KBW, INC. (0001063494)

SIC: 6211 - SECURITY BROKERS, DEALERS & FLOTATION COMPANIES State location: NY | Fiscal Year End: 1017 formerly: KBW INC (filings through 2006-08-11)   (Assistant Director Office No 8) Business Address 787 SEVENTH AVENUE NEW YORK NY 10019 212887-7777 Mailing Address 787 SEVENTH AVENUE NEW YORK NY 10019 Key to Descriptions [Paper] Paper filings are available by film number. [Cover] Filing contains an SEC-released cover letter or correspondence.

To limit filing results, enter form type or date (as 2002/05/23). Form Type Prior to Ownership?IncludeExcludeOnly 10 Entries20 Entries40 Entries80 Entries100 Entries

Items 1 - 40

Form	Formats	Description	Filing Date	File/Film No
10-Q	[html][text] 366 KB	Quarterly report [Sections 13 or 15(d)] Acc-no: 0000950123-09-008291 (34 Act)	2009-05-07	001-33138 09806886
4	[html][text] 8 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-001862	2009-05-01
DEFA14A	[html][text] 194 KB	Additional definitive proxy soliciting materials and Rule 14(a)(12) material Acc-no: 0000950123-09-007278 (34 Act)	2009-04-27	001-33138 09772917
DEF 14A	[html][text] 894 KB	Other definitive proxy statements Acc-no: 0000950123-09-007276 (34 Act)	2009-04-27	001-33138 09772901
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-001750	2009-04-24
4	[html][text] 6 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-001721	2009-04-23
8-K	[html][text] 279 KB	Current report, items 2.02 and 9.01 Acc-no: 0000905148-09-001714 (34 Act)	2009-04-23	001-33138 09765093
4	[html][text] 15 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-001673	2009-04-20
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-001672	2009-04-20
4	[html][text] 7 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-001629	2009-04-15
4	[html][text] 4 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-001030	2009-03-02
10-K	[html][text] 1 MB	Annual report [Section 13 and 15(d), not S-K Item 405] Acc-no: 0000950123-09-003715 (34 Act)	2009-02-27	001-33138 09644436
4	[html][text] 4 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000952	2009-02-25
SC 13G/A	[html][text] 17 KB	[Amend]Statement of acquisition of beneficial ownership by individuals Acc-no: 0000899140-09-000448 (34 Act)	2009-02-17	005-83815 09614926
8-K	[html][text] 387 KB	Current report, items 2.02, 5.02, and 9.01 Acc-no: 0000905148-09-000608 (34 Act)	2009-02-11	001-33138 09587559
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000589	2009-02-09
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000585	2009-02-09
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000583	2009-02-09
4	[html][text] 7 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000580	2009-02-09
4	[html][text] 7 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000579	2009-02-09
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000577	2009-02-09
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000574	2009-02-09
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000573	2009-02-09
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000571	2009-02-09
4	[html][text] 7 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000441	2009-02-03
4	[html][text] 7 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000440	2009-02-03
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000437	2009-02-03
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000435	2009-02-03
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000433	2009-02-03
4	[html][text] 5 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000067	2009-01-08
4	[html][text] 18 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000008	2009-01-02
4	[html][text] 8 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-09-000007	2009-01-02
4	[html][text] 9 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-08-005341	2008-12-23
4	[html][text] 8 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-08-005143	2008-12-05
4	[html][text] 8 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-08-005057	2008-12-01
4	[html][text] 6 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-08-005038	2008-11-28
4	[html][text] 6 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-08-005036	2008-11-28
4	[html][text] 6 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-08-005034	2008-11-28
4	[html][text] 38 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-08-005032	2008-11-28
4	[html][text] 11 KB	Statement of changes in beneficial ownership of securities Acc-no: 0000905148-08-005031	2008-11-28

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