Law and Regulation
2009 Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
April 30, 2009
American Pacific Commodities, Inc. v. ADM Investor Services, Inc,, Robert Bruce McGovern and R.B. McGovern & Associates, CFTC Docket No. 08-R019
April 23, 2009
Carol Vander Stoep v. Michael De Ovando, Forex Currency Institute, Inc. and Arthur Gabriel Laguette, CFTC Docket No. 08-R036
April 22, 2009
Wayne Harold Brower v. American Atlantic Financial Corp., David Seth Godnick and Tephny Petit Juene a/k/a Terry Petit, CFTC Docket No. 09-R012
April 6, 2009
Craig L. Stephenson v. Whitworth & Sullivan, Christopher Valois and Sammy Joe Goldman, CFTC Docket No. 08-R018
April 6, 2009
Dennis M. Bronner v. Whitworth & Sullivan, Christpher Valois and Sammy Joe Goldman, CFTC Docket No. 08-R020
April 3, 2009
Nivia Smith-Kirknis v. Forex Capital Markets d/b/a FXCM, CFTC Docket No. 08-R038
April 3, 2009
Nivia Smith-Kirknis v. Forex Capital Markets d/b/a FXCM, CFTC Docket No. 08-R038
March 31, 2009
Sylvia Thatcher and Laurel Zipf v. FX Solutions, LLC, CFTC Docket No. 07-R055
March 31, 2009
Sylvia Thatcher and Laurel Zipf v. FX Solutions, Inc., CFTC Docket No. 07-R055
March 30, 2009
In the Matter of John C. Glase, Sutherland Group, Inc. and Skibo Asset Management, LLC, CFTC Docket No. SD 08-03
March 23, 2009
India Moss-Thomas v. South Coast Commodites, Inc. and Alice Gordon Welton, CFTC Docket No. 07-R007
March 5, 2009
Thomas Cost v. Mark Goscenski, Trenton James Kimminau and Global Futures Exchange & Trading Company, Inc, CFTC Docket No. 07-R059
February 4, 2009
Peter Beck v. Bjorn Henry Jonasson, CFTC Docket No. 08-R027
February 3, 2009
Robert B. Dickten v. Forex Capital Markets, LLC d/b/a FXCM, CFTC Docket No. 06-R050
February 2, 2009
George D. Monaco v. Anthony William Stack, CFTC Docket No. 08-R015
January 26, 2009
In the Matter of Philadelphia Alternative Asset Management Company, LLC, CFTC Docket No. SD 08-05
January 7, 2009
Edward F. Hasse v. Steven Irving Zander, Sammy Joe Goldman and John Peter Gelardi, CFTC Docket No. 07-R026