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January 1997 Update Newsletter

MEMORANDUM

SUBJECT: Update on Recent Small Business Activities at the U.S. EPA
FROM: Karen V. Brown, Small Business Ombudsman
TO: Persons Interested in Small Business Environmental Issues
DATE: January, 1996

ASSOCIATE OMBUDSMAN

Robert C. Rose, Industrial Engineer
The Clean Air Act & General Assistance

SENIOR ENVIRONMENTAL EMPLOYEES

Larry O. Tessier, P.E., Civil Engineer
Asbestos, Radon and Lead Pollution

Arnold Medbery, P.E., Mechanical Engineer
The Clean Air Act, Water, Asbestos

Thomas J. Nakley, Civil Engineer
The Clean Water Act and General Assistance

James E. Malcolm Chemical Engineer
Toxic Substances & Hazardous Materials

Contents

Use Your State Ombudsman and Tecnical Assistance Programs

As we submit our first REPORT to CONGRESS on the implementation of Section 507 of the 1990 Clean Air Act Amendments, I am pleased to inform the Congress that 50 States and Territories now have Small Business Ombudsmen and all States provide some degree of Technical Assistance to small businesses to help them comply with the Clean Air Act and other environmental requirements (water, solid waste, etc.). I urge small businesses to use these fine programs which are provided at no charge. If you are not aware of how to contact your State program, call our Toll Free Hotline, 800-368-5888, for such information. I will welcome your comments on these services.

Sincerely,

Karen V. Brown

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Small Business Ombudsman Functions

EPA's Office of the Small Business Ombudsman (OSBO) performs the following functions:

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Where To Call For More Information And Help

SMALL BUSINESS OMBUDSMAN

Toll-Free Local and DC Area T.D.D. FAX
(800) 368-5888 (703) 305-5938 (703) 305-6824 (703) 305-6462

OTHER EPA HOTLINES

National Center for Environmental Publications and Information (513) 489-8190
Watershed Info. Resource System (800) 726-5253
Indoor Air Quality Information Clearinghouse (800) 438-4318
Radon (800) 767-7236
Air Control Tech. Assistance Center (919) 541-0800
Mobile Sources Emissions (313) 668-4511
Emission Measurement and Monitoring (919) 541-5543
Stratospheric Ozone Protection (CFC's) (800) 296-1996
Electric Magnetic Fields (800) 363-2383
Acid Rain (emissions trading, auctions, general information) (202) 233-9620
Safe Drinking Water (public water supply, technical and regulatory issues) (800) 426-4791
Waste Water/Small Flows Clearinghouse (800) 624-8301
Clean Lakes (800) 726-5253
Storm Water: Office of Water Resource Center (202) 260-7786
Wetlands Information (800) 832-7828
Pollution Prevention Clearinghouse (202) 260-1023
RCRA (Haz. Waste) Ombudsman (800) 262-7937
Solid and Hazardous Waste (RCRA), Superfund (CERCLA) (800) 424-9346
Emergency Planning & Community Right to Know (800) 535-0202
(SARA Title III) (EPCRA) (703) 412-9877
Toxic Substances Control Act (TSCA) & Asbestos Information/Referral (202) 554-1404
Office of Pesticide Program Registration Div. (Ombudsman) (703) 305-5446
Public Information Center (202) 260-2080
National Pesticide Telecommunications Network (provides information about pesticides--spill handling, disposal clean-up and health effects) (800) 858-7378

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OTHER EPA HOTLINES

Office of Environ. Justice (800) 962-6215
Recycling Hotline (800) 253-2678
National Technical Information Service (NTIS) (703) 487-4650
National Response Center (Operated by the U.S. Coast Guard for reporting oil spills and hazardous substance releases (800) 424-8802
(202) 267-2675
Energy-efficiency & Renewable Energy Clearing House (Operated by the Dept. of Energy for inquiries on energy related matters) (800) 363-3732
Department of Energy--National Alternative Fuels Hotline (800) 423-1363
DOT--Transportation of Hazardous Material (U.S.) (800) 467-4922
CHEMTREC Center Non-Emergency Services (operated by the Chemical Manufacturers Association--Health & Safety) (800) 262-8200
Enviro-Health Clearing House (RTP) (800) 643-4794
Info on ISO 9000/14000 (703) 250-5900
National Lead Information Center
(General Information)
(Technical Assistance)
(800) 532-3394
(800) 424-5323
Small Business Administration (800) 827-5722
Occupational Safety & Health Administration (Worker Safety) (800) 321-6742
Consumer Product Safety Commission (800) 638-2772
Government Printing Office (202) 512-1800

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Regional Small Business Liasons

Region States Contact Phone
1 CT, ME, MA, NH, RI, VT Dwight Peavey (617) 565-3230
2 NJ, NY, PR, VI Otto Salamon (212) 637-3417
3 DE, DC, MD, PA, VA, WV David Byro (215) 566-5563
4 AL, FL, GA, KY, MS, NC, SC, TN Annette Hill (404) 347-3555 x6775
5 IL, IN, MI, MN, OH, WI Robert Beltran (312) 886-7463
6 AR, LA, NM, OK, TX Patty Senna (214) 665-2200
7 IA, KS, MO, NE Charles Hensley (913) 551-7519
8 CO, MT, ND, SD, UT, WY Vaughn Whatley (303) 312-6603
9 AZ, CA, HI, NV, AS, GU Joe Ochab (415) 744-1628
10 AK, ID, OR, WA Mary Matthews (206) 553-4269

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Status Of High Visibility Actions

OBTAINING ADDITIONAL INFORMATION FOR SMALL BUSINESS

Some articles in this newsletter cite certain reference publications by Item Number that provide additional information on the topic. These publications can be ordered by completing the Publication Order form on page 19. In addition, the Ombudsman's Office maintains an inventory of over 200 EPA and related publications containing useful environmental information for small business. A complete listing of these publications can be obtained by contacting the Ombudsman's Office.

MORE RECENT ACTIVITIES TO BETTER SERVE YOU

Our efforts to assist the Small Business Community continue at a high level. Here are some more things we have done or are currently doing to help you over the past year.

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Clean Air Act

CLEAN AIR ACT IMPLEMENTATION STRATEGY UPDATE

EPA's Office of Air and Radiation is preparing a new Implementation Strategy publication. It will outline the schedule, by industry, for issuing nearly 200 regulations required by the Clean Air Act, addressing major issues and steps in the process. It will be included in our Item I-11 package as soon as available.

AMENDMENT AND CHANGES TO THE OPERATING PERMIT PROGRAM FINAL RULE

In 1992, EPA issued regulations providing for the establishment of comprehensive State air quality permitting systems consistent with the requirements of Title V of the Clean Air Act. The Rule allows States to issue a general permit covering numerous similar small sources, each of which need only submit information covering its eligibility. The Rule was revised and expanded in 1994, including the provision of more flexibility in the revision of permits, with more flexibility provided in 1995. Amendments were published on June 3, 1996, providing non-major source emission exemptions. See 6/1/96 Code of Federal Regulations (CFR), Part 70. For detailed history, see our Item I-25.

CAA -- A GUIDE FOR SMALL BUSINESSES

A booklet entitled The Clean Air Act Amendments of 1990: A Guide for Small Businesses was published in 1992 (I-36). This guide provides small businesses a broad overview of the Act's complex requirements, and the effects these are likely to have, in general, on a small business. The guide provides telephone numbers and addresses for obtaining additional information. Accompanying the booklet is a four-page summary entitled What A Small Business Should Know About the New Clean Air Act.

NEW NATIONAL AMBIENT AIR QUALITY STANDARDS PROPOSED FOR PARTICULATE MATTER AND OZONE

On December 13, 1996, the Federal Register published EPA's proposed revisions to the National Ambient Air Quality Standards for Particulate Matter and Ozone (ground level). Particulate Matter (PM) largely originates as soot from combustion sources, such as power plants and incinerators. Ozone is primarily caused by industrial and motor vehicle emissions. These proposed revisions will impact industries and businesses of all sizes, directly and/or indirectly. The current PM standard regulates particulate 10 microns or smaller at annual arithmetic mean concentration of 50 micrograms per cubic meter and 24-hour average concentration of 150 micrograms per cubic meter. The proposed standard adds the regulation of particulate 2.5 microns or smaller at 15 micrograms annually and 50 micrograms daily. The current Ozone standard is 0.12 parts per million (PPM), daily maximum 1 hour average. The proposed standard is 0.08 PPM, daily maximum 8 hour average, but comments were requested on 0.09 PPM, 8 hours, and 0.07 through 0.12 PPM at 1 hour. On both the proposed PM and Ozone standards, EPA is also specifying the way in which the attainment of these standards would be measured.

There has been considerable input from stakeholders during the comment period which ends 2/18/97, including a meeting set up by this Office between small business trade associations and senior EPA Air Program managers. Final Rules on both standards is anticipated in June 1997. Plans for control strategies to meet the standards would be due in 2002 for PM, and in 2000 for Ozone. Deadlines for achieving full compliance would occur several years later for each. We will keep you updated.

NATIONAL EMISSION STANDARDS FOR HAZARDOUS AIR POLLUTANTS RULES AVAILABLE FOR SOME INDUSTRIES

In 1994, a General Provisions Rule was issued to establish a consistent set of requirements for NESHAPs under the air toxics provisions of the Clean Air Act (Item I-20). Since then, EPA has finalized rules which affect many small businesses, including Halogenated Solvent Cleaning Processes (I-21), Chromium Electroplating and Anodizing Operations (I-22), Ethylene Oxide Emissions from Commercial Sterilization and Fumigation Operations (I-23), Dry Cleaners--rule amended 9/16/96 relative to certain transfer machines (I-27), Aerospace Manufacturing and Rework--amendments and control techniques guidelines proposed 10/29/96 (I-40), Wood Furniture Manufacturing (I-41), and Printing and Publishing (I-42).

Rules have been proposed for Consumer Products (I-43), Automotive Refinish Coatings--4/30/96 (I-44), and Architectural Coatings--6/25/96 (I-45), with Final Rules expected in 1997. Proposals affecting other business processes and/or products, including Mineral Wool Production, will be forthcoming in the near future.

The NESHAP for Hazardous Organic Compounds (HON) in production operations, primarily in Synthetic Organic Chemical Manufacturing, was issued in 1994. Amendments and/or revisions were issued in 1995, and on 10/8/96 and 12/5/96. The latter two exclude some volatile organic compounds and ease implementation plan requirements (I-24).

CAA LIST OF SOURCE CATEGORIES AND SCHEDULE FOR REGULATING HAZARDOUS AIR POLLUTANTS

On 6/4/96, EPA published a revision to the Initial List of Categories of Sources, as required under Section 112 (c)(1) of the Clean Air Act of 1990, and a revised Schedule for the Promulgation of Emission Standards for the above categories (I-28).

STATE MOTOR VEHICLE INSPECTION/MAINTENANCE PROGRAMS PROVIDED MORE FLEXIBILITY

In 1992, EPA published a Final Rule making the subject programs tougher, including a requirement for "test only" stations. Our Office raised strong objections to that rule, because of the adverse impact on many small businesses. In 1995, EPA published a Final Rule allowing the States flexibility in designing their enhanced auto inspection programs. This rule was amended on 9/23/96 (I-29).

PERCHLOROETHYLENE (PCE) HEALTH EFFECT STUDIES

EPA evaluation of toxicological and carcinogenic studies related to PCE, declared a hazardous air pollutant by the Clean Air Act, have been delayed pending the completion of new carcinogen risk-assessment guidelines, expected in 1997.

PERCHLOROETHYLENE (PCE) SUBSTITUTES

According to the 10/26/96 issue of Science and Technology News, dry cleaning equipment using liquid carbon dioxide, instead of PCE, is scheduled to be marketed in June 1997.

STRATOSPHERIC OZONE PROTECTION CFC PHASEOUT RULES

An accelerated phase-out of the production of Chlorofluorocarbons (CFC), Halons, Carbon Tetrachloride, Methyl Chloroform, and Hydrochlorofluorocarbons (HCFC) was mandated, and internationally endorsed, in 1992 (I-5). A Final rule detailing the above phase-out, with Methyl Bromide added, was issued (I-15). Final rules also have been issued controlling: Recovery and recycling of CFCs during the servicing of on-road motor vehicle air conditioners (I-14), Emissions reduction and use of certified personnel during servicing and disposal of all other air conditioning and refrigeration equipment which use ozone depleting substances (I-16), Banning the use of CFCs and HCFCs in non-essential products (I-17), Labeling of products containing ozone depleting substances, and their packaging (I-18), and Significant new alternative refrigerants (I-19). On the last rule, the list of acceptable substitutes was expanded on 9/5/96, and restrictions or prohibitions were imposed on 10/16/96.

CLEANING PRODUCTS INTERACTIVE TELECONFERENCE

For information on the national teleconference on 4/17/97, related to formulation, use and disposal of cleaning products, contact Janyce Riess at (919) 541-2353. EPA expects to finalize related Consumer Products rule in 1997.

CAA FIELD CITATION PROGRAM AND MONETARY AWARD UP-COMING FINAL RULES

The proposed Rule allowing EPA field inspectors to levy immediate, on-the-spot fines is expected to become Final early in 1997. The proposed Rule authorizing cash awards to citizens reporting violations of AIR regulations, if they lead to criminal convictions or fines, is expected to be Final by mid-1997. See I-12 for both.

RISK MANAGEMENT PLANS (RMP)/CHEMICAL LIST AND THRESHOLDS RULES

The Final Rule requiring development and implementation of RMPs was published 6/20/96--list and thresholds published in 1994 (I-30). Six trade associations challenged various requirements in Court. It is expected that the petitioners and EPA General Counsel will meet during the first quarter of 1997 to discuss the issues raised.

NEW GUIDANCE FROM EPA ON POTENTIAL TO EMIT (PTE)

In 1995 EPA issued guidance relative to the definition of PTE under the Clean Air Act. PTE is important because of its relation to the need for a State Operating Permit under Title V. This Office has advocated for the consideration of small businesses relative to clarity, realistic definitional parameters, and alternatives. On 8/29/96, EPA issued an extension of the 1995 "transaction" policy, and a clarification of methods for calculating PTEs in Batch Chemical manufacturing (I-31).

NEW CLEAN AIR ACT COMPLIANCE ASSISTANCE ENFORCEMENT POLICY FOR SMALL BUSINESSES

In 1994, EPA's Office of Enforcement and Compliance Assurance issued a policy giving small businesses a limited grace period to correct violations revealed during requested assistance from a State Small Business Assistance Program established under Section 507 of the CAA (I-13).

NESHAP: ASBESTOS PROCESSING (DELISTING)

The asbestos processing area source category has been removed from the initial list of categories of sources and schedule for standards for major and area sources of hazardous air pollutants. The Agency believes that no source in the category emits asbestos in quantities that pose an individual risk greater than one in one million and that the previous determinations that asbestos emissions from these plants pose a threat of adverse health effects is no longer supportable, 11/30/95 FR p. 61550. Guidance for Asbestos Processing, April 1996 (Item I-38).

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Clean Water Act

NEW EFFLUENT GUIDELINES FOR SEVERAL INDUSTRY SECTORS

Effluent guidelines are regulations for industrial discharges to surface waters and to publicly owned treatment systems. In 1996, EPA's Office of Water issued final effluent guidelines for two industries: (i) pesticide formulating, packaging, and repackaging and (ii) coastal oil and gas extraction. For each of the final rules, the Agency analyzed the potential economic impacts on small businesses and concluded that the rules would not result in a significant impact on a substantial number of small entities.

During 1997, EPA's Office of Water will be working on effluent guidelines for the following industries: industrial laundries; landfills and incinerators; transportation equipment cleaning; centralized waste treatment; metal products and machinery; pharmaceutical manufacturing; pulp and paper; and iron and steel. For the first two industries in this list, the Agency plans to issue the rules as proposals and solicit comment during 1997. The Agency is preparing to convene small business advocacy review panels for two of these rules -- industrial laundries and transportation equipment cleaning -- during the first few months of 1997. Other panels may be convened later in the year.

SAFE DRINKING WATER ACT: STRATEGY FOR MANAGEMENT OF CLASS V WELLS

Class V wells are shallow wells which inject a variety offluids directly below the land surface. They include shallow non-hazardous industrial waste injection wells, septic systems, storm water drainage wells, and other wells that have been found in some instances to emplace potentially harmful levels of contaminants into and above underground sources of drinking water. In accordance with a consent agreement between EPA and the Sierra Club Legal Defense Fund (SCLDF), the EPA's proposed approach for the management of Class V injection wells was published in the Federal Register (60 FR 44652) on August 28, 1995. After review of the public comment on the proposed approach, the Agency has elected to explore other options for the management of Class V wells. Currently, the Agency is working with the SCLDF to establish a new schedule for Class V rule promulgation.

NPDES PERMIT APPLICATION REGULATIONS FOR STORM WATER DISCHARGES UPDATE (FINAL RULE)

For the first phase of the storm water program, EPA published the initial permit application requirements for certain categories of storm water discharges associated with industrial activity and discharges from municipal separate storm sewer systems located in municipalities with a population of 100,000 or more on November 16, 1990 (55 FR p. 47990).

The November 16, 1990, storm water regulations presented three permit application options for storm water discharges associated with industrial activity. The first option is to submit an individual application consisting of Forms 1 and 2F. The second option was to have participated in a group application. This option is no longer available as the deadlines have passed. Using the group application information, EPA developed the industry-specific Multi-Sector General Permit to provide NPDES permit coverage, to any facility that meets the stipulated eligibility requirements, regardless of participation in the group application process. This storm water permit was published September 29, 1995 in FR Vol. 60, No. 189, and provides coverage for 29 different industrial sectors under one permit and is part of the EPA's program to give permittees flexibility and incentives to pursue effective storm water controls tailored to their local situation. The third option is to file a Notice of Intent (NOI) to be covered under a general permit. For more information on any of these options or to request an NOI Form (Form 1 or 2F), please call Office of Water Resource Center (202) 260-7786. All storm water discharges associated with industrial activity that discharged point sources of storm water on or before October 1, 1992, must have had permit coverage by October 1, 1993. Controls are implemented by way of the storm water pollution prevention plan, a flexible, site-specific document.

The next phase of the storm water program is currently under development and several approaches to control adverse storm water impacts from all remaining potential urban pollutant sources are under consideration. The primary objective is to maintain water quality standards. For the name and phone number of the Storm Water primary contact for your State and the EPA Regional contact, phone us at (800) 368-5888 and request Item G-9, "Overview of the Storm Water Program."

REVISION OF NPDES INDUSTRIAL PERMIT APPLICATION REQUIREMENTS AND FORM

This Proposed Rule would update the existing regulation that requires all existing manufacturing, commercial, mining, and silvicultural operations to submit an application in order to obtain a National Pollutant Discharge Elimination System (NPDES) permit. The existing form has not been revised since 1984 and must be updated to reflect statutory and regulatory changes in the NPDES program, advances in scientific methods and an increased emphasis on toxics control. The revised form will streamline data and information collection by consolidating the information required in two existing forms, deleting certain pollutant parameters from the application and allowing electronic transfer of application data to the Agency. The revised form will also clarify issues regarding which pollutants are authorized to be discharged by the permit and therefore shielded from enforcement actions by the Agency. The proposed rule is planned for September 1997, and will include consultation with a small business panel.

PUBLIC MEETING ON THE EFFLUENT LIMITATIONS GUIDELINES AND STANDARDS FOR THE INDUSTRIAL LAUNDRIES (IL) INDUSTRY

A public meeting will be held on Tuesday, March 4, 1997 for those in the Industrial Laundries Category including facilities that launder or dry-clean industrial garments and uniforms, shop towels, printer towels, mops, mats, and dust control Items.

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Pesticides - Federal Insecticide, Fungicide & Rodenticide Act

AGRICULTURAL PESTICIDE WORKER PROTECTION STANDARDS UPDATE

In 1992, EPA revised the Code of Federal Regulations (40 CFR, Parts 156 and 170) to provide basic occupational safety and protection from pesticide exposure for agricultural workers employed on farms and in forests, nurseries, and greenhouses. The final regulation is known as the Worker Protection Standard (WPS). In addition, the EPA published a manual, The Worker Protection Standards (WPS) for Agricultural Pesticides - How to Comply [EPA 735-B-93-001], which is included in the Item F-15.

On May 5, 1995 EPA published (FR pp. 21944-68) five final rule changes, and on June 26, 1996 EPA published two Final Rule changes (FR pp. 33202-13), for further implementation of the WPS. Fact Sheets on these actions are included in Item F-15. A Proposed Rule change covering glove requirements is anticipated later this Summer (1997). As they become available, these rule changes will be included in Item F-15.

RESTRICTED USE CRITERIA FOR PESTICIDES IN GROUND WATER PROPOSED RULE

A Proposed Rule was published, in the May 13, 1991, FR pages 22076-9, which presented options for adding new "restricted" pesticide use criteria based on the potential for ground water contamination. The comments are now under analysis, and a Final Rule is to be prepared for publication in September 1996.

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Hazardous Waste Management Resource Conservation & Recovery Act

HAZARDOUS WASTE LAND DISPOSAL RESTRICTIONS UPDATE

Congress, in the Hazardous Solid Waste Amendments (HSWA) of 1984 to the Resource Conservation and Recovery Act (RCRA), established a timetable for restricting land disposal of hazardous waste unless properly treated. Treatment standards have been finalized for newly listed hazardous wastes and hazardous debris. An issue which has been under consideration is the September 25, 1992, Court decision vacating the deactivation treatment standards for certain ignitable (D001) and corrosive (D002) wastes. To avoid any ban on the disposal of the wastes at issue, an Interim Final Rule; Land Disposal Restrictions Whose Treatment Standards Were Vacated, was published in the FR on May 24, 1993, (FR pp. 29859-87) and a copy of this Interim Final Rule is included with Item C-67, Land Disposal Restrictions for Third Scheduled Wastes.

Other rule-making relating to the September 25, 1992, Court decision is the "Phase III" Final Rule to establish treatment standards for formerly characteristic wastes primarily managed in land based waste-water treatment systems, whose ultimate discharge is regulated under the Clean Water Act (CWA), and to establish treatment standards for newly listed carbamates and organobromine wastes. The Final (Phase III) Rule was published (4/8/96 FR pp. 15565-668) with subsequent corrections and revisions listed as Item C-88. The "Phase IV" Proposed Rule addresses whether land based waste-water systems would provide treatment equivalent to that under the Land Disposal Restriction (LDR) program. Treatment standards for wood preserving wastes are scheduled to be set forth in a Final Rule in April, 1997. The second supplemental proposal on treatment standards for toxicity characteristic metal wastes and metal constituents of other wastes is also scheduled for April, 1997. The Final Rule for these wastes is now anticipated for April 1998. Publications of the Proposed Rule for "Phase IV" and Definitions and Clarifications, Supplemental Proposals are found in the 8/22/95, 10/25/95, 1/25/96 and 3/25/96 FR and are listed in the Item C-89. The FR Notices on the forthcoming rule-makings will also be included in Item C-89 as they become available.

UNIFORM HAZARDOUS WASTE MANIFEST UPDATE

Further Rule-making actions under consideration which address management of hazardous wastes include a revision of the Uniform Waste Manifest to reduce the paperwork burden associated with the manifest consistent with the current Agency objectives for burden reduction. Currently, states may require additional information to be supplied on the manifest in the optional blocks provided on the form. This can become burdensome when waste must be transported to several different states and each state has slightly different requirements. The Agency seeks to reduce the burden of the manifest by streamlining the form and utilizing automated information technologies where they facilitate access to and storage of manifest data while preserving the positive features of the current system which are effective in protecting human health and the environment.

The hazardous waste manifests are currently regulated at the state level. Some states require payment of a fee for furnishing clear copies of the manifest used in the state. (See Item on the EPA Small Quantity Generator Handbook Update on this page.)

HAZARDOUS WASTE IDENTIFICATION RULE RE-PROPOSAL

Other rule-making actions concerning management of hazardous wastes which have been reported in the FR, and referenced in prior Updates concerned the December 9, 1991, U.S. Court of Appeals ruling which vacated the previously promulgated "mixture" and "derived-from" rules. EPA, after reviewing comments on a Proposed Rule addressing the Definition of Hazardous Waste deemed it appropriate to withdraw the proposal and to remove the expiration date from the reinstatement of the "mixture" and "derived-from" rules. These actions were taken in the FR of October 30, 1992, pp. 49278-80, included in Item C-79. EPA now has published a Proposed Rule (FR December 21, 1995, pp. 66344-469) under the title "Identification and Listing of Hazardous Waste: Hazardous Waste Identification Rule." This proposes a "self-implementing" exemption for low-risk listed hazardous wastes, while still protecting health and environment. This Proposal includes a risk analysis that evaluates a variety of exposure pathways and receptors. The Final Rule is scheduled for publication in the FR, February, 1997.

A companion rule-making proposing alternative regulations for environmental media contaminated with hazardous waste was proposed on 4/29/96 (FR pp. 18779-864). This Rule proposes to establish exemption standards for certain low-risk contaminated media, so that they may not necessarily be subject to all hazardous waste management requirements. The Final Rule covering these standards scheduled for publication in the FR, June, 1997. These proposed rules are included in the Item C-87, and will be replaced by the Final Rules as they become available.

HAZARDOUS WASTE MANAGEMENT: MERCURY LAMPS RULE-MAKING STATUS

Rule-making action on management of hazardous waste addressing "Mercury-Containing Lamps," has been considered. A Proposed Rule was published on July 27, 1994, FR pp. 38289-304. The objective of the Proposed Rule is to obtain comment on two options: the first was to provide an exclusion for the mercury containing lamps (which include fluorescent lamps) from regulation as hazardous waste provided disposal is made in permitted landfills, and the other was to add mercury lamps to EPA's Universal Waste Rule (see Item C-51) on Hazardous Waste Recycling. Over 300 public comments have been received on the Proposed Rule. A supplemental analysis is now underway and a Final Rule is expected to be completed in late 1997. The Proposed Rule on mercury lamps is included in the Item C-80.

NEW HAZARDOUS WASTE RECYCLING REGULATIONS

EPA has promulgated new streamlined hazardous waste management regulations governing the collection and transportation of certain wastes which are frequently recycled, such as batteries, recalled pesticides, and mercury thermostats, termed "Universal Wastes." This Final rule (5/11/95 FR pp. 25491-551) is included in the Item C-51. This rule greatly facilitates the environmentally-sound collection for proper recycling procedures and waste management, and is the Final Rule stemming from a Proposed Rule which was published on February 11, 1993 FR pp. 8102-34. A Supplemental Notice was also published on June 20, 1994, FR pp. 31568-9 which announced availability of cost data supportive of the Proposed Rule. Further Rule-making is now underway to revise the general requirements which will concern generators and hazardous waste recyclers, and a Notice of Proposed Rule-making is anticipated for 6/97.

EPA SMALL QUANTITY GENERATOR HANDBOOK UPDATE

A new handbook has been published, "Understanding the Hazardous Waste Rules--A Handbook for Small Business--1996 Update" [EPA-530-K-95-001], June 1996, which is available in Item C-10. Also included along with the Handbook in Item C-10 is an Addendum, which provides information on Department of Transportation regulated waste transport requirements and domestic sewage requirements for hazardous wastes. In addition, in an "Appendix A," the Regional and State contacts for the regulated waste program are "updated," and notations are made on which States require fees for obtaining copies of the Waste Manifests for transport of the waste generated. Other appendices in the Addendum provide sources of information and guidance on waste minimization and pollution prevention.

USED OIL MANAGEMENT COURT CHALLENGE UPDATE

On 1/19/96, the United States Court of Appeals for the District of Columbia Circuit vacated the Environmental Protection Agency's (EPA) 11/30/95, administrative stay of part of the regulatory provision, known as the "used oil mixture rule," set forth in 40 CFR 279.10(b) (2). The provisions of the used oil mixture rule at issue relate to mixtures of used oil destined for recycling and characteristic hazardous waste (including waste listed as hazardous because it exhibits a hazardous waste characteristic).

This series of events has been quite involved, so to inform those concerned with the Court action taken, the EPA has published a Final Rule concerning used oil, in the Federal Register, 6/28/96 FR pp. 33691-3, which is included in Item C-36. This Rule clarifies the regulatory status of used oil and hazardous wastes destined for recycling described above, in light of the Court's vacatur of the Administrative Stay, and eliminates the explanatory note to 40 CFR 279.10(b) (2), which was included in the notice of the administrative stay. In response to a Court Order, EPA is now reviewing the used oil mixture rule, including review of data submitted by industry in anticipation of a future rule-making.

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Emergency Planning, Community Right-To-Know Act

SUPPORTING THE STATE LOCAL EMERGENCY PLANNING COMMITTEES (LEPC)

One major requirement of the Act includes emergency planning; reporting accidental releases of designated hazardous substances (Extremely Hazardous Substances, or "EHS") above threshold reporting quantities; submission of Material Safety Data Sheets (MSDS) to planning groups; and submission of annual reports on March 1, yearly, covering inventories of hazardous substances, which for any time in the reporting year exceed the stated reporting thresholds. These requirements are explained in the "Community Right-to- Know and Small Business" pamphlet, Item K-32. A Final Rule was published on 5/7/96 (FR pp. 20473-90), effective 7/8/96, on changes in the EHS list and reportable quantities. This Final Rule is included in K-30.

SUPPORTING THE NATIONAL TOXIC RELEASE INVENTORY (TRI) PUBLIC DATA RELEASE

Another EPCRA requirement is for manufacturers (SIC Codes 20 through 39) with 10 or more employees to submit "Form R" reports to the EPA annually on July 1st for the "Toxic Release Inventory" (TRI) listed chemicals when they are either "used," manufactured, or incorporated into products in quantities above stated thresholds. These "TRI" reporting instructions for the calendar year 1995 reports are included in Item K-45. EPA has added 286 chemicals to the list of reportable chemicals. The Final Rule including this list was published on November 30, 1994, in the FR, page 61432-87. This Final Rule (included in Item K54) was initially effective for the calendar year 1995 TRI (Form R) report year, as announced in the 1/29/96 FR pp. 2272-3. It may be of interest to note that four lawsuits were filed in the U. S. District Court for the District of Columbia which challenged the procedures applied by the EPA in selecting the additional chemicals to be reported, and alleged that the scientific data supporting listing for certain specified chemicals were inadequate. However, on May 1, 1996, the U.S. District Court upheld the EPA's Final Rule.

EPA has also undertaken rule-making directed to expansion of the SIC Code base to be used for submission of the Form R Reports, and a Notice of Proposed Rule-Making has been published, 6/27/96 FR pp. 33588-618. This notice is now included in the SBO Item K-29. In the proposal, it was estimated that approximately 64,000 additional facilities would be required to submit Form R, which would increase the total number by about 30%. Additional industries targeted for reporting included: metal mining; coal mining; electric utilities; commercial hazardous waste treatment; chemicals and allied products-wholesale; petroleum bulk stations-wholesale; and solvent recovery services.

It is now anticipated that the Final Rule on the SIC Code expansion will be published early this year (1997). And, as soon as it is published in the Federal Register (FR), copies of the Final Rule will replace the Notice of Proposed Rule-making now included in Item K-29.

There are two other changes in the Toxic Release Inventory (TRI) reporting now under consideration by the EPA. One change concerns addition of more data elements for the TRI reporting and an Advanced Notice of Proposed Rule-making on the additional data elements to be considered has been published in the 1/1/96 FR pp. 51321-331, and the comment period on this Notice has been extended to February 28, 1997 by FR Notice of January 3, 1997 p. 365-6, and these are included in Item K-59. The other change would involve lowering the reporting thresholds on high-risk items. An Advanced Notice of Proposed Rule-making on this proposed change is currently scheduled for publication in Fall of 1997.

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Superfund Comprehensive Environmental Response, Compensation & Liability Act

CERCLA LENDER LIABILITY GUIDANCE

One of the goals of the Final CERCLA Lender Liability Rule, published on April 29, 1992, FR pp. 18344-85, was to allow lenders to work with their borrowers without necessarily incurring liability. However, in February 1994, the U.S. Court of Appeals in the case, Kelly vs. EPA, struck down this Rule, finding that the EPA lacked authority to define the scope of liability by regulation. Following the Court action, guidance was drafted to "translate" the Rule into a policy statement addressing lender liability, and involuntary government acquisitions. This policy statement was issued December 11, 1995. A Fact Sheet on effect of Superfund on lenders was published in August, 1996. The Rule and the policy statement are included in Item D-17.

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Toxic Chemicals & Toxic Substances Control Act

LEAD-BASED PAINT HAZARD INFORMATION REQUIREMENTS BEFORE SALE OR LEASE OF PRE-1978 HOUSING

This is a joint HUD/EPA regulation requiring the following before the sale or lease of pre-1978 housing: (1) disclosure of lead-based paint hazards; (2) provisions of a lead paint information brochure to the prospective buyer or renter and for buyers; (3) the opportunity to conduct a lead risk assessment or inspection. The Final Rule (Item E-41) was published in the 3/6/96 FR pp. 9064-88.

LEAD BASED PAINT TRAINING, ACCREDITATION AND CERTIFICATION RULE AND MODEL STATE PLAN RULE

The Residential Lead-based Paint Hazard Reduction Act of 1992 mandates EPA to promulgate regulation governing lead-based paint activities to ensure that individuals engaged in such activities are properly trained; that training programs are accredited; and, that contractors engaged in such activities are certified. Program Accreditation, Individual Certification and Work Practice Standards were published in Final Rule: 8/29/96 FR pp. 45813-30 (Item E-40).

LEAD: PROPOSED SIGNIFICANT NEW USES

EPA is exploring the possibility of issuing significant new use rules (SNUR) for certain uses of elemental lead (P6) and lead compounds under Section 5(a)(2) of the Toxic Substance Control Act. The SNUR would require persons to notify EPA at least 90 days before commencing the manufacture, import or processing of lead compounds. Advance Notice of Proposed Rulemaking 9/28/94 FR pp. 49484-91 (Item E-46).

REFACTORY CERAMIC FIBER: PROPOSED SIGNIFICANT NEW USE OF A CHEMICAL SUBSTANCE

EPA is proposing a significant new use rule (SNUR) under Section 5(a)(2) of the Toxic Substances Control Act (TSCA) which would require persons to notify EPA at least 90 days before commencing the manufacture, import, or processing of refactory ceramic fiber (RCF) in any new product form or any new applications of an existing product form notice. Proposed Rule 3/21/94 FR p. 13294, 5/4/94 FR 23041, 12/8/94 FR p. 63299, 1/5/95 FR p. 1775, 7/3/95 FR p. 34532, 9/10/96 FR p 47752 (Item E-53).

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General

POLLUTION PREVENTION BY AND FOR SMALL BUSINESS

The Pollution Prevention By and For Small Business project summaries for Rounds 1 and 2 are still available. Two publications contain detailed descriptions of 29 small business projects (14 for Round 1 and 15 for Round 2) that were designed to demonstrate the application of innovative pollution prevention technologies and techniques. A wide variety of projects which were supported by EPA and small business sectors are represented.

Innovative Clean Technologies Case Studies, First Year Project Report and Innovative Clean Technologies Case Studies, Second Year Project Report are available from Karen V. Brown, Small Business Ombudsman, U.S. EPA, 401 M Street, S.W. (1230-C), Washington, D.C. 20460. Please call the toll-free hotline at 800-368-5888 for more information.

FINAL POLICY ON ENVIRONMENTAL SELF-AUDITING AND SELF-DISCLOSURE

On December 22, 1995, EPA issued a final policy on incentives for businesses to voluntarily discover, disclose, and correct violations of environmental rules and requirements (12/22/95 FR pp. 66705-12). The policy is effective January 22, 1996.

Provided a company meets all nine policy conditions, there will be no gravity-based (punitive) penalty, but any economic benefits may be collected. However, if the discovery is not through a formal audit or systematic self-policing, although the other eight conditions are met, the gravity-based penalty will be reduced only 75% (Item I-13).

NEW INTERIM POLICY ON COMPLIANCE INCENTIVES FOR SMALL BUSINESSES

On May 20, 1996, EPA's OECA issued a policy providing incentives for auditing or using compliance assistance, and promptly correcting violations. It applies the principles of the Clean Air Act Section 507 Policy of August 12, 1994 to other environmental programs (see Item I-13).

FOR SMALL BUSINESS

The U.S. EPA's voluntary Energy Star programs, since 1990, have helped businesses across the country "prevent pollution at a profit" through energy efficiency. EPA has provided technical information and customer support, through which Energy Star Partners have earned energy savings averaging 30-50 per cent. Now, a new program designed for smaller facilities--Energy Star Small Business--is available.

Every time a light or a computer or a motor is turned on, a power plant consumes some type of fuel to generate electricity. This in turn leads to pollution, because when fossil fuels are burned to produce electricity, chemicals that contribute to air pollution are released.

The Energy Star Small Business Program provides an Upgrade Guide, case studies, fact sheets, a toll-free customer support hotline, a Finance Directory and an interactive Web site. Small Business Partners can also receive public recognition for their "success stories" and are eligible for national awards.

For more information about the ENERGY STAR Small Business Program, call the toll-free hotline at 1-888-STAR YES, or visit the Web site at www.epa.gov/smallbiz

EPA's COMMON SENSE INITIATIVE UPDATE

The Common Sense Initiative (CSI) is a fundamentally different vision of environmental policy. Through this initiative, EPA has convened representatives from federal, state, and local governments, community-based and national environmental groups, environmental justice groups, labor, and industry to examine the full range of environmental requirements impacting six pilot industries--automotive manufacturing, computers and electronics, iron and steel, metal finishing, petroleum refining, and printing. These six environmental regulations into comprehensive strategies for environmental and public health protection that all can agree to, with an emphasis on pollution prevention, instead of end-of-pipe solutions. The initiative reflects the EPA's commitment to setting strong environmental standards, while encouraging common sense, innovation, and flexibility in how they are met. The goal: a cleaner environment at less cost to taxpayers and industry.

The six teams are meeting frequently and have several exciting projects underway, including the following projects with a small business focus.

For more information on the CSI, please call the CSI Program Staff on 202-260-7417.

SOURCE BOOK ON ENVIRONMENTAL AUDITING

EPA's Environmental Auditing Source Book for Small Business is a compilation of the bibliography, the training list and a summary matrix of these trainings that will act as a quick reference to the fifteen courses listed. This and other guidance documents can be obtained by calling the EPA SBO's Office at (800) 368-5888.

1997 STATE SMALL BUSINESS OMBUDSMAN AND ASSISTANCE PROGRAM CONFERENCE

The State Small Business Ombudsman and Small Business Technical Assistance Programs, which are required under Section 507 of the 1990 Clean Air Act to aid small businesses impacted by air quality regulations, will hold their conference in Charleston, South Carolina, on February 11-13, 1997.

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