Home
|
Previous Page
Frequently Requested FOIA Documents
The following materials are currently available:
Alternative Trading Systems
Note:
Please read the information page
before using this data and for links to archive files.
Report as of September 26, 2008:
File name: atslist0908.pdf
.
Fails-to-Deliver Data
Note:
Please read the information page
before using this data and for links to archive files. This is a
PKZip file
: Archive size: 4.6 MB; decompressed size: approx. 12 MB
Reports for the second quarter 2008:
File name: cnsp_sec_fails_2008q2.zip
.
Company Information About Registered Investment Advisers
Note:
Please read the information page
before using this data. This is a
PKZip file
: Archive size: 728KB; decompressed size: approx. 4MB
Report as of November 3, 2008:
File name: ia110308.zip
Company Information About Active Broker-Dealers
Note:
Please read the information page
before using this data.
Report as of November 1, 2008:
File name: bd110108.txt
Full-Time Equivalents History
(May 2007)
File name: fulltimes.htm
Budget History — BA vs. Actual Obligations
(May 2007)
File name: budgetact.htm
SEC Credit Cardholders and Approving Officials
(October 2008)
File name: cardhold.htm
http://www.sec.gov/foia/foiadocs.htm
Home
|
Previous Page
Modified: 11/03/2008