets (FFIEC 001; OMB No. 7100-0031), effective with the December 31, 2001, report. The Federal Reserve had collected the FFIEC 001 report from all state member banks that had been granted trust powers and from trust company subsidiaries of bank holding companies not otherwise supervised by a federal banking agency. The purpose of the report was to provide information on the volume and character of discretionary fiduciary activities exercised by such institutions.

As of December 31, 2001, almost all FFIEC 001 respondents report substantially similar information on Schedule RC-T, "Fiduciary and Related Services," on the quarterly bank Consolidated Reports of Condition and Income (Call Report) (FFIEC 031 and 041, OMB No. 7100-0036). The Federal Reserve has determined that the trust activities information of supervisory interest conducted by the remaining trust companies, FFIEC 001 respondents, can be monitored by other means. Therefore, the FFIEC 001 report is no longer required.

Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks
This report is mandated by the International Banking Act (IBA) of 1978. It collects balance sheet and off-balance-sheet information, including detailed supporting schedule items, from all U.S. branches and agencies of foreign banks.

Report of Assets and Liabilities of Non-U.S. Branches That Are Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank
This report collects information on assets and liabilities of any non-U.S. branch that is managed or controlled by a U.S. branch or agency of a foreign bank.

Report on Indebtedness of Executive Officers and Principal Shareholders and their Related Interests to Correspondent Banks
Form FFIEC 004 collects information from "each executive officer and each principal shareholder of an insured bank who was indebted, or whose related interests were indebted, during the calendar year for which the information is being submitted to a correspondent bank of their bank." Each officer or shareholder must file information on the maximum amount of his or her indebtedness to each correspondent bank as well as separate information on the indebtedness of each of the related interests of the officer or shareholder to each correspondent bank. State member banks must furnish a list of their correspondent banks to their executive officers and principal shareholders, keep records of the information submitted by the officers and shareholders, and provide to the public upon request a list of names of officers and shareholders to whom a correspondent bank of the member bank had an extension of credit in excess of the specified minimum level.

Annual Report of International Fiduciary Activities
The Board of Governors of the Federal Reserve System discontinued the Annual Report of International Fiduciary Activities (FFIEC 006; OMB No. 7100-0031), effective with the December 31, 2001, report. The Federal Reserve had collected the FFIEC 006 annual year-end report from foreign banking affiliates of U.S. banking organizations that engaged in foreign fiduciary activities. The purpose of the report was to collect information about the scope and volume of international fiduciary activities conducted by these institutions. Information collected was used in the supervision and examination of fiduciary activities by the federal supervisory agencies.

As of December 31, 2001, all FFIEC 006 respondents report substantially similar information on Schedule T, "Fiduciary and Related Services," on the quarterly Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks (FFIEC 002, OMB No. 7100-0032). Therefore, the FFIEC 006 report is no longer required.

Country Exposure Report/Country Exposure Information Report
This report collects detailed information on the distribution, by country, of claims on foreigners held by U.S. banks and bank holding companies. The FFIEC 009a is a supplement to the FFIEC 009 and provides specific information about the reporting institutions' exposures in particular countries.

Country Exposure Report for U.S. Branches and Agencies of Foreign Banks
This report collects information, by country, from U.S. branches and agencies of foreign banks on direct, indirect, and total adjusted claims on foreign residents. The report also collects information about the respondents' direct claims on related non-U.S. offices domiciled in countries other than the home country of the parent bank that are ultimately guaranteed in the home country. A breakdown of adjusted claims on unrelated foreign residents provides exposure information.

Foreign Branch Report of Condition/Abbreviated Foreign Branch Report of Condition
These reports collect information on the structure and geographic distribution of foreign branch assets, liabilities, derivatives, and off-balance-sheet data. Derivative items include futures and forward contracts, option contracts, and the notional value of outstanding interest rate swaps. Off-balance-sheet items include commitments to purchase foreign currencies and U.S. dollar exchange and letters of credit. The FFIEC 030S collects five financial data items for smaller, less complex branches.

Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices
This report collects basic financial data from commercial banks in the form of a balance sheet, an income statement, and supporting schedules. The Report of Condition schedules provide details on assets, liabilities, and capital accounts. The Report of Income schedules provide details on income and expenses.

Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only
This report collects basic financial data of commercial banks in the form of a balance sheet, an income statement, and supporting schedules. The Report of Condition schedules provide details on assets, liabilities, and capital accounts. The Report of Income schedules provide details on income and expenses.

Risk-Based Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework
Reporting Schedules A through S collect information about the components of reporting entities' regulatory capital, risk weighted assets by type of credit risk exposure under the Advanced Internal Ratings-Based Approach, and risk weighted assets and operational losses under the Advanced Measurement Approach.