SEC EDGAR Filing Information

Form 4 -- Statement of changes in beneficial ownership of securities

Period of Report: 2009-02-01
Filing Date Changed: 2009-02-03
Documents: 1
SEC Accession No.
0000905148-09-000441
Filing date: 2009-02-03
Accepted: 2009-02-03 17:01:45

Table of submitted documents:

Seq Type Document Size Description
1 4 efc9-0149_ex.html
1 4 efc9-0149_ex.xml 5302
0000905148-09-000441.txt 7111 Complete submission text file

Filer Information:

KBW, INC. (Issuer) (0001063494)
IRS No.: 134055775 | State of Incorp.: | Fiscal Year End: 1017
SIC: 6211 Security Brokers, Dealers & Flotation Companies

  Assistant Director 8
Business Address
787 SEVENTH AVENUE
NEW YORK NY 10019
212887-7777
Mailing Address
787 SEVENTH AVENUE
NEW YORK NY 10019

Duffy John G (Reporting) (0001380488)
Type: 4 | Act: 34 | File No.: 001-33138 | Film No.: 09565632
Business Address
800-966-1559
Mailing Address
C/O KBW, INC., 787 SEVENTH AVENUE
NEW YORK NY 10019