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NYSE Arca Rulemaking Archive: 2007
Pacific Exchange, Inc. has changed its name to NYSE Arca, Inc. All filings by NYSE Arca, as well as filings by the Pacific Exchange made before the name change, will be posted to this page. |
We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
NYSE Arca File Number List for 2007
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
Release No. |
Date |
Details |
Fourth Quarter |
SR-NYSEArca-2007-126 |
34-57069 |
Dec. 31, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Certain Transaction Fees and Credits
Comments due: January 29, 2008
|
SR-NYSEArca-2007-131 |
34-57062 |
Dec. 28, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Extend the Deadline until March 31, 2008 for Issuers to Become Compliant with Listing Requirements Concerning Direct Registration Programs
Comments due: January 25, 2008
Additional File Nos.: SR-NASDAQ-2007-101; SR-Amex-2007-142; and SR-NYSE-2007-122
|
SR-NYSEArca-2006-76 |
34-57059 |
Dec. 28, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment Nos. 1, 2 and 3 Thereto, Relating to Trading Shares of the Nuveen Commodities Income and Growth Fund Pursuant to Unlisted Trading Privileges
Comments due: January 25, 2008
Submit comments on SR-NYSEArca-2006-76
|
SR-NYSEArca-2007-127 |
34-57047 |
Dec. 27, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the iShares MSCI Belgium Index Fund
Comments due: January 25, 2008
|
SR-NYSEArca-2007-68 |
34-57029 |
Dec. 21, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of the GreenHaven Continuous Commodity Index Fund Pursuant to Unlisted Trading Privileges
Comments due: January 22, 2008
|
SR-NYSEArca-2007-108 |
34-57017 |
Dec. 20, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of 11 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due: January 18, 2008
|
SR-NYSEArca-2007-119 |
34-56987 |
Dec. 18, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No.1 Thereto, To List and Trade the BearLinxSM Alerian MLP Select Index ETN
Comments due: January 17, 2008
|
SR-NYSEArca-2007-128 |
34-56983 |
Dec. 18, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the iShares MSCI Japan Small Cap Index Fund
Comments due: January 17, 2008
|
SR-NYSEArca-2007-87 |
34-56975 |
Dec. 17, 2007 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Amend Listing Fees for Structured Products
See also: Notice: Rel. No. 34-56767
|
SR-NYSEArca-2007-112 |
34-56932 |
Dec. 7, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the iShares S&P GSCI Commodity-Indexed Trust
Comments due: January 4, 2008
|
SR-NYSEArca-2007-98 |
34-56924 |
Dec. 7, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Definition of and Listing Standards for Equity-Linked Notes under NYSE Arca Equities Rules 5.1(b)(14) and 5.2(j)(2)
Comments due: January 3, 2008
|
SR-NYSEArca-2007-125 |
34-56918 |
Dec. 6, 2007 |
Notice of Filing of Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities
Comments due: January 2, 2008
See also: Order: Rel. No. 34-57132
|
SR-NYSEArca-2007-121 |
34-56908 |
Dec. 5, 2007 |
Notice of Filing of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers
Comments due: January 2, 2008
See also: Order: Rel. No. 34-57186
|
SR-NYSEArca-2007-122 |
34-56907 |
Dec. 5, 2007 |
Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities
Comments due: January 2, 2008
See also: Order: Rel. No. 34-57149
|
SR-NYSEArca-2007-103 |
34-56906 |
Dec. 5, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Initial Listing Standards for Other Securities
Comments due: January 2, 2008
|
SR-NYSEArca-2007-120 |
34-56899 |
Dec. 5, 2007 |
Notice of Filing of a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Broker
Comments due: January 2, 2008
See also: Order: Rel. No. 34-57158
|
SR-NYSEArca-2007-116 |
34-56898 |
Dec. 5, 2007 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders
Additional File Nos.: SR-Amex-2007-124; SR-BSE-2007-50; SR-CBOE-2007-144; SR-ISE-2007-108; SR-Phlx-2007-88
Comments due: January 2, 2008
|
SR-NYSEArca-2007-124 |
34-56888 |
Dec. 3, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Closing Auction Time for Exchange Traded Funds
Comments due: January 2, 2008
|
SR-NYSEArca-2007-123 |
34-56885 |
Dec. 3, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Extension of the Pilot Program for Initial and Continued Financial Listing Standards for Common Stock of Operating Companies Until May 31, 2008
Comments due: December 28, 2007
|
SR-NYSEArca-2007-110 |
34-56879 |
Dec. 3, 2007 |
Order Granting Approval of a Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities
See also: Notice: Rel. No. 34-56696
|
SR-NYSEArca-2007-118 |
34-56838 |
Nov. 26, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Certain Requirements Relating to Indexes Underlying Equity Index-Linked Securities
Comments due: December 21, 2007
|
SR-NYSEArca-2007-102 |
34-56832 |
Nov. 21, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges
Comments due: December 19, 2007
|
SR-NYSEArca-2007-115 |
34-56819 |
Nov. 19, 2007 |
Notice of Filing of a Proposed Rule Change Relating to Rule 6.87 — Obvious Error
Comments due: December 18, 2007
See also: Order: Rel. No. 34-57103
|
SR-NYSEArca-2007-117 |
34-56810 |
Nov. 19, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known as PNP Blind
Comments due: December 17, 2007
|
SR-NYSEArca-2007-109 |
34-56808 |
Nov. 16, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate
Additional File Nos.: SR-Amex-2007-117; SR-BSE-2007-44; SR-CBOE-2007-121; SR-ISE-2007-92; SR-Phlx-2007-86
Comments due: December 17, 2007
|
SR-NYSEArca-2007-106 |
34-56797 |
Nov. 15, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options Already Listed on Another National Securities Exchange
Comments due: December 14, 2007
|
SR-NYSEArca-2007-113 |
34-56790 |
Nov. 15, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mid-Point Passive Liquidity Order
Comments due: December 14, 2007
|
SR-NYSEArca-2007-114 |
34-56786 |
Nov. 14, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fill-or-Kill Order
Comments due: December 12, 2007
|
SR-NYSEArca-2007-87 |
34-56767 |
Nov. 7, 2007 |
Notice of Filing of a Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, to Amend Listing Fees for Structured Products
Comments due: December 6, 2007
See also: Order: Rel. No. 34-56975
|
SR-NYSEArca-2007-81 |
34-56763 |
Nov. 7, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the Funds of the Rydex ETF Trust Pursuant to Unlisted Trading Privileges
Comments due: December 5, 2007
|
SR-NYSEArca-2007-65 |
34-56761 |
Nov. 7, 2007 |
Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade.
Additional File Nos.: SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44
See also: Notice: Rel. No. 34-56555
|
SR-NYSEArca-2007-110 |
34-56696 |
Oct. 24, 2007 |
Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities
Comments due: November 23, 2007
See also: Order: Rel. No. 34-56879
|
SR-NYSEArca-2007-111 |
34-56695 |
Oct. 24, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Shares of the HealthShares™ Ophthalmology Exchange-Traded Fund
Comments due: November 20, 2007
|
SR-NYSEArca-2007-107 |
34-56666 |
Oct. 17, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Sessions on NYSE Arca Marketplace
Comments due: November 13, 2007
|
SR-NYSEArca-2007-94 |
34-56656 |
Oct. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and to Specify that Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits
Comments due: November 9, 2007
|
SR-NYSEArca-2007-100 |
34-56642 |
Oct. 11, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: November 7, 2007
|
SR-NYSEArca-2007-92 |
34-56637 |
Oct. 10, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Generic Listing and Trading Rules for Index-Linked Securities
Comments due: November 6, 2007
|
SR-NYSEArca-2007-75 |
34-56627 |
Oct. 5, 2007 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expand the Trading Hours of Certain Exchange-Traded Funds
See also: Notice: Rel. No. 34-56329
|
SR-NYSEArca-2007-73 |
34-56625 |
Oct. 5, 2007 |
Order Approving Proposed Rule Change Relating to Extended Hours Trading of Investment Company Units and Portfolio Depository Receipts
See also: Notice: Rel. No. 34-56328
|
SR-NYSEArca-2007-99 |
34-56616 |
Oct. 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Exchange's Fees for Orders Submitted for Certain NYSE and Nasdaq-Listed Securities
Comments due: November 2, 2007
|
SR-NYSEArca-2007-69 |
34-56606 |
Oct. 3, 2007 |
Order Granting Accelerated Approval of Proposed Rule Change, as modified by Amendment No. 1, and Notice of Filing of Amendment No. 1 Thereto Relating to Adoption of Revised Initial and Continued Listing Standards for the Pilot Program Expiring on November 30, 2007
See also: Notice: Rel. No. 34-56232
Comments due: November 1, 2007
|
SR-NYSEArca-2007-79 |
34-56601 |
Oct. 2, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of Eight Funds of the ProShares Trust Based on International Indexes Pursuant to Unlisted Trading Privileges
Comments due: October 31, 2007
|
SR-NYSEArca-2007-96 |
34-56593 |
Oct. 1, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Initial Listing Standards for Index-Linked Securities
Comments due: October 30, 2007
|
SR-NYSEArca-2007-93 |
34-56595 |
Oct. 1, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Comments due: October 30, 2007
|
Third Quarter |
SR-NYSEArca-2007-88 |
34-56568 |
Sep. 27, 2007 |
Order Granting Approval to a Proposed Rule Change Relating to an Extension and Expansion of the Penny Pilot Program
See also: Notice: Rel. No. 34-56280
Comments received are available for this notice.
|
SR-NYSEArca-2007-65 |
34-56555 |
Sep. 27, 2007 |
Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade
Comments due: October 25, 2007
Additional File Nos.: SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44
See also: Order: Rel. No. 34-56761
|
SR-NYSEArca-2007-95 |
34-56545 |
Sep. 27, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 7.34 and 7.35
Comments due: October 24, 2007
|
SR-NYSEArca-2007-89 |
34-56452 |
Sep. 18, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend Fees for the Entry of Good Till Cancelled or Good Till Date Orders
Comments due: October 16, 2007
|
SR-NYSEArca-2007-73 |
34-56328 |
Aug. 28, 2007 |
Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rules 5.2(j)(3) (Investment Company Units) and Rule 8.100 (Portfolio Depositary Receipts) in Connection with the Dissemination of Information in Extended Hours Trading
Comments due: September 25, 2007
See also: Order: Rel. No. 34-56625
|
SR-NYSEArca-2007-75 |
34-56329 |
Aug. 28, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Expand the Trading Hours of Certain Exchange-Traded Funds
Comments due: September 21, 2007
See also: Order: Rel. No. 34-56627
|
SR-NYSEArca-2007-86 |
34-56323 |
Aug. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Fill-or-Kill Order Type
Comments due: September 21, 2007
|
SR-NYSEArca-2007-63 and SR-NYSEArca-2007-64 |
34-56300 |
Aug. 22, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to Conforming Amendments Involving the Deletion of Rule 10a-1 under the Securities Exchange Act of 1934
Comments due: September 18, 2007
|
SR-NYSEArca-2007-82 |
34-56295 |
Aug. 21, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Fees for the Entry of Mid-Point Passive Liquidity or Primary Sweep Orders
Comments due: September 18, 2007
|
SR-NYSEArca-2007-88 |
34-56280 |
Aug. 17, 2007 |
Notice of Filing of Proposed Rule Change Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading
Comments due: September 14, 2007
See also: Order: Rel. No. 34-56568
Comments received are available for this notice.
|
SR-NYSEArca-2007-74 |
34-56270 |
Aug. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.34(e) and Clarifying Certain Customer Disclosures Relating to ETF Trading
Comments due: September 12, 2007
|
SR-NYSEArca-2007-84 |
34-56264 |
Aug. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Position and Exercise Limit Pilot Program
Comments due: September 12, 2007
|
SR-NYSEArca-2007-60 |
34-56259 |
Aug. 15, 2007 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No.1 Thereto Relating to Amendments to Arca Equities Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
See also: Notice: Rel. No. 34-56070
|
SR-NYSEArca-2007-59 |
34-56258 |
Aug. 15, 2007 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No.1 Thereto Relating to Amendments to Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
See also: Notice: Rel. No. 34-56071
|
SR-NYSEArca-2007-83 |
34-56257 |
Aug. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Obsolete Rules Relating to the Trading of Gold and Silver Bullion
Comments due: September 11, 2007
|
SR-NYSEArca-2007-69 |
34-56232 |
Aug. 9, 2007 |
Notice of Filing of Proposed Rule Change Relating to Adoption of Revised Initial and Continued Listing Standards for the Pilot Program Expiring on November 30, 2007
See also: Order: Rel. No. 34-56606
Comments due: September 6, 2007
|
SR-NYSEArca-2007-76 |
34-56224 |
Aug. 8, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the streetTRACKS® Gold Trust
Comments due: September 5, 2007
|
SR-NYSEArca-2007-77 |
34-56200 |
Aug. 3, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Exchange Fees and Charges
Comments due: August 30, 2007
|
SR-NYSEArca-2007-72 |
34-56180 |
Aug. 1, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Auction Only Limit Order Type
Comments due: August 28, 2007
|
SR-NYSEArca-2007-71 |
34-56157 |
Jul. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 6.86
Comments due: August 23, 2007
|
SR-NYSEArca-2007-56 |
34-56150 |
Jul. 26, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 thereto Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading
Comments due: August 23, 2007
|
SR-NYSEArca-2007-66 |
34-56133 |
Jul. 25, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment No. 1 Relating to Exchange Fees and Charges
Comments due: August 22, 2007
|
SR-NYSEArca-2007-57 |
34-56131 |
Jul. 25, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Currency Trust Shares
Comments due: August 22, 2007
|
SR-NYSEArca-2007-70 |
34-56119 |
Jul. 24, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot
Comments due: August 20, 2007
|
SR-NYSEArca-2007-53 |
34-56073 |
Jul. 13, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on Commodity Pool Units
Comments due: August 9, 2007
|
SR-NYSEArca-2007-61 |
34-56072 |
Jul. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known As the Mid-Point Passive Liquidity Order
Comments due: August 10, 2007
|
SR-NYSEArca-2007-59 |
34-56071 |
Jul. 13, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Amendments to Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
Comments due: August 13, 2007
See also: Order: Rel. No. 34-56258
|
SR-NYSEArca-2007-60 |
34-56070 |
Jul. 13, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Amendments to Arca Equities Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
Comments due: August 13, 2007
See also: Order: Rel. No. 34-56259
|
SR-NYSEArca-2006-83 |
34-56058 |
Jul. 12, 2007 |
Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures
Comments due: August 8, 2007
See also: Order: Rel. No. 34-57135
|
SR-NYSEArca-2006-82 |
34-56057 |
Jul. 12, 2007 |
Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures
Comments due: August 8, 2007
See also: Order: Rel. No. 34-57136
|
SR-NYSEArca-2007-52 |
34-56054 |
Jul. 12, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Comments due: August 8, 2007
|
SR-NYSEArca-2007-62 |
34-56048 |
Jul. 11, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the One Week Option Series Pilot Program
Comments due: August 9, 2007
|
SR-NYSEArca-2007-45 |
34-56042 |
Jul. 11, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges
Comments due: August 7, 2007
|
SR-NYSEArca-2007-43 |
34-56041 |
Jul. 11, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares COMEX Gold Trust
Comments due: August 7, 2007
|
SR-NYSEArca-2007-67 |
34-56040 |
Jul. 10, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program for a Two-Week Period
Comments due: August 7, 2007
|
SR-NYSEArca-2007-58 |
34-56021 |
Jul. 6, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due: August 2, 2007
|
SR-NYSEArca-2007-34 |
34-56001 |
Jul. 2, 2007 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker
See also: Notice: Rel. No. 34-55789
|
Second Quarter |
SR-NYSEArca-2007-47 |
34-55985 |
Jun. 29, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE EPRA/NAREIT Asia Index Fund
Comments due: July 30, 2007
|
SR-NYSEArca-2007-54 |
34-55932 |
Jun. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Position and Exercise Limits for Options on the KBW Bank Index
Comments due: July 18, 2007
|
SR-NYSEArca-2007-22 |
34-55917 |
Jun. 15, 2007 |
Order Approving Proposed Rule Change As Amended By Amendments No. 1, 2, and 3 Thereto Relating to Listing and Annual Fees for Derivative Securities Products, Closed-End Funds and Structured Products
See also: Notice: Rel. No. 34-55720
|
SR-NYSEArca-2007-46 |
34-55906 |
Jun. 13, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Firm Facilitation, Royalty, and Booth Fees
Comments due: 21 days after publication in the Federal Register
|
SR-NYSEArca-2007-50 |
34-55896 |
Jun. 11, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of Primary Sweep Orders
Comments due: July 10, 2007
|
SR-NYSEArca-2007-37 |
34-55890 |
Jun. 8, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the Four Funds of StateShares, Inc.
Comments due: July 6, 2007
|
SR-NYSEArca-2007-44 |
34-55866 |
Jun. 6, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 14.3 – References to Wave Securities, L.L.C.
Comments due: July 6, 2007
|
SR-NYSEArca-2007-48; SR-NYSEArca-2007-49 |
34-55846 |
Jun. 1, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to an Increase in the Frequency of the Short Interest Reporting Requirements for Equity Trading Permit Holders and Options Trading Permit Holders
Comments due: July 3, 2007
|
SR-NYSEArca-2007-51 |
34-55838 |
May 31, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Pilot Program for Initial and Continued Financial Listing Standards for Common Stock Until November 30, 2007
Comments due: June 28, 2007
|
SR-NYSEArca-2007-34 |
34-55789 |
May 21, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker
Comments due: June 19, 2007
See also: Order: Rel. No. 34-56001
|
SR-NYSEArca-2007-36 |
34-55783 |
May 17, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Generic Listing Standards for Exchange-Traded Funds based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended
Comments due: June 14, 2007
|
SR-NYSEArca-2007-40 |
34-55775 |
May 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Closing Auctions for Securities Similar to Exchange-Traded Funds
Comments due: June 13, 2007
|
SR-NYSEArca-2007-24 |
34-55743 |
May 10, 2007 |
Order Approving a Proposed Rule Change to Waive Certain Listing Fees
See also: Notice: Rel. No. 34-55430
|
SR-NYSEArca-2007-17 |
34-55738 |
May 10, 2007 |
Order Granting Approval of a Proposed Rule Change to Waive 2007 Annual Listing Fees for Certain Dually-Listed Issuers Who Delist During 2007
See also: Notice: Rel. No. 34-55564
|
SR-NYSEArca-2007-38 |
34-55723 |
May 8, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 6.80 Governing Accommodation Transactions (Cabinet Trades)
Comments due: June 4, 2007
|
SR-NYSEArca-2007-22 |
34-55720 |
May 7, 2007 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing and Annual Fees for Derivative Securities Products and Closed-End Funds
Comments due: June 4, 2007
See also: Order: Rel. No. 34-55917
|
SR-NYSEArca-2007-42 |
34-55718 |
May 7, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the $1 Strike Pilot Program for an Additional Year
Comments due: June 5, 2007
|
SR-NYSEArca-2007-39 |
34-55708 |
May 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: May 31, 2007
|
SR-NYSEArca-2007-41 |
34-55707 |
May 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: May 31, 2007
|
SR-NYSEArca-2007-27 |
34-55699 |
May 3, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE NAREIT Residential Index Fund
Comments due: May 30, 2007
|
SR-NYSEArca-2007-35 |
34-55679 |
Apr. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: May 29, 2007
|
SR-NYSEArca-2006-86 |
34-55621 |
Apr. 12, 2007 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto and Order Granting Accelerated Approval of the Proposed Rule Change as Modified by Amendments No. 2 and 4 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities
Comments due: May 9, 2007
|
SR-NYSEArca-2007-30 |
34-55596 |
Apr. 6, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Transactions in Listed and Nasdaq Securities Priced Less Than One Dollar
Comments due: May 4, 2007
|
SR-NYSEArca-2007-29 |
34-55578 |
Apr. 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Rule 7.20 and 7.31
Comments due: May 1, 2007
|
SR-NYSEArca-2007-32 |
34-55577 |
Apr. 3, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: May 1, 2007
|
SR-NYSEArca-2007-33 |
34-55566 |
Apr. 2, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Amended and Restated Certificate of Incorporation of NYSE Euronext
Comments due: April 27, 2007
|
First Quarter |
SR-NYSEArca-2007-17 |
34-55564 |
Mar. 30, 2007 |
Notice of Filing of Proposed Rule Change to Waive Certain Listing Fees for Dually-Listed Issuers Who Delist During 2007
Comments due: April 26, 2007
See also: Order: Rel. No. 34-55738
|
SR-NYSEArca-2007-14 |
34-55546 |
Mar. 27, 2007 |
Order Granting Accelerated Approval to a Proposed Rule Change to Amend Existing Rules for Investment Company Units to Eliminate Requirement Regarding Index Weighting and Calculation Methodology
See also: Notice: Rel. No. 34-55339
|
SR-NYSEArca-2007-28 |
34-55539 |
Mar. 27, 2007 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.: SR-Amex-2007-21; SR-BSE-2007-07; SR-CBOE-2007-13; SR-ISE-2007-12; SR-Phlx-2007-21
Comments due: April 23, 2007
|
SR-NYSEArca-2007-26 |
34-55522 |
Mar. 26, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Types of Orders on Ox
Comments due: April 23, 2007
|
SR-NYSEArca-2006-67 |
34-55484 |
Mar. 16, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of the PowerShares DB US Dollar Index Funds Pursuant to Unlisted Trading Privileges
Comments due: April 13, 2007
|
SR-NYSEArca-2006-62 |
34-55453 |
Mar. 13, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to Trade Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges
Comments due: April 11, 2007
|
SR-NYSEArca-2006-50 |
34-55447 |
Mar. 12, 2007 |
Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc.
See also: Notice: Rel. No. 34-55214
|
SR-NYSEArca-2006-51 |
34-55446 |
Mar. 12, 2007 |
Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca, Inc.
See also: Notice: Rel. No. 34-55215
|
SR-NYSEArca-2007-09 |
34-55442 |
Mar. 12, 2007 |
Order Granting Approval of Proposed Rule Change Relating to the Expansion of Business Activities of Archipelago Securities, L.L.C.
See also: Notice: Rel. No. 34-55232
|
SR-NYSEArca-2007-23 |
34-55435 |
Mar. 9, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Round-Lot Transactions in NYSE-Listed Securities (other than ETFs) Routed Outside the Book
Comments due: April 6, 2007
|
SR-NYSEArca-2007-24 |
34-55430 |
Mar. 8, 2007 |
Notice of Filing of Proposed Rule Change to Waive Certain Listing Fees
Comments due: April 6, 2007
See also: Order: Rel. No. 34-55743
|
SR-NYSEArca-2007-21 |
34-55423 |
Mar. 8, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Exemption from Certain of the Exchange's Shareholder Approval Requirements for Limited Partnerships
Comments due: April 5, 2007
|
SR-NYSEArca-2007-25 |
34-55414 |
Mar. 7, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending its Schedule of Fees and Charges in Order to Extend a Pilot Program for Option Strategy Executions for a Period of One Year
Comments due: April 3, 2007
|
SR-NYSEArca-2007-20 |
34-55374 |
Feb. 28, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: March 28, 2007
|
SR-NYSEArca-2007-19 |
34-55347 |
Feb. 26, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Standard Position and Exercise Limit Pilot Program
Comments due: March 26, 2007
|
SR-NYSEArca-2007-18 |
34-55340 |
Feb. 23, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Operative Date of Rules Relating to Regulation NMS
Comments due: March 26, 2007
|
SR-NYSEArca-2007-14 |
34-55339 |
Feb. 23, 2007 |
Notice of Filing of Proposed Rule Change to Amend Existing Rules for Investment Company Units
Comments due: March 20, 2007
See also: Order: Rel. No. 34-55546
|
SR-NYSEArca-2007-06 |
34-55330 |
Feb. 21, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Errors in Option Transactions
Comments due: March 21, 2007
Comments received are available for this notice.
|
SR-NYSEArca-2007-15 |
34-55320 |
Feb. 21, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the CurrencySharesSM Japanese Yen Trust Pursuant to Unlisted Trading Privileges
Comments due: March 20, 2007
|
SR-NYSEArca-2007-16 |
34-55312 |
Feb. 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the SizeQuote Pilot Program
Comments due: March 20, 2007
|
SR-NYSEArca-2007-13 |
34-55295 |
Feb. 14, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: March 16, 2007
|
SR-NYSEArca-2007-05 |
34-55294 |
Feb. 14, 2007 |
Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V.
Additional Materials: Amendment No. 1; Exhibit 5C; Exhibit 5D; Exhibit 5G; Exhibit 5H
See also: Notice: Rel. No. 34-55109
Comments due: March 15, 2007
|
SR-NYSEArca-2007-09 |
34-55232 |
Feb. 2, 2007 |
Notice of Filing of Proposed Rule Change Relating to Expanding the Business Activities of Archipelago Securities, L.L.C.
Comments due: March 2, 2007
See also: Order: Rel. No. 34-55442
|
SR-NYSEArca-2007-07 |
34-55223 |
Feb. 1, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Comments due: March 2, 2007
Comments received are available for this notice.
|
SR-NYSEArca-2006-51 |
34-55215 |
Jan. 31, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca, Inc.
Comments due: February 28, 2007
See also: Order: Rel. No. 34-55446
|
SR-NYSEArca-2006-50 |
34-55214 |
Jan. 31, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc.
Comments due: February 28, 2007
See also: Order: Rel. No. 34-55557
|
SR-NYSEArca-2007-11 |
34-55194 |
Jan. 30, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: February 28, 2007
|
SR-NYSEArca-2007-08 |
34-55186 |
Jan. 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Further Extending the Time Period by Which the Exchange Will Enter into the NASD / NYSE Arca Options Agreement Pursuant to Rule 17d-2
Comments due: February 27, 2007
|
SR-NYSEArca-2007-10 |
34-55185 |
Jan. 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due: February 27, 2007
|
SR-NYSEArca-2007-02 |
34-55178 |
Jan. 25, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: February 22, 2007
|
SR-NYSEArca-2006-73 |
34-55156 |
Jan. 23, 2007 |
Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, to Create an Options Penny Pilot Program
See also: Notice: Rel. No. 34-54590
Comments received are available for this notice.
|
SR-NYSEArca-2006-54 |
34-55142 |
Jan. 19, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration
Comments due: February 16, 2007
|
SR-NYSEArca-2006-55 |
34-55141 |
Jan. 19, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration
Comments due: February 16, 2007
|
SR-NYSEArca-2007-01 |
34-55138 |
Jan. 19, 2007 |
Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.: SR-Amex-2006-119; SR-BSE-2006-55; SR-CBOE-2006-109; and SR-ISE-2006-73
See also: Notice: Rel. No. 34-55051
|
SR-NYSEArca-2006-87 |
34-55125 |
Jan. 18, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of 81 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due: February 15, 2007
|
SR-NYSEArca-2007-05 |
34-55109 |
Jan. 16, 2007 |
Notice of Filing of Proposed Rule Change Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V.
Comments due: February 5, 2007
See also: Order: Rel. No. 34-55294
|
SR-NYSEArca-2006-63 |
34-55102 |
Jan. 12, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Trade iShares® Lehman Bond Funds Pursuant to Unlisted Trading Privileges
Comments due: February 13, 2007
|
SR-NYSEArca-2006-91 |
34-55099 |
Jan. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: February 12, 2007
|
SR-NYSEArca-2006-37 |
34-55085 |
Jan. 11, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade the streetTRACKS Dow Jones Global Titans Index Fund Pursuant to Unlisted Trading Privileges
Comments due: February 12, 2007
|
SR-NYSEArca-2006-39 |
34-55083 |
Jan. 10, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Certain iShares MSCI Index Funds Pursuant to Unlisted Trading Privileges
Comments due: February 8, 2007
|
SR-NYSEArca-2006-38 |
34-55053 |
Jan. 5, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade iShares S&P Global Index Funds and iShares MSCI EAFE Index Fund Pursuant to Unlisted Trading Privileges
Comments due: February 6, 2007
|
SR-NYSEArca-2007-01 |
34-55051 |
Jan. 5, 2007 |
Notice of Filing of a Proposed Rule Change Relating to the Uniform Definition of Complex Trade
Comments due: February 6, 2007
See also: Order: Rel. No. 34-55138
|
NYSE Arca File Number List for 2007 |
Release No. |
Date |
Details |
SR-NYSEArca-2007-131 |
34-57062 |
Dec. 28, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Extend the Deadline until March 31, 2008 for Issuers to Become Compliant with Listing Requirements Concerning Direct Registration Programs
Comments due: January 25, 2008
Additional File Nos.: SR-NASDAQ-2007-101; SR-Amex-2007-142; and SR-NYSE-2007-122
|
SR-NYSEArca-2007-128 |
34-56983 |
Dec. 18, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the iShares MSCI Japan Small Cap Index Fund
Comments due: January 17, 2008
|
SR-NYSEArca-2007-127 |
34-57047 |
Dec. 27, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the iShares MSCI Belgium Index Fund
Comments due: January 25, 2008
|
SR-NYSEArca-2007-126 |
34-57069 |
Dec. 31, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Certain Transaction Fees and Credits
Comments due: January 29, 2008
|
SR-NYSEArca-2007-125 |
34-57132 |
Jan. 11, 2008 |
Order Granting Approval of a Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities.
|
34-56918 |
Dec. 6, 2007 |
Notice of Filing of Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities
Comments due: January 2, 2008
|
SR-NYSEArca-2007-124 |
34-56888 |
Dec. 3, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Closing Auction Time for Exchange Traded Funds
Comments due: January 2, 2008
|
SR-NYSEArca-2007-123 |
34-56885 |
Dec. 3, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Extension of the Pilot Program for Initial and Continued Financial Listing Standards for Common Stock of Operating Companies Until May 31, 2008
Comments due: December 28, 2007
|
SR-NYSEArca-2007-122 |
34-57149 |
Jan. 15, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities
|
34-56907 |
Dec. 5, 2007 |
Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities
Comments due: January 2, 2008
|
SR-NYSEArca-2007-121 |
34-57186 |
Jan. 22, 2008 |
Order Granting Approval of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers
|
34-56908 |
Dec. 5, 2007 |
Notice of Filing of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers
Comments due: January 2, 2008
|
SR-NYSEArca-2007-120 |
34-57158 |
Jan. 15, 2008 |
Order Approving a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Brokers
|
34-56899 |
Dec. 5, 2007 |
Notice of Filing of a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Broker
Comments due: January 2, 2008
|
SR-NYSEArca-2007-119 |
34-56987 |
Dec. 18, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No.1 Thereto, To List and Trade the BearLinxSM Alerian MLP Select Index ETN
Comments due: January 17, 2008
|
SR-NYSEArca-2007-118 |
34-56838 |
Nov. 26, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Certain Requirements Relating to Indexes Underlying Equity Index-Linked Securities
Comments due: December 21, 2007
|
SR-NYSEArca-2007-117 |
34-56810 |
Nov. 19, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known as PNP Blind
Comments due: December 17, 2007
|
SR-NYSEArca-2007-116 |
34-56898 |
Dec. 5, 2007 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders
Additional File Nos.: SR-Amex-2007-124; SR-BSE-2007-50; SR-CBOE-2007-144; SR-ISE-2007-108; SR-Phlx-2007-88
Comments due: January 2, 2008
|
SR-NYSEArca-2007-115 |
34-57103 |
Jan. 4, 2008 |
Order Granting Approval of a Proposed Rule Change Relating to Rule 6.87 – Obvious Error
|
34-56819 |
Nov. 19, 2007 |
Notice of Filing of a Proposed Rule Change Relating to Rule 6.87 — Obvious Error
Comments due: December 18, 2007
|
SR-NYSEArca-2007-114 |
34-56786 |
Nov. 14, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fill-or-Kill Order
Comments due: December 12, 2007
|
SR-NYSEArca-2007-113 |
34-56790 |
Nov. 15, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mid-Point Passive Liquidity Order
Comments due: December 14, 2007
|
SR-NYSEArca-2007-112 |
34-56932 |
Dec. 7, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the iShares S&P GSCI Commodity-Indexed Trust
Comments due: January 4, 2008
|
SR-NYSEArca-2007-111 |
34-56695 |
Oct. 24, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Shares of the HealthShares™ Ophthalmology Exchange-Traded Fund
Comments due: November 20, 2007
|
SR-NYSEArca-2007-110 |
34-56879 |
Dec. 3, 2007 |
Order Granting Approval of a Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities
|
34-56696 |
Oct. 24, 2007 |
Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities
Comments due: November 23, 2007
|
SR-NYSEArca-2007-109 |
34-56808 |
Nov. 16, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes, as Amended, Relating to the Elimination of the Class Gate
Additional File Nos.: SR-Amex-2007-117; SR-BSE-2007-44; SR-CBOE-2007-121; SR-ISE-2007-92; SR-Phlx-2007-86
Comments due: December 17, 2007
|
SR-NYSEArca-2007-108 |
34-57017 |
Dec. 20, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of 11 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due: January 18, 2008
|
SR-NYSEArca-2007-107 |
34-56666 |
Oct. 17, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Sessions on NYSE Arca Marketplace
Comments due: November 13, 2007
|
SR-NYSEArca-2007-106 |
34-56797 |
Nov. 15, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options Already Listed on Another National Securities Exchange
Comments due: December 14, 2007
|
SR-NYSEArca-2007-104 |
34-57815 |
May 12, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing Standards for Warrants, Rights, and Units
|
34-57603 |
Apr. 2, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Warrants, Rights, and Units
Comments due: May 1, 2008
|
SR-NYSEArca-2007-103 |
34-56906 |
Dec. 5, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Initial Listing Standards for Other Securities
Comments due: January 2, 2008
|
SR-NYSEArca-2007-102 |
34-56832 |
Nov. 21, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges
Comments due: December 19, 2007
|
SR-NYSEArca-2007-100 |
34-56642 |
Oct. 11, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: November 7, 2007
|
SR-NYSEArca-2007-99 |
34-56616 |
Oct. 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Exchange's Fees for Orders Submitted for Certain NYSE and Nasdaq-Listed Securities
Comments due: November 2, 2007
|
SR-NYSEArca-2007-98 |
34-56924 |
Dec. 7, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Definition of and Listing Standards for Equity-Linked Notes under NYSE Arca Equities Rules 5.1(b)(14) and 5.2(j)(2)
Comments due: January 3, 2008
|
SR-NYSEArca-2007-96 |
34-56593 |
Oct. 1, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Initial Listing Standards for Index-Linked Securities
Comments due: October 30, 2007
|
SR-NYSEArca-2007-95 |
34-56545 |
Sep. 27, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 7.34 and 7.35
Comments due: October 24, 2007
|
SR-NYSEArca-2007-94 |
34-56656 |
Oct. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and to Specify that Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits
Comments due: November 9, 2007
|
SR-NYSEArca-2007-93 |
34-56595 |
Oct. 1, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Comments due: October 30, 2007
|
SR-NYSEArca-2007-92 |
34-56637 |
Oct. 10, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Generic Listing and Trading Rules for Index-Linked Securities
Comments due: November 6, 2007
|
SR-NYSEArca-2007-91 |
34-57456 |
Mar. 7, 2008 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Six iShares® S&P GSCI™ Commodity-Indexed Trusts
|
34-57318 |
Feb. 12, 2008 |
Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Listing and Trading of Six iShares® S&P GSCI™ Commodity-Indexed Trusts
Comments due: March 6, 2008
|
SR-NYSEArca-2007-89 |
34-56452 |
Sep. 18, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend Fees for the Entry of Good Till Cancelled or Good Till Date Orders
Comments due: October 16, 2007
|
SR-NYSEArca-2007-88 |
34-56568 |
Sep. 27, 2007 |
Order Granting Approval to a Proposed Rule Change Relating to an Extension and Expansion of the Penny Pilot Program
|
34-56280 |
Aug. 17, 2007 |
Notice of Filing of Proposed Rule Change Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading
Comments due: September 14, 2007
Comments received are available for this notice.
|
SR-NYSEArca-2007-87 |
34-56975 |
Dec. 17, 2007 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Amend Listing Fees for Structured Products
|
34-56767 |
Nov. 7, 2007 |
Notice of Filing of a Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, to Amend Listing Fees for Structured Products
Comments due: December 6, 2007
|
SR-NYSEArca-2007-86 |
34-56323 |
Aug. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Fill-or-Kill Order Type
Comments due: September 21, 2007
|
SR-NYSEArca-2007-84 |
34-56264 |
Aug. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Position and Exercise Limit Pilot Program
Comments due: September 12, 2007
|
SR-NYSEArca-2007-83 |
34-56257 |
Aug. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Obsolete Rules Relating to the Trading of Gold and Silver Bullion
Comments due: September 11, 2007
|
SR-NYSEArca-2007-82 |
34-56295 |
Aug. 21, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Fees for the Entry of Mid-Point Passive Liquidity or Primary Sweep Orders
Comments due: September 18, 2007
|
SR-NYSEArca-2007-81 |
34-56763 |
Nov. 7, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the Funds of the Rydex ETF Trust Pursuant to Unlisted Trading Privileges
Comments due: December 5, 2007
|
SR-NYSEArca-2007-79 |
34-56601 |
Oct. 2, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of Eight Funds of the ProShares Trust Based on International Indexes Pursuant to Unlisted Trading Privileges
Comments due: October 31, 2007
|
SR-NYSEArca-2007-78 |
34-57294 |
Feb. 8, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Pursuant to Unlisted Trading Privileges
Comments due: March 7, 2008
|
SR-NYSEArca-2007-77 |
34-56200 |
Aug. 3, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Exchange Fees and Charges
Comments due: August 30, 2007
|
SR-NYSEArca-2007-76 |
34-56224 |
Aug. 8, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the streetTRACKS® Gold Trust
Comments due: September 5, 2007
|
SR-NYSEArca-2007-75 |
34-56627 |
Oct. 5, 2007 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expand the Trading Hours of Certain Exchange-Traded Funds
|
34-56329 |
Aug. 28, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Expand the Trading Hours of Certain Exchange-Traded Funds
Comments due: September 21, 2007
|
SR-NYSEArca-2007-74 |
34-56270 |
Aug. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.34(e) and Clarifying Certain Customer Disclosures Relating to ETF Trading
Comments due: September 12, 2007
|
SR-NYSEArca-2007-73 |
34-56625 |
Oct. 5, 2007 |
Order Approving Proposed Rule Change Relating to Extended Hours Trading of Investment Company Units and Portfolio Depository Receipts
|
34-56328 |
Aug. 28, 2007 |
Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rules 5.2(j)(3) (Investment Company Units) and Rule 8.100 (Portfolio Depositary Receipts) in Connection with the Dissemination of Information in Extended Hours Trading
Comments due: September 25, 2007
|
SR-NYSEArca-2007-72 |
34-56180 |
Aug. 1, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Auction Only Limit Order Type
Comments due: August 28, 2007
|
SR-NYSEArca-2007-71 |
34-56157 |
Jul. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 6.86
Comments due: August 23, 2007
|
SR-NYSEArca-2007-70 |
34-56119 |
Jul. 24, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot
Comments due: August 20, 2007
|
SR-NYSEArca-2007-69 |
34-56606 |
Oct. 3, 2007 |
Order Granting Accelerated Approval of Proposed Rule Change, as modified by Amendment No. 1, and Notice of Filing of Amendment No. 1 Thereto Relating to Adoption of Revised Initial and Continued Listing Standards for the Pilot Program Expiring on November 30, 2007
Comments due: November 1, 2007
|
34-56232 |
Aug. 9, 2007 |
Notice of Filing of Proposed Rule Change Relating to Adoption of Revised Initial and Continued Listing Standards for the Pilot Program Expiring on November 30, 2007
Comments due: September 6, 2007
|
SR-NYSEArca-2007-68 |
34-57029 |
Dec. 21, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of the GreenHaven Continuous Commodity Index Fund Pursuant to Unlisted Trading Privileges
Comments due: January 22, 2008
|
SR-NYSEArca-2007-67 |
34-56040 |
Jul. 10, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program for a Two-Week Period
Comments due: August 7, 2007
|
SR-NYSEArca-2007-66 |
34-56133 |
Jul. 25, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change As Modified by Amendment No. 1 Relating to Exchange Fees and Charges
Comments due: August 22, 2007
|
SR-NYSEArca-2007-65 |
34-56761 |
Nov. 7, 2007 |
Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade.
Additional File Nos.: SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44
|
34-56555 |
Sep. 27, 2007 |
Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade
Comments due: October 25, 2007
Additional File Nos.: SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44
|
SR-NYSEArca-2007-64 |
34-56300 |
Aug. 22, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to Conforming Amendments Involving the Deletion of Rule 10a-1 under the Securities Exchange Act of 1934
Comments due: September 18, 2007
|
SR-NYSEArca-2007-63 |
34-56300 |
Aug. 22, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to Conforming Amendments Involving the Deletion of Rule 10a-1 under the Securities Exchange Act of 1934
Comments due: September 18, 2007
|
SR-NYSEArca-2007-62 |
34-56048 |
Jul. 11, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the One Week Option Series Pilot Program
Comments due: August 9, 2007
|
SR-NYSEArca-2007-61 |
34-56072 |
Jul. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known As the Mid-Point Passive Liquidity Order
Comments due: August 10, 2007
|
SR-NYSEArca-2007-60 |
34-56259 |
Aug. 15, 2007 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No.1 Thereto Relating to Amendments to Arca Equities Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
|
34-56070 |
Jul. 13, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Amendments to Arca Equities Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
Comments due: August 13, 2007
|
SR-NYSEArca-2007-59 |
34-56258 |
Aug. 15, 2007 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No.1 Thereto Relating to Amendments to Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
|
34-56071 |
Jul. 13, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Amendments to Rule 12 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR
Comments due: August 13, 2007
|
SR-NYSEArca-2007-58 |
34-56021 |
Jul. 6, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due: August 2, 2007
|
SR-NYSEArca-2007-57 |
34-56131 |
Jul. 25, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Currency Trust Shares
Comments due: August 22, 2007
|
SR-NYSEArca-2007-56 |
34-56150 |
Jul. 26, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 thereto Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading
Comments due: August 23, 2007
|
SR-NYSEArca-2007-54 |
34-55932 |
Jun. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Position and Exercise Limits for Options on the KBW Bank Index
Comments due: July 18, 2007
|
SR-NYSEArca-2007-53 |
34-56073 |
Jul. 13, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on Commodity Pool Units
Comments due: August 9, 2007
|
SR-NYSEArca-2007-52 |
34-56054 |
Jul. 12, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Comments due: August 8, 2007
|
SR-NYSEArca-2007-51 |
34-55838 |
May 31, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Pilot Program for Initial and Continued Financial Listing Standards for Common Stock Until November 30, 2007
Comments due: June 28, 2007
|
SR-NYSEArca-2007-50 |
34-55896 |
Jun. 11, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of Primary Sweep Orders
Comments due: July 10, 2007
|
SR-NYSEArca-2007-48; SR-NYSEArca-2007-49 |
34-55846 |
Jun. 1, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to an Increase in the Frequency of the Short Interest Reporting Requirements for Equity Trading Permit Holders and Options Trading Permit Holders
Comments due: July 3, 2007
|
SR-NYSEArca-2007-47 |
34-55985 |
Jun. 29, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE EPRA/NAREIT Asia Index Fund
Comments due: July 30, 2007
|
SR-NYSEArca-2007-46 |
34-55906 |
Jun. 13, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Firm Facilitation, Royalty, and Booth Fees
Comments due: 21 days after publication in the Federal Register
|
SR-NYSEArca-2007-45 |
34-56042 |
Jul. 11, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges
Comments due: August 7, 2007
|
SR-NYSEArca-2007-44 |
34-55866 |
Jun. 6, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 14.3 – References to Wave Securities, L.L.C.
Comments due: July 6, 2007
|
SR-NYSEArca-2007-43 |
34-56041 |
Jul. 11, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares COMEX Gold Trust
Comments due: August 7, 2007
|
SR-NYSEArca-2007-42 |
34-55718 |
May 7, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the $1 Strike Pilot Program for an Additional Year
Comments due: June 5, 2007
|
SR-NYSEArca-2007-41 |
34-55707 |
May 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: May 31, 2007
|
SR-NYSEArca-2007-40 |
34-55775 |
May 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Closing Auctions for Securities Similar to Exchange-Traded Funds
Comments due: June 13, 2007
|
SR-NYSEArca-2007-39 |
34-55708 |
May 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: May 31, 2007
|
SR-NYSEArca-2007-38 |
34-55723 |
May 8, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 6.80 Governing Accommodation Transactions (Cabinet Trades)
Comments due: June 4, 2007
|
SR-NYSEArca-2007-37 |
34-55890 |
Jun. 8, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the Four Funds of StateShares, Inc.
Comments due: July 6, 2007
|
SR-NYSEArca-2007-36 |
34-55783 |
May 17, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Generic Listing Standards for Exchange-Traded Funds based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended
Comments due: June 14, 2007
|
SR-NYSEArca-2007-35 |
34-55679 |
Apr. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges
Comments due: May 29, 2007
|
SR-NYSEArca-2007-34 |
34-56001 |
Jul. 2, 2007 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker
|
34-55789 |
May 21, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker
Comments due: June 19, 2007
|
SR-NYSEArca-2007-33 |
34-55566 |
Apr. 2, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Amended and Restated Certificate of Incorporation of NYSE Euronext
Comments due: April 27, 2007
|
SR-NYSEArca-2007-32 |
34-55577 |
Apr. 3, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: May 1, 2007
|
SR-NYSEArca-2007-30 |
34-55596 |
Apr. 6, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Transactions in Listed and Nasdaq Securities Priced Less Than One Dollar
Comments due: May 4, 2007
|
SR-NYSEArca-2007-29 |
34-55578 |
Apr. 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Rule 7.20 and 7.31
Comments due: May 1, 2007
|
SR-NYSEArca-2007-28 |
34-55539 |
Mar. 27, 2007 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.: SR-Amex-2007-21; SR-BSE-2007-07; SR-CBOE-2007-13; SR-ISE-2007-12; SR-Phlx-2007-21
Comments due: April 23, 2007
|
SR-NYSEArca-2007-27 |
34-55699 |
May 3, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE NAREIT Residential Index Fund
Comments due: May 30, 2007
|
SR-NYSEArca-2007-26 |
34-55522 |
Mar. 26, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Types of Orders on Ox
Comments due: April 23, 2007
|
SR-NYSEArca-2007-25 |
34-55414 |
Mar. 7, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending its Schedule of Fees and Charges in Order to Extend a Pilot Program for Option Strategy Executions for a Period of One Year
Comments due: April 3, 2007
|
SR-NYSEArca-2007-24 |
34-55743 |
May 10, 2007 |
Order Approving a Proposed Rule Change to Waive Certain Listing Fees
|
34-55430 |
Mar. 8, 2007 |
Notice of Filing of Proposed Rule Change to Waive Certain Listing Fees
Comments due: April 6, 2007
|
SR-NYSEArca-2007-23 |
34-55435 |
Mar. 9, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Round-Lot Transactions in NYSE-Listed Securities (other than ETFs) Routed Outside the Book
Comments due: April 6, 2007
|
SR-NYSEArca-2007-22 |
34-55917 |
Jun. 15, 2007 |
Order Approving Proposed Rule Change As Amended By Amendments No. 1, 2, and 3 Thereto Relating to Listing and Annual Fees for Derivative Securities Products, Closed-End Funds and Structured Products
|
34-55720 |
May 7, 2007 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing and Annual Fees for Derivative Securities Products and Closed-End Funds
Comments due: June 4, 2007
|
SR-NYSEArca-2007-21 |
34-55423 |
Mar. 8, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Exemption from Certain of the Exchange's Shareholder Approval Requirements for Limited Partnerships
Comments due: April 5, 2007
|
SR-NYSEArca-2007-20 |
34-55374 |
Feb. 28, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: March 28, 2007
|
SR-NYSEArca-2007-19 |
34-55347 |
Feb. 26, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange’s Standard Position and Exercise Limit Pilot Program
Comments due: March 26, 2007
|
SR-NYSEArca-2007-18 |
34-55340 |
Feb. 23, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Operative Date of Rules Relating to Regulation NMS
Comments due: March 26, 2007
|
SR-NYSEArca-2007-17 |
34-55738 |
May 10, 2007 |
Order Granting Approval of a Proposed Rule Change to Waive 2007 Annual Listing Fees for Certain Dually-Listed Issuers Who Delist During 2007
|
34-55564 |
Mar. 30, 2007 |
Notice of Filing of Proposed Rule Change to Waive Certain Listing Fees for Dually-Listed Issuers Who Delist During 2007
Comments due: April 26, 2007
|
SR-NYSEArca-2007-16 |
34-55312 |
Feb. 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the SizeQuote Pilot Program
Comments due: March 20, 2007
|
SR-NYSEArca-2007-15 |
34-55320 |
Feb. 21, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the CurrencySharesSM Japanese Yen Trust Pursuant to Unlisted Trading Privileges
Comments due: March 20, 2007
|
SR-NYSEArca-2007-14 |
34-55546 |
Mar. 27, 2007 |
Order Granting Accelerated Approval to a Proposed Rule Change to Amend Existing Rules for Investment Company Units to Eliminate Requirement Regarding Index Weighting and Calculation Methodology
|
34-55339 |
Feb. 23, 2007 |
Notice of Filing of Proposed Rule Change to Amend Existing Rules for Investment Company Units
Comments due: March 20, 2007
|
SR-NYSEArca-2007-13 |
34-55295 |
Feb. 14, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: March 16, 2007
|
SR-NYSEArca-2007-11 |
34-55194 |
Jan. 30, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: February 28, 2007
|
SR-NYSEArca-2007-10 |
34-55185 |
Jan. 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due: February 27, 2007
|
SR-NYSEArca-2007-09 |
34-55442 |
Mar. 12, 2007 |
Order Granting Approval of Proposed Rule Change Relating to the Expansion of Business Activities of Archipelago Securities, L.L.C.
|
34-55232 |
Feb. 2, 2007 |
Notice of Filing of Proposed Rule Change Relating to Expanding the Business Activities of Archipelago Securities, L.L.C.
Comments due: March 2, 2007
|
SR-NYSEArca-2007-08 |
34-55186 |
Jan. 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Further Extending the Time Period by Which the Exchange Will Enter into the NASD / NYSE Arca Options Agreement Pursuant to Rule 17d-2
Comments due: February 27, 2007
|
SR-NYSEArca-2007-07 |
34-55223 |
Feb. 1, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Exchange Fees and Charges
Comments due: March 2, 2007
Comments received are available for this notice.
|
SR-NYSEArca-2007-06 |
34-55330 |
Feb. 21, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Errors in Option Transactions
Comments due: March 21, 2007
Comments received are available for this notice.
|
SR-NYSEArca-2007-05 |
34-55294 |
Feb. 14, 2007 |
Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V.
Additional Materials: Amendment No. 1; Exhibit 5C; Exhibit 5D; Exhibit 5G; Exhibit 5H
Comments due: March 15, 2007
|
34-55109 |
Jan. 16, 2007 |
Notice of Filing of Proposed Rule Change Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V.
Comments due: February 5, 2007
|
SR-NYSEArca-2007-02 |
34-55178 |
Jan. 25, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions
Comments due: February 22, 2007
|
SR-NYSEArca-2007-01 |
34-55138 |
Jan. 19, 2007 |
Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.: SR-Amex-2006-119; SR-BSE-2006-55; SR-CBOE-2006-109; and SR-ISE-2006-73
|
34-55051 |
Jan. 5, 2007 |
Notice of Filing of a Proposed Rule Change Relating to the Uniform Definition of Complex Trade
Comments due: February 6, 2007
|
http://www.sec.gov/rules/sro/nysearca/nysearcaarchive/nysearca2007.shtml
|