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Litigation Releases
The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.
Second Quarter | First Quarter
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
 SEC Litigation Releases RSS Feed
| Release No. |
Date |
Action |
| Second Quarter |
| LR-21026 |
May 6, 2009 |
Robert P. Copeland
|
| LR-21025 |
May 5, 2009 |
Reserve Management Company, Inc., Resrv Partners, Inc., Bruce Bent Sr. and Bruce Bent II
See also: SEC Complaint
|
| LR-21024 |
May 5, 2009 |
Albert J. Rasch, Jr., Kathleen R. Novinger, Sandra B. Masino, and 144 Opinions, Inc.
See also: SEC Complaint
|
| LR-21023 |
May 5, 2009 |
Jon-Paul Rorech, et. al.
See also: SEC Complaint
|
| LR-21022 |
May 1, 2009 |
Lambert Vander Tuig, The Carolina Development Company, Inc. and Jonathan Carman
|
| LR-21021 |
May 1, 2009 |
Daryn P. Fleming and Mathew C. Bruce
|
| LR-21020 |
Apr. 30, 2009 |
Maher F. Kara, Michael F. Kara, Emile Y. Jilwan, Zahi T. Haddad, Bassam Y. Salman, and Karim I. Bayyouk; Joseph Azar; Nasser Mardini
See also:
SEC Complaint v. Maher F. Kara et al.
SEC Complaint v. Joseph Azar
SEC Complaint v. Nasser Mardini
|
| LR-21019 |
Apr. 30, 2009 |
Golden State Equity Investors, Inc.
See also: SEC Complaint
|
| LR-21018 |
Apr. 30, 2009 |
Henry Morris, David J. Loglisci, Barrett N. Wissman, Raymond B. Harding, Saul M. Meyer, Nosemote LLC, Pantigo Emerging LLC, Purpose LLC, Flandana Holdings Ltd., Tuscany Enterprises LLC, W Investment Strategies, HFV Management LP, HFV Asset Management LP and Aldus Equity Partners, L.P.
See also: SEC Complaint
|
| LR-21017 |
Apr. 29, 2009 |
Bradley L. Ruderman, Ruderman Capital Management, LLC, Ruderman Capital Partners, LLC, and Ruderman Capital Partners A, LLC
See also: SEC Complaint
|
| LR-21016 |
Apr. 29, 2009 |
Frederick J. Barton, Barton Asset Management, LLC, and TwinSpan Capital Management, LLC
|
| LR-21015 |
Apr. 28, 2009 |
Matthew J. Browne
See also: SEC Complaint
|
| LR-21014 |
Apr. 28, 2009 |
Michael Strauss, Stephen Hozie and Robert Bernstein
Other Release No.: AAER-2967
See also: SEC Complaint
|
| LR-21013 |
Apr. 27, 2009 |
Private Equity Management Group LLC, et al.
See also: SEC Complaint
|
| LR-21012 |
Apr. 27, 2009 |
Ponta Negra Fund I, LLC et al.
See also: SEC Complaint
|
| LR-21011 |
Apr. 24, 2009 |
David Praise, et al.
|
| LR-21010 |
Apr. 23, 2009 |
Founding Partners Capital Management Company, William Gunlicks, Sun Capital, Inc., Sun Capital Healthcare, Inc., Founding Partners Stable-Value Fund, LP, Founding Partners Stable-Value Fund II, LP, Founding Partners Global Fund, Ltd., and Founding Partners Hybrid-Value Fund, LP.
See also: SEC Complaint
|
| LR-21009 |
Apr. 22, 2009 |
Benny L. Judah, et al.
See also: SEC Complaint
|
| LR-21008 |
Apr. 21, 2009 |
Joseph J. Queri, Jr., Gary M. Gosson, et al.; Joseph J. Queri, Jr., Joseph J. Queri, Sr., et al.
|
| LR-21007 |
Apr. 20, 2009 |
David A. Williams, Sherwood Secured Income Fund, LLC, WFG Holdings, Inc., and Williams Financial Group, LLC
See also: SEC Complaint
|
| LR-21006 |
Apr. 20, 2009 |
Donald Anthony Walker Young, et al.
See also: SEC Complaint
|
| LR-21005 |
Apr. 17, 2009 |
William M. Gallahair
|
| LR-21004 |
Apr. 16, 2009 |
J. Thomas Talbot
|
| LR-21003 |
Apr. 15, 2009 |
Michael E. Kelly, et al.
|
| LR-21002 |
Apr. 15, 2009 |
Edward T. Stein et al.
|
| LR-21001 |
Apr. 15, 2009 |
Henry Morris, David J. Loglisci, Barrett N. Wissman, Raymond B. Harding, Nosemote LLC, Pantigo Emerging LLC, Purpose LLC, Flandana Holdings Ltd., Tuscany Enterprises LLC, W Investment Strategies, HFV Management LP and HFV Asset Management LP
See also: SEC Complaint
|
| LR-21000 |
Apr. 15, 2009 |
Tri Energy, Inc., H & J Energy Company, Inc., Marina Investors Group, Inc., Lowell Decker, Robert Jennings, Henry Jones, Arthur Simburg, Mildred Stultz, DJM, LLC, Financial MD, Inc., Financial MD and Associates, Inc., Daniel J. Merriman, Global Village Records, and La Vie D'Argent, as defendants, and R.P.J. Investment Group, Inc., T.M.A. Investment Enterprises, Thomas Avery, and Wing NGA Lau, a/k/a Adrienne Lau, as relief defendants
|
| LR-20999 |
Apr. 14, 2009 |
Osvaldo Pitters, Terrell J. Kuykendall and Steven M. Ivester
|
| LR-20998 |
Apr. 14, 2009 |
Isaac I. Ovid, Aaron Riddle, J. Jonathan Coleman, Stephen Cina, Cory A. Martin, Timothy Smith, Robert J. Riddle, Jadis Capital, Inc., Jadis Investments, LLC, and Logos Multi-Strategy Hedge Fund I, LP
See also: SEC Complaint
|
| LR-20997 |
Apr. 13, 2009 |
Maximum Return Investments, Inc. and Clelia A. Flores
|
| LR-20996 |
Apr. 10, 2009 |
Crossroads Financial Planning, Inc., and Julie M. Jarvis
See also: SEC Complaint
|
| LR-20995 |
Apr. 10, 2009 |
Kent H. Roberts
|
| LR-20994 |
Apr. 9, 2009 |
Robert P. Copeland
See also: SEC Complaint
|
| LR-20993A |
Apr. 8, 2009 |
Lydia Capital, LLC et al.
|
| LR-20992 |
Apr. 7, 2009 |
Market Street Advisors, Shawn R. Merriman, LLC-1, LLC-2, Marque LLC-3, and LLC-4
See also: SEC Complaint
|
| LR-20991 |
Apr. 7, 2009 |
Finbar Securities Corp., et al.
See also: SEC Complaint
|
| LR-20990 |
Apr. 7, 2009 |
Ryan M. Reynolds, et al.
See also: SEC Amended Complaint |
| LR-20989 |
Apr. 6, 2009 |
Gregory L. Reyes, et al.
|
| LR-20988 |
Apr. 6, 2009 |
Oversea Chinese Fund Limited Partnership, et al.
See also: SEC Complaint
|
| LR-20987 |
Apr. 6, 2009 |
Whispering Winds Properties, LLC; LM Beagle Properties, LLC; Karlena, Inc.; Axis International, Inc.; and Dan Wise aka Danny Wise
|
| LR-20986 |
Apr. 3, 2009 |
Sun Empire LLC, et al.
See also: SEC Complaint
|
| LR-20985 |
Apr. 3, 2009 |
Spear & Jackson, Inc., et al.
|
| LR-20984 |
Apr. 2, 2009 |
Frank C. Calmes, Lynn D. Rowntree, Manny J. Shulman, James E. Pratt, et al.
|
| LR-20983 |
Apr. 1, 2009 |
Edward T. Stein, et. al.
|
| LR-20982 |
Apr. 1, 2009 |
Take-Two Interactive Software, Inc.
Other Release No.: AAER-2957
See also: SEC Complaint
|
| First Quarter |
| LR-20981 |
Mar. 31, 2009 |
John Hyun Joon Min and Dime Financial Group LLC
See also: SEC Complaint
|
| LR-20980 |
Mar. 31, 2009 |
Forest Resources Management Corp., et al.
|
| LR-20979 |
Mar. 30, 2009 |
CyberKey Solutions, Inc. and James E. Plant
|
| LR-20978 |
Mar. 30, 2009 |
WMDS, Inc. One Universe Online, Inc., Seng Tan, James Bunchan and Christian Rochon
Other Release No.: AAER-2956
|
| LR-20977 |
Mar. 27, 2009 |
Andrew S. Mackey and Inger L. Jensen
|
| LR-20976 |
Mar. 27, 2009 |
Sonja Anticevic, et al.
|
| LR-20975 |
Mar. 27, 2009 |
Delphi Corporation, Judith Kudla, et al.
Other Release No.: AAER-2955
|
| LR-20974 |
Mar. 26, 2009 |
Millennium Bank, et al.
See also: SEC Complaint
|
| LR-20973 |
Mar. 25, 2009 |
Gerald P. Alexander, CJB Consulting, Inc., and Regis Filia Holdings, Inc.
See also: SEC Complaint
|
| LR-20972 |
Mar. 25, 2009 |
The Nutmeg Group, LLC, et al.
See also: SEC Complaint
|
| LR-20971 |
Mar. 25, 2009 |
John M. Donnelly, et al.
|
| LR-20970 |
Mar. 24, 2009 |
David Scott Cacchione
See also: SEC Complaint
|
| LR-20969 |
Mar. 24, 2009 |
Innova Energy LLC, et al.
See also: SEC Complaint
|
| LR-20968 |
Mar. 23, 2009 |
International Realty Holdings, Inc., et al.
See also: SEC Complaint
|
| LR-20967 |
Mar. 23, 2009 |
Anthony Vassallo, Kenneth Kenitzer, and Equity Investment Management and Trading, Inc.
|
| LR-20966 |
Mar. 23, 2009 |
Anthony A. James and James Asset Advisory, L.L.C.
|
| LR-20965 |
Mar. 23, 2009 |
Escala Group, Inc., Gregory Manning, and Larry Lee Crawford, CPA
See also: SEC Complaint
|
| LR-20964 |
Mar. 20, 2009 |
Mercury Interactive, LLC (f/k/a Mercury Interactive Corporation), Amnon Landan, Sharlene Abrams, Douglas Smith, and Susan Skaer
Other Release No.: AAER-2953
|
| LR-20963 |
Mar. 19, 2009 |
Henry Morris, David Loglisci, Nosemote LLC, Pantigo Emerging LLC, and Purpose LLC
See also: SEC Complaint
|
| LR-20962A |
Mar. 18, 2009 |
Albert K. Hu, Asenqua, Inc., Asenqua Capital Management, LLC, AQC Asset Management, Ltd., and Fireside Capital Management, Ltd.
See also: SEC Complaint
|
| LR-20961 |
Mar. 18, 2009 |
Darrel T. Uselton and Jack E. Uselton
|
| LR-20960 |
Mar. 18, 2009 |
Sky Way Global LLC (dba Sky Way Global, Inc.), Brent C. Kovar, Glenn A. Kovar, James S. Kent, Kenneth Bruce Baker (aka Bruce Baker), and Kenneth R. Kramer
See also: SEC Complaint
|
| LR-20959 |
Mar. 18, 2009 |
David G. Friehling, C.P.A and Friehling & Horowitz, CPA's, P.C.
See also: SEC Complaint
|
| LR-20958 |
Mar. 17, 2009 |
Tecumseh Holdings Corporation, et al.
|
| LR-20957 |
Mar. 17, 2009 |
Paul M. Gozzo and PMG Capital, LLC
See also: SEC Complaint
|
| LR-20956 |
Mar. 16, 2009 |
K.W. Brown and Company, et al.
|
| LR-20955 |
Mar. 13, 2009 |
Peter W. Fisher, et al. and Phillip W. Offill, Jr., et al.
|
| LR-20954 |
Mar. 13, 2009 |
Glenn E. Glasshagel
|
| LR-20953A |
Mar. 13, 2009 |
Michael Biello
See also: SEC Complaint
|
| LR-20952 |
Mar. 13, 2009 |
Automated Trading Desk Specialists, LLC; E*Trade Capital Markets LLC; Melvin Securities, LLC and Melvin & Company, LLC; Sydan, LP; and TradeLink, LLC
|
| LR-20951 |
Mar. 13, 2009 |
Sunwest Management, Inc., et al.
|
| LR-20950 |
Mar. 12, 2009 |
Quest Software, Inc., Vincent C. Smith, John J. Laskey, and Kevin E. Brooks
Other Release No.: AAER-2949
See also: SEC Complaint
|
| LR-20949 |
Mar. 12, 2009 |
MedQuist Inc.; John A. Donohoe; and Brian J. Kearns and Bruce J. Van Fossen
See also:
SEC Complaint v. MedQuist Inc.
SEC Complaint v. John A. Donohoe, Jr.
SEC Complaint v. Brian J. Kearns and Bruce J. Van Fossen
|
| LR-20948 |
Mar. 12, 2009 |
Brian Travis, et al.
See also: SEC Complaint
|
| LR-20947 |
Mar. 12, 2009 |
Howard P. Richman
|
| LR-20946 |
Mar. 12, 2009 |
Brian J. Smart, et al.
See also: SEC Complaint
|
| LR-20945 |
Mar. 11, 2009 |
PowerCold Corporation, Francis L. Simola, Joseph C. Cahill, and Grayling R. Hofer
Other Release No.: AAER-2948
See also: SEC Complaint
|
| LR-20944 |
Mar. 11, 2009 |
Peter W. Fisher, et al.; Phillip W. Offill, Jr., et al.; David B. Stocker, et al.
|
| LR-20943 |
Mar. 11, 2009 |
Anthony Vassallo, Kenneth Kenitzer, and Equity Investment Management and Trading, Inc.
See also: SEC Complaint
|
| LR-20942 |
Mar. 11, 2009 |
Stephen P. Gardner, et al.
Other Release No.: AAER-2947
|
| LR-20941 |
Mar. 11, 2009 |
John M. Donnelly, et al.
See also: SEC Complaint
|
| LR-20940 |
Mar. 10, 2009 |
C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen
|
| LR-20939 |
Mar. 10, 2009 |
iBIZ Technology Corp., Kenneth W. Schilling, H. Mark Perkins, Jeffrey Firestone, Jerrold B. McRoberts, and D. Scott Elliott
|
| LR-20938 |
Mar. 10, 2009 |
Allen Barnett, et al.
Other Release No.: AAER-2946
See also: SEC Complaint
|
| LR-20937 |
Mar. 9, 2009 |
The Regency Group, LLC; Scott F. Gelbard; Jeffrey S. Koslosky; Aaron S. Lamkin; John J. Coutris; Michael J. Coutris; J. Coutris Partners, LP; Joseph S. Fernando; Wellington Capital Enterprises, Inc.; James J. Coutris; and Dimitrios I. Gountis
See also: SEC Complaint
|
| LR-20936 |
Mar. 9, 2009 |
Locke Capital Management, Inc. and Leila C. Jenkins
See also: SEC Complaint
|
| LR-20935 |
Mar. 6, 2009 |
Shelby Dean Martin, D. Martin Enterprises, Inc. and DM Ventures, LLC
See also: SEC Complaint
|
| LR-20934 |
Mar. 6, 2009 |
Gary Richetelli
|
| LR-20933 |
Mar. 6, 2009 |
Martin G. Fraser, Don W. Watson, Edward W. O'Brien, and Gary M. Opper
|
| LR-20932 |
Mar. 6, 2009 |
CRE Capital Corporation and James G. Ossie
|
| LR-20931 |
Mar. 5, 2009 |
Anthony Fareri, Fareri Financial Services, Inc. d/b/a Amerifinancial, and Anthony Fareri & Associates, Inc.
See also: SEC Complaint
|
| LR-20930 |
Mar. 5, 2009 |
John W. Lawton, Paramount Partners LP, and Crossroad Capital Management, LLC
See also: Order of Preliminary Injunction
|
| LR-20929 |
Mar. 5, 2009 |
Competitive Technologies, Inc., et. al
|
| LR-20928 |
Mar. 5, 2009 |
Zahra Ghods and RUSA Cap., Inc., Defendants, and Unisource Cap., LLC, Relief Defendant
|
| LR-20927 |
Mar. 5, 2009 |
Pediatrix Medical Group, Inc.
Other Release No.: AAER-2943
See also: SEC Complaint
|
| LR-20926 |
Mar. 5, 2009 |
Diversified Lending Group, Inc., et al.
|
| LR-20925 |
Mar. 4, 2009 |
Ray M. White and CRW Management, L.P.
See also: SEC Complaint and Order
|
| LR-20924 |
Mar. 4, 2009 |
James M. Nicholson, et. al.
|
| LR-20923 |
Mar. 4, 2009 |
Scott A. Livengood, John W. Tate, and Randy S. Casstevens
See also: SEC Complaint
|
| LR-20922 |
Mar. 4, 2009 |
Automated Trading Desk Specialists, LLC; E*Trade Capital Markets LLC; Melvin Securities, LLC and Melvin & Company, LLC; Sydan, LP; and TradeLink, LLC
See also:
SEC Complaint v. Automated Trading Desk Specialists, LLC
SEC Complaint v. E*Trade Capital Markets LLC
SEC Complaint v. Melvin Securities, LLC and Melvin & Company, LLC
SEC Complaint v. Sydan, LP
SEC Complaint v. TradeLink, LLC
|
| LR-20921 |
Mar. 3, 2009 |
Stephen L. Hochberg
|
| LR-20920 |
Mar. 2, 2009 |
Sunwest Management, Inc., Canyon Creek Development, Inc., Canyon Creek Financial, LLC, and Jon M. Harder
See also: SEC Complaint
|
| LR-20919 |
Mar. 2, 2009 |
Nathan A. Chapman, et al.
|
| LR-20918 |
Feb. 27, 2009 |
Daren L. Palmer and Trigon Group, Inc.
|
| LR-20917 |
Feb. 27, 2009 |
Phillip R. Trujillo, Wealth Management Resources, LLC, PTV 22, LLC, PTV 33, LLC, and PTV 44, LLC
See also: SEC Complaint
|
| LR-20916 |
Feb. 26, 2009 |
Lawrence B. Evans et al.
Other Release No.: AAER-2940
|
| LR-20915 |
Feb. 26, 2009 |
Matthew E. Kopsky and Ronald W. Davis
|
| LR-20914 |
Feb. 26, 2009 |
Zomax, Inc., et al.
|
| LR-20913 |
Feb. 25, 2009 |
North Hills Management LLC, et al.
See also: SEC Complaint
|
| LR-20912 |
Feb. 25, 2009 |
WG Trading Investors, L.P., et al.
See also: SEC Complaint
|
| LR-20911 |
Feb. 25, 2009 |
James M. Nicholson and Westgate Capital Management, LLC, Defendants, and Westgate Absolute Return Fund, LP, et al., Relief Defendants
See also: SEC Complaint
|
| LR-20910 |
Feb. 25, 2009 |
Frederick O'Meally, et. al.
|
| LR-20909 |
Feb. 24, 2009 |
Victor P. Machado and Frank Lu
See also: SEC Complaint
|
| LR-20908 |
Feb. 23, 2009 |
Global Development & Environmental Resources, Inc., et al.
|
| LR-20907 |
Feb. 20, 2009 |
John W. Lawton, Paramount Partners LP, and Crossroad Capital Management, LLC
See also: SEC Complaint and Temporary Restraining Order
|
| LR-20906 |
Feb. 19, 2009 |
Billion Coupons, Inc. (aka Billion Coupons Investment) and Marvin R. Cooper
See also: SEC Complaint
|
| LR-20905 |
Feb. 18, 2009 |
UBS AG
See also: SEC Complaint
|
| LR-20904 |
Feb. 18, 2009 |
William L. Walters
|
| LR-20903 |
Feb. 17, 2009 |
Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling
|
| LR-20902 |
Feb. 17, 2009 |
Research in Motion Limited, Dennis Kavelman, Arcangelo Loberto, James Balsillie and Mihal Lazaridis
Other Release No.: AAER-2937
See also: SEC Complaint
|
| LR-20901 |
Feb. 17, 2009 |
Stanford International Bank, et al.
See also: SEC Complaint;
SEC First Amended Complaint; Memorandum of Law
|
| LR-20900 |
Feb. 13, 2009 |
Virginia A. Papa, Kevin F. Crain, and Sandra G. Childs
|
| LR-20899 |
Feb. 12, 2009 |
George Georgiou
See also: SEC Complaint
|
| LR-20898 |
Feb. 11, 2009 |
Meridian Holdings, Inc., Anthony C. Dike and Michelle V. Nguyen
Other Release No.: AAER-2936
|
| LR-20897A |
Feb. 11, 2009 |
Halliburton Company and KBR, Inc.
Other Release No.: AAER-2935A
See also: SEC Complaint
|
| LR-20896 |
Feb. 11, 2009 |
ITT Corporation
Other Release No.: AAER-2934
See also: SEC Complaint
|
| LR-20895 |
Feb. 10, 2009 |
Joseph J. Queri Jr., Gary M. Gosson, et al.
|
| LR-20894 |
Feb. 10, 2009 |
Marc T. Duchesne, Jeffrey A. Hayden, Gregory A. Moffit, Robert S. Parsley, and Nationwide Capital Corp.
|
| LR-20893 |
Feb. 10, 2009 |
Grant Ivan Grieve, Finvest Asset Management, LLC; and Finvest Fund Management, LLC
See also: SEC Complaint
|
| LR-20892 |
Feb. 10, 2009 |
George David Gordon, Joshua Wayne Lankford, and Dean Joseph Sheptycki
See also: SEC Complaint
|
| LR-20891 |
Feb. 10, 2009 |
Thom A. Faria, Stephen J. McLaughlin and William M. Stickney
Other Release No.: AAER-2932
|
| LR-20890 |
Feb. 9, 2009 |
Craig T. Jolly and Quest Holdings, Inc.
See also: SEC Complaint
|
| LR-20889 |
Feb. 9, 2009 |
Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC
|
| LR-20888 |
Feb. 6, 2009 |
Lewis E. Graham II and FLOWorks, Inc., defendants, and Linworth LLC, relief defendant
See also: SEC Complaint
|
| LR-20887 |
Feb. 6, 2009 |
Andrew S. Mackey and Inger L. Jensen
|
| LR-20886 |
Feb. 6, 2009 |
Ross Owen Haugen
|
| LR-20885 |
Feb. 5, 2009 |
Wachovia Securities, LLC
See also: SEC Complaint
|
| LR-20884 |
Feb. 5, 2009 |
Nicos Achilleas Stephanou, Ramesh Chakrapani, Achilleas Stephanou, George Paparrizos a/k/a Georgios Paparrizos, Konstantinos Paparrizos, Michael G. Koulouroudis and Joseph Contorinis
See also: SEC Complaint
|
| LR-20883 |
Feb. 5, 2009 |
Enterprises, LLC, Brian V. Prendergast, Worldwide Equity Corporation, Donald R. Smith, and Yuail I. Enwia
See also: SEC Complaint
|
| LR-20882 |
Feb. 4, 2009 |
Mark T. Turkcan
Other Release No.: AAER-2930
See also: SEC Complaint
|
| LR-20881 |
Feb. 4, 2009 |
Stefan H. Benger, et al.
See also: SEC Complaint
|
| LR-20880 |
Feb. 4, 2009 |
Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling
|
| LR-20879 |
Feb. 4, 2009 |
Scott M. Ross
See also: SEC Complaint
|
| LR-20878 |
Feb. 2, 2009 |
Forest Resources Management Corp., et al.
|
| LR-20877 |
Feb. 2, 2009 |
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman, and Stanley Wasser
|
| LR-20876 |
Jan. 30, 2009 |
Lumenis Ltd., Sagi A. Genger and Kevin Morano
Other Release No.: AAER-2929
|
| LR-20875 |
Jan. 30, 2009 |
James N. Stanard, et al.
|
| LR-20874 |
Jan. 30, 2009 |
Gen-See Capital Corporation and Richard S. Piccoli
|
| LR-20873 |
Jan. 28, 2009 |
Gordon B. Grigg and ProTrust Management, Inc., et al.
See also: SEC Complaint
|
| LR-20872 |
Jan. 28, 2009 |
Lydia Capital, LLC et al.
|
| LR-20871 |
Jan. 28, 2009 |
Asset Recovery and Management Trust, et. al.
|
| LR-20870 |
Jan. 28, 2009 |
James Mulhearn, Damian Delgado, and Adrian Balboa
|
| LR-20869 |
Jan. 27, 2009 |
Jeffery Steven Stone, et al.
|
| LR-20868 |
Jan. 26, 2009 |
University Lab Technologies, Inc., et al.
|
| LR-20867 |
Jan. 26, 2009 |
Transnational Fund, Inc., a/k/a National Savings, and Michael Luckett
|
| LR-20866 |
Jan. 26, 2009 |
Jordan H. Mintz and Rex R. Rogers
Other Release No.: AAER-2925
|
| LR-20865 |
Jan. 23, 2009 |
Gregg Thomas Rennie
See also: SEC Complaint
|
| LR-20864 |
Jan. 23, 2009 |
Ranko Cucuz, William D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating Company, Inc., f/k/a Hayes Lemmerz International, Inc.
Other Release No.: AAER-2923
|
| LR-20863A |
Jan. 22, 2009 |
Aaron S. Cooksey
See also: SEC Complaint
|
| LR-20862 |
Jan. 22, 2009 |
Catherine R. McEnroe, Noreen O'Loughlin and Martin R. von Ruden
Other Release No.: AAER-2922
See also: SEC Complaint
|
| LR-20861 |
Jan. 22, 2009 |
General Motors Corporation
See also: SEC Complaint
|
| LR-20860 |
Jan. 21, 2009 |
Urs Kamber, Stephan Husi and Richard Jon May
Other Release No.: AAER-2919
|
| LR-20859 |
Jan. 21, 2009 |
Ross Owen Haugen
See also: SEC Complaint
|
| LR-20858 |
Jan. 21, 2009 |
Arthur Nadel, et al.
See also: SEC Complaint
|
| LR-20857 |
Jan. 21, 2009 |
Rod Cameron Stringer, individually and d/b/a RCS Hedge Fund
|
| LR-20856 |
Jan. 15, 2009 |
Platforms Wireless International Corp., William C. Martin, Charles B. Nelson, Robert D. Perry, Francois M. Draper, and Victor L. Ziller
|
| LR-20855 |
Jan. 15, 2009 |
Marco Glisson
See also: SEC Complaint
|
| LR-20854 |
Jan. 15, 2009 |
BarrierMed, Inc., BarrierMed Glove Co. and Victor J. Ragucci
See also: SEC Complaint
|
| LR-20853 |
Jan. 15, 2009 |
CRE Capital Corporation and James G. Ossie
See also: SEC Complaint
|
| LR-20852 |
Jan. 13, 2009 |
John Zeglis, As Executor, Successor/Representative To James D. Zeglis, Gautam Gupta, Lance D. McKee, and Jim W. Dixon
|
| LR-20851 |
Jan. 13, 2009 |
Kevin J. Heron
|
| LR-20850 |
Jan. 12, 2009 |
Jarrod W. McMillin, et al.
See also: SEC Complaint
|
| LR-20849 |
Jan. 9, 2009 |
Gen-See Capital Corp. and Richard S. Piccoli
|
| LR-20848 |
Jan. 8, 2009 |
Gen-See Capital Corp. and Richard S. Piccoli
See also: SEC Complaint
|
| LR-20847 |
Jan. 8, 2009 |
Joseph S. Forte, et al.
See also: SEC Complaint
|
| LR-20846 |
Jan. 7, 2009 |
Joel Steinger, et al.
|
| LR-20845 |
Jan. 7, 2009 |
Stephen C. Sayre, et al.
|
| LR-20844 |
Jan. 6, 2009 |
Martin J. Druffner, et. al.
|
| LR-20843 |
Jan. 6, 2009 |
Savvides & Partners/PKF Cyprus, Pavlos Meletiou, R.K. Dhawan and Co., and R.K. Dhawan
Other Release No.: AAER-2917
|
| LR-20842 |
Jan. 6, 2009 |
Anthony A. James
|
| LR-20841 |
Jan. 5, 2009 |
Braintree Energy, Inc. and Howard Graham
|
http://www.sec.gov/litigation/litreleases.shtml
|
