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eForms
Final Rule (Order No. 710)
Forms 2, 2-A, and 3Q |
Final Rule (Order No. 715)
Forms 1, 1-F and 3Q |
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Click on the categories below to view additional information. |
| Forms |
Additional Information: |
Form No. 1: Annual Report of Major Electric Utility
Form No. 3-Q: Quarterly Financial Report of Electric Utilities, Licensees, and Natural Gas Companies
Form No. 423: Cost and Quality of Fuels for Electric Plants
Form No. 523: Application for Authorization of the Issuance of Securities or the Assumption of Liabilities
Form No. 516: Electric Quarterly Report
Form No. 714: Annual Electric Control and Planning Area Report
Form No. 715: Annual Transmission Planning and Evaluation Report |
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| Form No. 1 - Annual Report of Major Electric Utility |
| Summary |
Information |
Downloads & Links |
| The Form No. 1 is a comprehensive financial and operating report submitted for Electric Rate regulation and financial audits. Major is defined as having (1) one million Megawatt hours or more; (2) 100 megawatt hours of annual sales for resale; (3) 500 megawatt hours of annual power exchange delivered; or (4) 500 megawatt hours of annual wheeling for others (deliveries plus losses). |
Chapter: 18 CFR Sec. 141.1 
OMB #: 1902-0021, exp 02/28/2009
Filing Date: April 18 |
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| Form No. 3-Q - Quarterly Financial Report of Electric Utilities, Licensees, and Natural Gas Companies |
| Summary |
Information |
Downloads & Links |
The Form No. 3-Q is a comprehensive quarterly financial and operating report which supplements Form 1 and is submitted for all Major and Non-Major:
- Electric Utilities;
- Licensees; and
- Natural Gas Companies
who engage in:
- Generation;
- Transmission;
- Distribution, or
- Sale of electric energy.
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Chapter: 18 CFR Sec. 141.400
OMB #: 1902-0205, exp 10/31/2011
Filing Dates: Thereafter, for Majors - 60 days and for Non-Majors - 70 days - after the end of the quarter.
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Note: This form submission uses the Form 1 Software that has been modified to accept the quarterly data
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| Form No. 423 - Cost and Quality of Fuels for Electric Plants |
| Summary |
Information |
Downloads & Links |
The Form No. 423 is a compilation of data for cost and quality of fuels delivered to electric power plants to be used for determination of electric Rates.
Note: Order No. 709 (issued March 11, 2008) eliminated this filing requirement. As of January 1, 2008 EIA began collecting this data on its form EIA-923. On March 28, 2008 FERC announced that it has terminated collection of the Form 423 ending with the December 2007 report, which was due February 15, 2008. FERC will maintain collected historical data and during the next year evaluate the need to post this data. |
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| Form No. 523 - Application for Authorization of the Issuance of Securities or the Assumption of Liabilities |
| Summary |
Information |
Downloads & Links |
| The information filed with the Commission through Form 523 is used to make a determination to grant or deny authorization to issue securities or to assume a liability |
Chapter: 18 CFR Parts 34 and 131
OMB #: 1902-0043, exp 10/31/11
Filing Date: Occasionally. Note: eFiling capability
coming, but no sooner than April 1, 2006 |
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| Form No. 516 - EQR - Electric Quarterly Report |
| Summary |
Information |
Downloads & Links |
| All public utilities are required to electronically file Electric Quarterly Reports summarizing the contractual terms and conditions in their agreements for all jurisdictional services (including market-based power sales, cost-based power sales, and transmission service) and transaction information for short-term and long-term market-based power sales and cost-based power sales during the most recent calendar quarter. |
Chapter: 18 CFR 35.10b
OMB #: 1902-0096, exp 5/31/2010
Filing Date: The last day of the first month following the end of the quarter |
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| Form No. 714 - Annual Electric Balancing Authority Area and Planning Area Report |
| Summary |
Information |
Downloads & Links |
| Electric transmitting utilities operating balancing authority areas and planning areas (with annual peak demand over 200MW) are required to electronically file Form 714, reporting among other things, balancing authority area generation, actual and scheduled inter-balancing authority area power transfers, and net energy for load, summer-winter generation peaks and system lambda. |
Chapter: 18 CFR Sec. 141.51
OMB #: 1902-0140, exp 10/31/09
Filing Date: June 1
Filing extension for 2006 data: July 16, 2007
(Notice issued May 18, 2007  )
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| Form No. 715 - Annual Transmission Planning and Evaluation Report |
| Summary |
Information |
Downloads & Links |
| Annual report by transmitting utilities on transmission planning, constraints and available transmission capacity. |
Chapter: 18 CFR Sec. 141.300
OMB #: 1902-0171, exp 03/31/10
Filing Date: April 1 |
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| Forms |
Additional Information: |
Form No. 2: Major Natural Gas Pipeline Annual Report
Form No. 2A: Non-major Natural Gas Pipeline Annual Report
Form No. 3-Q: Quarterly Financial Report of Electric Utilities, Licensees, and Natural Gas Companies
Form No. 11: Quarterly Statement of Monthly Data
Form No. 537: Annual Certificate Report
Form No. 537: Annual Report of 311 Facility Activities
Form No. 549B: Index of Customers
Form No. 552: Annual Report of Natural Gas Transactions
Form No. 577: Annual Report of Replacement of Certificated Facilities
Form No. 592: Marketing Affiliates of Interstate Pipelines |
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| Form No. 2 - Major Natural Gas Pipeline Annual Report |
| Summary |
Information |
Downloads & Links |
The Form No. 2 is a compilation of financial and operational information from major interstate natural gas pipelines subject to the jurisdiction of the FERC. The form contains data for a calendar year. Among other things, the form contains a Comparative Balance Sheet, Statement of Income, Statement of Retained Earnings, Statement of Cash Flows, and Notes to Financial Statements.
Major is defined as having combined gas transported or stored for a fee that exceeds 50 million dekatherms. |
Chapter: 18 CFR Sec. 260.1
OMB #: 1902-0028, exp 06/30/11
Filing Date: For 2004 on April 25, 2005.
Thereafter, April 18 |
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| Form No. 2A - Non-major Natural Gas Pipeline Annual Report |
| Summary |
Information |
Downloads & Links |
Form No. 2-A is an abbreviated Form No. 2 filed by non-major interstate natural gas pipelines subject to the jurisdiction of the FERC.
Non-major is defined as having total gas sales or volume transactions exceeding 200,000 dekatherms. |
Chapter: 18 CFR Sec. 260.2
OMB #: 1902-0030, exp 06/30/2011
Filing Date: For 2004 on April 25, 2005. Thereafter, April 18 |
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| Form No. 3-Q - Quarterly Financial Report of Electric Utilities, Licensees, and Natural Gas Companies |
| Summary |
Information |
Downloads & Links |
| The Form No. 3-Q is a comprehensive quarterly financial and operating report which supplements Annual Report Forms 2 and 2-A and is submitted for each Major and Non Major Natural Gas Company. |
Chapter: 18 CFR Sec. 260.300
OMB #: 1902-0205, exp 02/28/2009
Filing Dates:
Thereafter, for Majors - 60 days and for Non-Majors - 70 days - after the end of the quarter.
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Note: This form submission uses the Form 2 Software that has been modified to accept the quarterly data. |
| Form No. 11 - Quarterly Statement of Monthly Data |
| Summary |
Information |
Downloads & Links |
| Form No. 11 is filed quarterly by interstate natural gas pipeline companies meeting the criteria set forth in the form. For each month of the quarter the respondent reports quantities shipped or stored and revenues received under each rate schedule. |
Chapter: 18 CFR Sec. 260.3
OMB #: 1902-0032, exp 6/30/11
Filing Date: Quarterly on 14th of the following month |
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| Form No. 537 - Annual Certificate Report |
| Summary |
Information |
Downloads & Links |
| These reports are assigned a CP docket number. A report detailing various activities undertaken under blanket certificate authority. A complete list of the types of activities which must be reported are listed at the referenced regulation. |
Chapter: 18 CFR Sec. 157.207
OMB #: 1902-0060, exp 5/31/2010
Filing Date: May 1 |
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| Form No. 537 - Annual Report of 311 Facility Activities |
| Summary |
Information |
Downloads & Links |
| The pipeline must file an annual report of each activity involving the construction of, or the abandonment with removal of, facilities authorized pursuant to Section 284.3(c) and Subpart B or C of Part 284. These reports are assigned a CP docket number. |
Chapter: 18 CFR Sec. 284.11(d)
OMB #: 1902-0060, exp 5/31/2010
Filing Date: May 1 |
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| Form No. 549B - Index of Customers |
| Summary |
Information |
Downloads & Links |
| On the first business day of each calendar quarter interstate pipelines engaged in transactions under a blanket certificate must file with the Commission a list of all firm transportation and storage customers under contract as of the first day of the calendar quarter. |
Chapter: 18 CFR Sec 284.13(c)
OMB #: 1902-0169, exp 11/30/10
Filing Date: First business day of each calendar quarter |
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| Form No. 552 - Annual Report of Natural Gas Transactions |
| Summary |
Information |
Downloads & Links |
Form No. 552 collects transactional information from natural gas market participants.
Market participants must fill out the form annually if: (1) they make use of a blanket sales certificate under § 284.402 or § 284.284; (2) their reportable natural gas sales were greater than 2.2 million MMBtu in the reporting year; or (3) their reportable natural gas purchases were greater than 2.2 million MMBtu in the reporting year. |
Chapter: 18 CFR 260.401
OMB #: 1902-0242, exp 12/31/2011
Filing Date: Starting in 2009 for Reporting Year 2008 - May 1 |
Form No. 552 is being revised pursuant to Order No. 704-A and will be re-posted in the near future. For information regarding Form No 552, please click on the above link to Order No. 704-A and go to Appendix A.
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| Form No. 577 - Annual Report of Replacement of Certificated Facilities |
| Summary |
Information |
Downloads & Links |
| This annual report lists for the previous year all projects representing the replacement of existing facilities that have or will soon become physically deteriorated or obsolete. |
Chapter:
18 CFR Sec. 2.55(b)(4)
OMB #: 1902-0128, exp 5/31/2010
Filing Date: May 1 |
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| Form No. 592 - Marketing Affiliates of Interstate Pipelines |
| Summary |
Information |
Downloads & Links |
| This form provides the electronic formats for maintaining information on discounted transportation transactions and capacity allocation to support monitoring of activities of interstate pipeline marketing affiliates. |
Chapter: 18 CFR Sec. 250.16
OMB #: 1902-0157, exp 12/31/09
Filing Date: 30 days after the month that any changes occur |
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| Forms |
Additional Information: |
Form No. 3-Q: Quarterly Financial Report of Electric Utilities, Licensees, and Natural Gas Companies
Form No. 80: Licensed Hydropower Development Recreation Report |
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| Form No. 3-Q - Quarterly Financial Report of Electric Utilities, Licensees, and Natural Gas Companies |
| Summary |
Information |
Downloads & Links |
The Form No. 3-Q is a comprehensive quarterly financial and operating report which supplements Form 1 and is submitted for all Major and Non-Major:
- Electric Utilities;
- Licensees; and
- Natural Gas Companies
who engage in:
- Generation;
- Transmission;
- Distribution, or
- Sale of electric energy.
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Chapter: 18 CFR Sec. 141.400
OMB #:1902-0205, exp 10/31/2011
Filing Dates:
Thereafter, for Majors - 60 days and for Non-Majors - 70 days - after the end of the quarter.
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Note: This form submission uses the Form 1 Software that has been modified to accept the quarterly data. |
| Form No. 80 - Licensed Hydropower Development Recreation Report |
| Summary |
Information |
Downloads & Links |
| The Form No. 80 is used to gather information necessary for the Commission and other agencies to know what recreational facilities are located at licensed projects, whether public recreational needs are being accommodated by the facilities, and where additional efforts could be made to meet future needs. |
Chapter: 18 CFR Sec. 8.11
OMB #: 1902-0106, exp 09/30/10
Filing Date: April 1 |
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| Forms |
Additional Information: |
Form No. 6: Annual Report of Oil Pipeline Companies
Form No. 6-Q: Quarterly Report of Oil Pipeline Companies |
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| Form No. 6 - Annual Report of Oil Pipeline Companies |
| Summary |
Information |
Downloads & Links |
The Form No. 6 is designed to collect financial and operational information from oil pipeline companies subject to the jurisdiction of the Commission. Order 620 [eLibrary] requires all jurisdictional oil pipeline companies to use the Commission's software to electronically file Form 6 commencing with reporting year 2000.
Each oil pipeline carrier whose annual jurisdictional operating revenues exceed $500,000 must file FERC Form 6 (18 C.F.R. § 357.2)
Oil pipeline carriers exempt from filing FERC Form 6 whose annual jurisdictional operating revenues have been more than $350,000 but less than $500,000 must prepare and file page 301, "Operating Revenue Accounts (Account 600), and page 700, "Annual cost of Service Based Analysis Schedule," of FERC Form 6. When submitting pages 301 and 700, each exempt oil pipeline carrier must include page 1 of the FERC Form 6, the Identification and Attestation schedules (18 C.F.R. § 357.2 (a)(2)).
Oil pipeline carriers exempt from filing FERC Form 6 and whose annual jurisdictional operating revenues were $350,000 or less for each of the three previous calendar years must prepare and file page 700, "Annual Cost of Service Based Analysis Schedule," of FERC Form 6. When submitting page 700, each exempt oil pipeline carrier must include page 1 of FERC Form 6, the Identification and Attestation schedule (18 C.F.R. § 357.2 (a)(3)). |
Chapter: 18 CFR Sec. 357.1 & 357.2
OMB #: 1902-0022, exp 06/30/2010
Filing Date: April 18 |
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| Form No. 6-Q - Quarterly Report of Oil Pipeline Companies |
| Summary |
Information |
Downloads & Links |
The Form No. 6-Q is to collect quarterly financial and operational information from oil pipeline companies subject to the jurisdiction of the Commission. Order 646 requires all jurisdictional oil pipeline companies to use the Commission's software to electronically file Form 6-Q commencing with reporting year 2004.
Oil pipeline carriers submitting FERC Form 6 (annual jurisdictional operating revenues exceed $500,000) must submit FERC Form 6-Q (18 C.F.R. § 357.4(a)). |
Chapter: 18 CFR Sec. 357.4
OMB #: 1902-0206, exp 07/31/10
Filing Dates:
70 days after end of the quarter |
Note: This form submission uses the Form 6 Software that has been modified to accept the quarterly data.
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| Forms |
Additional Information: |
| Form No. 60: Annual Report of Centralized Service Companies |
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| Form No. 60 – Annual Report of Centralized Service Companies |
| Summary |
Information |
Downloads & Links |
| Form No. 60 is an annual regulatory support requirement under 18 CFR 366.23 for centralized service companies. The report is designed to collect financial information from centralized service companies subject to the jurisdiction of the Federal Energy Regulatory Commission. The report is considered to be a non-confidential public use form. |
Chapter: 18 CFR 366.23
OMB #: 1902-0215, exp 02/28/2010
Filing Date: May 1 |
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