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FOIA:
Popular FOIA Requests
Popular
FOIA
documents are those that have been the subject of previous requests and appear
to be of broad public interest. These documents are listed throughout the Web
site. Where possible, full databases have been constructed for Web access.
These include databases showing Community Reinvestment
Act (CRA) Performance Evaluations,
enforcement actions (including removals/prohibitions) taken against
bankers and national banks, and the Weekly Bulletin,
which lists all corporate applications received by the
OCC
nationwide and is updated weekly. As corporate applications become available
electronically, they will be posted here. Requests for these should be directed
to FOIA-PA@occ.treas.gov.
Popular
FOIA
requests include:
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List of National Banks and Federal Branches and Agencies active as of
12/31/2008
sorted by bank name:
Excel | PDF
sorted by state and city:
Excel | PDF
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List of Credit Card Banks active as of
12/31/2008
sorted by bank name:
Excel | PDF
sorted by state and city:
Excel | PDF
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List of Trust Banks active as of
12/31/2008
sorted by bank name:
Excel | PDF
sorted by state and city:
Excel | PDF
- OCC Reg AA comment letter (August 18, 2008) to the Fed asking for changes on credit card proposal.
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Change in Bank Control Notice filed by Blackstone Capital Partners V, an affiliate of The Blackstone Group, and certain affiliated persons to acquire controlling interest in World Financial Network National Bank, Columbus, Ohio.
- Cover letter dated June 28, 2007
- Exhibit A - Publication Notice
- Exhibit B - Alliance Data Systems Corporation, Annual Report (Form 10-K) (February 26, 2007)
- Exhibit C - Operating Agreement between World Financial Network National Bank and the Office of the Comptroller o f the Currency (September 2003)
- Exhibit D - Capital Adequacy and Liquidity Maintenance Agreement (August 28, 2003)
- Exhibit E- Agreement and Plan of Merger by and among Aladdin Holdco, Inc., Aladdin Merger Sub, Inc. and Alliance Data Systems Corporation (May 17, 2007)
- Exhibit F - The Blackstone Group Prospectus (June 21, 2007)
- Exhibit I - Alliance Data Systems Corporation, Preliminary Proxy Statement (Schedule 14A) (June 18, 2007)
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The OCC issues a termination
of a formal agreement dated July 28, 2003 with Citibank, N.A., Las Vegas,
Nevada.
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Letter
dated May 30, 2006, from Comptroller Dugan to The Greenlining Institute
concerning Community Reinvestment Act (CRA) consideration for supplier
diversity programs.
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This February 27, 2006 letter
from Julie L. Williams, First Senior Deputy Comptroller and Chief Counsel,
restates the restrictions and limitations associated with a transaction
involving a wind energy project discussed in OCC Interpretive Letter 1048.
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In this January 31, 2006 letter
, Comptroller Dugan
wrote to members of Congress explaining the law and precedent that support our
decisions on the use of national bank premises and an energy project financing
transaction.
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This enclosure
to Mr. Dugan's letter provides a point-by-point response to the National
Association of Realtors prepared by the OCC Chief Counsel at the Comptroller's
request.
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OCC
Purchase Cardholders
(as of 7/31/08)
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OCC Issues Consent Order and Civil Money Penalty
against ABN AMRO Mortgage Group, Inc., Ann Arbor, Michigan
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News Release 2005-110,
OCC Takes Action
Against Bank and Subsidiary for Lending Practices
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OCC Issues Consent Order Against KeyBank,
Cleveland, OH
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OCC and FinCEN Assess $3million Penalty Against
Banco de Chile, New York, New York
-
News Release 2005-80, FinCEN and OCC
Assess $24 Million Penalty against Arab Bank PLC Branch
-
The OCC issues a civil money penalty and
prohibition
against Hernan Donoso, Former General Manger, Banco de Chile, Federal Branch,
New York, New York.
-
OCC enters into a consent order
with City National Bank, Beverly Hills, California.
-
The OCC issues a civil money penalty
against City National Bank, Beverly Hills, California.
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News Release 2005-21,
OCC issues cease and desist order and civil money
penalty
against Chicago Title Insurance Company, and civil money penalty and lifetime
ban against former bankers, Tom J. Trammell,
former Senior Vice President and Private Banking Manager of Southwest Bank of
Texas, NA, Houston, Texas, as well as Whitney National Bank, New Orleans,
Louisiana; and David A. Ranostaj,
former Vice President and Loan Officer of both banks.
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News Release 2005-20,
OCC issues order against the Federal Branch of Arab Bank PLC
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News Release 2005-12,
OCC Enters Into Written Agreement
with Bank of America.
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News Release 2005-11,
Banco de Chile, New York Federal Branch, New York, New York, enters into a
consent order
with the Office of the Comptroller of the Currency.
-
News Release 2005-7,
OCC
issues modified consent order
against Riggs Bank, N.A.
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News Release 2004-37,
The Office of the Comptroller of the Currency (OCC)
announced today that it has issued a Cease and
Desist Order
against the First National Bank of Marin requiring the Las Vegas-based bank to
pay restitution to credit card customers harmed by unfair practices.
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News Release 2004-34,
On May 13, 2004, the
OCC
entered into a Consent Order
with Riggs Bank N.A., McLean, Virginia and a separate
Consent Order of Civil Money Penalty
for violations of the Bank Secrecy Act and for violations of the Consent Order
issued against the bank dated July 16, 2003.
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The Office of the Comptroller of the Currency, on March 5, 2004, filed a
notice of charges
and a notice of assessment
of civil money penalties against Grant Thornton
LLP.
-
Letter
from Comptroller of the Currency John D. Hawke, Jr. to Senator Paul S. Sarbanes
explaining the
OCC's position on preemption.
-
News Release 2003-93 ,
The
OCC
announces that it has entered into a modified consent
order
with Security Trust Company,
NA, Phoenix, Arizona dated November 24, 2003. The
OCC
entered into consent orders with Security Trust
Company, N.A.
and a controlling shareholder, Capital Management
Investors Holdings, Inc.,
Chicago, Illinois on October 29, 2003.
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The
OCC
has entered into a consent order
dated November 7, 2003 with Clear Lake National Bank, San Antonio, Texas.
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The
OCC
issues a termination
of a formal agreement dated, July 17, 2002 with
PNC
Bank, National Association, Pittsburgh, Pennsylvania.
-
First Consumers National Bank, Beaverton, Oregon, has entered into a
Formal Agreement
dated July 31, 2003 with the Office of the Comptroller of the Currency.
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Citibank N.A., New York, enters into formal
written agreement
with the Office of the Comptroller of the Currency.
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News Release 2003-40,
The
OCC
announces that it has entered into a Formal
Agreement
with the law firm of Kutak Rock
LLP
dated May 21, 2003 relating to The First National Bank of Keystone, West
Virginia (failed) and a separate Formal Agreement
with Michael T. Lambert of the same law firm on the same date involving The
First National Bank of Keystone, West Virginia (failed).
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The
OCC
has entered into consent orders dated April 11, 2003 with
National Bank of the Great Lakes,
Elmhurst, Illinois and Saks Incorporated, a
Tennessee Corporation,
Birmingham, Alabama.
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OCC
issues interpretive letter
approving Bank of America, N.A.'s request to expand its financial
intermediation business to include customer-driven, electricity derivative
transactions that involve transfers of title to electricity.
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News Release 2003-27 The
OCC
announces that it has entered into personal cease and desist orders,
prohibitions and civil money penalty orders with James
Earl Smith
and Vicki Boutilier,
former bankers with Grand Valley National Bank, Grand Junction, Colorado.
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The Office of the Comptroller of the Currency (OCC) has
issued a Termination
of the formal agreement entered into with Direct Merchants Credit Card Bank,
N.A., Scottsdale, Arizona dated April 16, 2002. The bank is now subject to an
Operating Agreement
dated March 18, 2003.
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Decision
of the Office of the Comptroller of the Currency on the Application to charter
Charles Schwab Bank, N.A., Reno, Nevada, February 4, 2003.
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News Release 2003-06 The
OCC
has entered into enforcement actions with the following:
Consent Order
- Peoples National Bank, Paris, Texas dated 1/30/2003; and
Consent Order
- Advance America, Cash Advance Centers, Inc., Spartanburg, South Carolina.
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News Release 2003-03 The
OCC
has entered into a Consent Order
dated January 17, 2003 with First National Bank in Brookings, Brookings, South
Dakota.
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Decision
of the Office of the Comptroller of the Currency (OCC) on
the
HSBC
Holdings
plc
Notice of Change in Bank Control with respect to Household Bank (SB),
National Association, Las Vegas, Nevada, March 27, 2003.
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The Office of the Comptroller of the Currency (OCC) has
entered into a Formal Agreement
dated March 25, 2003 with Household Bank (SB) National
Association, Las Vegas, Nevada.
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Change in Bank Control Notice
filed by
HSBC
Holdings
plc
to acquire controlling interest in Household Bank (SB),
N.A., Prospect Heights, Illinois. Exhibits C, D, and E are also public
documents, but due to the volume of pages (683 pages), they do not appear here.
If you cannot access or utilize the document that does appear here, or you wish
to obtain the entire file, please contact the Manager, Disclosure Services,
Communications Division, Mailstop 3-2, Washington, DC 20219. Fax requests
should be directed to (202) 874-5263 or (202) 874-5274.
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The
OCC
has entered into a Stipulation
and Consent Order
dated October 28, 2002 with Goleta National Bank, Goleta, California.
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The
OCC
has entered into a Stipulation
and Consent Order
dated October 25, 2002 with
ACE
Cash Express, Inc., Irving, Texas, agent and bank service provider for Goleta
National Bank, Goleta, California.
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The Office of the Comptroller of the Currency (OCC) has
entered into a Formal Agreement
dated July 18, 2002 with
PNC
Bank, N.A., Pittsburgh, Pennsylvania.
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PPM
1000-15,
"Publication of Significant
OCC
Interpretive Opinions and Corporate Decisions in Interpretations and Actions,"
dated September 5, 2001, explains the
OCC's policies and procedures for making available to
national banks and to the public significant interpretive opinions and
corporate decisions by publishing them in Interpretations and Actions.
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News Release 2000-49 Providian to Cease Unfair Practices, Pay Consumers Minimum
of $300 Million Under Settlement with
OCC
and San Francisco District Attorney 06/28/2000 WORD
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Notice under the Change in Bank Control Act by
Citigroup, Inc. to Acquire Associates National Bank (Delaware)--9/15/2000.
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Modifications
to the proposal dated October 10, 2000.
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Citigroup's Response
to Public Comments in connection with the Indirect Acquisition of Associates
National Bank, Associates Capital Bank, Inc. and Hurley State Bank Dated
November 7, 2000
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In a letter
dated November 16, 2000, the
OCC
extended the review period for Citigroup Inc.'s Notice of Change in Bank
Control to acquire Associates National Bank and requested clarification of
certain matters.
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Response
of Citigroup, Inc. to the Office of the Comptroller of the Currency letter
dated November 16, 2000.
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Citigroup Inc. supplemented its November 7, 2000 response to the
OCC
by letter
dated November 28, 2000.
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In a decision statement
dated November 30, 2000, the
OCC
posed no objection to Citigroup's acquisition of Associates National Bank. The
OCC's decision followed Citigroup's announcement of various
initiatives designed to provide increased consumer protection for subprime
borrowers.
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A list
of all national banks that are hedging bank permissible, customer-driven,
equity derivative transactions with equities.
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The Office of the Comptroller of the Currency (OCC) has
entered into a consent order
with Direct Merchants Credit Card Bank, N.A. The consent order requires the
bank to cease certain practices in the marketing of the bank's credit cards and
to pay approximately $3.2 million in restitution to 62,000 consumers.
Fact Sheet
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Privacy rule: Interagency letter,
concerning sharing of account numbers for use in marketing. 05/25/2001
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Fair Lending Referrals. 10/05/2001
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The Office of the Comptroller of the Currency (OCC) settles
case against the First National Bank of Marin, Las Vegas, involving misleading
and deceptive marketing of secured credit cards. In a
consent order,
the bank agreed to cease practices that the
OCC
alleged are unlawful or unsafe and unsound and to pay restitution to customers
harmed by those practices. Fact Sheet
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The Office of the Comptroller of the Currency (OCC) has
entered into a consent order
with Eagle National Bank, Upper Darby, Pennsylvania, in which the Bank will
develop and implement an "exit strategy" to cease originating "Cash 'til
Payday" (payday) loans, reduce all outstanding payday loans to zero, and
completely discontinue its payday lending program not later than June 15, 2002.
Fact Sheet
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The Office of the Comptroller of the Currency (OCC) has
entered into a consent order
dated January 17, 2002 with Bank of China, New York Branch, New York, New York
citing unsafe and unsound banking practices.
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First Consumers National Bank, Beaverton, Oregon, a
CEBA
credit card bank, has consented to the issuance of a
Consent Order
by the Comptroller of the Currency dated May 15, 2002. The Order requires the
bank to address a number of safety and soundness concerns.
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Features
List of National Banks and Federal Branches and Agencies active as of
12/31/2008
sorted by bank name:
Excel | PDF
sorted by state and city:
Excel | PDF
List of Credit Card Banks active as of
12/31/2008
sorted by bank name:
Excel | PDF
sorted by state and city:
Excel | PDF
List of Trust Banks active as of
12/31/2008
sorted by bank name:
Excel | PDF
sorted by state and city:
Excel | PDF
OCC Issues Consent Order Against KeyBank, Cleveland, OH dated 10/18/2005
Banco de Chile, New York, New York Penalty dated 10/12/2005
Arab Bank PLC civil money penalty dated 8/17/2005
Arab Bank PLC consent orders dated 2/8/2005 and 2/24/2005
Chicago Title Insurance Company Cease and Desist Order and Civil Money Penalty dated 2/24/2005
Hernan Donoso, Banco de Chile, Federal Branch, New York, New York, civil money penalty and prohibition dated 4/14/2005
Banco de Chile, Federal Branch, New York, New York, consent order dated 2/1/2005
Bank of America, Charlotte, North Carolina written agreement dated 2/9/2005
Riggs Bank National Association, McLean, Virginia modified consent order dated 1/27/2005
Riggs Bank National Association, McLean, Virginia consent order dated 5/13/2004
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