U. S. Department of Health and Human Services
Public Health Service
Food and Drug Administration
2001 Food Code
(Updated April 2004*)
Supplement to the 2001 Food Code

 
Chapter
 4
 
    Equipment, Utensils, and Linens
Parts
4-1   MATERIALS FOR CONSTRUCTION AND REPAIR
4-2   DESIGN AND CONSTRUCTION
4-3   NUMBERS AND CAPACITIES
4-4   LOCATION AND INSTALLATION
4-5   MAINTENANCE AND OPERATION
4-6   CLEANING OF EQUIPMENT AND UTENSILS
4-7   SANITIZATION OF EQUIPMENT AND UTENSILS
4-8   LAUNDERING
4-9   PROTECTION OF CLEAN ITEMS
4-1     MATERIALS FOR CONSTRUCTION AND REPAIR
 
Subparts
 
4-101     Multiuse
4-102     Single-Service and Single-use

Multiuse

   4-101.11   Characteristics.*

Materials that are used in the construction of utensils and food-contact surfaces of equipment may not allow the migration of deleterious substances or impart colors, odors, or tastes to food and under normal use conditions shall be:

   4-101.12   Cast Iron, Use Limitation.

   4-101.13   Lead in Ceramic, China, and Crystal Utensils, Use Limitation.

Ceramic, china, crystal utensils, and decorative utensils such as hand painted ceramic or china that are used in contact with food shall be lead-free or contain levels of lead not exceeding the limits of the following utensil categories:
 
Utensil Category Description Maximum Lead
mg/L
Hot Beverage Mugs Coffee Mugs 0.5
Large Hollowware Bowls greater than or equal to 1.1 L
(1.16 QT)
1
Small Hollowware Bowls < 1.1 L
(1.16 QT)
2.0
Flat Utensils Plates, Saucers 3.0

 

   4-101.14   Copper, Use Limitation.*

   4-101.15   Galvanized Metal, Use Limitation.*

Galvanized metal may not be used for utensils or food-contact surfaces of equipment that are used in contact with acidic food.

   4-101.16   Sponges, Use Limitation.

Sponges may not be used in contact with cleaned and sanitized or in-use food-contact surfaces.

   4-101.17   Lead in Pewter Alloys, Use Limitation.

Pewter alloys containing lead in excess of 0.05% may not be used as a food-contact surface.

   4-101.18   Lead in Solder and Flux, Use Limitation.

Solder and flux containing lead in excess of 0.2% may not be used as a food-contact surface.

   4-101.19   Wood, Use Limitation.

   4-101.110   Nonstick Coatings, Use Limitation.

Multiuse kitchenware such as frying pans, griddles, sauce pans, cookie sheets, and waffle bakers that have a perfluorocarbon resin coating shall be used with nonscoring or nonscratching utensils and cleaning aids.

   4-101.111   Nonfood-Contact surfaces.

Nonfood-contact surfaces of equipment that are exposed to splash, spillage, or other food soiling or that require frequent cleaning shall be constructed of a corrosion-resistant, nonabsorbent, and smooth material.

Single-Service and Single-Use

   4-102.11   Characteristics.*

Materials that are used to make single-service and single-use articles:
4-2 DESIGN AND CONSTRUCTION
 
Subparts
 
4-201     Durability and Strength
4-202     Cleanability
4-203     Accuracy
4-204     Functionality
4-205     Acceptability

Durability and Strength

   4-201.11   Equipment and Utensils.

Equipment and utensils shall be designed and constructed to be durable and to retain their characteristic qualities under normal use conditions.

   4-201.12   Food Temperature Measuring Devices.*

Food temperature measuring device may not have sensors or stems constructed of glass, except that thermometers with glass sensors or stems that are encased in a shatterproof coating such as candy thermometers may be used.

Cleanability

   4-202.11   Food-Contact Surfaces.*

   4-202.12   CIP Equipment.

   4-202.13   "V" Threads, Use Limitation.

Except for hot oil cooking or filtering equipment, "V" type threads may not be used on food-contact surfaces.

   4-202.14   Hot Oil Filtering Equipment.

Hot oil filtering equipment shall meet the characteristics specified under § 4-202.11 or § 4-202.12 and shall be readily accessible for filter replacement and cleaning of the filter.

   4-202.15   Can Openers.

Cutting or piercing parts of can openers shall be readily removable for cleaning and for replacement.

   4-202.16   Nonfood-Contact Surfaces.

Nonfood-contact surfaces shall be free of unnecessary ledges, projections, and crevices, and designed and constructed to allow easy cleaning and to facilitate maintenance.

   4-202.17   Kick Plates, Removable.

Kick plates shall be designed so that the areas behind them are accessible for inspection and cleaning by being:

   4-202.18   Ventilation Hood Systems, Filters.

Filters or other grease extracting equipment shall be designed to be readily removable for cleaning and replacement if not designed to be cleaned in place.

Accuracy

   4-203.11   Temperature Measuring Devices, Food.

   4-203.12   Temperature Measuring Devices, Ambient Air and Water.

   4-203.13   Pressure Measuring Devices, Mechanical Warewashing Equipment.

Pressure measuring devices that display the pressures in the water supply line for the fresh hot water sanitizing rinse shall have increments of 7 kilopascals (1 pounds per square inch) or smaller and shall be accurate to ± 14 kilopascals (± 2 pounds per square inch) in the 100-170 kilopascals (15-25 pounds per square inch) range.

Functionality

   4-204.11   Ventilation Hood Systems, Drip Prevention.

Exhaust ventilation hood systems in food preparation and warewashing areas including components such as hoods, fans, guards, and ducting shall be designed to prevent grease or condensation from draining or dripping onto food, equipment, utensils, linens, and single-service and single-use articles.

   4-204.12   Equipment Openings, Closures and Deflectors.

   4-204.13   Dispensing Equipment, Protection of Equipment and Food.

In equipment that dispenses or vends liquid food or ice in unpackaged form:

   4-204.14   Vending Machine, Vending Stage Closure.

The dispensing compartment of a vending machine including a machine that is designed to vend prepackaged snack food that is not potentially hazardous such as chips, party mixes, and pretzels shall be equipped with a self-closing door or cover if the machine is:

   4-204.15   Bearings and Gear Boxes, Leakproof.

Equipment containing bearings and gears that require lubricants shall be designed and constructed so that the lubricant can not leak, drip, or be forced into food or onto food-contact surfaces.

   4-204.16   Beverage Tubing, Separation.

Beverage tubing and cold-plate beverage cooling devices may not be installed in contact with stored ice. This section does not apply to cold plates that are constructed integrally with an ice storage bin.

   4-204.17   Ice Units, Separation of Drains.

Liquid waste drain lines may not pass through an ice machine or ice storage bin.

   4-204.18   Condenser Unit, Separation.

If a condenser unit is an integral component of equipment, the condenser unit shall be separated from the food and food storage space by a dustproof barrier.

   4-204.19   Can Openers on Vending Machines.

Cutting or piercing parts of can openers on vending machines shall be protected from manual contact, dust, insects, rodents, and other contamination.

   4-204.110   Molluscan Shellfish Tanks.

   4-204.111   Vending Machines, Automatic Shutoff.*

(See Supplement)

   4-204.112   Temperature Measuring Devices.

   4-204.113   Warewashing Machine, Data Plate Operating Specifications.

A warewashing machine shall be provided with an easily accessible and readable data plate affixed to the machine by the manufacturer that indicates the machine's design and operating specifications including the:

   4-204.114   Warewashing Machines, Internal Baffles.

Warewashing machine wash and rinse tanks shall be equipped with baffles, curtains, or other means to minimize internal cross contamination of the solutions in wash and rinse tanks.

   4-204.115   Warewashing Machines, Temperature Measuring Devices.

A warewashing machine shall be equipped with a temperature measuring device that indicates the temperature of the water:

   4-204.116   Manual Warewashing equipment, Heaters and Baskets.

If hot water is used for sanitization in manual warewashing operations, the sanitizing compartment of the sink shall be:

   4-204.117   Warewashing Machines, Automatic Dispensing of Detergents and Sanitizers.

(See Supplement)

A warewashing machine that is installed after adoption of this Code by the regulatory authority, shall be designed and equipped to:
 

   4-204.118   Warewashing Machines, Flow Pressure Device.

   4-204.119   Warewashing Sinks and Drainboards, Self-Draining.

Sinks and drainboards of warewashing sinks and machines shall be self-draining.

   4-204.120   Equipment Compartments, Drainage.

Equipment compartments that are subject to accumulation of moisture due to conditions such as condensation, food or beverage drip, or water from melting ice shall be sloped to an outlet that allows complete draining.

   4-204.121   Vending Machines, Liquid Waste Products.

   4-204.122   Case Lot Handling Equipment, Moveability.

equipment, such as dollies, pallets, racks, and skids used to store and transport large quantities of packaged foods received from a supplier in a cased or overwrapped lot, shall be designed to be moved by hand or by conveniently available equipment such as hand trucks and forklifts.

   4-204.123   Vending Machine Doors and Openings.

Acceptability

   4-205.10   Food Equipment, Certification and Classification.

Food equipment that is certified or classified for sanitation by an American National Standards Institute (ANSI)-accredited certification program will be deemed to comply with Parts 4-1 and 4-2 of this chapter.
 
4-3     NUMBERS AND CAPACITIES
 
Subparts
 
4-301    Equipment    
4-302    Utensils, Temperature Measuring Devices, and Testing Devices

Equipment

   4-301.11   Cooling, Heating, and Holding Capacities.

Equipment for cooling and heating food, and holding cold and hot food, shall be sufficient in number and capacity to provide food temperatures as specified under Chapter 3.

   4-301.12   Manual Warewashing, Sink Compartment Requirements.

   4-301.13   Drainboards.

Drainboards, utensil racks, or tables large enough to accommodate all soiled and cleaned items that may accumulate during hours of operation shall be provided for necessary utensil holding before cleaning and after sanitizing.

   4-301.14   Ventilation Hood Systems, Adequacy.

Ventilation hood systems and devices shall be sufficient in number and capacity to prevent grease or condensation from collecting on walls and ceilings.

   4-301.15   Clothes Washers and Dryers.

Utensils, Temperature Measuring Devices, and Testing Devices

   4-302.11   Utensils, Consumer Self-Service.

A food dispensing utensil shall be available for each container displayed at a consumer self-service unit such as a buffet or salad bar.

   4-302.12   Food Temperature Measuring Devices.

   4-302.13   Temperature Measuring Devices, Manual Warewashing.

In manual warewashing operations, a temperature measuring device shall be provided and readily accessible for frequently measuring the washing and sanitizing temperatures.

   4-302.14   Sanitizing Solutions, Testing Devices.

A test kit or other device that accurately measures the concentration in mg/L of sanitizing solutions shall be provided.
 
4-4     LOCATION AND INSTALLATION
 
Subparts
 
4-401    Location
4-402    Installation

Location

   4-401.11   Equipment, Clothes Washers and Dryers, and Storage Cabinets, Contamination Prevention.

Installation

   4-402.11   Fixed Equipment, Spacing or Sealing.

   4-402.12   Fixed Equipment, Elevation or Sealing.


4-5     MAINTENANCE AND OPERATION
 
Subparts
 
4-501     Equipment
4-502     Utensils and Temperature and Pressure Measuring Devices

Equipment

   4-501.11   Good Repair and Proper Adjustment.

   4-501.12   Cutting Surfaces.

Surfaces such as cutting blocks and boards that are subject to scratching and scoring shall be resurfaced if they can no longer be effectively cleaned and sanitized, or discarded if they are not capable of being resurfaced.

   4-501.13   Microwave Ovens.

Microwave ovens shall meet the safety standards specified in 21 CFR 1030.10 Microwave ovens.

   4-501.14   Warewashing equipment, Cleaning Frequency.

A warewashing machine; the compartments of sinks, basins, or other receptacles used for washing and rinsing equipment, utensils, or raw foods, or laundering wiping cloths; and drainboards or other equipment used to substitute for drainboards as specified under § 4-301.13 shall be cleaned:

   4-501.15   Warewashing Machines, Manufacturers' Operating Instructions.

   4-501.16   Warewashing Sinks, Use Limitation.

   4-501.17   Warewashing Equipment, Cleaning Agents.

When used for warewashing, the wash compartment of a sink, mechanical warewasher, or wash receptacle of alternative manual warewashing equipment as specified in ¶ 4-301.12(C), shall contain a wash solution of soap, detergent, acid cleaner, alkaline cleaner, degreaser, abrasive cleaner, or other cleaning agent according to the cleaning agent manufacturer's label instructions.

   4-501.18   Warewashing Equipment, Clean Solutions.

The wash, rinse, and sanitize solutions shall be maintained clean.

   4-501.19   Manual Warewashing Equipment, Wash Solution Temperature.

The temperature of the wash solution in manual warewashing equipment shall be maintained at not less than 43°C (110°F) or the temperature specified on the cleaning agent manufacturer's label instructions.

   4-501.110   Mechanical Warewashing Equipment, Wash Solution Temperature.

   4-501.111   Manual Warewashing Equipment, Hot Water Sanitization Temperatures.*

If immersion in hot water is used for sanitizing in a manual operation, the temperature of the water shall be maintained at 77°C (171°F) or above.

   4-501.112   Mechanical Warewashing Equipment, Hot Water Sanitization Temperatures.

   4-501.113   Mechanical Warewashing Equipment, Sanitization Pressure.

The flow pressure of the fresh hot water sanitizing rinse in a warewashing machine may not be less than 100 kilopascals (15 pounds per square inch) or more than 170 kilopascals (25 pounds per square inch) as measured in the water line immediately downstream or upstream from the fresh hot water sanitizing rinse control valve.

   4-501.114   Manual and Mechanical Warewashing Equipment, Chemical Sanitization - Temperature, pH, Concentration, and Hardness.*

A chemical sanitizer used in a sanitizing solution for a manual or mechanical operation at exposure times specified under ¶ 4-703.11(C) shall be listed in 21 CFR 178.1010 (579 KB) sanitizing solutions, shall be used in accordance with the EPA-approved manufacturer's label use instructions, and shall be used as follows:
 

   4-501.115   Manual Warewashing Equipment, Chemical Sanitization Using Detergent-Sanitizers.

If a detergent-sanitizer is used to sanitize in a cleaning and sanitizing procedure where there is no distinct water rinse between the washing and sanitizing steps, the agent applied in the sanitizing step shall be the same detergent-sanitizer that is used in the washing step.

   4-501.116   Warewashing Equipment, Determining Chemical Sanitizer Concentration.

Concentration of the sanitizing solution shall be accurately determined by using a test kit or other device.

Utensils and Temperature and Pressure Measuring Devices

   4-502.11   Good Repair and Calibration.

   4-502.12   Single-Service and Single-Use Articles, Required Use.*

A food establishment without facilities specified under Parts 4-6 and 4-7 for cleaning and sanitizing kitchenware and tableware shall provide only single-use kitchenware, single-service articles, and single-use articles for use by food employees and single-service articles for use by Consumers.

   4-502.13   Single-Service and Single-Use Articles, Use Limitation.

   4-502.14   Shells, Use Limitation.

Mollusk and crustacea shells may not be used more than once as serving containers.
 
4-6     CLEANING OF EQUIPMENT AND UTENSILS
 
Subparts
 
4-601     Objective
4-602     Frequency
4-603     Methods

Objective

   4-601.11   Equipment, Food-Contact Surfaces, Nonfood-Contact Surfaces, and Utensils.*

Frequency

   4-602.11   Equipment Food-Contact Surfaces and Utensils.*

(See Supplement)

   4-602.12   Cooking and Baking Equipment.

   4-602.13   Nonfood-Contact Surfaces.

Nonfood-contact surfaces of equipment shall be cleaned at a frequency necessary to preclude accumulation of soil residues.

Methods

   4-603.11   Dry Cleaning.

   4-603.12   Precleaning.

   4-603.13   Loading of Soiled Items, Warewashing Machines.

Soiled items to be cleaned in a warewashing machine shall be loaded into racks, trays, or baskets or onto conveyors in a position that:

   4-603.14   Wet Cleaning.

   4-603.15   Washing, Procedures for Alternative Manual Warewashing Equipment.

If washing in sink compartments or a warewashing machine is impractical such as when the equipment is fixed or the utensils are too large, washing shall be done by using alternative manual warewashing equipment as specified in ¶ 4-301.12(C) in accordance with the following procedures:

   4-603.16   Rinsing Procedures.

Washed utensils and equipment shall be rinsed so that abrasives are removed and cleaning chemicals are removed or diluted through the use of water or a detergent-sanitizer solution by using one of the following procedures:

   4-603.17   Returnables, Cleaning for Refilling.*

4-7     SANITIZATION OF EQUIPMENT AND UTENSILS
 
Subparts
 
4-701     Objective
4-702     Frequency
4-703     Methods

Objective

   4-701.10   Food-Contact Surfaces and Utensils.

Equipment food-contact surfaces and utensils shall be sanitized.

Frequency

   4-702.11   Before Use After Cleaning.*

Utensils and food-contact surfaces of equipment shall be sanitized before use after cleaning.

Methods

   4-703.11   Hot Water and Chemical.*

After being cleaned, equipment food-contact surfaces and utensils shall be sanitized in:
 
4-8     LAUNDERING
 
Subparts
 
4-801     Objective
4-802     Frequency
4-803     Methods

Objective

   4-801.11   Clean Linens.

Clean linens shall be free from food residues and other soiling matter.

Frequency

   4-802.11   Specifications.

Methods

   4-803.11   Storage of Soiled Linens.

Soiled linens shall be kept in clean, nonabsorbent receptacles or clean, washable laundry bags and stored and transported to prevent contamination of food, clean equipment, clean utensils, and single-service and single-use articles.

   4-803.12   Mechanical Washing.

   4-803.13   Use of Laundry Facilities.


4-9     PROTECTION OF CLEAN ITEMS
 
Subparts
 
4-901     Drying
4-902     Lubricating and Reassembling
4-903     Storing
4-904     Handling

Drying

   4-901.11   Equipment and Utensils, Air-Drying Required.

After cleaning and sanitizing, equipment and utensils:

   4-901.12   Wiping Cloths, Air-Drying Locations.

Wiping cloths laundered in a food establishment that does not have a mechanical clothes dryer as specified in ¶ 4-301.15(B) shall be air-dried in a location and in a manner that prevents contamination of food, equipment, utensils, linens, and single-service and single-use articles and the wiping cloths. This section does not apply if wiping cloths are stored after laundering in a sanitizing solution as specified under § 4-501.114.

Lubricating and Reassembling

   4-902.11   Food-Contact Surfaces.

Lubricants shall be applied to food-contact surfaces that require lubrication in a manner that does not contaminate food-contact surfaces.

   4-902.12   Equipment.

Equipment shall be reassembled so that food-contact surfaces are not contaminated.

Storing

   4-903.11   Equipment, Utensils, Linens, and Single-Service and Single-Use Articles.

   4-903.12   Prohibitions.

Handling

   4-904.11   Kitchenware and Tableware.

   4-904.12   Soiled and Clean Tableware.

Soiled tableware shall be removed from consumer eating and drinking areas and handled so that clean tableware is not contaminated.

   4-904.13   Preset Tableware.

If tableware is preset:

* April 2004 Update: Editorial edits were made to the 2001 Food Code to incorporate the Errata Sheet, corrections since original posting date, and for content accuracy. Links were also added where references exist to other parts/sections of the Food Code, the Code of Federal Regulations, the United States Code, and the Supplement to the 2001 Food Code.

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