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Older Americans Act

Frequently Asked Questions about the Older Americans Act

  1. For what time period is the Older Americans Act reauthorized?

    The 2000 amendments authorize the Older Americans Act for 5 years; i.e., through the year 2005. This will allow time for the changes to be fully implemented, tracked, and results reported back to Congress prior to the next authorization.

  2. Have any titles of the Act been deleted or consolidated?

    The seven titles from the 1992 reauthorization remain intact, however, two previously unfunded Parts, Title III-E (Additional Assistance for Special Needs of Older Individuals), and Title III-G (Supportive Activities for Caretakers Who Provide In-Home Services to Frail Older Individuals), along with the previous Title III-D, In-Home Services for Frail, Older Individuals, have been consolidated into Title III-B. In addition, a new Part E, the National Family Caregiver Support Program has been added. Title VI-C creates a caregiver support program for Native American elders.

  3. What are the authorization levels for the separate titles of the Act?

    The authorization levels are set at “such sums as may be necessary for FY 2001 and for each of the 4 succeeding years” for all services under the Act with two exceptions. An authorization of $125 million is provided for the first year of the National Family Caregiver Support Program, and such sums as may be necessary are authorized for each of the 4 succeeding years. Five million is authorized for the Native American Caregiver Support Program, Title VI-C, in FY 2001, and such sums as may be necessary for the succeeding years.

  4. What is the state/local match for the various Older Americans Act programs?

    The state/local match for the National Family Caregiver Support Program is 25%. A match of 15% is maintained for other Title III services, as is the 25% match requirement for state and local administrative activities.

  5. Have the objectives of the Act changed?

    The reauthorization retains the ten original objectives of the Act. These objectives address the inherent dignity of older people, and the duty and responsibility of the federal, state, and tribal governments to insure such dignity. They articulate the transcendent values and the fundamental vision which are the work of the Administration on Aging and the aging network.

  6. Do the new amendments have provisions for a White House Conference on Aging?

    Yes, the amendments include authority for a White House Conference on Aging to be convened not later than December 31, 2005. The last White House Conference on Aging occurred in May 1995.

  7. Does the reauthorization include the Federal Council on Aging?

    No, the 2000 amendments delete the Federal Council on Aging.

  8. Have any changes been made to the Title III-F, Health Promotion/Disease Prevention Services?

    Due to consolidations listed above, the former Title III-F, Disease Prevention/Health Promotion Services, is now Title III-D, so remains a separate title. The definitions for these services have been moved to Section 102, Definitions.

  9. How has targeting changed in the new amendments?

    Previously targeted groups, i.e., those in greatest social and economic need with particular attention to low-income minority elderly, Native Americans, persons with Alzheimer's Disease and Related Disorders (and their families) have been retained. Though there was some targeting of rural elders in the1992 amendments, this group is now included in targeting language throughout the Act.

  10. How is the term “rural” defined for targeting purposes?

    Except for reporting purposes where the NAPIS definition of “rural” is required, States may continue to use their current definition(s) of rural.

  11. Has the interstate funding formula changed?

    There are now three interstate funding formulas - one for Title III (except III-E), Title VII, and one for the National Family Caregiver Program (Title III-E). The 60+ population is now the first factor in both the Title III and Title VII formulas; the "hold harmless" year is updated to 2000; the factor for state minimums remains; and a new factor is added to the Title III formula as a second "hold harmless" level, i.e., No state will receive less than 20% of the percentage increase above the FY2000 allotments for all states. The new National Family Caregiver Program distributes funding according to the percentage of persons 70 years of age and older, and provides minimum funding levels for each state.

  12. What about the intrastate formula?

    The intrastate funding formula requirements are not changed with the amendments. The formula developed by each SUA (in consultation with area agencies, and in accordance with AoA guidelines) takes into account: (1) the geographical distribution of older individuals in the state; and (2) the distribution among planning and service areas of older individuals with greatest economic need and greatest social need, with particular attention to low-income minority older individuals. Intrastate funding formulas are approved by AoA prior to implementation.

  13. Is cost sharing now allowed for Title III and VII services?

    Cost sharing with specific safeguards will be allowed for limited supportive services, however, cost sharing will not be allowed for I&A, outreach, benefits counseling, case management, ombudsman, elder abuse prevention programs, legal assistance, consumer protection services, congregate and home-delivered meals, services provided by tribal organizations, or services to low-income individuals.

  14. Has the opportunity for voluntary contributions been deleted since cost sharing is now allowed?

    Voluntary contributions remain in the 2000 amendments and are combined with new language to prevent coercive solicitation. The Act also now requires AAA's to consult with service providers and older individuals about the best method for accepting contributions. Means testing and denial of service based on non-contribution are prohibited.

  15. Are states still allowed to transfer funds between the congregate and home-delivered meals programs?

    The 2000 amendments retain the authority and increase the limits for transfers between the two programs. States may transfer not more than 40% of the funds as the state considers appropriate and the Assistant Secretary considers consistent with the objectives of the Act. If this amount is insufficient to satisfy the need, a request can be made to transfer an additional 10% upon a showing that it will not jeopardize the appropriate provision of services.

  16. What are the transfer limits between supportive and nutrition services?

    The 2000 amendments retain the authority to transfer between these service categories. A state may elect to transfer not more than 30% from one category to another. States shall notify the Assistant Secretary of such election. This notification shall include a description of the amount to be transferred, the purpose, the need, and the impact on the provision of services from which funding will be transferred. The general waiver provisions of the statute provide an opportunity for a state to exceed the 30% limit. To exceed this limit, a state must demonstrate that the standards in the statute have been met.

  17. What changes to the nutrition program are included in the reauthorization?

    The 2000 amendments modify the USDA meal reimbursement program to lessen the administrative burdens on states, tribes, and local agencies. This is accomplished through the creation of the Nutrition Services Incentive Program (NSIP) that revises the basis for allocations from a reimbursement model to a performance incentive model, i.e., the cash or commodity allocation to a State agency or to a Tribal organization is based on the number of meals actually served in the previous year in relationship to the total number of meals served by all States or Tribes.

    The amendments also eliminate the unfunded subpart for school-based meals, but grants authority for states to perform this function under the congregate nutrition subpart.

  18. How are multigenerational services addressed in the new amendments?

    AoA will require SUAs and ITOs to submit SF 269s on the same schedule as Title III and VI SF 269 reports. These funds will be reported a “obligated” when distributed to subgrantees and “liquidated” when the subgrantees report their expenditure. SUAs or ITOs must complete a final SF269 no later than when the final report for other Title III or Title VI funds awarded in that fiscal year are due.

  19. Does the reauthorized Older Americans Act (OAA) permit area agencies and Title III projects to serve persons other than those who are 60 years of age and older?

    The same rules apply to NSIP funds as apply to other funds allocated under Titles III and VI of the OAA, and they are unchanged. SUAs have one year to obligate funds and two years to expend the funds. ITOs have one year to obligate and expend.

    SUAs and ITOs must obligate all funds in the fiscal year in which they are awarded.

  20. Are most of the National Family Caregiver Support Program funds earmarked for respite services?

    Funds under the National Family Caregiver Support Program (NFCSP) are not earmarked. Funds may be used to provide the five categories of services authorized: 1) information about services; 2) assistance with access to services; 3) individual counseling, organization of support groups, and caregiver training; 4) respite care; and 5) supplemental services, on a limited basis. States and area agencies have the flexibility to determine the funding allocated to these services. The category of supplemental services is designed to be on a limited basis. As a result, no more than twenty percent of the federal funding should be dedicated to this category.

    Five percent of the total program allocation is reserved at the national level for competitive innovation grants, and activities of national significance such as program evaluation, training, technical assistance, and research.

  21. Who is eligible to apply for the competitive innovative grants?

    As with the discretionary authorization in Title IV, AoA will provide guidance regarding who is eligible to apply for the competitive innovative grants. Since the purpose of these grants is to assist in the development of multifaceted systems of caregiver support, states are likely to be one of the preferred grantees with incentives to include area agencies and others as partners.

  22. If a state already funds a caregiver support program, can funds from such a program be used to match the new federal program? If so, how does this affect the "maintenance of effort" requirements?

    A state may use other funds currently used for related programs to match the federal NFCSP so long as such monies are not from other federal sources, e.g., Medicaid, and are not used to match other programs. The maintenance of effort requirements are met if the overall amount of state and local funding remains at or above what was previously allocated to existing caregiver programs.

  23. Are direct payments to family caregivers allowed with the new National Family Caregiver Support Program?

    Direct payments to family caregivers is neither specifically included in, nor precluded by, the statute. As such, payments may be possible for certain services if so defined by the state.

  24. Do the grandchildren who are cared for by grandparents need to have a disability or chronic illness (including those with mental retardation and developmental disabilities) in order to receive services?

    No, there is no requirement that the grandchildren have a disability. Under the NFCSP, states may design services for grandparents or older individuals who are relative caregivers. In these instances, the grandparent or relative caregiver must be an older individual (60+), who lives with the child, is the primary caregiver of the child, and has a legal relationship to the child or is raising the child informally. The child must be no more than 18 years old.

    As a state determines how to target its services under the caregiver program, it shall give priority to older individuals in greatest social and economic need and older individuals caring for persons with mental retardation and developmental disabilities.

  25. Does the child with MR/DD have to be under the chronological age of 19?

    Yes, the statute does not provide any distinctions other than the child must be no more than 18 years of age.

  26. Are States required to reserve 10% of the funding for services to grandparents?

    No. States have the flexibility to determine the expenditures up to a maximum of 10%, to provide support services to grandparents and older individuals who are relative caregivers of children age 18 and under. States may design intrastate funding formula allocations that vary the proportion of funding among area agencies. It is conceivable that such a formula could be designed that would allocate the majority of funding to certain area agencies within the state.

  27. Can States reserve funds to conduct a caregiver demonstration in one geographic area of the state?

    No. Funds under Title III-E must be allocated via an intrastate funding formula to area agencies on aging.

  28. Can the needs of other caregivers be addressed through the National Family Caregiver Support Program?

    The NFCSP was developed as an initial effort to meet the needs of a segment of the caregiver population. For FY 2001, it is funded at $125 million and is designed to begin to address the needs of caregivers. As part of the program’s original design, we identified options for expanding the population of caregivers to be covered. As the program matures, and outcomes are generated, and most importantly, as additional resources become available, we will consider expanding the program to other groups of persons requiring and providing care.

  29. What changes, if any, are made to Title IV of the reauthorized OAA?

    The 2000 amendments include tribal organizations in the list of entities to whom AoA may grant training, research and discretionary grant funds. In addition to the previous authority to grant funds for education and training, research and development, demonstration programs, and dissemination of information, AoA may now grant funds to facilitate coordination with agencies that provide services to older individuals who are blind, for the training of graduate level professionals specializing in mental health, and any other activities the Assistant Secretary determines. Also, the authority for the Pension Rights Demonstration Projects is moved to Title II, and three new areas were specifically added to the types of projects that can be funded under Title IV: Older Individuals’ Protection from Violence; Health Care Service Demonstrations in Rural Areas; and Computer Training.

  30. Are there any changes to Title VI in the reauthorized Act?

    The reauthorized Act adds provisions that permit only one grant per tribal organization under Part A, and that call for local customs and subsistence needs to be taken into consideration. Other enhancements for Native Americans include authority to receive disaster assistance, coordination with Title III, access to the funds from USDA’s Nutrition Services Incentive Program, and the Native American Caregiver Service Program. A separate authorization is included for the Caregiver Service Program under Title VI, Part C. Grantees apply based on population served, service priority, coordination with community organizations, quality standards and reporting.

  31. Are Elder Rights programs still a separate title in the reauthorized Act?

    The 2000 amendments retain three of the four chapters under Title VII, i.e., Ombudsman Program; Prevention of Elder Abuse, Neglect, and Exploitation; and State Legal Assistance Development Program. There are no provisions for the Outreach, Counseling and Assistance Program. These activities, however, could be funded through Title III. The interstate funding formula for Title VII is retained with updated hold harmless levels of FY 2000 for the Ombudsman and Elder Abuse programs. A separate authorization for Native American Elder Rights programs, Subtitle B, is maintained.

  32. What changes are made to the Ombudsman Program?

    The provisions of the previous amendments are retained and enhanced with the 2000 amendments. Maintenance of effort requirements are updated to the 2000 levels. Also, ombudsman services are required to be coordinated with state and local law enforcement agencies and courts of competent jurisdiction. The reauthorized Act includes criteria for designation of local ombudsman entities that precludes gaining financially from the performance of their duties.

  33. Does the reauthorized OAA have new provisions for the Prevention of Elder Abuse, Neglect and Exploitation Program?

    The previous statute related to Elder Abuse Prevention Program is enhanced with requirements for: coordination with state and local law enforcement agencies, and courts; the inclusion of caregivers in education and training; and a study of the nature and extent of financial exploitation of older individuals. The adequacy of current legal protections to prevent financial exploitation is to be examined as well.

  34. Do the amendments maintain legal services as a priority service? Are states still required to maintain a “legal services developer” on staff?

    Yes, legal services remain a priority service under Title III along with access and in-home services. As a result, states are required to specify a minimum proportion of funds to be spent by area agencies to assure an adequate proportion of funds will be spent for services in these three categories. In addition, provisions are retained for states to provide leadership in developing legal assistance programs for older individuals through the services of a legal assistance developer.

  35. When will regulations/guidance on the new amendments be issued?

    Program implementation and regulation development will include three components: (1) Initial and ongoing guidance will be provided to allow States to begin implementation of new and revised programs. Initial guidance will be supplied through AoA Program Instruction. Ongoing guidance will be provided through various means including the AoA website; (2) Regulations will be developed for those areas of the amendments needing clarification. Input from the aging network will be sought to assist in the identification of such areas; (3) Technical assistance will be provided to assist in designing and shaping State and local programs. Such assistance may take a variety of forms, e.g., conferences, position papers, etc., and will be based on research and models that have proven to be successful.

  36. Sec. 1403. 9 How are Title III funds awarded to States?

    (a) Title III funds are awarded to States through interstate formula grants, with a non-Federal share requirement (note: some territories are not required to provide a non-Federal share).

    (b) Grant allocations for Title III programs services (except Part E, National Family Caregiver Support Program) are determined by applying, in order, the following three factors:

    (1) Population - Each State and territory’s population aged 60 and above, as a proportion to all other states and territories (using most recent census data available for States and territories);

    (2) Minimum - A minimum percentage of the funds appropriated for the current fiscal year (1/2 % for each state, 1/4 % for select territories, and 1/16 % for remaining territories); and

    (3) Hold-Harmless - An amount equal to the allotment received by each State in FY 2000, added to 20% of the percentage increase in the appropriation between FY 2000 and the current FY.

    (c) Grant allocations for Title III-E, National Family Caregiver Support Program, are determined by applying, in order, the following two factors:

    (1) Population - Each State and territory’s population aged 70 and above as a proportion to all other States and territories (using most recent census data available for States and territories); and

    (2) Minimum - A minimum percentage of the funds appropriated for the current fiscal year (1/2 % for each state, 1/4 % for select territories, and 1/16 % for remaining territories).

  37. Sec. 1403.10 What are the non-Federal share requirements for Title III programs?

    (a) There are three non-Federal share requirements for Title III funds:

    (1) For services provided under Title III, Part B, Supportive Services and Senior Centers, Part C, Nutrition Service, and Part D, Disease Prevention and Health Promotion Services, the non-Federal share requirement is 15%.

    (2) For services provided under Title III, Part E, National Family Caregiver Support program, the non-Federal share requirement is 25%.

    (3) For State and area plan administration of Title III, all Parts, the non-Federal share requirement is 25%.

    (b) The non-Federal share may be from State and local sources.

    (c) In a very few circumstances, other Federal grant funds may be used to satisfy a non-Federal share requirement. Such use must be explicitly authorized in the “source” program’s legislation.

  38. Sec. 1407.4 How are Title VII funds granted to States?

    (a) Title VII funds are awarded through interstate formula grants that are determined by application of the following three factors:

    (1) Population - Each state and territory’s population aged 60 and above as a proportion to all other states and territories;

    (2) Minimum - A minimum allotment based on a percentage of the amount appropriated for the fiscal year being determined (1/2 % for each state, 1/4 % for select territories, and 1/16 % for remaining territories); and

    (3) Hold-Harmless - A hold harmless amount based on the FY 2000 allocation for the Ombudsman and Elder Abuse Prevention programs.

    (b) Title VII grants do not require a non-Federal share (match).

Nutrition Frequently Asked Questions
  1. What is the Nutrition Services Incentive Program (NSIP)?

    The Nutrition Services Incentive Program (NSIP) is not a new program; it was authorized by Section 311 of the Older Americans Act (OAA) of 2000, as amended, and has been authorized in one form or another under the OAA since 1978. Until this year, the program was administered by the United States Department of Agriculture (USDA), which provided cash and/or commodities to supplement meals provided under the authority of the OAA. The Consolidated Appropriations Resolution, 2003, Public Law 108-7, amended the OAA to transfer the NSIP from the USDA to the Administration on Aging (AoA) within the Department of Health and Human Services (HHS).
  2. Will there be any significant changes in the program as a result of its transfer to the AoA?

    No. AoA will administer the program in compliance with the requirements of Section 311 of the OAA, which have remained unchanged.

  3. What is the purpose of the NSIP?

    The NSIP is intended to provide incentives to States and Tribes for the effective delivery of nutritious meals to older adults. The NSIP supplements funding for food used in meals served under the OAA.

  4. What agencies may participate in NSIP?

    State Units on Aging (SUAs) funded through Title III of the OAA and Indian Tribal Organizations (ITOs) who have an approved application through Title VI of the OAA may receive grants of cash from the AoA and/or commodities from the USDA.

  5. What are the procedures for SUAs and ITOs to participate in NSIP?

    Participation procedures are largely unchanged. In order to participate in NSIP, SUAs and ITOs are required to sign participation agreements, submit meal and financial reports promptly, and comply with the requirements of the OAA.

  6. What community organizations are eligible to participate in NSIP?

    Participation by community organizations is unchanged. If community organizations enter into a contract or grant agreement with their SUA or AAA to provide meals in compliance with Title III of the OAA, the community organization may receive NSIP funding from that entity. Under the OAA, some community organizations are not eligible to participate in NSIP. For example, privately funded meals on wheels programs that are not associated with a SUA or AAA, or assisted living facilities that do not provide meals to the general public and are not associated with a SUA or AAA, are not eligible to participate in NSIP.

  7. How is funding determined?

    Funding determination methods are unchanged from the 2000 OAA amendments. The NSIP cash or cash and commodity allocation to SUAs and ITOs is a proportional share of a Federal fiscal year appropriation. The allocation is based on the number of meals served by a single SUA or ITO in the previous year in proportion to the total number of meals served by all SUAs and ITOs that year. Meals counted for purposes of NSIP reporting are those that satisfy the requirements of Title III-C of the OAA. Throughout these questions these are referred to as OAA meals.

  8. How is cash being distributed during the 2003 transitional year?

    Under the continuing resolutions (CRs) of Federal Fiscal Year (FFY) 2003 that provided spending authority for the beginning of the FFY, the USDA provided SUAs and ITOs with two distributions of funds totaling about 39 percent of the available grant funds.

    In April 2003, the AoA provided a third interim distribution that increased the distribution to approximately 75 percent of the available grant funds to SUAs and ITOs for FFY 2003.

    Another allotment will be provided during the fourth quarter after the meal count data and AoA internal management procedures are finalized.

    The AoA may provide a final allotment in August after adjustments, including adjustments for commodity usage.

  9. How will cash be distributed for NSIP during FFY 2004 and later?

    Once an appropriation is enacted, the AoA will distribute approximately 75% of NSIP appropriated funds in the first quarter using the allocation formula for the previous FFY. Another allotment will be made available in the third quarter, and will adjust the distribution to be based on the number of OAA meals that were reported as served in the prior FFY. The remainder of the allotment will be provided at the end of fourth quarter after adjustments.

  10. What will happen to funding if there is a continuing resolution (CR)?

    The AoA will distribute funds to SUAs and ITOs based on the CR limitations and the funds available at the time, as it does with its current funding under Titles III and VI.

  11. Will SUAs and ITOs get the same amount of funding during the next fiscal year?

    Funding to SUAs and ITOs is based on the total Federal appropriation for NSIP and the number of meals reported by SUAs and ITOs for the previous year. If total available funding and the number of meals served do not change significantly, funding will be approximately the same from year to year.

  12. Are commodities still a part of the NSIP?

    Yes, commodities are still an option under NSIP, and the USDA remains responsible for the distribution of commodities. Procedures for election and selection of commodities are in place and unchanged. For a list of foods offered by USDA for NSIP, please refer to the Food Distribution website at: http://www.fns.usda.gov/fdd/

  13. How must NSIP cash be distributed and used?

    Requirements for the distribution and use of NSIP cash are unchanged.

    Consistent with existing program requirements, SUAs and ITOs must establish policies and procedures for the appropriate disbursement and use of cash received from AoA. The OAA requires SUAs and ITOs to promptly and equitably disburse cash they receive to recipients of grants or contracts for nutrition projects under Title III and Title VI.

    Consistent with existing requirements for this program, recipients of grants or contracts from the SUA or AAA may use NSIP cash to purchase United States (U.S.) agricultural commodities and other foods of U.S. origin for their nutrition projects. NSIP funds must be used to expand meal services to older adults.

  14. Is match required for NSIP?

    No, a SUA or ITO is not required to match these funds.

  15. What are the remaining reporting requirements of NSIP during the 2003 transition year?

    For 2003 only, the USDA is requiring the submission from SUAs and ITOs of an SF269a to account for the two distributions of funds that occurred during the CRs.

  16. SUAs ONLY: What are the requirements and deadlines for SUA reporting of meals to obtain NSIP funding for FFY 2004 and beyond?

    Each year, the SUAs are to report the number of OAA meals served during the previous fiscal year by way of the State’s SPR (State Program Report) by January 31. Revisions to this submission will be accepted through March 1. For example, the deadline for reporting OAA meals served in FY 2003 is January 31, 2004, and revisions will be accepted through March 1, 2004.

  17. ITOs ONLY: What are the requirements and deadlines for ITO reporting of meals to obtain NSIP funding for FFY 2004 and beyond?

    For FY 2004, ITOs will be required to report the number of OAA meals served in 2002 by April 30, 2003.

  18. What are the requirements and deadlines for the future submission of SF269s for SUAs and an ITOs?

    AoA will require SUAs and ITOs to submit SF 269s on the same schedule as Title III and VI SF 269 reports. These funds will be reported a “obligated” when distributed to subgrantees and “liquidated” when the subgrantees report their expenditure. SUAs or ITOs must complete a final SF269 no later than when the final report for other Title III or Title VI funds awarded in that fiscal year are due.

  19. Over what period of time may SUAs and ITOs expend NSIP funds?

    The same rules apply to NSIP funds as apply to other funds allocated under Titles III and VI of the OAA, and they are unchanged. SUAs have one year to obligate funds and two years to expend the funds. ITOs have one year to obligate and expend.

    SUAs and ITOs must obligate all funds in the fiscal year in which they are awarded.

  20. What are the criteria for counting meals for NSIP funding purposes?

    SUAs and ITOs should report the number of meals that meet the criteria of the OAA for meals programs (Title III-C). Meals served in accordance with the requirements of the OAA and its regulations would include those served:

    • to an individual who is qualified to receive services under the OAA as defined in Title III or Title VI;
    • to an individual who is not means-tested for participation;
    • in compliance with the nutrition requirements of the OAA;
    • by an eligible agency (has a grant or contract with a SUA or AAA) or a Title VI provider; and
    • to an individual who is given an opportunity to contribute to the cost of service.

  21. For NSIP funding purposes, can SUAs and ITOs include OAA meals provided to adults under age 60?

    Yes. As indicated in Section 339, an AAA is to establish procedures that allow a nutrition project administrator the option to allow the participation of adults under age 60 who are:
    • disabled adults, who reside at home with and accompany older adults, and
    • volunteers, regardless of age, who assist in meal service during meal hours.

    Such meals are to be included in the meal count for NSIP funding.

  22. For NSIP funding purposes, should an SUA or ITO report meals served in means-tested programs they administer, such as Title XIX Medicaid Waiver Programs?

    No, meals served in Title XIX Medicaid Waiver Programs or means-tested state funded home and community based programs cannot be included in counts used to determine NSIP funding.
  23. Are home-delivered meals served under the Title III-Part E, the National Family Caregiver Support Program eligible to be counted for NSIP allocation on the SPR?

    Home-delivered meals, as a supplemental service, served with Title III Part E funds may be counted as a NSIP eligible meal if the meal:

    • meets the requirements of the OAA (Title III-C),
    • is served by an agency that has a grant or contract with the SUA or AAA; and
    • is served to an adult qualified for service under Title III of the OAA:
    • care recipients, who are age 60 or older;
    • caregivers, who are age 60 or older; or
    • caregivers, who are the spouse of the care recipient, regardless of age.

    If the caregiver is an adult who is under age 60 and is not the spouse of the care recipient, the meal served to the caregiver may be funded by Part E, but is not eligible to be reported as an NSIP eligible meal.

  24. Where can I find more complete information on the OAA Programs?

    More complete data for Title III of the OAA may be found on the AoA website here.

    Who should I contact for more information about NSIP?

    A SUA or ITO should contact their AoA regional office if they have questions about NSIP. A listing of the AoA regional offices may be found here

    A community-based organization should contact their SUA if they have questions. A listing of the SUAs may be found here

    For information from the USDA regarding the commodity part of NSIP, a SUA, ITO or community-based organization should refer to the USDA regional offices found here.

Frequently Asked Questions about National Family Caregiver Support Program under the Older Americans Act Amendments of 2000

 1.  Are most of the National Family Caregiver Support Program funds earmarked for respite services?

 2.  Who is eligible to apply for the competitive innovative grants?

 3.  If a state already funds a caregiver support program, can funds from such a program be used to match the new federal program?  If so, how does this affect the "maintenance of effort" requirements?

 4.  Can a family caregiver receive a salary or stipend (from National Family Caregiver Support Program funds) for services he or she provides to the care recipient?

 5.  Are direct payments to family caregivers allowed for the purchase of services such as respite?

 6. Can a family caregiver purchase respite or other services from another family member such as an adult grandchild?

 7.  Do the grandchildren who are cared for by grandparents need to have a disability or chronic illness (including those with mental retardation and developmental disabilities) in order to receive services?

 8.  Does the child with MR/DD have to be under the chronological age of 19?

 9.  Are States required to reserve 10% of the funding for services to grandparents?

10.  Can States reserve funds to conduct a caregiver demonstration in one geographic area of the state?

11.  Can the needs of other caregivers be addressed through the National Family Caregiver Support Program?

1.  Are most of the National Family Caregiver Support Program funds earmarked for respite services?

Funds under the National Family Caregiver Support Program (NFCSP) are not earmarked.  Funds may be used to provide the five categories of services authorized:  1) information about services;  2) assistance with access to services;  3) individual counseling, organization of support groups, and caregiver training;  4) respite care; and 5)  supplemental services, on a limited basis.  States and area agencies have the flexibility to determine the funding allocated to these services.  The category of supplemental services is designed to be on a limited basis.  As a result, no more than twenty percent of the federal funding should be dedicated to this category.

Five percent of the total program allocation is reserved at the national level for competitive innovation grants, and activities of national significance such as program evaluation, training, technical assistance, and research.

2.  Who is eligible to apply for the competitive innovative grants?

As with the discretionary authorization in Title IV, AoA will provide guidance regarding who is eligible to apply for the competitive innovative grants.  Since the purpose of these grants is to assist in the development of multifaceted systems of caregiver support, states are likely to be one of the preferred grantees with incentives to include area agencies and others as partners.

3.  If a state already funds a caregiver support program, can funds from such a program be used to match the new federal program?  If so, how does this affect the "maintenance of effort" requirements?

A state may use other funds currently used for related programs to match the federal NFCSP so long as such monies are not from other federal sources, e.g., Medicaid, and are not used to match other programs.  The maintenance of effort requirements are met if the overall amount of state and local funding remains at or above what was previously allocated to existing caregiver programs. 

4.  Can a family caregiver receive a salary or stipend (from National Family Caregiver Support Program funds) for services he or she provides to the care recipient?  

A salary or stipend cannot be paid to the family caregiver(s) being served by the National Family Caregiver Support Program (NFCSP).

5. Are direct payments to family caregivers allowed for the purchase of services such as respite?

It is a State option to allow direct payments, e.g., cash or vouchers, to family caregivers for the purchase of services provided through the National Family Caregiver Support Program.

6. Can a family caregiver purchase respite or other services from another family member such as an adult grandchild?

It is a State option to allow family caregivers (those being served by the National Family Caregiver Support Program) to contract with other family members (family members not identified as clients in the NFCSP) to provide needed services such as respite.

7.  Do the grandchildren who are cared for by grandparents need to have a disability or chronic illness (including those with mental retardation and developmental disabilities) in order to receive services?

No, there is no requirement that the grandchildren have a disability.  Under the NFCSP, states may design services for grandparents or older individuals who are relative caregivers.  In these instances, the grandparent or relative caregiver must be an older individual (60+), who lives with the child, is the primary caregiver of the child, and has a legal relationship to the child or is raising the child informally.  The child must be no more than 18 years old.

As a state determines how to target its services under the caregiver program, it shall give priority to older individuals in greatest social and economic need and older individuals caring for persons with mental retardation and developmental disabilities. 

8.  Does the child with MR/DD have to be under the chronological age of 19?

Yes, the statute does not provide any distinctions other than the child must be no more than 18 years of age.

9.  Are States required to reserve 10% of the funding for services to grandparents?

No.  States have the flexibility to determine the expenditures up to a maximum of 10%, to provide support services to grandparents and older individuals who are relative caregivers of children age 18 and under.  States may design intrastate funding formula allocations that vary the proportion of funding among area agencies.  It is conceivable that such a formula could be designed that would allocate the majority of funding to certain area agencies within the state.

10.  Can States reserve funds to conduct a caregiver demonstration in one geographic area of the state?

No.  Funds under Title III-E must be allocated via an intrastate funding formula to area agencies on aging.

11.  Can the needs of other caregivers be addressed through the National Family Caregiver Support Program?

The NFCSP was developed as an initial effort to meet the needs of a segment of the caregiver population.  For FY 2001, it is funded at $125 million and is designed to begin to address the needs of caregivers.   As part of the program’s original design, we identified options for expanding the population of caregivers to be covered.  As the program matures, and outcomes are generated, and most importantly, as additional resources become available, we will consider expanding the program to other groups of persons requiring and providing care.

AoA.gov
Additional Topics
* The Center for Social Gerontology (TCSG) Unofficial Compilation of the OAA as amended in 2000 [Off site]
* Full Text of the Older Americans Act from Cornell University's web site [Off site]
* USA.gov for Seniors: Legislation
* Summary of Key Changes in the 2000 Amendments
* 35 Frequently Asked Questions about the 2000 Amendments
* Current OAA Regulations
* Other Information on the Older Americans Act Amendments of 2000
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