Legal and Regulatory:
Guidance, Precedents, and Court Documents
This
page contains links to relevant Law and Licensing documents providing guidance,
establishing precedents and court documents of interest.
Interpretations And Actions is a month by month collection of legal staff interpretations
including trust interpretive letters, securities letters, bank accounting
advisory letters, letters imposing conditions enforceable under law and
regulation, significant decisions on corporate applications, decision documents
for applications that involve CRA-related issues, the monthly list of CRA
evaluations becoming public, and the monthly list of publicly released final
enforcement actions.
Significant Legal, Licensing,
and Community Development Precedents. A PDF file for the most recent year's precedents regarding branching, consulting and financial advice, corporate governance, finder activities, leasing, lending, other general activities, compliance, fiduciary activities, preemption, derivatives, technology and electronic activities, electronic commerce, investments, enforcement actions, regulations and international precedents. Previous years' significant legal, licensing and community development precedents are incorporated into the most recent issue of Activities Permissible for a National Bank.
Activities Permissible for a National
Bank, Cumulative A PDF file of the most recent
published document covering all cumulative permissible national bank activities
covering the areas of general activities, compliance, fiduciary activities,
insurance and annuity activities, preemption, securities activities, technology
and electronic activities, and investment activities.
Court Decisions Select here to view recent Court Decisions of interest.
OCC Briefs Select here to view OCC Briefs of interest.
Bulletins Inform bankers and examiners about OCC or
OCC-supported policies and guidelines, and about pending regulatory changes and
other general information.
Advisory Letters Advise bankers and bank directors about activities and
situations that could contribute to or detract from the safe and sound
management of their banks.
Licensing Guidance All of the OCC's guidance for the
licensing of national banks and their branches is contained in the current set
of licensing manuals.
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